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JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameJOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN
Plan identification number 001

JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

JOHN F. FONT, PH.D. AND ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHN F. FONT, PH.D. AND ASSOCIATES, INC.
Employer identification number (EIN):942183221
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-11-01TERESA MALEKZADEH2024-05-01 TERESA MALEKZADEH2024-05-01
0012021-11-01TERESA MALEKZADEH2023-07-19 TERESA MALEKZADEH2023-07-19
0012020-11-01TERESA MALEKZADEH2022-08-05 TERESA MALEKZADEH2022-08-05
0012019-11-01TERESA MALEKZADEH2021-08-04 TERESA MALEKZADEH2021-08-04
0012018-11-01TERESA MALEKZADEH2020-06-30 TERESA MALEKZADEH2020-06-30
0012017-11-01TERESA MALEKZADEH2019-08-12 TERESA MALEKZADEH2019-08-12
0012016-11-01
0012016-11-01TERESA MALEKZADEH2019-07-09
0012015-11-01TERESA MALEKZADEH
0012014-11-01TERESA MALEKZADEH
0012013-11-01TERESA MALEKZADEH
0012012-11-01TERESA MALEKZADEH2014-08-07
0012011-11-01TERESA MALEKZADEH
0012009-11-01TERESA MALEKZADEH
0012008-11-01

Plan Statistics for JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN

Measure Date Value
2022: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-11-0168
Total number of active participants reported on line 7a of the Form 55002022-11-0128
Number of retired or separated participants receiving benefits2022-11-010
Number of other retired or separated participants entitled to future benefits2022-11-0137
Total of all active and inactive participants2022-11-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-11-010
Total participants2022-11-0165
Number of participants with account balances2022-11-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-11-012
2021: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-11-0173
Total number of active participants reported on line 7a of the Form 55002021-11-0127
Number of retired or separated participants receiving benefits2021-11-010
Number of other retired or separated participants entitled to future benefits2021-11-0137
Total of all active and inactive participants2021-11-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-11-010
Total participants2021-11-0164
Number of participants with account balances2021-11-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-11-012
2020: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-0170
Total number of active participants reported on line 7a of the Form 55002020-11-0128
Number of retired or separated participants receiving benefits2020-11-010
Number of other retired or separated participants entitled to future benefits2020-11-0142
Total of all active and inactive participants2020-11-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-010
Total participants2020-11-0170
Number of participants with account balances2020-11-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-016
2019: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-0176
Total number of active participants reported on line 7a of the Form 55002019-11-0137
Number of retired or separated participants receiving benefits2019-11-010
Number of other retired or separated participants entitled to future benefits2019-11-0135
Total of all active and inactive participants2019-11-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-011
Total participants2019-11-0173
Number of participants with account balances2019-11-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-013
2018: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-0182
Total number of active participants reported on line 7a of the Form 55002018-11-0137
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-0128
Total of all active and inactive participants2018-11-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-0165
Number of participants with account balances2018-11-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-014
2017: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-0191
Total number of active participants reported on line 7a of the Form 55002017-11-0138
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-0145
Total of all active and inactive participants2017-11-0183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-0183
Number of participants with account balances2017-11-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-012
2016: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01116
Total number of active participants reported on line 7a of the Form 55002016-11-0136
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-0161
Total of all active and inactive participants2016-11-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-0197
Number of participants with account balances2016-11-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-0111
2015: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-0176
Total number of active participants reported on line 7a of the Form 55002015-11-0146
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0140
Total of all active and inactive participants2015-11-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-0186
Number of participants with account balances2015-11-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-0126
2014: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-0184
Total number of active participants reported on line 7a of the Form 55002014-11-0147
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0125
Total of all active and inactive participants2014-11-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-0172
Number of participants with account balances2014-11-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-0135
2013: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-0172
Total number of active participants reported on line 7a of the Form 55002013-11-0139
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0124
Total of all active and inactive participants2013-11-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-0163
Number of participants with account balances2013-11-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-015
2011: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-0168
Total number of active participants reported on line 7a of the Form 55002011-11-0145
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-0122
Total of all active and inactive participants2011-11-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-0167
Number of participants with account balances2011-11-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-011
2009: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-0143
Total number of active participants reported on line 7a of the Form 55002009-11-0137
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0123
Total of all active and inactive participants2009-11-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-0160
Number of participants with account balances2009-11-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-017

Financial Data on JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN

Measure Date Value
2023 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2023 401k financial data
Total plan liabilities at end of year2023-10-31$0
Total plan liabilities at beginning of year2023-10-31$0
Total income from all sources2023-10-31$285,627
Expenses. Total of all expenses incurred2023-10-31$224,871
Benefits paid (including direct rollovers)2023-10-31$221,945
Total plan assets at end of year2023-10-31$2,717,484
Total plan assets at beginning of year2023-10-31$2,656,728
Value of fidelity bond covering the plan2023-10-31$320,000
Total contributions received or receivable from participants2023-10-31$108,044
Other income received2023-10-31$177,583
Net income (gross income less expenses)2023-10-31$60,756
Net plan assets at end of year (total assets less liabilities)2023-10-31$2,717,484
Net plan assets at beginning of year (total assets less liabilities)2023-10-31$2,656,728
Assets. Value of participant loans2023-10-31$52,916
Value of certain deemed distributions of participant loans2023-10-31$1,874
Expenses. Administrative service providers (salaries,fees and commissions)2023-10-31$1,052
2022 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2022 401k financial data
Total plan liabilities at end of year2022-10-31$0
Total plan liabilities at beginning of year2022-10-31$0
Total income from all sources2022-10-31$-465,347
Expenses. Total of all expenses incurred2022-10-31$28,974
Benefits paid (including direct rollovers)2022-10-31$27,142
Total plan assets at end of year2022-10-31$2,656,728
Total plan assets at beginning of year2022-10-31$3,151,049
Value of fidelity bond covering the plan2022-10-31$320,000
Total contributions received or receivable from participants2022-10-31$98,484
Other income received2022-10-31$-563,831
Net income (gross income less expenses)2022-10-31$-494,321
Net plan assets at end of year (total assets less liabilities)2022-10-31$2,656,728
Net plan assets at beginning of year (total assets less liabilities)2022-10-31$3,151,049
Assets. Value of participant loans2022-10-31$88,827
Value of corrective distributions2022-10-31$631
Expenses. Administrative service providers (salaries,fees and commissions)2022-10-31$1,201
2021 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year2021-10-31$0
Total plan liabilities at beginning of year2021-10-31$0
Total income from all sources2021-10-31$712,204
Expenses. Total of all expenses incurred2021-10-31$20,238
Benefits paid (including direct rollovers)2021-10-31$17,561
Total plan assets at end of year2021-10-31$3,151,049
Total plan assets at beginning of year2021-10-31$2,459,083
Value of fidelity bond covering the plan2021-10-31$320,000
Total contributions received or receivable from participants2021-10-31$81,052
Contributions received from other sources (not participants or employers)2021-10-31$0
Other income received2021-10-31$631,152
Net income (gross income less expenses)2021-10-31$691,966
Net plan assets at end of year (total assets less liabilities)2021-10-31$3,151,049
Net plan assets at beginning of year (total assets less liabilities)2021-10-31$2,459,083
Assets. Value of participant loans2021-10-31$66,007
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-10-31$327
Total contributions received or receivable from employer(s)2021-10-31$0
Value of corrective distributions2021-10-31$1
Expenses. Administrative service providers (salaries,fees and commissions)2021-10-31$2,676
2020 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-10-31$0
Total plan liabilities at beginning of year2020-10-31$0
Total income from all sources2020-10-31$207,593
Expenses. Total of all expenses incurred2020-10-31$19,537
Benefits paid (including direct rollovers)2020-10-31$17,847
Total plan assets at end of year2020-10-31$2,459,083
Total plan assets at beginning of year2020-10-31$2,271,027
Value of fidelity bond covering the plan2020-10-31$150,000
Total contributions received or receivable from participants2020-10-31$95,420
Other income received2020-10-31$112,173
Net income (gross income less expenses)2020-10-31$188,056
Net plan assets at end of year (total assets less liabilities)2020-10-31$2,459,083
Net plan assets at beginning of year (total assets less liabilities)2020-10-31$2,271,027
Assets. Value of participant loans2020-10-31$5,364
Expenses. Administrative service providers (salaries,fees and commissions)2020-10-31$1,690
2019 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-10-31$0
Total plan liabilities at beginning of year2019-10-31$0
Total income from all sources2019-10-31$394,960
Expenses. Total of all expenses incurred2019-10-31$318,960
Benefits paid (including direct rollovers)2019-10-31$317,204
Total plan assets at end of year2019-10-31$2,271,027
Total plan assets at beginning of year2019-10-31$2,195,027
Value of fidelity bond covering the plan2019-10-31$210,000
Total contributions received or receivable from participants2019-10-31$102,653
Contributions received from other sources (not participants or employers)2019-10-31$3,096
Other income received2019-10-31$229,211
Net income (gross income less expenses)2019-10-31$76,000
Net plan assets at end of year (total assets less liabilities)2019-10-31$2,271,027
Net plan assets at beginning of year (total assets less liabilities)2019-10-31$2,195,027
Assets. Value of participant loans2019-10-31$5,136
Total contributions received or receivable from employer(s)2019-10-31$60,000
Expenses. Administrative service providers (salaries,fees and commissions)2019-10-31$1,756
2017 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-10-31$0
Total plan liabilities at beginning of year2017-10-31$0
Total income from all sources2017-10-31$483,631
Expenses. Total of all expenses incurred2017-10-31$247,935
Benefits paid (including direct rollovers)2017-10-31$240,175
Total plan assets at end of year2017-10-31$2,075,501
Total plan assets at beginning of year2017-10-31$1,839,805
Value of fidelity bond covering the plan2017-10-31$210,000
Total contributions received or receivable from participants2017-10-31$124,792
Other income received2017-10-31$288,839
Net income (gross income less expenses)2017-10-31$235,696
Net plan assets at end of year (total assets less liabilities)2017-10-31$2,075,501
Net plan assets at beginning of year (total assets less liabilities)2017-10-31$1,839,805
Assets. Value of participant loans2017-10-31$18,948
Total contributions received or receivable from employer(s)2017-10-31$70,000
Value of corrective distributions2017-10-31$5,583
Expenses. Administrative service providers (salaries,fees and commissions)2017-10-31$2,177
2016 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-10-31$0
Total plan liabilities at beginning of year2016-10-31$0
Total income from all sources2016-10-31$234,235
Expenses. Total of all expenses incurred2016-10-31$111,612
Benefits paid (including direct rollovers)2016-10-31$85,401
Total plan assets at end of year2016-10-31$1,839,805
Total plan assets at beginning of year2016-10-31$1,717,182
Value of fidelity bond covering the plan2016-10-31$150,000
Total contributions received or receivable from participants2016-10-31$116,555
Other income received2016-10-31$17,680
Net income (gross income less expenses)2016-10-31$122,623
Net plan assets at end of year (total assets less liabilities)2016-10-31$1,839,805
Net plan assets at beginning of year (total assets less liabilities)2016-10-31$1,717,182
Assets. Value of participant loans2016-10-31$11,835
Total contributions received or receivable from employer(s)2016-10-31$100,000
Value of certain deemed distributions of participant loans2016-10-31$25,482
Expenses. Administrative service providers (salaries,fees and commissions)2016-10-31$729
2015 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-10-31$0
Total plan liabilities at beginning of year2015-10-31$0
Total income from all sources2015-10-31$336,442
Expenses. Total of all expenses incurred2015-10-31$137,768
Benefits paid (including direct rollovers)2015-10-31$128,180
Total plan assets at end of year2015-10-31$1,717,182
Total plan assets at beginning of year2015-10-31$1,518,508
Value of fidelity bond covering the plan2015-10-31$150,000
Total contributions received or receivable from participants2015-10-31$132,325
Contributions received from other sources (not participants or employers)2015-10-31$27,944
Other income received2015-10-31$76,173
Net income (gross income less expenses)2015-10-31$198,674
Net plan assets at end of year (total assets less liabilities)2015-10-31$1,717,182
Net plan assets at beginning of year (total assets less liabilities)2015-10-31$1,518,508
Assets. Value of participant loans2015-10-31$33,728
Total contributions received or receivable from employer(s)2015-10-31$100,000
Value of certain deemed distributions of participant loans2015-10-31$7,278
Expenses. Administrative service providers (salaries,fees and commissions)2015-10-31$2,310
2014 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-10-31$0
Total plan liabilities at beginning of year2014-10-31$0
Total income from all sources2014-10-31$279,465
Expenses. Total of all expenses incurred2014-10-31$136,202
Benefits paid (including direct rollovers)2014-10-31$135,398
Total plan assets at end of year2014-10-31$1,518,508
Total plan assets at beginning of year2014-10-31$1,375,245
Value of fidelity bond covering the plan2014-10-31$140,000
Total contributions received or receivable from participants2014-10-31$23,825
Contributions received from other sources (not participants or employers)2014-10-31$72,053
Other income received2014-10-31$108,587
Net income (gross income less expenses)2014-10-31$143,263
Net plan assets at end of year (total assets less liabilities)2014-10-31$1,518,508
Net plan assets at beginning of year (total assets less liabilities)2014-10-31$1,375,245
Assets. Value of participant loans2014-10-31$24,583
Total contributions received or receivable from employer(s)2014-10-31$75,000
Expenses. Administrative service providers (salaries,fees and commissions)2014-10-31$804
2012 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-10-31$152,090
Total plan liabilities at beginning of year2012-10-31$1,330
Total income from all sources2012-10-31$147,807
Expenses. Total of all expenses incurred2012-10-31$236,743
Benefits paid (including direct rollovers)2012-10-31$235,633
Total plan assets at end of year2012-10-31$1,365,701
Total plan assets at beginning of year2012-10-31$1,303,877
Value of fidelity bond covering the plan2012-10-31$220,000
Total contributions received or receivable from participants2012-10-31$18,921
Assets. Value of loans (other than to participants)2012-10-31$0
Expenses. Other expenses not covered elsewhere2012-10-31$1,110
Other income received2012-10-31$48,886
Net income (gross income less expenses)2012-10-31$-88,936
Net plan assets at end of year (total assets less liabilities)2012-10-31$1,213,611
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$1,302,547
Assets. Value of participant loans2012-10-31$6,347
Total contributions received or receivable from employer(s)2012-10-31$80,000
2011 : JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-10-31$1,330
Total plan liabilities at beginning of year2011-10-31$0
Total income from all sources2011-10-31$48,991
Expenses. Total of all expenses incurred2011-10-31$34,299
Benefits paid (including direct rollovers)2011-10-31$33,999
Total plan assets at end of year2011-10-31$1,303,877
Total plan assets at beginning of year2011-10-31$1,287,855
Value of fidelity bond covering the plan2011-10-31$180,000
Total contributions received or receivable from participants2011-10-31$31,195
Assets. Value of loans (other than to participants)2011-10-31$25,296
Other income received2011-10-31$-152,204
Net income (gross income less expenses)2011-10-31$14,692
Net plan assets at end of year (total assets less liabilities)2011-10-31$1,302,547
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$1,287,855
Assets. Value of participant loans2011-10-31$9,275
Assets. Value of assets in partnership/joint-venture interests2011-10-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-10-31$1,914
Total contributions received or receivable from employer(s)2011-10-31$170,000
Expenses. Administrative service providers (salaries,fees and commissions)2011-10-31$300

Form 5500 Responses for JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN

2022: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2022 form 5500 responses
2022-11-01Type of plan entitySingle employer plan
2022-11-01Plan funding arrangement – InsuranceYes
2022-11-01Plan funding arrangement – TrustYes
2022-11-01Plan benefit arrangement – InsuranceYes
2022-11-01Plan benefit arrangement - TrustYes
2021: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2021 form 5500 responses
2021-11-01Type of plan entitySingle employer plan
2021-11-01Plan funding arrangement – InsuranceYes
2021-11-01Plan funding arrangement – TrustYes
2021-11-01Plan benefit arrangement – InsuranceYes
2021-11-01Plan benefit arrangement - TrustYes
2020: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Plan funding arrangement – InsuranceYes
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement – InsuranceYes
2020-11-01Plan benefit arrangement - TrustYes
2019: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – InsuranceYes
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement – InsuranceYes
2019-11-01Plan benefit arrangement - TrustYes
2018: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – InsuranceYes
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement – InsuranceYes
2018-11-01Plan benefit arrangement - TrustYes
2017: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – InsuranceYes
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement – InsuranceYes
2017-11-01Plan benefit arrangement - TrustYes
2016: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement – InsuranceYes
2016-11-01Plan benefit arrangement - TrustYes
2015: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement – InsuranceYes
2015-11-01Plan benefit arrangement - TrustYes
2014: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement – InsuranceYes
2014-11-01Plan benefit arrangement - TrustYes
2013: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2011: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement – InsuranceYes
2011-11-01Plan benefit arrangement - TrustYes
2009: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement – InsuranceYes
2009-11-01Plan benefit arrangement - TrustYes
2008: JOHN F. FONT, PH.D. AND ASSOCIATES, INC. PROFIT SHARING PLAN 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816275
Policy instance 1
Insurance contract or identification number816275
Number of Individuals Covered37
Insurance policy start date2022-11-01
Insurance policy end date2023-10-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816275
Policy instance 1
Insurance contract or identification number816275
Number of Individuals Covered42
Insurance policy start date2021-11-01
Insurance policy end date2022-10-31
Total amount of commissions paid to insurance brokerUSD $7,067
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,067
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816275
Policy instance 1
Insurance contract or identification number816275
Number of Individuals Covered50
Insurance policy start date2020-11-01
Insurance policy end date2021-10-31
Total amount of commissions paid to insurance brokerUSD $7,152
Total amount of fees paid to insurance companyUSD $1,363
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,152
Amount paid for insurance broker fees1363
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816275
Policy instance 1
Insurance contract or identification number816275
Number of Individuals Covered51
Insurance policy start date2019-11-01
Insurance policy end date2020-10-31
Total amount of commissions paid to insurance brokerUSD $5,647
Total amount of fees paid to insurance companyUSD $1,086
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,647
Amount paid for insurance broker fees1086
Additional information about fees paid to insurance brokerTPA PARTNERSHIP & ALLIANCE PROGRAM
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816275
Policy instance 1
Insurance contract or identification number816275
Insurance policy start date2018-11-01
Insurance policy end date2019-10-31
Total amount of commissions paid to insurance brokerUSD $5,238
Total amount of fees paid to insurance companyUSD $1,054
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $5,238
Amount paid for insurance broker fees1054
Additional information about fees paid to insurance brokerTPA PARTNERSHIP & ALLIANCE PROGRAM
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816275
Policy instance 1
Insurance contract or identification number816275
Number of Individuals Covered66
Insurance policy start date2017-11-01
Insurance policy end date2018-10-31
Total amount of commissions paid to insurance brokerUSD $5,244
Total amount of fees paid to insurance companyUSD $2,215
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA833270
Policy instance 1
Insurance contract or identification numberGA833270
Number of Individuals Covered53
Insurance policy start date2014-11-01
Insurance policy end date2015-10-31
Total amount of commissions paid to insurance brokerUSD $4,465
Total amount of fees paid to insurance companyUSD $744
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,768
Amount paid for insurance broker fees744
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker organization code?5
Insurance broker nameVOYA FINANCIAL ADVISORS INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA833270
Policy instance 1
Insurance contract or identification numberGA833270
Number of Individuals Covered55
Insurance policy start date2013-11-01
Insurance policy end date2014-10-31
Total amount of commissions paid to insurance brokerUSD $11,226
Total amount of fees paid to insurance companyUSD $647
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11,226
Insurance broker organization code?3
Amount paid for insurance broker fees647
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker nameHAYASHI & WAYLAND ADMIN & INS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1712
Policy instance 1
Insurance contract or identification numberGH1712
Number of Individuals Covered63
Insurance policy start date2011-11-01
Insurance policy end date2012-10-31
Total amount of commissions paid to insurance brokerUSD $1,491
Total amount of fees paid to insurance companyUSD $294
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1712
Policy instance 1
Insurance contract or identification numberGH1712
Number of Individuals Covered57
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $1,170
Total amount of fees paid to insurance companyUSD $232
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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