401k Plan data: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN plan

SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN
Plan identification number	001

SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SILVER OAK WINE CELLARS, LLC has sponsored the creation of one or more 401k plans.

Company Name: SILVER OAK WINE CELLARS, LLC

Employer identification number (EIN): 942327363

NAIC Classification: 312130
NAIC Description: Wineries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 RICKIE L PINA
001 2015-01-01 RICKIE L. PINA
001 2014-01-01 RICKIE L. PINA
001 2013-01-01 RICKIE L. PINA

Plan Statistics for SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 178
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 35
Total of all active and inactive participants 2018-01-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 213
Number of participants with account balances 2018-01-01 207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 185
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 25
Total of all active and inactive participants 2017-01-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 213
Number of participants with account balances 2017-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2015: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 149
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 21
Total of all active and inactive participants 2015-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 170
Number of participants with account balances 2015-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 147
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 18
Total of all active and inactive participants 2014-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 165
Number of participants with account balances 2014-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 126
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 138
Number of participants with account balances 2013-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3

Measure	Date	Value
2018: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	178
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	35
Total of all active and inactive participants	2018-01-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	213
Number of participants with account balances	2018-01-01	207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	185
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	25
Total of all active and inactive participants	2017-01-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	213
Number of participants with account balances	2017-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2015: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	149
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	21
Total of all active and inactive participants	2015-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	170
Number of participants with account balances	2015-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	147
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	18
Total of all active and inactive participants	2014-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	165
Number of participants with account balances	2014-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	126
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	138
Number of participants with account balances	2013-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3

Financial Data on SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2018 : SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$19,860
Total income from all sources (including contributions)	2018-12-31	$707,391
Total loss/gain on sale of assets	2018-12-31	$-433,102
Total of all expenses incurred	2018-12-31	$2,094,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,010,531
Value of total corrective distributions	2018-12-31	$3,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,914,860
Value of total assets at end of year	2018-12-31	$24,980,653
Value of total assets at beginning of year	2018-12-31	$26,387,464
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$80,809
Total interest from all sources	2018-12-31	$8,812
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$68,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$39,164
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,024,058
Participant contributions at end of year	2018-12-31	$18,791
Participant contributions at beginning of year	2018-12-31	$986
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$280,534
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$995
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$51,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,386,951
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$24,980,653
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$26,367,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$23,483
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$23,353,575
Value of interest in common/collective trusts at end of year	2018-12-31	$23,793,411
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$802,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$802,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$8,812
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,852,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,610,268
Employer contributions (assets) at end of year	2018-12-31	$1,168,451
Employer contributions (assets) at beginning of year	2018-12-31	$855,688
Income. Dividends from common stock	2018-12-31	$68,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,010,531
Contract administrator fees	2018-12-31	$18,162
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$1,321,865
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$19,860
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$-433,102
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	BROTEMARKLE, DAVIS & CO. LLP
Accountancy firm EIN	2018-12-31	680219846
2017 : SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$882,096
Total unrealized appreciation/depreciation of assets	2017-12-31	$882,096
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$19,860
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$19,860
Total income from all sources (including contributions)	2017-12-31	$4,979,558
Total loss/gain on sale of assets	2017-12-31	$312,587
Total of all expenses incurred	2017-12-31	$514,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$404,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,243,467
Value of total assets at end of year	2017-12-31	$26,387,464
Value of total assets at beginning of year	2017-12-31	$21,922,896
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$110,376
Total interest from all sources	2017-12-31	$2,824
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$538,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$38,000
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$790,318
Participant contributions at end of year	2017-12-31	$986
Participant contributions at beginning of year	2017-12-31	$1,173
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,662,549
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$772,498
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$995
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$1,853
Administrative expenses (other) incurred	2017-12-31	$339
Total non interest bearing cash at end of year	2017-12-31	$51,958
Total non interest bearing cash at beginning of year	2017-12-31	$84,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,464,568
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$26,367,604
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,903,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$32,361
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$23,353,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$16,285,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$802,397
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$269,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$269,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$2,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,680,651
Employer contributions (assets) at end of year	2017-12-31	$855,688
Employer contributions (assets) at beginning of year	2017-12-31	$723,369
Income. Dividends from common stock	2017-12-31	$538,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$404,614
Contract administrator fees	2017-12-31	$39,676
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$1,321,865
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$2,894,563
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$19,860
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$19,860
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$312,587
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	BROTEMARKLE, DAVIS & CO. LLP
Accountancy firm EIN	2017-12-31	680219846
2015 : SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-1,690,693
Total unrealized appreciation/depreciation of assets	2015-12-31	$-1,690,693
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$10,129
Total income from all sources (including contributions)	2015-12-31	$1,436,762
Total loss/gain on sale of assets	2015-12-31	$99,606
Total of all expenses incurred	2015-12-31	$2,476,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,307,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,209,557
Value of total assets at end of year	2015-12-31	$20,452,382
Value of total assets at beginning of year	2015-12-31	$21,502,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$168,794
Total interest from all sources	2015-12-31	$111
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$818,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$779,373
Administrative expenses professional fees incurred	2015-12-31	$55,821
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$636,376
Participant contributions at end of year	2015-12-31	$985
Participant contributions at beginning of year	2015-12-31	$5,261
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$161,011
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$10,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$10,129
Total non interest bearing cash at end of year	2015-12-31	$3,624
Total non interest bearing cash at beginning of year	2015-12-31	$342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,040,005
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,452,382
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$21,492,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$112,973
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$17,269,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$18,741,568
Interest earned on other investments	2015-12-31	$54
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$181,618
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$612,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$612,280
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$57
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,412,170
Employer contributions (assets) at end of year	2015-12-31	$212,207
Employer contributions (assets) at beginning of year	2015-12-31	$129,451
Income. Dividends from common stock	2015-12-31	$38,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,307,973
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$2,783,950
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$2,002,896
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$9,293,357
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$9,193,751
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	BROTEMARKLE, DAVIS & CO. LLP
Accountancy firm EIN	2015-12-31	680219846
2014 : SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-1,032,679
Total unrealized appreciation/depreciation of assets	2014-12-31	$-1,032,679
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$10,129
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,921,678
Total loss/gain on sale of assets	2014-12-31	$15,536
Total of all expenses incurred	2014-12-31	$819,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$647,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,015,458
Value of total assets at end of year	2014-12-31	$21,502,516
Value of total assets at beginning of year	2014-12-31	$20,389,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$171,151
Total interest from all sources	2014-12-31	$23,588
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$899,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$861,639
Administrative expenses professional fees incurred	2014-12-31	$52,269
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$2,375
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$580,419
Participant contributions at end of year	2014-12-31	$5,261
Participant contributions at beginning of year	2014-12-31	$2,901
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$105,588
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$10,718
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$51,415
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$10,129
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$12
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$342
Total non interest bearing cash at beginning of year	2014-12-31	$1,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,102,571
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,492,387
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$20,389,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$118,882
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$18,741,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,292,117
Interest earned on other investments	2014-12-31	$23,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$612,280
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$166,326
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$166,326
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$70
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,329,451
Employer contributions (assets) at end of year	2014-12-31	$129,451
Employer contributions (assets) at beginning of year	2014-12-31	$437,130
Income. Dividends from preferred stock	2014-12-31	$46
Income. Dividends from common stock	2014-12-31	$38,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$647,956
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$2,002,896
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$3,436,379
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$9,609,043
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$9,593,507
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BROTEMARKLE, DAVIS & CO. LLP
Accountancy firm EIN	2014-12-31	680219846
2013 : SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,869,004
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,869,004
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$15,268
Total income from all sources (including contributions)	2013-12-31	$4,587,682
Total loss/gain on sale of assets	2013-12-31	$306,127
Total of all expenses incurred	2013-12-31	$941,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$760,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,834,449
Value of total assets at end of year	2013-12-31	$21,090,063
Value of total assets at beginning of year	2013-12-31	$17,458,690
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$180,902
Total interest from all sources	2013-12-31	$104
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$576,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$520,189
Administrative expenses professional fees incurred	2013-12-31	$73,307
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$2,375
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$6,889
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$507,319
Participant contributions at end of year	2013-12-31	$2,901
Participant contributions at beginning of year	2013-12-31	$48,009
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,807,534
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$51,415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$1,131
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$15,268
Total non interest bearing cash at end of year	2013-12-31	$1,173
Total non interest bearing cash at beginning of year	2013-12-31	$1,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,646,641
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$21,090,063
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$17,443,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$960,189
Investment advisory and management fees	2013-12-31	$107,595
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,992,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,358,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$166,326
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$962,185
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$962,185
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,327,130
Employer contributions (assets) at end of year	2013-12-31	$437,130
Employer contributions (assets) at beginning of year	2013-12-31	$413,489
Income. Dividends from preferred stock	2013-12-31	$538
Income. Dividends from common stock	2013-12-31	$56,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$760,139
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$3,436,379
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$3,899,960
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$7,915,067
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$7,608,940
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BROTEMARKLE, DAVIS & CO. LLP
Accountancy firm EIN	2013-12-31	680219846

Form 5500 Responses for SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN

2018: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2015: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SILVER OAK CELLARS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

815398

Policy instance

Insurance contract or identification number	815398
Number of Individuals Covered	217
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SILVER OAK WINE CELLARS, LLC
Employer identification number (EIN):	942327363
NAIC Classification:	312130
NAIC Description:	Wineries

Plan id#	Filing Submission Date	Name of Administrator
001	2018-01-01
001	2017-01-01	RICKIE L PINA
001	2015-01-01	RICKIE L. PINA
001	2014-01-01	RICKIE L. PINA
001	2013-01-01	RICKIE L. PINA