401k Plan data: DIABLO VALLEY ENT, A MEDICAL CORPORATION 401(K) PLAN plan

DIABLO VALLEY ENT, A MEDICAL CORPORATION 401(K) PLAN 401k Plan overview

Plan Name	DIABLO VALLEY ENT, A MEDICAL CORPORATION 401(K) PLAN
Plan identification number	002

DIABLO VALLEY ENT, A MEDICAL CORPORATION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DIABLO VALLEY ENT has sponsored the creation of one or more 401k plans.

Company Name: DIABLO VALLEY ENT

Employer identification number (EIN): 942506151

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIABLO VALLEY ENT, A MEDICAL CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 ABRAHAM G HSIEH 2017-05-24
002 2015-01-01 ABRAHAM G HSIEH 2016-10-03 ABRAHAM G HSIEH 2016-10-03
002 2014-01-01 ABRAHAM G. HSIEH 2015-06-12 ABRAHAM G. HSIEH 2015-06-12
002 2013-01-01 ABRAHAM G. HSIEH 2014-07-02 ABRAHAM G. HSIEH 2014-07-02
002 2012-01-01 ABRAHAM G. HSIEH 2013-06-04 ABRAHAM G. HSIEH 2013-06-04
002 2011-01-01 ABRAHAM G. HSIEH 2012-09-05 ABRAHAM G. HSIEH 2012-09-05
002 2010-01-01 ABRAHAM G. HSIEH 2011-10-06 ABRAHAM G. HSIEH 2011-10-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	ABRAHAM G HSIEH	2017-05-24
002	2015-01-01	ABRAHAM G HSIEH	2016-10-03	ABRAHAM G HSIEH	2016-10-03
002	2014-01-01	ABRAHAM G. HSIEH	2015-06-12	ABRAHAM G. HSIEH	2015-06-12
002	2013-01-01	ABRAHAM G. HSIEH	2014-07-02	ABRAHAM G. HSIEH	2014-07-02
002	2012-01-01	ABRAHAM G. HSIEH	2013-06-04	ABRAHAM G. HSIEH	2013-06-04
002	2011-01-01	ABRAHAM G. HSIEH	2012-09-05	ABRAHAM G. HSIEH	2012-09-05
002	2010-01-01	ABRAHAM G. HSIEH	2011-10-06	ABRAHAM G. HSIEH	2011-10-06

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Company Name:	DIABLO VALLEY ENT
Employer identification number (EIN):	942506151
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)