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DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 401k Plan overview

Plan NameDENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST
Plan identification number 001

DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

DENNIS R. SMITH & ASSOCIATES, INC has sponsored the creation of one or more 401k plans.

Company Name:DENNIS R. SMITH & ASSOCIATES, INC
Employer identification number (EIN):943041062
NAIC Classification:541310
NAIC Description:Architectural Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01DENNIS R. SMITH DENNIS R. SMITH2016-07-27
0012014-01-01DENNIS R. SMITH DENNIS R. SMITH2015-09-17
0012014-01-01DENNIS R. SMITH DENNIS R. SMITH2015-09-17
0012013-01-01DENNIS R. SMITH DENNIS R. SMITH2014-09-25
0012012-01-01DENNIS R. SMITH DENNIS R. SMITH2013-08-23
0012011-01-01DENNIS R. SMITH DENNIS R. SMITH2012-05-30
0012009-01-01DENNIS R. SMITH DENNIS R. SMITH2010-09-03

Plan Statistics for DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST

401k plan membership statisitcs for DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST

Measure Date Value
2015: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-010
Total of all active and inactive participants2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
2014: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-014
Total of all active and inactive participants2014-01-014
Total participants2014-01-014
Number of participants with account balances2014-01-014
2013: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-014
Total of all active and inactive participants2013-01-014
Total participants2013-01-014
Number of participants with account balances2013-01-014
2012: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-013
Total of all active and inactive participants2012-01-013
Total participants2012-01-013
Number of participants with account balances2012-01-013
2011: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Total of all active and inactive participants2011-01-012
Total participants2011-01-012
Number of participants with account balances2011-01-012
2009: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Total of all active and inactive participants2009-01-012
Total participants2009-01-012
Number of participants with account balances2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST

Measure Date Value
2015 : DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2015 401k financial data
Total income from all sources2015-12-31$64,788
Expenses. Total of all expenses incurred2015-12-31$1,316,998
Benefits paid (including direct rollovers)2015-12-31$1,303,969
Total plan assets at end of year2015-12-31$0
Total plan assets at beginning of year2015-12-31$1,252,210
Value of fidelity bond covering the plan2015-12-31$150,000
Total contributions received or receivable from participants2015-12-31$51,436
Other income received2015-12-31$9,352
Net income (gross income less expenses)2015-12-31$-1,252,210
Net plan assets at end of year (total assets less liabilities)2015-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,252,210
Total contributions received or receivable from employer(s)2015-12-31$4,000
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$13,029
2014 : DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2014 401k financial data
Total income from all sources2014-12-31$236,139
Expenses. Total of all expenses incurred2014-12-31$11,161
Total plan assets at end of year2014-12-31$1,252,210
Total plan assets at beginning of year2014-12-31$1,027,232
Value of fidelity bond covering the plan2014-12-31$150,000
Total contributions received or receivable from participants2014-12-31$57,422
Other income received2014-12-31$124,706
Net income (gross income less expenses)2014-12-31$224,978
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,252,210
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,027,232
Total contributions received or receivable from employer(s)2014-12-31$54,011
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$11,161
2013 : DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2013 401k financial data
Total income from all sources2013-12-31$272,190
Expenses. Total of all expenses incurred2013-12-31$8,872
Total plan assets at end of year2013-12-31$1,027,232
Total plan assets at beginning of year2013-12-31$763,914
Value of fidelity bond covering the plan2013-12-31$150,000
Total contributions received or receivable from participants2013-12-31$51,785
Other income received2013-12-31$168,448
Net income (gross income less expenses)2013-12-31$263,318
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,027,232
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$763,914
Total contributions received or receivable from employer(s)2013-12-31$51,957
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$8,872
2012 : DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2012 401k financial data
Total income from all sources2012-12-31$123,527
Expenses. Total of all expenses incurred2012-12-31$5,413
Total plan assets at end of year2012-12-31$763,914
Total plan assets at beginning of year2012-12-31$645,800
Value of fidelity bond covering the plan2012-12-31$75,000
Total contributions received or receivable from participants2012-12-31$37,297
Other income received2012-12-31$39,080
Net income (gross income less expenses)2012-12-31$118,114
Net plan assets at end of year (total assets less liabilities)2012-12-31$763,914
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$645,800
Total contributions received or receivable from employer(s)2012-12-31$47,150
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$5,413
2011 : DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2011 401k financial data
Total income from all sources2011-12-31$16,822
Expenses. Total of all expenses incurred2011-12-31$9,948
Total plan assets at end of year2011-12-31$645,800
Total plan assets at beginning of year2011-12-31$638,926
Value of fidelity bond covering the plan2011-12-31$75,000
Total contributions received or receivable from participants2011-12-31$27,509
Other income received2011-12-31$-54,187
Net income (gross income less expenses)2011-12-31$6,874
Net plan assets at end of year (total assets less liabilities)2011-12-31$645,800
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$638,926
Total contributions received or receivable from employer(s)2011-12-31$43,500
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$9,948
2010 : DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2010 401k financial data
Total income from all sources2010-12-31$64,965
Expenses. Total of all expenses incurred2010-12-31$11,395
Total plan assets at end of year2010-12-31$638,926
Total plan assets at beginning of year2010-12-31$585,356
Value of fidelity bond covering the plan2010-12-31$75,000
Total contributions received or receivable from participants2010-12-31$22,399
Other income received2010-12-31$40,096
Net income (gross income less expenses)2010-12-31$53,570
Net plan assets at end of year (total assets less liabilities)2010-12-31$638,926
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$585,356
Total contributions received or receivable from employer(s)2010-12-31$2,470
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$11,395

Form 5500 Responses for DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST

2015: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DENNIS R. SMITH & ASSOCIATES, INC. RETIREMENT TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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