401k Plan data: LEA & BRAZE 401(K) RETIREMENT PLAN plan

LEA & BRAZE 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	LEA & BRAZE 401(K) RETIREMENT PLAN
Plan identification number	001

LEA & BRAZE 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEA & BRAZE ENGINEERING, INC. has sponsored the creation of one or more 401k plans.

Company Name: LEA & BRAZE ENGINEERING, INC.

Employer identification number (EIN): 943139947

NAIC Classification: 541330
NAIC Description: Engineering Services

Additional information about LEA & BRAZE ENGINEERING, INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1991-05-21

Company Identification Number: C1687636

Legal Registered Office Address: 177 Bovet Road #600

San Mateo
United States of America (USA)
94402

More information about LEA & BRAZE ENGINEERING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEA & BRAZE 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 TRACY ROGERS-DALY 2023-03-16
001 2021-01-01 TRACY ROGERS-DALY 2022-06-21
001 2020-01-01 CHRISTINE PETERSEN 2021-07-09
001 2019-01-01 CHRISTINE PETERSEN 2020-10-12
001 2018-01-01 CHRISTINE PETERSEN 2019-05-17
001 2017-01-01 CHRISTINE PETERSEN 2018-10-12
001 2016-01-01 CHRISTINE PETERSEN 2017-10-09 CHRISTINE PETERSEN 2017-10-09
001 2015-01-01 CHRISTINE PETERSEN 2016-07-20 CHRISTINE PETERSEN 2016-07-20
001 2014-01-01 CHRISTINE PETERSEN 2015-07-20 CHRISTINE PETERSEN 2015-07-20
001 2013-01-01 CHRISTINE PETERSEN CHRISTINE PETERSEN 2014-10-13
001 2012-01-01 CHRISTINE PETERSEN
001 2011-01-01 CHRISTINE PETERSEN
001 2010-01-01 WILLIAM STEVENSON
001 2009-01-01 GREG BRAZE GREG BRAZE 2010-06-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	TRACY ROGERS-DALY	2023-03-16
001	2021-01-01	TRACY ROGERS-DALY	2022-06-21
001	2020-01-01	CHRISTINE PETERSEN	2021-07-09
001	2019-01-01	CHRISTINE PETERSEN	2020-10-12
001	2018-01-01	CHRISTINE PETERSEN	2019-05-17
001	2017-01-01	CHRISTINE PETERSEN	2018-10-12
001	2016-01-01	CHRISTINE PETERSEN	2017-10-09	CHRISTINE PETERSEN	2017-10-09
001	2015-01-01	CHRISTINE PETERSEN	2016-07-20	CHRISTINE PETERSEN	2016-07-20
001	2014-01-01	CHRISTINE PETERSEN	2015-07-20	CHRISTINE PETERSEN	2015-07-20
001	2013-01-01	CHRISTINE PETERSEN		CHRISTINE PETERSEN	2014-10-13
001	2012-01-01	CHRISTINE PETERSEN
001	2011-01-01	CHRISTINE PETERSEN
001	2010-01-01	WILLIAM STEVENSON
001	2009-01-01	GREG BRAZE		GREG BRAZE	2010-06-29

Plan Statistics for LEA & BRAZE 401(K) RETIREMENT PLAN

401k plan membership statisitcs for LEA & BRAZE 401(K) RETIREMENT PLAN

Measure Date Value
2013: LEA & BRAZE 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 40
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 51
Total participants 2013-01-01 51
Number of participants with account balances 2013-01-01 46
2012: LEA & BRAZE 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 26
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 17
Total of all active and inactive participants 2012-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 43
Number of participants with account balances 2012-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: LEA & BRAZE 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 65
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 22
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 41
Total of all active and inactive participants 2011-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 63
Number of participants with account balances 2011-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: LEA & BRAZE 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 25
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 40
Total of all active and inactive participants 2010-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 65
Number of participants with account balances 2010-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: LEA & BRAZE 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 26
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 40
Total of all active and inactive participants 2009-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 66
Number of participants with account balances 2009-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2013: LEA & BRAZE 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	40
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	51
Total participants	2013-01-01	51
Number of participants with account balances	2013-01-01	46
2012: LEA & BRAZE 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	26
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	17
Total of all active and inactive participants	2012-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	43
Number of participants with account balances	2012-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: LEA & BRAZE 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	65
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	22
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	41
Total of all active and inactive participants	2011-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	63
Number of participants with account balances	2011-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: LEA & BRAZE 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	25
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	40
Total of all active and inactive participants	2010-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	65
Number of participants with account balances	2010-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: LEA & BRAZE 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	26
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	40
Total of all active and inactive participants	2009-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	66
Number of participants with account balances	2009-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on LEA & BRAZE 401(K) RETIREMENT PLAN

Measure	Date	Value
2013 : LEA & BRAZE 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$605,818
Expenses. Total of all expenses incurred	2013-12-31	$249,445
Benefits paid (including direct rollovers)	2013-12-31	$248,759
Total plan assets at end of year	2013-12-31	$2,577,172
Total plan assets at beginning of year	2013-12-31	$2,220,799
Value of fidelity bond covering the plan	2013-12-31	$300,000
Total contributions received or receivable from participants	2013-12-31	$129,687
Contributions received from other sources (not participants or employers)	2013-12-31	$15,969
Other income received	2013-12-31	$460,162
Net income (gross income less expenses)	2013-12-31	$356,373
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,577,172
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,220,799
Assets. Value of participant loans	2013-12-31	$82,769
Value of certain deemed distributions of participant loans	2013-12-31	$686
2012 : LEA & BRAZE 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$349,218
Expenses. Total of all expenses incurred	2012-12-31	$52,569
Benefits paid (including direct rollovers)	2012-12-31	$51,569
Total plan assets at end of year	2012-12-31	$2,220,799
Total plan assets at beginning of year	2012-12-31	$1,924,150
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$83,636
Contributions received from other sources (not participants or employers)	2012-12-31	$8,886
Other income received	2012-12-31	$256,696
Net income (gross income less expenses)	2012-12-31	$296,649
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,220,799
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,924,150
Assets. Value of participant loans	2012-12-31	$90,297
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,000
2011 : LEA & BRAZE 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-12,087
Expenses. Total of all expenses incurred	2011-12-31	$83,934
Benefits paid (including direct rollovers)	2011-12-31	$81,541
Total plan assets at end of year	2011-12-31	$1,924,150
Total plan assets at beginning of year	2011-12-31	$2,020,171
Value of fidelity bond covering the plan	2011-12-31	$200,000
Total contributions received or receivable from participants	2011-12-31	$80,179
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-92,266
Net income (gross income less expenses)	2011-12-31	$-96,021
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,924,150
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,020,171
Assets. Value of participant loans	2011-12-31	$61,261
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$1,793
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$600
2010 : LEA & BRAZE 401(K) RETIREMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$277,531
Expenses. Total of all expenses incurred	2010-12-31	$21,906
Benefits paid (including direct rollovers)	2010-12-31	$21,481
Total plan assets at end of year	2010-12-31	$2,020,171
Total plan assets at beginning of year	2010-12-31	$1,764,546
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$72,847
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$204,684
Net income (gross income less expenses)	2010-12-31	$255,625
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,020,171
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,764,546
Assets. Value of participant loans	2010-12-31	$87,181
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$425
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for LEA & BRAZE 401(K) RETIREMENT PLAN

2013: LEA & BRAZE 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LEA & BRAZE 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LEA & BRAZE 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: LEA & BRAZE 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: LEA & BRAZE 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LEA & BRAZE ENGINEERING, INC.
Employer identification number (EIN):	943139947
NAIC Classification:	541330
NAIC Description:	Engineering Services

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1991-05-21
Company Identification Number:	C1687636
Legal Registered Office Address:	177 Bovet Road #600 San Mateo United States of America (USA) 94402