401k Plan data: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN plan

DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN
Plan identification number	001

DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVID L. ROTHMAN, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name: DAVID L. ROTHMAN, D.D.S., P.C.

Employer identification number (EIN): 943327318

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Additional information about DAVID L. ROTHMAN, D.D.S., P.C.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1999-04-01

Company Identification Number: C2074933

Legal Registered Office Address: 2301 Ocean Ave

San Francisco
United States of America (USA)
94127

More information about DAVID L. ROTHMAN, D.D.S., P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-10-01
001 2021-10-01
001 2020-10-01
001 2019-10-01
001 2018-10-01 MARGARET E. BARBIERI 2020-07-13
001 2017-10-01 DAVID L. ROTHMAN 2019-05-08
001 2016-10-01
001 2015-10-01
001 2014-10-01
001 2013-10-01 DAVID L. ROTHMAN
001 2012-10-01 RAY SHOJINAGA
001 2011-10-01 DAVID L. ROTHMAN, DDS DAVID L. ROTHMAN, DDS 2013-02-18
001 2010-10-01 DAVID L. ROTHMAN, DDS DAVID L. ROTHMAN, DDS 2012-05-23
001 2009-10-01 DAVID L. ROTHMAN, DDS DAVID L. ROTHMAN, DDS 2011-06-30
001 2008-10-01 DAVID L. ROTHMAN, D.D.S. DAVID L. ROTHMAN, D.D.S. 2011-06-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-10-01
001	2021-10-01
001	2020-10-01
001	2019-10-01
001	2018-10-01	MARGARET E. BARBIERI	2020-07-13
001	2017-10-01	DAVID L. ROTHMAN	2019-05-08
001	2016-10-01
001	2015-10-01
001	2014-10-01
001	2013-10-01	DAVID L. ROTHMAN
001	2012-10-01	RAY SHOJINAGA
001	2011-10-01	DAVID L. ROTHMAN, DDS		DAVID L. ROTHMAN, DDS	2013-02-18
001	2010-10-01	DAVID L. ROTHMAN, DDS		DAVID L. ROTHMAN, DDS	2012-05-23
001	2009-10-01	DAVID L. ROTHMAN, DDS		DAVID L. ROTHMAN, DDS	2011-06-30
001	2008-10-01	DAVID L. ROTHMAN, D.D.S.		DAVID L. ROTHMAN, D.D.S.	2011-06-30

Plan Statistics for DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN

Measure Date Value
2018: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2018-10-01 6
Number of retired or separated participants receiving benefits 2018-10-01 1
Number of other retired or separated participants entitled to future benefits 2018-10-01 1
Total of all active and inactive participants 2018-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-10-01 0
Total participants 2018-10-01 8
Number of participants with account balances 2018-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-10-01 0
2017: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 8
Number of retired or separated participants receiving benefits 2017-10-01 0
Number of other retired or separated participants entitled to future benefits 2017-10-01 0
Total of all active and inactive participants 2017-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 8
Number of participants with account balances 2017-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 8
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 0
Total of all active and inactive participants 2016-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 8
Number of participants with account balances 2016-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 7
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 8
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 0
Total of all active and inactive participants 2015-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 8
Number of participants with account balances 2015-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 7
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 0
Total of all active and inactive participants 2014-10-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 7
Number of participants with account balances 2014-10-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 7
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 7
Number of participants with account balances 2013-10-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 7
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 1
Total of all active and inactive participants 2012-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 8
Number of participants with account balances 2012-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 8
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 0
Total of all active and inactive participants 2011-10-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 8
Number of participants with account balances 2011-10-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 9
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 8
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 1
Total of all active and inactive participants 2010-10-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 9
Number of participants with account balances 2010-10-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 11
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 8
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 1
Total of all active and inactive participants 2009-10-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 9
Number of participants with account balances 2009-10-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0
2008: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year 2008-10-01 11
Total number of active participants reported on line 7a of the Form 5500 2008-10-01 8
Number of retired or separated participants receiving benefits 2008-10-01 0
Number of other retired or separated participants entitled to future benefits 2008-10-01 3
Total of all active and inactive participants 2008-10-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-10-01 0
Total participants 2008-10-01 11
Number of participants with account balances 2008-10-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-10-01 0

Measure	Date	Value
2018: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2018-10-01	6
Number of retired or separated participants receiving benefits	2018-10-01	1
Number of other retired or separated participants entitled to future benefits	2018-10-01	1
Total of all active and inactive participants	2018-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-10-01	0
Total participants	2018-10-01	8
Number of participants with account balances	2018-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-10-01	0
2017: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	8
Number of retired or separated participants receiving benefits	2017-10-01	0
Number of other retired or separated participants entitled to future benefits	2017-10-01	0
Total of all active and inactive participants	2017-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	8
Number of participants with account balances	2017-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	8
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	0
Total of all active and inactive participants	2016-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	8
Number of participants with account balances	2016-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	7
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	8
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	0
Total of all active and inactive participants	2015-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	8
Number of participants with account balances	2015-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	7
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	0
Total of all active and inactive participants	2014-10-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	7
Number of participants with account balances	2014-10-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	7
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	7
Number of participants with account balances	2013-10-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	7
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	1
Total of all active and inactive participants	2012-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	8
Number of participants with account balances	2012-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	8
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	0
Total of all active and inactive participants	2011-10-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	8
Number of participants with account balances	2011-10-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	9
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	8
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	1
Total of all active and inactive participants	2010-10-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	9
Number of participants with account balances	2010-10-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	11
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	8
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	1
Total of all active and inactive participants	2009-10-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	9
Number of participants with account balances	2009-10-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0
2008: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year	2008-10-01	11
Total number of active participants reported on line 7a of the Form 5500	2008-10-01	8
Number of retired or separated participants receiving benefits	2008-10-01	0
Number of other retired or separated participants entitled to future benefits	2008-10-01	3
Total of all active and inactive participants	2008-10-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-10-01	0
Total participants	2008-10-01	11
Number of participants with account balances	2008-10-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-10-01	0

Financial Data on DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN

Measure	Date	Value
2019 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-09-30	$0
Total plan liabilities at end of year	2019-09-30	$0
Total plan liabilities at beginning of year	2019-09-30	$0
Total income from all sources	2019-09-30	$112,420
Expenses. Total of all expenses incurred	2019-09-30	$46,627
Benefits paid (including direct rollovers)	2019-09-30	$45,932
Total plan assets at end of year	2019-09-30	$2,510,599
Total plan assets at beginning of year	2019-09-30	$2,444,806
Value of fidelity bond covering the plan	2019-09-30	$100,000
Total contributions received or receivable from participants	2019-09-30	$0
Expenses. Other expenses not covered elsewhere	2019-09-30	$0
Contributions received from other sources (not participants or employers)	2019-09-30	$0
Other income received	2019-09-30	$-10,109
Noncash contributions received	2019-09-30	$0
Net income (gross income less expenses)	2019-09-30	$65,793
Net plan assets at end of year (total assets less liabilities)	2019-09-30	$2,510,599
Net plan assets at beginning of year (total assets less liabilities)	2019-09-30	$2,444,806
Total contributions received or receivable from employer(s)	2019-09-30	$122,529
Value of certain deemed distributions of participant loans	2019-09-30	$0
Value of corrective distributions	2019-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-09-30	$695
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-09-30	$0
2017 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-09-30	$0
Total plan liabilities at beginning of year	2017-09-30	$0
Total income from all sources	2017-09-30	$356,505
Expenses. Total of all expenses incurred	2017-09-30	$0
Benefits paid (including direct rollovers)	2017-09-30	$0
Total plan assets at end of year	2017-09-30	$2,148,961
Total plan assets at beginning of year	2017-09-30	$1,792,456
Value of fidelity bond covering the plan	2017-09-30	$200,000
Total contributions received or receivable from participants	2017-09-30	$0
Expenses. Other expenses not covered elsewhere	2017-09-30	$0
Contributions received from other sources (not participants or employers)	2017-09-30	$0
Other income received	2017-09-30	$238,505
Noncash contributions received	2017-09-30	$0
Net income (gross income less expenses)	2017-09-30	$356,505
Net plan assets at end of year (total assets less liabilities)	2017-09-30	$2,148,961
Net plan assets at beginning of year (total assets less liabilities)	2017-09-30	$1,792,456
Assets. Value of participant loans	2017-09-30	$27,701
Total contributions received or receivable from employer(s)	2017-09-30	$118,000
Value of certain deemed distributions of participant loans	2017-09-30	$0
Value of corrective distributions	2017-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-09-30	$0
2016 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-09-30	$0
Total income from all sources	2016-09-30	$271,814
Expenses. Total of all expenses incurred	2016-09-30	$20
Benefits paid (including direct rollovers)	2016-09-30	$0
Total plan assets at end of year	2016-09-30	$1,792,456
Total plan assets at beginning of year	2016-09-30	$1,520,662
Value of fidelity bond covering the plan	2016-09-30	$200,000
Total contributions received or receivable from participants	2016-09-30	$0
Expenses. Other expenses not covered elsewhere	2016-09-30	$0
Contributions received from other sources (not participants or employers)	2016-09-30	$0
Other income received	2016-09-30	$150,814
Noncash contributions received	2016-09-30	$0
Net income (gross income less expenses)	2016-09-30	$271,794
Net plan assets at end of year (total assets less liabilities)	2016-09-30	$1,792,456
Net plan assets at beginning of year (total assets less liabilities)	2016-09-30	$1,520,662
Assets. Value of participant loans	2016-09-30	$29,172
Total contributions received or receivable from employer(s)	2016-09-30	$121,000
Value of certain deemed distributions of participant loans	2016-09-30	$0
Value of corrective distributions	2016-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-09-30	$20
2015 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-09-30	$212,150
Expenses. Total of all expenses incurred	2015-09-30	$0
Benefits paid (including direct rollovers)	2015-09-30	$0
Total plan assets at end of year	2015-09-30	$1,520,662
Total plan assets at beginning of year	2015-09-30	$1,308,512
Value of fidelity bond covering the plan	2015-09-30	$200,000
Total contributions received or receivable from participants	2015-09-30	$0
Expenses. Other expenses not covered elsewhere	2015-09-30	$0
Contributions received from other sources (not participants or employers)	2015-09-30	$0
Other income received	2015-09-30	$59,150
Noncash contributions received	2015-09-30	$0
Net income (gross income less expenses)	2015-09-30	$212,150
Net plan assets at end of year (total assets less liabilities)	2015-09-30	$1,520,662
Net plan assets at beginning of year (total assets less liabilities)	2015-09-30	$1,308,512
Total contributions received or receivable from employer(s)	2015-09-30	$153,000
Value of certain deemed distributions of participant loans	2015-09-30	$0
Value of corrective distributions	2015-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-09-30	$0
2014 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-09-30	$72,719
Expenses. Total of all expenses incurred	2014-09-30	$62,614
Benefits paid (including direct rollovers)	2014-09-30	$62,614
Total plan assets at end of year	2014-09-30	$1,308,512
Total plan assets at beginning of year	2014-09-30	$1,298,407
Value of fidelity bond covering the plan	2014-09-30	$200,000
Total contributions received or receivable from participants	2014-09-30	$0
Expenses. Other expenses not covered elsewhere	2014-09-30	$0
Contributions received from other sources (not participants or employers)	2014-09-30	$0
Other income received	2014-09-30	$-48,281
Noncash contributions received	2014-09-30	$0
Net income (gross income less expenses)	2014-09-30	$10,105
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$1,308,512
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$1,298,407
Total contributions received or receivable from employer(s)	2014-09-30	$121,000
Value of certain deemed distributions of participant loans	2014-09-30	$0
Value of corrective distributions	2014-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-09-30	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
2013 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-09-30	$0
Total income from all sources	2013-09-30	$176,850
Expenses. Total of all expenses incurred	2013-09-30	$0
Benefits paid (including direct rollovers)	2013-09-30	$0
Total plan assets at end of year	2013-09-30	$1,298,407
Total plan assets at beginning of year	2013-09-30	$1,121,557
Value of fidelity bond covering the plan	2013-09-30	$100,000
Total contributions received or receivable from participants	2013-09-30	$0
Expenses. Other expenses not covered elsewhere	2013-09-30	$0
Contributions received from other sources (not participants or employers)	2013-09-30	$0
Other income received	2013-09-30	$61,850
Net income (gross income less expenses)	2013-09-30	$176,850
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$1,298,407
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$1,121,557
Total contributions received or receivable from employer(s)	2013-09-30	$115,000
Value of certain deemed distributions of participant loans	2013-09-30	$0
Value of corrective distributions	2013-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-09-30	$0
2012 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-09-30	$0
Total plan liabilities at end of year	2012-09-30	$0
Total plan liabilities at beginning of year	2012-09-30	$0
Total income from all sources	2012-09-30	$253,796
Expenses. Total of all expenses incurred	2012-09-30	$9,480
Benefits paid (including direct rollovers)	2012-09-30	$9,480
Total plan assets at end of year	2012-09-30	$1,121,557
Total plan assets at beginning of year	2012-09-30	$877,241
Value of fidelity bond covering the plan	2012-09-30	$100,000
Total contributions received or receivable from participants	2012-09-30	$0
Contributions received from other sources (not participants or employers)	2012-09-30	$0
Other income received	2012-09-30	$84,338
Noncash contributions received	2012-09-30	$0
Net income (gross income less expenses)	2012-09-30	$244,316
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$1,121,557
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$877,241
Total contributions received or receivable from employer(s)	2012-09-30	$169,458
Value of certain deemed distributions of participant loans	2012-09-30	$0
Value of corrective distributions	2012-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-09-30	$0
2011 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-09-30	$0
Total plan liabilities at end of year	2011-09-30	$0
Total plan liabilities at beginning of year	2011-09-30	$1,565
Total income from all sources	2011-09-30	$88,205
Expenses. Total of all expenses incurred	2011-09-30	$29
Benefits paid (including direct rollovers)	2011-09-30	$0
Total plan assets at end of year	2011-09-30	$877,241
Total plan assets at beginning of year	2011-09-30	$790,630
Value of fidelity bond covering the plan	2011-09-30	$100,000
Expenses. Other expenses not covered elsewhere	2011-09-30	$0
Other income received	2011-09-30	$13,205
Net income (gross income less expenses)	2011-09-30	$88,176
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$877,241
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$789,065
Total contributions received or receivable from employer(s)	2011-09-30	$75,000
Value of certain deemed distributions of participant loans	2011-09-30	$0
Value of corrective distributions	2011-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-09-30	$29
2008 : DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2008 401k financial data
Transfers to/from the plan	2008-09-30	$0
Total plan liabilities at end of year	2008-09-30	$0
Total plan liabilities at beginning of year	2008-09-30	$0
Total income from all sources	2008-09-30	$121,968
Expenses. Total of all expenses incurred	2008-09-30	$0
Benefits paid (including direct rollovers)	2008-09-30	$0
Total plan assets at end of year	2008-09-30	$696,185
Total plan assets at beginning of year	2008-09-30	$574,217
Value of fidelity bond covering the plan	2008-09-30	$75,000
Total contributions received or receivable from participants	2008-09-30	$0
Contributions received from other sources (not participants or employers)	2008-09-30	$0
Other income received	2008-09-30	$19,968
Noncash contributions received	2008-09-30	$0
Net income (gross income less expenses)	2008-09-30	$121,968
Net plan assets at end of year (total assets less liabilities)	2008-09-30	$696,185
Net plan assets at beginning of year (total assets less liabilities)	2008-09-30	$574,217
Total contributions received or receivable from employer(s)	2008-09-30	$102,000
Value of certain deemed distributions of participant loans	2008-09-30	$0
Value of corrective distributions	2008-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2008-09-30	$0

Form 5500 Responses for DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN

2018: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01	Type of plan entity	Single employer plan
2018-10-01	Submission has been amended	No
2018-10-01	This submission is the final filing	No
2018-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-10-01	Plan is a collectively bargained plan	No
2018-10-01	Plan funding arrangement – Trust	Yes
2018-10-01	Plan benefit arrangement - Trust	Yes
2017: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: DAVID L. ROTHMAN, D.D.S., P.C. PROFIT SHARING PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	Yes
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No
2008-10-01	Plan funding arrangement – Trust	Yes
2008-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DAVID L. ROTHMAN, D.D.S., P.C.
Employer identification number (EIN):	943327318
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1999-04-01
Company Identification Number:	C2074933
Legal Registered Office Address:	2301 Ocean Ave San Francisco United States of America (USA) 94127