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UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameUNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN
Plan identification number 001

UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OF LA VERNE has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF LA VERNE
Employer identification number (EIN):951644026
NAIC Classification:611000

Additional information about UNIVERSITY OF LA VERNE

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2011-05-06
Company Identification Number: 0801421933
Legal Registered Office Address: 1950 3RD ST

LA VERNE
United States of America (USA)
91750

More information about UNIVERSITY OF LA VERNE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LORI GORDIEN LORI GORDIEN2018-10-11
0012016-01-01LORI GORDIEN LORI GORDIEN2017-10-13
0012015-01-01LORI GORDIEN LORI GORDIEN2016-10-14
0012014-01-01LORI GORDIEN LORI GORDIEN2015-10-13
0012013-01-01LORI GORDIEN LORI GORDIEN2014-10-14
0012012-01-01LORI GORDIEN LORI GORDIEN2013-10-14
0012011-01-01LORI GORDIEN
0012010-01-01LORI GORDIEN
0012009-01-01FRANK MONTALVO FRANK MONTALVO2010-10-13

Plan Statistics for UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN

Measure Date Value
2023: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-015,878
Total number of active participants reported on line 7a of the Form 55002023-01-015,279
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01875
Total of all active and inactive participants2023-01-016,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-015
Total participants2023-01-016,159
Number of participants with account balances2023-01-011,868
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0124
2022: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,555
Total number of active participants reported on line 7a of the Form 55002022-01-015,049
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01843
Total of all active and inactive participants2022-01-015,892
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0116
Total participants2022-01-015,908
Number of participants with account balances2022-01-011,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0127
2021: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,211
Total number of active participants reported on line 7a of the Form 55002021-01-014,730
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01807
Total of all active and inactive participants2021-01-015,538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0117
Total participants2021-01-015,555
Number of participants with account balances2021-01-011,856
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,583
Total number of active participants reported on line 7a of the Form 55002020-01-014,350
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01839
Total of all active and inactive participants2020-01-015,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-015,197
Number of participants with account balances2020-01-011,873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0129
2019: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,329
Total number of active participants reported on line 7a of the Form 55002019-01-014,827
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01747
Total of all active and inactive participants2019-01-015,579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-015,583
Number of participants with account balances2019-01-011,835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0133
2018: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,277
Total number of active participants reported on line 7a of the Form 55002018-01-014,640
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01685
Total of all active and inactive participants2018-01-015,326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-015,329
Number of participants with account balances2018-01-011,821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0143
2017: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,970
Total number of active participants reported on line 7a of the Form 55002017-01-013,524
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01632
Total of all active and inactive participants2017-01-014,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-014,159
Number of participants with account balances2017-01-011,755
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0138
2016: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,181
Total number of active participants reported on line 7a of the Form 55002016-01-012,893
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0176
Total of all active and inactive participants2016-01-012,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,970
Number of participants with account balances2016-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,074
Total number of active participants reported on line 7a of the Form 55002015-01-012,181
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01646
Total of all active and inactive participants2015-01-012,827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-012,831
Number of participants with account balances2015-01-011,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,011
Total number of active participants reported on line 7a of the Form 55002014-01-012,445
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01626
Total of all active and inactive participants2014-01-013,071
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-013,074
Number of participants with account balances2014-01-011,525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,803
Total number of active participants reported on line 7a of the Form 55002013-01-012,393
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01615
Total of all active and inactive participants2013-01-013,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-013,011
Number of participants with account balances2013-01-011,414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,412
Total number of active participants reported on line 7a of the Form 55002012-01-012,225
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01574
Total of all active and inactive participants2012-01-012,799
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-012,803
Number of participants with account balances2012-01-011,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0124
2011: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,355
Total number of active participants reported on line 7a of the Form 55002011-01-01682
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01612
Total of all active and inactive participants2011-01-011,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,295
Number of participants with account balances2011-01-011,277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,313
Total number of active participants reported on line 7a of the Form 55002010-01-01795
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01558
Total of all active and inactive participants2010-01-011,353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-011,355
Number of participants with account balances2010-01-011,276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,294
Total number of active participants reported on line 7a of the Form 55002009-01-01671
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01617
Total of all active and inactive participants2009-01-011,288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,289
Number of participants with account balances2009-01-011,249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$42,832,652
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$13,080,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$12,884,396
Expenses. Certain deemed distributions of participant loans2023-12-31$47,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$9,297,284
Value of total assets at end of year2023-12-31$242,556,648
Value of total assets at beginning of year2023-12-31$212,804,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$148,207
Total interest from all sources2023-12-31$2,510,600
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,173,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,173,589
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$4,546,733
Participant contributions at end of year2023-12-31$1,319,060
Participant contributions at beginning of year2023-12-31$1,158,617
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$442,384
Other income not declared elsewhere2023-12-31$102,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$29,752,317
Value of net assets at end of year (total assets less liabilities)2023-12-31$242,556,648
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$212,804,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$23,283
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$181,478,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$151,700,681
Value of interest in pooled separate accounts at end of year2023-12-31$6,117,765
Value of interest in pooled separate accounts at beginning of year2023-12-31$7,656,099
Interest on participant loans2023-12-31$80,237
Interest earned on other investments2023-12-31$2,323,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$2,916,705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$1,880,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$1,880,176
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$106,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$50,724,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$50,408,758
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$1,470,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$29,748,639
Net investment gain/loss from pooled separate accounts2023-12-31$-999,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$4,308,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$11,413,639
Contract administrator fees2023-12-31$5,116
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31MOSS ADAMS
Accountancy firm EIN2023-12-31910189318
2022 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-22,125,492
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,936,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,671,223
Expenses. Certain deemed distributions of participant loans2022-12-31$95,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,875,855
Value of total assets at end of year2022-12-31$212,804,331
Value of total assets at beginning of year2022-12-31$248,865,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$169,273
Total interest from all sources2022-12-31$2,083,481
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,887,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,887,353
Administrative expenses professional fees incurred2022-12-31$28,656
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,583,426
Participant contributions at end of year2022-12-31$1,158,617
Participant contributions at beginning of year2022-12-31$959,956
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$563,209
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$4,623
Other income not declared elsewhere2022-12-31$11,389
Administrative expenses (other) incurred2022-12-31$96,617
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$12,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-36,061,622
Value of net assets at end of year (total assets less liabilities)2022-12-31$212,804,331
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$248,865,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$44,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$151,700,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$190,039,428
Value of interest in pooled separate accounts at end of year2022-12-31$7,656,099
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,269,964
Interest on participant loans2022-12-31$57,341
Interest earned on other investments2022-12-31$2,002,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,880,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,633,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,633,841
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$23,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$50,408,758
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$48,945,306
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$944,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-36,573,553
Net investment gain/loss from pooled separate accounts2022-12-31$589,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,729,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,726,582
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS
Accountancy firm EIN2022-12-31910189318
2021 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$38,472,852
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$9,829,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,564,641
Expenses. Certain deemed distributions of participant loans2021-12-31$67,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$10,131,602
Value of total assets at end of year2021-12-31$248,865,953
Value of total assets at beginning of year2021-12-31$220,222,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$197,576
Total interest from all sources2021-12-31$1,699,777
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,007,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,007,715
Administrative expenses professional fees incurred2021-12-31$54,797
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,576,851
Participant contributions at end of year2021-12-31$959,956
Participant contributions at beginning of year2021-12-31$676,459
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$229,954
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$4,623
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$4,436
Other income not declared elsewhere2021-12-31$18,570
Administrative expenses (other) incurred2021-12-31$98,779
Total non interest bearing cash at end of year2021-12-31$12,835
Total non interest bearing cash at beginning of year2021-12-31$12,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$28,643,261
Value of net assets at end of year (total assets less liabilities)2021-12-31$248,865,953
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$220,222,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$44,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$190,039,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$163,361,066
Value of interest in pooled separate accounts at end of year2021-12-31$7,269,964
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,128,238
Interest on participant loans2021-12-31$42,535
Interest earned on other investments2021-12-31$1,657,101
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,633,841
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,069,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,069,799
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$48,945,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$47,969,789
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$220,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$20,502,616
Net investment gain/loss from pooled separate accounts2021-12-31$1,112,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,324,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,344,491
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS
Accountancy firm EIN2021-12-31910189318
2020 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$35,921,645
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$13,855,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$13,719,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,566,995
Value of total assets at end of year2020-12-31$220,222,692
Value of total assets at beginning of year2020-12-31$198,156,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$135,366
Total interest from all sources2020-12-31$1,864,203
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,798,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,798,667
Administrative expenses professional fees incurred2020-12-31$19,425
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,585,406
Participant contributions at end of year2020-12-31$676,459
Participant contributions at beginning of year2020-12-31$664,994
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$334,888
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$4,436
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$5,256
Other income not declared elsewhere2020-12-31$19,356
Administrative expenses (other) incurred2020-12-31$71,941
Total non interest bearing cash at end of year2020-12-31$12,905
Total non interest bearing cash at beginning of year2020-12-31$13,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,066,426
Value of net assets at end of year (total assets less liabilities)2020-12-31$220,222,692
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$198,156,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$44,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$163,361,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$143,848,239
Value of interest in pooled separate accounts at end of year2020-12-31$6,128,238
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,679,201
Interest on participant loans2020-12-31$36,257
Interest earned on other investments2020-12-31$1,823,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,069,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$47,969,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$46,944,925
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,201,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$22,727,766
Net investment gain/loss from pooled separate accounts2020-12-31$-55,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,646,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,518,750
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MOSS ADAMS
Accountancy firm EIN2020-12-31910189318
2019 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$41,548,646
Total income from all sources (including contributions)2019-12-31$41,548,646
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,846,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,654,120
Expenses. Certain deemed distributions of participant loans2019-12-31$1,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,946,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,946,415
Value of total assets at end of year2019-12-31$198,156,266
Value of total assets at end of year2019-12-31$198,156,266
Value of total assets at beginning of year2019-12-31$167,454,606
Value of total assets at beginning of year2019-12-31$167,454,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$191,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$191,393
Total interest from all sources2019-12-31$1,835,315
Total interest from all sources2019-12-31$1,835,315
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,702,707
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,702,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,702,707
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,702,707
Administrative expenses professional fees incurred2019-12-31$88,715
Administrative expenses professional fees incurred2019-12-31$88,715
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,933,866
Contributions received from participants2019-12-31$4,933,866
Participant contributions at end of year2019-12-31$664,994
Participant contributions at end of year2019-12-31$664,994
Participant contributions at beginning of year2019-12-31$525,858
Participant contributions at beginning of year2019-12-31$525,858
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$207,613
Participant contributions at beginning of year2019-12-31$207,613
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,188,184
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,188,184
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$5,256
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$5,256
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,210
Other income not declared elsewhere2019-12-31$20,442
Other income not declared elsewhere2019-12-31$20,442
Administrative expenses (other) incurred2019-12-31$55,753
Administrative expenses (other) incurred2019-12-31$55,753
Total non interest bearing cash at end of year2019-12-31$13,651
Total non interest bearing cash at end of year2019-12-31$13,651
Total non interest bearing cash at beginning of year2019-12-31$13,288
Total non interest bearing cash at beginning of year2019-12-31$13,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$30,701,660
Value of net income/loss2019-12-31$30,701,660
Value of net assets at end of year (total assets less liabilities)2019-12-31$198,156,266
Value of net assets at end of year (total assets less liabilities)2019-12-31$198,156,266
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$167,454,606
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$167,454,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$46,925
Investment advisory and management fees2019-12-31$46,925
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$143,848,239
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$143,848,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$114,791,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$114,791,706
Value of interest in pooled separate accounts at end of year2019-12-31$6,679,201
Value of interest in pooled separate accounts at end of year2019-12-31$6,679,201
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,260,283
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,260,283
Interest on participant loans2019-12-31$31,756
Interest on participant loans2019-12-31$31,756
Interest earned on other investments2019-12-31$1,803,559
Interest earned on other investments2019-12-31$1,803,559
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$46,944,925
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$46,944,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$45,402,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$45,402,432
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,662,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$25,697,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$25,697,380
Net investment gain/loss from pooled separate accounts2019-12-31$346,387
Net investment gain/loss from pooled separate accounts2019-12-31$346,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,824,365
Contributions received in cash from employer2019-12-31$5,824,365
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$248,216
Employer contributions (assets) at beginning of year2019-12-31$248,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,991,537
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS
Accountancy firm name2019-12-31MOSS ADAMS
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,715,561
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,456,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$12,305,833
Expenses. Certain deemed distributions of participant loans2018-12-31$14,593
Value of total corrective distributions2018-12-31$967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,436,432
Value of total assets at end of year2018-12-31$167,454,606
Value of total assets at beginning of year2018-12-31$174,195,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$135,444
Total interest from all sources2018-12-31$1,836,332
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,155,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,155,870
Administrative expenses professional fees incurred2018-12-31$38,796
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,016,634
Participant contributions at end of year2018-12-31$525,858
Participant contributions at beginning of year2018-12-31$455,021
Participant contributions at end of year2018-12-31$207,613
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$573,172
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$5,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$12,472
Other income not declared elsewhere2018-12-31$30,635
Administrative expenses (other) incurred2018-12-31$74,648
Total non interest bearing cash at end of year2018-12-31$13,288
Total non interest bearing cash at beginning of year2018-12-31$5,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,741,276
Value of net assets at end of year (total assets less liabilities)2018-12-31$167,454,606
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$174,195,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$22,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$114,791,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$123,527,025
Value of interest in pooled separate accounts at end of year2018-12-31$6,260,283
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,867,411
Interest on participant loans2018-12-31$22,816
Interest earned on other investments2018-12-31$1,804,711
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$8,805
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$45,402,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$44,327,961
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,131,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,026,744
Net investment gain/loss from pooled separate accounts2018-12-31$283,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,846,626
Employer contributions (assets) at end of year2018-12-31$248,216
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,174,425
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS
Accountancy firm EIN2018-12-31910189318
2017 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$32,648,974
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,915,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,755,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,318,141
Value of total assets at end of year2017-12-31$174,195,882
Value of total assets at beginning of year2017-12-31$149,462,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$160,444
Total interest from all sources2017-12-31$1,708,287
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,417,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,417,861
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,802,645
Participant contributions at end of year2017-12-31$455,021
Participant contributions at beginning of year2017-12-31$198,867
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$839,767
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$12,472
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$10,644
Other income not declared elsewhere2017-12-31$26,432
Administrative expenses (other) incurred2017-12-31$113,985
Total non interest bearing cash at end of year2017-12-31$5,992
Total non interest bearing cash at beginning of year2017-12-31$7,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$24,733,331
Value of net assets at end of year (total assets less liabilities)2017-12-31$174,195,882
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$149,462,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$46,459
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$123,527,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$101,018,139
Value of interest in pooled separate accounts at end of year2017-12-31$5,867,411
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,597,372
Interest on participant loans2017-12-31$15,124
Interest earned on other investments2017-12-31$1,693,163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$44,327,961
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$42,629,981
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$1,246,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,932,365
Net investment gain/loss from pooled separate accounts2017-12-31$245,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,675,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,508,849
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS
Accountancy firm EIN2017-12-31910189318
2016 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$19,814,297
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,179,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,139,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,016,055
Value of total assets at end of year2016-12-31$149,462,551
Value of total assets at beginning of year2016-12-31$135,827,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$39,701
Total interest from all sources2016-12-31$1,763,876
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$784,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$784,235
Administrative expenses professional fees incurred2016-12-31$3,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,611,165
Participant contributions at end of year2016-12-31$198,867
Participant contributions at beginning of year2016-12-31$155,629
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$934
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,129,970
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$10,644
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$9,958
Administrative expenses (other) incurred2016-12-31$35,836
Total non interest bearing cash at end of year2016-12-31$7,548
Total non interest bearing cash at beginning of year2016-12-31$7,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,634,644
Value of net assets at end of year (total assets less liabilities)2016-12-31$149,462,551
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$135,827,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$865
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$101,018,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$90,785,798
Value of interest in pooled separate accounts at end of year2016-12-31$5,597,372
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,719,456
Interest on participant loans2016-12-31$7,161
Interest earned on other investments2016-12-31$1,756,715
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$42,629,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$40,147,899
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,691,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,987,262
Net investment gain/loss from pooled separate accounts2016-12-31$262,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,274,920
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,448,747
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS
Accountancy firm EIN2016-12-31910189318
2015 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$13,590,990
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,564,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,385,822
Expenses. Certain deemed distributions of participant loans2015-12-31$42,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,628,269
Value of total assets at end of year2015-12-31$135,827,907
Value of total assets at beginning of year2015-12-31$129,801,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$136,561
Total interest from all sources2015-12-31$1,574,278
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$992,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$992,414
Administrative expenses professional fees incurred2015-12-31$84,850
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,591,541
Participant contributions at end of year2015-12-31$155,629
Participant contributions at beginning of year2015-12-31$173,480
Participant contributions at end of year2015-12-31$934
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,780,285
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$9,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$25,650
Administrative expenses (other) incurred2015-12-31$43,745
Total non interest bearing cash at end of year2015-12-31$7,865
Total non interest bearing cash at beginning of year2015-12-31$4,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,026,479
Value of net assets at end of year (total assets less liabilities)2015-12-31$135,827,907
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$129,801,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$90,785,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$87,328,308
Value of interest in pooled separate accounts at end of year2015-12-31$4,719,456
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,817,709
Interest on participant loans2015-12-31$6,794
Interest earned on other investments2015-12-31$1,567,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$40,147,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$38,451,679
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$567,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-934,605
Net investment gain/loss from pooled separate accounts2015-12-31$330,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,256,443
Employer contributions (assets) at end of year2015-12-31$368
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,818,161
Contract administrator fees2015-12-31$7,966
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS
Accountancy firm EIN2015-12-31910189318
2014 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$18,069,002
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,643,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,491,208
Expenses. Certain deemed distributions of participant loans2014-12-31$12,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,728,649
Value of total assets at end of year2014-12-31$129,801,428
Value of total assets at beginning of year2014-12-31$118,375,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$139,431
Total interest from all sources2014-12-31$1,247,927
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$795,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$795,918
Administrative expenses professional fees incurred2014-12-31$61,088
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,372,748
Participant contributions at end of year2014-12-31$173,480
Participant contributions at beginning of year2014-12-31$159,052
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,293,516
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$25,650
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$26,010
Administrative expenses (other) incurred2014-12-31$69,444
Total non interest bearing cash at end of year2014-12-31$4,602
Total non interest bearing cash at beginning of year2014-12-31$458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$11,425,737
Value of net assets at end of year (total assets less liabilities)2014-12-31$129,801,428
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$118,375,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,899
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$87,328,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$78,197,646
Value of interest in pooled separate accounts at end of year2014-12-31$3,817,709
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,956,062
Interest on participant loans2014-12-31$6,895
Interest earned on other investments2014-12-31$1,241,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$38,451,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$37,036,463
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$711,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,913,828
Net investment gain/loss from pooled separate accounts2014-12-31$382,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,062,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,779,531
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$25,213,227
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,808,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,659,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,031,255
Value of total assets at end of year2013-12-31$118,375,691
Value of total assets at beginning of year2013-12-31$100,970,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$148,525
Total interest from all sources2013-12-31$1,422,295
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$681,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$681,132
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,015,098
Participant contributions at end of year2013-12-31$159,052
Participant contributions at beginning of year2013-12-31$157,855
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$135,421
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,244,156
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$26,010
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$148,525
Total non interest bearing cash at end of year2013-12-31$458
Total non interest bearing cash at beginning of year2013-12-31$3,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,404,748
Value of net assets at end of year (total assets less liabilities)2013-12-31$118,375,691
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$100,970,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$78,197,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$64,709,652
Value of interest in pooled separate accounts at end of year2013-12-31$2,956,062
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,987,404
Interest on participant loans2013-12-31$7,355
Interest earned on other investments2013-12-31$1,414,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$37,036,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$33,807,337
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$603,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,848,292
Net investment gain/loss from pooled separate accounts2013-12-31$230,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,772,001
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$169,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,056,841
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$217,350
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$19,614,028
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,632,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,326,929
Expenses. Certain deemed distributions of participant loans2012-12-31$35,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,902,648
Value of total assets at end of year2012-12-31$100,970,943
Value of total assets at beginning of year2012-12-31$86,771,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$270,237
Total interest from all sources2012-12-31$1,330,168
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$398,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$398,030
Administrative expenses professional fees incurred2012-12-31$129,970
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,799,497
Participant contributions at end of year2012-12-31$157,855
Participant contributions at beginning of year2012-12-31$197,494
Participant contributions at end of year2012-12-31$135,421
Participant contributions at beginning of year2012-12-31$92,414
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,588,728
Administrative expenses (other) incurred2012-12-31$23,157
Total non interest bearing cash at end of year2012-12-31$3,790
Total non interest bearing cash at beginning of year2012-12-31$247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,981,669
Value of net assets at end of year (total assets less liabilities)2012-12-31$100,970,943
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$86,771,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$64,709,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$52,579,178
Value of interest in pooled separate accounts at end of year2012-12-31$1,987,404
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,621,932
Interest on participant loans2012-12-31$11,955
Interest earned on other investments2012-12-31$1,318,213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$33,807,337
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$32,095,844
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$963,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,808,706
Net investment gain/loss from pooled separate accounts2012-12-31$174,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,514,423
Employer contributions (assets) at end of year2012-12-31$169,484
Employer contributions (assets) at beginning of year2012-12-31$184,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,363,457
Contract administrator fees2012-12-31$117,110
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,827,493
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,385,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,187,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,547,575
Value of total assets at end of year2011-12-31$86,771,924
Value of total assets at beginning of year2011-12-31$84,329,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$197,839
Total interest from all sources2011-12-31$1,266,611
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$149,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$149,305
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,171,055
Participant contributions at end of year2011-12-31$197,494
Participant contributions at beginning of year2011-12-31$208,925
Participant contributions at end of year2011-12-31$92,414
Participant contributions at beginning of year2011-12-31$89,595
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$33,068
Administrative expenses (other) incurred2011-12-31$102,394
Total non interest bearing cash at end of year2011-12-31$247
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,442,249
Value of net assets at end of year (total assets less liabilities)2011-12-31$86,771,924
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$84,329,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$52,579,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$52,120,570
Value of interest in pooled separate accounts at end of year2011-12-31$1,621,932
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,237,890
Interest on participant loans2011-12-31$11,187
Interest earned on other investments2011-12-31$1,255,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$32,095,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$30,493,518
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$788,943
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,312,451
Net investment gain/loss from pooled separate accounts2011-12-31$176,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,343,452
Employer contributions (assets) at end of year2011-12-31$184,815
Employer contributions (assets) at beginning of year2011-12-31$179,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,398,462
Contract administrator fees2011-12-31$95,445
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS
Accountancy firm EIN2011-12-31910189318
2010 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$13,066,132
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,494,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,276,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,089,875
Value of total assets at end of year2010-12-31$84,329,675
Value of total assets at beginning of year2010-12-31$75,758,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$218,250
Total interest from all sources2010-12-31$1,177,248
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$165,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$165,550
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,018,606
Participant contributions at end of year2010-12-31$208,925
Participant contributions at beginning of year2010-12-31$121,168
Participant contributions at end of year2010-12-31$89,595
Participant contributions at beginning of year2010-12-31$7,307
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$32,371
Administrative expenses (other) incurred2010-12-31$136,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,571,197
Value of net assets at end of year (total assets less liabilities)2010-12-31$84,329,675
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$75,758,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$52,120,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,329,514
Value of interest in pooled separate accounts at end of year2010-12-31$1,237,890
Value of interest in pooled separate accounts at beginning of year2010-12-31$790,297
Interest on participant loans2010-12-31$10,162
Interest earned on other investments2010-12-31$1,167,086
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$30,493,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$29,495,581
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,484,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,500,343
Net investment gain/loss from pooled separate accounts2010-12-31$133,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,038,898
Employer contributions (assets) at end of year2010-12-31$179,177
Employer contributions (assets) at beginning of year2010-12-31$14,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,792,095
Contract administrator fees2010-12-31$81,821
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS
Accountancy firm EIN2010-12-31910189318
2009 : UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN

2023: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1034
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1068
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1103
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1142
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1161
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1181
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1198
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1259
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1286
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1261
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1255
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1261
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103491
Policy instance 1
Insurance contract or identification number103491
Number of Individuals Covered1242
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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