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THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN
Plan identification number 001

THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMPSON & COLEGATE LLP has sponsored the creation of one or more 401k plans.

Company Name:THOMPSON & COLEGATE LLP
Employer identification number (EIN):952145556
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01GARY MONTGOMERY2024-08-01 GARY MONTGOMERY2024-08-01
0012022-01-01GARY MONTGOMERY2023-07-31 GARY MONTGOMERY2023-07-31
0012021-01-01GARY T. MONTGOMERY2022-07-27 GARY T. MONTGOMERY2022-07-27
0012020-01-01GARY MONTGOMERY2021-07-29 GARY MONTGOMERY2021-07-29
0012019-01-01JOHN A. BOYD2020-10-15
0012018-01-01JOHN A. BOYD2019-07-31
0012017-01-01JOHN BOYD2018-07-31 JOHN BOYD2018-07-31
0012016-01-01JOHN A. BOYD2017-07-28 JOHN A. BOYD2017-07-28
0012015-01-01JOHN A. BOYD
0012014-01-01JOHN A. BOYD2015-06-29
0012013-01-01JOHN A. BOYD2014-06-23
0012012-01-01JOHN A. BOYD2013-07-11
0012011-01-01JOHN A. BOYD2012-07-13
0012010-01-01JOHN A. BOYD2011-07-22
0012009-01-01JOHN A. BOYD JOHN A. BOYD2010-09-10

Plan Statistics for THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0127
Total number of active participants reported on line 7a of the Form 55002015-01-0124
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0126
Number of participants with account balances2015-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2009: THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0137
Total number of active participants reported on line 7a of the Form 55002009-01-0130
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-015
Total of all active and inactive participants2009-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0135
Number of participants with account balances2009-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$138,804
Expenses. Total of all expenses incurred2015-12-31$343,984
Benefits paid (including direct rollovers)2015-12-31$343,852
Total plan assets at end of year2015-12-31$3,491,599
Total plan assets at beginning of year2015-12-31$3,696,779
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$69,078
Expenses. Other expenses not covered elsewhere2015-12-31$132
Other income received2015-12-31$-254,653
Net income (gross income less expenses)2015-12-31$-205,180
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,491,599
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,696,779
Assets. Value of participant loans2015-12-31$111,103
Total contributions received or receivable from employer(s)2015-12-31$324,379
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2009 : THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN

2015: THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2009: THOMPSON & COLEGATE LLP 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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