DAVID E. SCHWARTING DDS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DAVID E. SCHWARTING DDS / EDWARD JONES
401k plan membership statisitcs for DAVID E. SCHWARTING DDS / EDWARD JONES
| Measure | Date | Value |
|---|
| 2016: DAVID E. SCHWARTING DDS / EDWARD JONES 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 0 |
| Number of participants with account balances | 2016-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: DAVID E. SCHWARTING DDS / EDWARD JONES 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 8 |
| Total of all active and inactive participants | 2015-01-01 | 8 |
| Total participants | 2015-01-01 | 8 |
| Number of participants with account balances | 2015-01-01 | 8 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: DAVID E. SCHWARTING DDS / EDWARD JONES 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 7 |
| Total of all active and inactive participants | 2014-01-01 | 7 |
| Total participants | 2014-01-01 | 7 |
| Number of participants with account balances | 2014-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: DAVID E. SCHWARTING DDS / EDWARD JONES 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 7 |
| Total of all active and inactive participants | 2013-01-01 | 7 |
| Total participants | 2013-01-01 | 7 |
| Number of participants with account balances | 2013-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: DAVID E. SCHWARTING DDS / EDWARD JONES 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 5 |
| Total participants | 2012-01-01 | 5 |
| Number of participants with account balances | 2012-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: DAVID E. SCHWARTING DDS / EDWARD JONES 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 6 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 6 |
| Number of participants with account balances | 2011-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: DAVID E. SCHWARTING DDS / EDWARD JONES 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 4 |
| Total participants | 2010-01-01 | 8 |
| Number of participants with account balances | 2010-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: DAVID E. SCHWARTING DDS / EDWARD JONES 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-11-16 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-11-16 | 4 |
| Total of all active and inactive participants | 2009-11-16 | 4 |
| Total participants | 2009-11-16 | 4 |
| Number of participants with account balances | 2009-11-16 | 4 |
| Measure | Date | Value |
|---|
| 2016 : DAVID E. SCHWARTING DDS / EDWARD JONES 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $325,650 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $3,875,058 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $3,875,058 |
| Total plan assets at end of year | 2016-12-31 | $0 |
| Total plan assets at beginning of year | 2016-12-31 | $3,549,408 |
| Value of fidelity bond covering the plan | 2016-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $51,969 |
| Other income received | 2016-12-31 | $273,681 |
| Net income (gross income less expenses) | 2016-12-31 | $-3,549,408 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,549,408 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $0 |
| 2015 : DAVID E. SCHWARTING DDS / EDWARD JONES 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $84,401 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $0 |
| Total plan assets at end of year | 2015-12-31 | $3,549,408 |
| Total plan assets at beginning of year | 2015-12-31 | $3,465,007 |
| Value of fidelity bond covering the plan | 2015-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $53,812 |
| Other income received | 2015-12-31 | $20,589 |
| Net income (gross income less expenses) | 2015-12-31 | $84,401 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,549,408 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,465,007 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $10,000 |
| 2014 : DAVID E. SCHWARTING DDS / EDWARD JONES 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $132,405 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $0 |
| Total plan assets at end of year | 2014-12-31 | $3,465,007 |
| Total plan assets at beginning of year | 2014-12-31 | $3,332,602 |
| Value of fidelity bond covering the plan | 2014-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $50,134 |
| Other income received | 2014-12-31 | $77,271 |
| Net income (gross income less expenses) | 2014-12-31 | $132,405 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,465,007 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,332,602 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $5,000 |
| 2013 : DAVID E. SCHWARTING DDS / EDWARD JONES 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $531,347 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $0 |
| Total plan assets at end of year | 2013-12-31 | $3,232,602 |
| Total plan assets at beginning of year | 2013-12-31 | $2,701,255 |
| Value of fidelity bond covering the plan | 2013-12-31 | $2,000,000 |
| Other income received | 2013-12-31 | $483,165 |
| Net income (gross income less expenses) | 2013-12-31 | $531,347 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,232,602 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,701,255 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $48,182 |
| 2012 : DAVID E. SCHWARTING DDS / EDWARD JONES 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $323,209 |
| Total plan assets at end of year | 2012-12-31 | $2,701,255 |
| Total plan assets at beginning of year | 2012-12-31 | $2,378,046 |
| Value of fidelity bond covering the plan | 2012-12-31 | $2,000,000 |
| Other income received | 2012-12-31 | $274,587 |
| Net income (gross income less expenses) | 2012-12-31 | $323,209 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,701,255 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,378,046 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $48,622 |
| 2011 : DAVID E. SCHWARTING DDS / EDWARD JONES 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $125,216 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $13,152 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $11,346 |
| Total plan assets at end of year | 2011-12-31 | $2,378,046 |
| Total plan assets at beginning of year | 2011-12-31 | $2,265,982 |
| Value of fidelity bond covering the plan | 2011-12-31 | $2,000,000 |
| Other income received | 2011-12-31 | $69,944 |
| Net income (gross income less expenses) | 2011-12-31 | $112,064 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,378,046 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,265,982 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $55,272 |
| Value of corrective distributions | 2011-12-31 | $1,806 |
| 2010 : DAVID E. SCHWARTING DDS / EDWARD JONES 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $341,030 |
| Total plan assets at end of year | 2010-12-31 | $2,265,982 |
| Total plan assets at beginning of year | 2010-12-31 | $1,924,952 |
| Value of fidelity bond covering the plan | 2010-12-31 | $2,000,000 |
| Other income received | 2010-12-31 | $285,773 |
| Net income (gross income less expenses) | 2010-12-31 | $341,030 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,265,982 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,924,952 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $55,257 |
| 2016: DAVID E. SCHWARTING DDS / EDWARD JONES 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | Yes |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: DAVID E. SCHWARTING DDS / EDWARD JONES 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | First time form 5500 has been submitted | Yes |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: DAVID E. SCHWARTING DDS / EDWARD JONES 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | First time form 5500 has been submitted | Yes |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: DAVID E. SCHWARTING DDS / EDWARD JONES 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | First time form 5500 has been submitted | Yes |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: DAVID E. SCHWARTING DDS / EDWARD JONES 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: DAVID E. SCHWARTING DDS / EDWARD JONES 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: DAVID E. SCHWARTING DDS / EDWARD JONES 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: DAVID E. SCHWARTING DDS / EDWARD JONES 2009 form 5500 responses |
|---|
| 2009-11-16 | Type of plan entity | Single employer plan |
| 2009-11-16 | First time form 5500 has been submitted | Yes |
| 2009-11-16 | Submission has been amended | No |
| 2009-11-16 | This submission is the final filing | No |
| 2009-11-16 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2009-11-16 | Plan is a collectively bargained plan | No |
| 2009-11-16 | Plan funding arrangement – Trust | Yes |
| 2009-11-16 | Plan benefit arrangement - Trust | Yes |
