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UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 401k Plan overview

Plan NameUNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN
Plan identification number 001

UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED AMERICAN INDIAN INVOLVEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED AMERICAN INDIAN INVOLVEMENT, INC.
Employer identification number (EIN):952917933
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-02-01
0012022-02-01
0012021-02-01LUIS CERVANTES2022-08-16
0012020-02-01LUIS CERVANTES2021-10-08
0012019-02-01LUIS CERVANTES2020-08-27
0012018-02-01LUIS CERVANTES2019-04-26
0012017-02-01LUIS CERVANTES2018-07-11
0012016-02-01LUIS CERVANTES
0012016-02-01
0012015-02-01ADAM M. VALDEZ
0012014-02-01ADAM M. VALDEZ
0012013-02-01ADAM M. VALDEZ
0012012-02-01ADAM M. VALDEZ
0012011-02-01ADAM M. VALDEZ
0012010-02-01ADAM M. VALDEZ
0012008-02-01ADAM M. VALDEZ

Plan Statistics for UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN

401k plan membership statisitcs for UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN

Measure Date Value
2022: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-02-01123
Total number of active participants reported on line 7a of the Form 55002022-02-01161
Number of retired or separated participants receiving benefits2022-02-010
Number of other retired or separated participants entitled to future benefits2022-02-0113
Total of all active and inactive participants2022-02-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-02-010
Total participants2022-02-01174
Number of participants with account balances2022-02-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-02-010
2016: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-02-01116
Total number of active participants reported on line 7a of the Form 55002016-02-0182
Number of retired or separated participants receiving benefits2016-02-0128
Number of other retired or separated participants entitled to future benefits2016-02-0117
Total of all active and inactive participants2016-02-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-02-011
Total participants2016-02-01128
Number of participants with account balances2016-02-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-02-010
2015: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-02-01116
Total number of active participants reported on line 7a of the Form 55002015-02-0188
Number of retired or separated participants receiving benefits2015-02-010
Number of other retired or separated participants entitled to future benefits2015-02-0128
Total of all active and inactive participants2015-02-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-02-010
Total participants2015-02-01116
Number of participants with account balances2015-02-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-02-010
2014: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-02-01115
Total number of active participants reported on line 7a of the Form 55002014-02-0196
Number of retired or separated participants receiving benefits2014-02-010
Number of other retired or separated participants entitled to future benefits2014-02-0123
Total of all active and inactive participants2014-02-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-02-010
Total participants2014-02-01119
Number of participants with account balances2014-02-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-02-010
2013: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-02-01102
Total number of active participants reported on line 7a of the Form 55002013-02-0193
Number of retired or separated participants receiving benefits2013-02-010
Number of other retired or separated participants entitled to future benefits2013-02-0122
Total of all active and inactive participants2013-02-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-02-010
Total participants2013-02-01115
Number of participants with account balances2013-02-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-02-010
2012: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-02-01131
Total number of active participants reported on line 7a of the Form 55002012-02-0183
Number of retired or separated participants receiving benefits2012-02-0119
Number of other retired or separated participants entitled to future benefits2012-02-010
Total of all active and inactive participants2012-02-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-010
Total participants2012-02-01102
Number of participants with account balances2012-02-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-02-010
2011: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-02-01129
Total number of active participants reported on line 7a of the Form 55002011-02-0196
Number of retired or separated participants receiving benefits2011-02-0135
Number of other retired or separated participants entitled to future benefits2011-02-010
Total of all active and inactive participants2011-02-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-010
Total participants2011-02-01131
Number of participants with account balances2011-02-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-010
2010: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-02-01129
Total number of active participants reported on line 7a of the Form 55002010-02-0197
Number of retired or separated participants receiving benefits2010-02-0132
Number of other retired or separated participants entitled to future benefits2010-02-010
Total of all active and inactive participants2010-02-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-02-010
Total participants2010-02-01129
Number of participants with account balances2010-02-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-02-010
2008: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2008 401k membership
Total of all active and inactive participants2008-02-010
Total participants2008-02-010

Financial Data on UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN

Measure Date Value
2023 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-31$10,203
Total unrealized appreciation/depreciation of assets2023-01-31$10,203
Total transfer of assets to this plan2023-01-31$0
Total transfer of assets from this plan2023-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total income from all sources (including contributions)2023-01-31$272,015
Total loss/gain on sale of assets2023-01-31$-1,271
Total of all expenses incurred2023-01-31$99,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-31$92,453
Expenses. Certain deemed distributions of participant loans2023-01-31$0
Value of total corrective distributions2023-01-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-31$360,624
Value of total assets at end of year2023-01-31$2,178,511
Value of total assets at beginning of year2023-01-31$2,006,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-31$7,348
Total interest from all sources2023-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2023-01-31$104,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-31$104,675
Assets. Real estate other than employer real property at end of year2023-01-31$0
Assets. Real estate other than employer real property at beginning of year2023-01-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-01-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-01-31$0
Was this plan covered by a fidelity bond2023-01-31Yes
Value of fidelity bond cover2023-01-31$120,000
If this is an individual account plan, was there a blackout period2023-01-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-01-31No
Contributions received from participants2023-01-31$233,469
Participant contributions at end of year2023-01-31$0
Participant contributions at beginning of year2023-01-31$0
Participant contributions at end of year2023-01-31$0
Participant contributions at beginning of year2023-01-31$0
Assets. Other investments not covered elsewhere at end of year2023-01-31$0
Assets. Other investments not covered elsewhere at beginning of year2023-01-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-01-31$321
Assets. Loans (other than to participants) at end of year2023-01-31$0
Assets. Loans (other than to participants) at beginning of year2023-01-31$0
Other income not declared elsewhere2023-01-31$0
Administrative expenses (other) incurred2023-01-31$1,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Income. Non cash contributions2023-01-31$0
Value of net income/loss2023-01-31$172,214
Value of net assets at end of year (total assets less liabilities)2023-01-31$2,178,511
Value of net assets at beginning of year (total assets less liabilities)2023-01-31$2,006,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-31No
Were any leases to which the plan was party in default or uncollectible2023-01-31No
Assets. partnership/joint venture interests at end of year2023-01-31$0
Assets. partnership/joint venture interests at beginning of year2023-01-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-31$2,178,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-31$2,006,297
Value of interest in pooled separate accounts at end of year2023-01-31$0
Value of interest in pooled separate accounts at beginning of year2023-01-31$0
Interest on participant loans2023-01-31$0
Income. Interest from loans (other than to participants)2023-01-31$0
Interest earned on other investments2023-01-31$0
Income. Interest from US Government securities2023-01-31$0
Income. Interest from corporate debt instruments2023-01-31$0
Value of interest in master investment trust accounts at end of year2023-01-31$0
Value of interest in master investment trust accounts at beginning of year2023-01-31$0
Value of interest in common/collective trusts at end of year2023-01-31$0
Value of interest in common/collective trusts at beginning of year2023-01-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-01-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-01-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-31$0
Assets. Value of investments in 103.12 investment entities at end of year2023-01-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2023-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2023-01-31$0
Asset value of US Government securities at end of year2023-01-31$0
Asset value of US Government securities at beginning of year2023-01-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-31$0
Net investment gain/loss from pooled separate accounts2023-01-31$-202,216
Net investment gain or loss from common/collective trusts2023-01-31$0
Net gain/loss from 103.12 investment entities2023-01-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-31No
Was there a failure to transmit to the plan any participant contributions2023-01-31Yes
Has the plan failed to provide any benefit when due under the plan2023-01-31No
Contributions received in cash from employer2023-01-31$126,834
Employer contributions (assets) at end of year2023-01-31$0
Employer contributions (assets) at beginning of year2023-01-31$0
Income. Dividends from preferred stock2023-01-31$0
Income. Dividends from common stock2023-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-31$92,453
Asset. Corporate debt instrument preferred debt at end of year2023-01-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2023-01-31$0
Asset. Corporate debt instrument debt (other) at end of year2023-01-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2023-01-31$0
Contract administrator fees2023-01-31$5,911
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-01-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2023-01-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2023-01-31$0
Did the plan have assets held for investment2023-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-31No
Aggregate proceeds on sale of assets2023-01-31$30,535
Aggregate carrying amount (costs) on sale of assets2023-01-31$31,806
Opinion of an independent qualified public accountant for this plan2023-01-31Disclaimer
Accountancy firm name2023-01-31PENSION ASSURANCE LLP
Accountancy firm EIN2023-01-31300840934
2017 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-31$0
Total transfer of assets to this plan2017-01-31$135,919
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total income from all sources (including contributions)2017-01-31$301,984
Total loss/gain on sale of assets2017-01-31$0
Total of all expenses incurred2017-01-31$348,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-31$346,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-31$190,469
Value of total assets at end of year2017-01-31$1,108,324
Value of total assets at beginning of year2017-01-31$1,018,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-31$1,815
Total interest from all sources2017-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-01-31$19,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-01-31$19,671
Was this plan covered by a fidelity bond2017-01-31Yes
Value of fidelity bond cover2017-01-31$90,000
If this is an individual account plan, was there a blackout period2017-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-01-31$0
Were there any nonexempt tranactions with any party-in-interest2017-01-31No
Contributions received from participants2017-01-31$144,744
Administrative expenses (other) incurred2017-01-31$1,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Value of net income/loss2017-01-31$-46,217
Value of net assets at end of year (total assets less liabilities)2017-01-31$1,108,324
Value of net assets at beginning of year (total assets less liabilities)2017-01-31$1,018,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-31No
Were any leases to which the plan was party in default or uncollectible2017-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-01-31$1,108,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-01-31$1,014,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-01-31$91,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-31No
Was there a failure to transmit to the plan any participant contributions2017-01-31No
Has the plan failed to provide any benefit when due under the plan2017-01-31No
Contributions received in cash from employer2017-01-31$45,725
Employer contributions (assets) at end of year2017-01-31$0
Employer contributions (assets) at beginning of year2017-01-31$4,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-01-31$346,386
Did the plan have assets held for investment2017-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-31Yes
Opinion of an independent qualified public accountant for this plan2017-01-31Disclaimer
Accountancy firm name2017-01-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2017-01-31954345526
2016 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total income from all sources (including contributions)2016-01-31$140,232
Total loss/gain on sale of assets2016-01-31$0
Total of all expenses incurred2016-01-31$59,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-01-31$57,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-01-31$174,532
Value of total assets at end of year2016-01-31$1,018,622
Value of total assets at beginning of year2016-01-31$937,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-01-31$1,950
Total interest from all sources2016-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-01-31$17,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-01-31$17,091
Administrative expenses professional fees incurred2016-01-31$1,950
Was this plan covered by a fidelity bond2016-01-31Yes
Value of fidelity bond cover2016-01-31$90,000
If this is an individual account plan, was there a blackout period2016-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-01-31$0
Were there any nonexempt tranactions with any party-in-interest2016-01-31No
Contributions received from participants2016-01-31$129,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Value of net income/loss2016-01-31$81,196
Value of net assets at end of year (total assets less liabilities)2016-01-31$1,018,622
Value of net assets at beginning of year (total assets less liabilities)2016-01-31$937,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-01-31No
Were any leases to which the plan was party in default or uncollectible2016-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-01-31$1,014,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-01-31$935,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-01-31$-51,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-01-31No
Was there a failure to transmit to the plan any participant contributions2016-01-31No
Has the plan failed to provide any benefit when due under the plan2016-01-31No
Contributions received in cash from employer2016-01-31$45,300
Employer contributions (assets) at end of year2016-01-31$4,050
Employer contributions (assets) at beginning of year2016-01-31$1,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-01-31$57,086
Did the plan have assets held for investment2016-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-01-31Yes
Opinion of an independent qualified public accountant for this plan2016-01-31Disclaimer
Accountancy firm name2016-01-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2016-01-31954345526
2015 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total income from all sources (including contributions)2015-01-31$235,325
Total loss/gain on sale of assets2015-01-31$0
Total of all expenses incurred2015-01-31$82,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-01-31$80,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-01-31$178,115
Value of total assets at end of year2015-01-31$937,426
Value of total assets at beginning of year2015-01-31$784,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-01-31$2,040
Total interest from all sources2015-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-01-31$14,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-01-31$14,979
Administrative expenses professional fees incurred2015-01-31$2,040
Was this plan covered by a fidelity bond2015-01-31Yes
Value of fidelity bond cover2015-01-31$90,000
If this is an individual account plan, was there a blackout period2015-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-01-31$0
Were there any nonexempt tranactions with any party-in-interest2015-01-31No
Contributions received from participants2015-01-31$126,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Value of net income/loss2015-01-31$152,489
Value of net assets at end of year (total assets less liabilities)2015-01-31$937,426
Value of net assets at beginning of year (total assets less liabilities)2015-01-31$784,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-01-31No
Were any leases to which the plan was party in default or uncollectible2015-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-01-31$935,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-01-31$784,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-01-31$42,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-01-31No
Was there a failure to transmit to the plan any participant contributions2015-01-31No
Has the plan failed to provide any benefit when due under the plan2015-01-31No
Contributions received in cash from employer2015-01-31$51,600
Employer contributions (assets) at end of year2015-01-31$1,675
Employer contributions (assets) at beginning of year2015-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-01-31$80,796
Did the plan have assets held for investment2015-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-01-31Yes
Opinion of an independent qualified public accountant for this plan2015-01-31Disclaimer
Accountancy firm name2015-01-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2015-01-31954345526
2014 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total income from all sources (including contributions)2014-01-31$222,640
Total loss/gain on sale of assets2014-01-31$0
Total of all expenses incurred2014-01-31$86,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-01-31$84,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-01-31$172,944
Value of total assets at end of year2014-01-31$784,937
Value of total assets at beginning of year2014-01-31$648,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-01-31$2,021
Total interest from all sources2014-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-01-31$12,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-01-31$12,034
Administrative expenses professional fees incurred2014-01-31$2,021
Was this plan covered by a fidelity bond2014-01-31Yes
Value of fidelity bond cover2014-01-31$72,600
If this is an individual account plan, was there a blackout period2014-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-01-31$0
Were there any nonexempt tranactions with any party-in-interest2014-01-31No
Contributions received from participants2014-01-31$123,069
Participant contributions at end of year2014-01-31$0
Participant contributions at beginning of year2014-01-31$4,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Value of net income/loss2014-01-31$135,938
Value of net assets at end of year (total assets less liabilities)2014-01-31$784,937
Value of net assets at beginning of year (total assets less liabilities)2014-01-31$648,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-01-31No
Were any leases to which the plan was party in default or uncollectible2014-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-01-31$784,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-01-31$636,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-01-31$37,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-01-31No
Was there a failure to transmit to the plan any participant contributions2014-01-31No
Has the plan failed to provide any benefit when due under the plan2014-01-31No
Contributions received in cash from employer2014-01-31$49,875
Employer contributions (assets) at end of year2014-01-31$0
Employer contributions (assets) at beginning of year2014-01-31$7,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-01-31$84,681
Did the plan have assets held for investment2014-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-01-31Yes
Opinion of an independent qualified public accountant for this plan2014-01-31Disclaimer
Accountancy firm name2014-01-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2014-01-31954345526
2013 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total income from all sources (including contributions)2013-01-31$207,593
Total loss/gain on sale of assets2013-01-31$0
Total of all expenses incurred2013-01-31$72,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-01-31$70,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-01-31$161,924
Value of total assets at end of year2013-01-31$648,999
Value of total assets at beginning of year2013-01-31$514,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-01-31$2,100
Total interest from all sources2013-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-01-31$10,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-01-31$10,787
Administrative expenses professional fees incurred2013-01-31$2,100
Was this plan covered by a fidelity bond2013-01-31Yes
Value of fidelity bond cover2013-01-31$66,000
If this is an individual account plan, was there a blackout period2013-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-01-31$0
Were there any nonexempt tranactions with any party-in-interest2013-01-31No
Contributions received from participants2013-01-31$114,777
Participant contributions at end of year2013-01-31$4,656
Participant contributions at beginning of year2013-01-31$4,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Value of net income/loss2013-01-31$134,857
Value of net assets at end of year (total assets less liabilities)2013-01-31$648,999
Value of net assets at beginning of year (total assets less liabilities)2013-01-31$514,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-01-31No
Were any leases to which the plan was party in default or uncollectible2013-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-01-31$636,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-01-31$509,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-01-31$34,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-01-31No
Was there a failure to transmit to the plan any participant contributions2013-01-31No
Has the plan failed to provide any benefit when due under the plan2013-01-31No
Contributions received in cash from employer2013-01-31$47,147
Employer contributions (assets) at end of year2013-01-31$7,500
Employer contributions (assets) at beginning of year2013-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-01-31$70,636
Did the plan have assets held for investment2013-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-01-31Yes
Opinion of an independent qualified public accountant for this plan2013-01-31Disclaimer
Accountancy firm name2013-01-31MOSS ADAMS LLP
Accountancy firm EIN2013-01-31910189318
2012 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$0
Total income from all sources (including contributions)2012-01-31$157,789
Total loss/gain on sale of assets2012-01-31$0
Total of all expenses incurred2012-01-31$117,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-01-31$116,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-01-31$144,127
Value of total assets at end of year2012-01-31$514,142
Value of total assets at beginning of year2012-01-31$473,984
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-01-31$1,110
Total interest from all sources2012-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-01-31$13,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-01-31$13,662
Was this plan covered by a fidelity bond2012-01-31Yes
Value of fidelity bond cover2012-01-31$60,000
If this is an individual account plan, was there a blackout period2012-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-01-31$0
Were there any nonexempt tranactions with any party-in-interest2012-01-31No
Contributions received from participants2012-01-31$105,227
Participant contributions at end of year2012-01-31$4,580
Participant contributions at beginning of year2012-01-31$10,783
Administrative expenses (other) incurred2012-01-31$1,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Value of net income/loss2012-01-31$40,158
Value of net assets at end of year (total assets less liabilities)2012-01-31$514,142
Value of net assets at beginning of year (total assets less liabilities)2012-01-31$473,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-01-31No
Were any leases to which the plan was party in default or uncollectible2012-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-01-31$509,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-01-31$459,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-01-31No
Was there a failure to transmit to the plan any participant contributions2012-01-31No
Has the plan failed to provide any benefit when due under the plan2012-01-31No
Contributions received in cash from employer2012-01-31$38,900
Employer contributions (assets) at end of year2012-01-31$0
Employer contributions (assets) at beginning of year2012-01-31$3,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-01-31$116,521
Did the plan have assets held for investment2012-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-01-31Yes
Opinion of an independent qualified public accountant for this plan2012-01-31Disclaimer
Accountancy firm name2012-01-31MOSS ADAMS LLP
Accountancy firm EIN2012-01-31910189318
2011 : UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$0
Total income from all sources (including contributions)2011-01-31$194,461
Total loss/gain on sale of assets2011-01-31$0
Total of all expenses incurred2011-01-31$41,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-01-31$39,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-01-31$141,780
Value of total assets at end of year2011-01-31$477,284
Value of total assets at beginning of year2011-01-31$324,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-01-31$1,920
Total interest from all sources2011-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-01-31$8,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-01-31$8,483
Was this plan covered by a fidelity bond2011-01-31No
Value of fidelity bond cover2011-01-31$60,000
If this is an individual account plan, was there a blackout period2011-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-01-31$0
Were there any nonexempt tranactions with any party-in-interest2011-01-31No
Contributions received from participants2011-01-31$96,630
Participant contributions at end of year2011-01-31$10,783
Participant contributions at beginning of year2011-01-31$4,039
Administrative expenses (other) incurred2011-01-31$1,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Value of net income/loss2011-01-31$153,178
Value of net assets at end of year (total assets less liabilities)2011-01-31$477,284
Value of net assets at beginning of year (total assets less liabilities)2011-01-31$324,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-01-31No
Were any leases to which the plan was party in default or uncollectible2011-01-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-01-31$459,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-01-31$320,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-01-31$44,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-01-31No
Was there a failure to transmit to the plan any participant contributions2011-01-31No
Has the plan failed to provide any benefit when due under the plan2011-01-31No
Contributions received in cash from employer2011-01-31$45,150
Employer contributions (assets) at end of year2011-01-31$6,575
Employer contributions (assets) at beginning of year2011-01-31$3,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-01-31$39,363
Did the plan have assets held for investment2011-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-01-31Yes
Opinion of an independent qualified public accountant for this plan2011-01-31Disclaimer
Accountancy firm name2011-01-31MOSS ADAMS LLP
Accountancy firm EIN2011-01-31910189318

Form 5500 Responses for UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN

2022: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2022 form 5500 responses
2022-02-01Type of plan entitySingle employer plan
2022-02-01Submission has been amendedNo
2022-02-01This submission is the final filingNo
2022-02-01This return/report is a short plan year return/report (less than 12 months)No
2022-02-01Plan is a collectively bargained planNo
2022-02-01Plan funding arrangement – TrustYes
2022-02-01Plan benefit arrangement - TrustYes
2016: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2016 form 5500 responses
2016-02-01Type of plan entitySingle employer plan
2016-02-01Submission has been amendedNo
2016-02-01This submission is the final filingNo
2016-02-01This return/report is a short plan year return/report (less than 12 months)No
2016-02-01Plan is a collectively bargained planNo
2016-02-01Plan funding arrangement – TrustYes
2016-02-01Plan benefit arrangement - TrustYes
2015: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2015 form 5500 responses
2015-02-01Type of plan entitySingle employer plan
2015-02-01Submission has been amendedNo
2015-02-01This submission is the final filingNo
2015-02-01This return/report is a short plan year return/report (less than 12 months)No
2015-02-01Plan is a collectively bargained planNo
2015-02-01Plan funding arrangement – TrustYes
2015-02-01Plan benefit arrangement - TrustYes
2014: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2014 form 5500 responses
2014-02-01Type of plan entitySingle employer plan
2014-02-01Submission has been amendedNo
2014-02-01This submission is the final filingNo
2014-02-01This return/report is a short plan year return/report (less than 12 months)No
2014-02-01Plan is a collectively bargained planNo
2014-02-01Plan funding arrangement – TrustYes
2014-02-01Plan benefit arrangement - TrustYes
2013: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2013 form 5500 responses
2013-02-01Type of plan entitySingle employer plan
2013-02-01Submission has been amendedNo
2013-02-01This submission is the final filingNo
2013-02-01This return/report is a short plan year return/report (less than 12 months)No
2013-02-01Plan is a collectively bargained planNo
2013-02-01Plan funding arrangement – TrustYes
2013-02-01Plan benefit arrangement - TrustYes
2012: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2012 form 5500 responses
2012-02-01Type of plan entitySingle employer plan
2012-02-01Submission has been amendedNo
2012-02-01This submission is the final filingNo
2012-02-01This return/report is a short plan year return/report (less than 12 months)No
2012-02-01Plan is a collectively bargained planNo
2012-02-01Plan funding arrangement – TrustYes
2012-02-01Plan benefit arrangement - TrustYes
2011: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2011 form 5500 responses
2011-02-01Type of plan entitySingle employer plan
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)No
2011-02-01Plan is a collectively bargained planNo
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement - TrustYes
2010: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2010 form 5500 responses
2010-02-01Type of plan entitySingle employer plan
2010-02-01Submission has been amendedYes
2010-02-01This submission is the final filingNo
2010-02-01This return/report is a short plan year return/report (less than 12 months)No
2010-02-01Plan is a collectively bargained planNo
2010-02-01Plan funding arrangement – TrustYes
2010-02-01Plan benefit arrangement - TrustYes
2008: UNITED AMERICAN INDIAN INVOLVEMENT, INC. 403(B) PLAN 2008 form 5500 responses
2008-02-01Type of plan entitySingle employer plan
2008-02-01Submission has been amendedNo
2008-02-01This submission is the final filingNo
2008-02-01This return/report is a short plan year return/report (less than 12 months)No
2008-02-01Plan is a collectively bargained planNo

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