401k Plan data: THE CARLYLE GROUP, INC. 401(K) PLAN plan

THE CARLYLE GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE CARLYLE GROUP, INC. 401(K) PLAN
Plan identification number	001

THE CARLYLE GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE CARLYLE GROUP has sponsored the creation of one or more 401k plans.

Company Name: THE CARLYLE GROUP

Employer identification number (EIN): 952947064

NAIC Classification: 531310

Additional information about THE CARLYLE GROUP

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1993-12-02

Company Identification Number: P93000084257

Legal Registered Office Address: 11113 BISCAYNE BLVD

MIAMI

33181

More information about THE CARLYLE GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CARLYLE GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-03-01 MARCELINE REYES 2024-10-14
001 2022-03-01 MARCELINE REYES 2023-08-31
001 2021-03-01 MARCIE REYES 2022-08-25
001 2020-03-01 MARCIE REYES 2021-08-17
001 2019-03-01 MARCIE REYES 2020-09-15
001 2019-03-01 MARCIE REYES 2021-08-17
001 2019-01-01 MARCIE REYES 2020-09-15
001 2018-01-01
001 2017-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 JOSEPH WEBER 2015-10-15
001 2013-01-01 JOSEPH WEBER 2014-10-14
001 2012-01-01 JOSEPH WEBER 2013-10-14
001 2011-01-01 JOSEPH WEBER 2012-06-26
001 2010-01-01 JOSEPH WEBER 2011-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-03-01	MARCELINE REYES	2024-10-14
001	2022-03-01	MARCELINE REYES	2023-08-31
001	2021-03-01	MARCIE REYES	2022-08-25
001	2020-03-01	MARCIE REYES	2021-08-17
001	2019-03-01	MARCIE REYES	2020-09-15
001	2019-03-01	MARCIE REYES	2021-08-17
001	2019-01-01	MARCIE REYES	2020-09-15
001	2018-01-01
001	2017-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	JOSEPH WEBER	2015-10-15
001	2013-01-01	JOSEPH WEBER	2014-10-14
001	2012-01-01	JOSEPH WEBER	2013-10-14
001	2011-01-01	JOSEPH WEBER	2012-06-26
001	2010-01-01	JOSEPH WEBER	2011-10-14

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Company Name:	THE CARLYLE GROUP
Employer identification number (EIN):	952947064
NAIC Classification:	531310

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1993-12-02
Company Identification Number:	P93000084257
Legal Registered Office Address:	11113 BISCAYNE BLVD MIAMI 33181