401k Plan data: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN plan

DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN
Plan identification number	003

DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVID A. WALDEN, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name: DAVID A. WALDEN, M.D., INC.

Employer identification number (EIN): 953272758

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about DAVID A. WALDEN, M.D., INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1977-11-29

Company Identification Number: C0856428

Legal Registered Office Address: 320 Superior Ave #380

Newport Beach
United States of America (USA)
92663

More information about DAVID A. WALDEN, M.D., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-11-01
003 2014-11-01 DAVID A. WALDEN, M.D.
003 2013-11-01 DAVID A. WALDEN, M.D.
003 2012-11-01 DAVID A. WALDEN, M.D.
003 2011-11-01 CONTRACT ADMINISTRATOR
003 2010-11-01 DAVID A. WALDEN, M.D.
003 2009-11-01 DAVID A. WALDEN, M.D.
003 2008-11-01

Plan Statistics for DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN

401k plan membership statisitcs for DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN

Measure Date Value
2014: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 3
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 0
Total of all active and inactive participants 2014-11-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 3
Number of participants with account balances 2014-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 3
Number of retired or separated participants receiving benefits 2013-11-01 0
Number of other retired or separated participants entitled to future benefits 2013-11-01 0
Total of all active and inactive participants 2013-11-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 0
Total participants 2013-11-01 3
Number of participants with account balances 2013-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
2012: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 2
Number of retired or separated participants receiving benefits 2012-11-01 0
Number of other retired or separated participants entitled to future benefits 2012-11-01 1
Total of all active and inactive participants 2012-11-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 0
Total participants 2012-11-01 3
Number of participants with account balances 2012-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 0
2011: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 3
Number of retired or separated participants receiving benefits 2011-11-01 0
Number of other retired or separated participants entitled to future benefits 2011-11-01 0
Total of all active and inactive participants 2011-11-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 0
Total participants 2011-11-01 3
Number of participants with account balances 2011-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 0
2010: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2010-11-01 3
Number of retired or separated participants receiving benefits 2010-11-01 0
Number of other retired or separated participants entitled to future benefits 2010-11-01 0
Total of all active and inactive participants 2010-11-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-11-01 0
Total participants 2010-11-01 3
Number of participants with account balances 2010-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-11-01 0
2009: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 3
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 0
Total of all active and inactive participants 2009-11-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 3
Number of participants with account balances 2009-11-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 0

Measure	Date	Value
2014: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	3
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	0
Total of all active and inactive participants	2014-11-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	3
Number of participants with account balances	2014-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	3
Number of retired or separated participants receiving benefits	2013-11-01	0
Number of other retired or separated participants entitled to future benefits	2013-11-01	0
Total of all active and inactive participants	2013-11-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	0
Total participants	2013-11-01	3
Number of participants with account balances	2013-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
2012: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	2
Number of retired or separated participants receiving benefits	2012-11-01	0
Number of other retired or separated participants entitled to future benefits	2012-11-01	1
Total of all active and inactive participants	2012-11-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	0
Total participants	2012-11-01	3
Number of participants with account balances	2012-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	0
2011: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	3
Number of retired or separated participants receiving benefits	2011-11-01	0
Number of other retired or separated participants entitled to future benefits	2011-11-01	0
Total of all active and inactive participants	2011-11-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	0
Total participants	2011-11-01	3
Number of participants with account balances	2011-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	0
2010: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2010-11-01	3
Number of retired or separated participants receiving benefits	2010-11-01	0
Number of other retired or separated participants entitled to future benefits	2010-11-01	0
Total of all active and inactive participants	2010-11-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-11-01	0
Total participants	2010-11-01	3
Number of participants with account balances	2010-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-11-01	0
2009: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	3
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	0
Total of all active and inactive participants	2009-11-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	3
Number of participants with account balances	2009-11-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	0

Financial Data on DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN

Measure	Date	Value
2015 : DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-10-31	$0
Total plan liabilities at beginning of year	2015-10-31	$0
Total income from all sources	2015-10-31	$136,823
Expenses. Total of all expenses incurred	2015-10-31	$54,558
Benefits paid (including direct rollovers)	2015-10-31	$54,558
Total plan assets at end of year	2015-10-31	$1,559,960
Total plan assets at beginning of year	2015-10-31	$1,477,695
Value of fidelity bond covering the plan	2015-10-31	$500,000
Total contributions received or receivable from participants	2015-10-31	$0
Expenses. Other expenses not covered elsewhere	2015-10-31	$0
Contributions received from other sources (not participants or employers)	2015-10-31	$0
Other income received	2015-10-31	$136,823
Noncash contributions received	2015-10-31	$0
Net income (gross income less expenses)	2015-10-31	$82,265
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$1,559,960
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$1,477,695
Total contributions received or receivable from employer(s)	2015-10-31	$0
Value of certain deemed distributions of participant loans	2015-10-31	$0
Value of corrective distributions	2015-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-10-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$0
2014 : DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-10-31	$0
Total plan liabilities at end of year	2014-10-31	$0
Total plan liabilities at beginning of year	2014-10-31	$0
Total income from all sources	2014-10-31	$107,791
Expenses. Total of all expenses incurred	2014-10-31	$49,117
Benefits paid (including direct rollovers)	2014-10-31	$49,117
Total plan assets at end of year	2014-10-31	$1,477,695
Total plan assets at beginning of year	2014-10-31	$1,419,021
Value of fidelity bond covering the plan	2014-10-31	$500,000
Total contributions received or receivable from participants	2014-10-31	$0
Expenses. Other expenses not covered elsewhere	2014-10-31	$0
Contributions received from other sources (not participants or employers)	2014-10-31	$0
Other income received	2014-10-31	$107,791
Noncash contributions received	2014-10-31	$0
Net income (gross income less expenses)	2014-10-31	$58,674
Net plan assets at end of year (total assets less liabilities)	2014-10-31	$1,477,695
Net plan assets at beginning of year (total assets less liabilities)	2014-10-31	$1,419,021
Total contributions received or receivable from employer(s)	2014-10-31	$0
Value of certain deemed distributions of participant loans	2014-10-31	$0
Value of corrective distributions	2014-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-10-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-31	$0
2013 : DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-10-31	$0
Total plan liabilities at end of year	2013-10-31	$0
Total plan liabilities at beginning of year	2013-10-31	$0
Total income from all sources	2013-10-31	$96,608
Expenses. Total of all expenses incurred	2013-10-31	$0
Benefits paid (including direct rollovers)	2013-10-31	$0
Total plan assets at end of year	2013-10-31	$1,419,021
Total plan assets at beginning of year	2013-10-31	$1,322,413
Value of fidelity bond covering the plan	2013-10-31	$600,000
Assets. Value of tangible personal property	2013-10-31	$780,000
Total contributions received or receivable from participants	2013-10-31	$0
Expenses. Other expenses not covered elsewhere	2013-10-31	$0
Contributions received from other sources (not participants or employers)	2013-10-31	$0
Other income received	2013-10-31	$96,608
Noncash contributions received	2013-10-31	$0
Net income (gross income less expenses)	2013-10-31	$96,608
Net plan assets at end of year (total assets less liabilities)	2013-10-31	$1,419,021
Net plan assets at beginning of year (total assets less liabilities)	2013-10-31	$1,322,413
Total contributions received or receivable from employer(s)	2013-10-31	$0
Value of certain deemed distributions of participant loans	2013-10-31	$0
Value of corrective distributions	2013-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-10-31	$0
2012 : DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-10-31	$0
Total plan liabilities at beginning of year	2012-10-31	$0
Total income from all sources	2012-10-31	$178,826
Expenses. Total of all expenses incurred	2012-10-31	$0
Benefits paid (including direct rollovers)	2012-10-31	$0
Total plan assets at end of year	2012-10-31	$1,322,413
Total plan assets at beginning of year	2012-10-31	$1,143,587
Value of fidelity bond covering the plan	2012-10-31	$900,000
Assets. Value of tangible personal property	2012-10-31	$800,000
Total contributions received or receivable from participants	2012-10-31	$0
Expenses. Other expenses not covered elsewhere	2012-10-31	$0
Contributions received from other sources (not participants or employers)	2012-10-31	$0
Other income received	2012-10-31	$178,826
Noncash contributions received	2012-10-31	$0
Net income (gross income less expenses)	2012-10-31	$178,826
Net plan assets at end of year (total assets less liabilities)	2012-10-31	$1,322,413
Net plan assets at beginning of year (total assets less liabilities)	2012-10-31	$1,143,587
Total contributions received or receivable from employer(s)	2012-10-31	$0
Value of certain deemed distributions of participant loans	2012-10-31	$0
Value of corrective distributions	2012-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-10-31	$0
2011 : DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-10-31	$0
Total plan liabilities at end of year	2011-10-31	$0
Total plan liabilities at beginning of year	2011-10-31	$0
Total income from all sources	2011-10-31	$132,200
Expenses. Total of all expenses incurred	2011-10-31	$0
Benefits paid (including direct rollovers)	2011-10-31	$0
Total plan assets at end of year	2011-10-31	$1,143,587
Total plan assets at beginning of year	2011-10-31	$1,011,387
Value of fidelity bond covering the plan	2011-10-31	$600,000
Assets. Value of tangible personal property	2011-10-31	$662,500
Total contributions received or receivable from participants	2011-10-31	$0
Expenses. Other expenses not covered elsewhere	2011-10-31	$0
Contributions received from other sources (not participants or employers)	2011-10-31	$0
Other income received	2011-10-31	$132,200
Noncash contributions received	2011-10-31	$0
Net income (gross income less expenses)	2011-10-31	$132,200
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$1,143,587
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$1,011,387
Total contributions received or receivable from employer(s)	2011-10-31	$0
Value of certain deemed distributions of participant loans	2011-10-31	$0
Value of corrective distributions	2011-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-10-31	$0

Form 5500 Responses for DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN

2014: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Submission has been amended	No
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	No
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Submission has been amended	No
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	No
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Submission has been amended	No
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2010: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-11-01	Type of plan entity	Single employer plan
2010-11-01	Submission has been amended	No
2010-11-01	This submission is the final filing	No
2010-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-11-01	Plan is a collectively bargained plan	No
2010-11-01	Plan funding arrangement – Trust	Yes
2010-11-01	Plan benefit arrangement - Trust	Yes
2009: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: DAVID A. WALDEN, M.D., INC. PROFIT SHARING PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

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Company Name:	DAVID A. WALDEN, M.D., INC.
Employer identification number (EIN):	953272758
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1977-11-29
Company Identification Number:	C0856428
Legal Registered Office Address:	320 Superior Ave #380 Newport Beach United States of America (USA) 92663

Plan id#	Filing Submission Date	Name of Administrator
003	2016-11-01
003	2014-11-01	DAVID A. WALDEN, M.D.
003	2013-11-01	DAVID A. WALDEN, M.D.
003	2012-11-01	DAVID A. WALDEN, M.D.
003	2011-11-01	CONTRACT ADMINISTRATOR
003	2010-11-01	DAVID A. WALDEN, M.D.
003	2009-11-01	DAVID A. WALDEN, M.D.
003	2008-11-01