401k Plan data: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN plan

GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan Name	GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN
Plan identification number	333

GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GERALD J. SULLIVAN & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: GERALD J. SULLIVAN & ASSOCIATES, INC.

Employer identification number (EIN): 953460704

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about GERALD J. SULLIVAN & ASSOCIATES, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1999-08-06

Company Identification Number: P99000071847

Legal Registered Office Address: 700 HEATHER LANE

SANIBEL

33957

More information about GERALD J. SULLIVAN & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2019-01-01 PAUL D CUNNINGHAM 2020-09-03
333 2018-01-01 PAUL D CUNNINGHAM 2019-10-12
333 2017-01-01
333 2017-01-01
333 2016-01-01
333 2015-01-01
333 2014-01-01 PAUL D CUNNINGHAM
333 2013-01-01 PAUL D CUNNINGHAM
333 2012-01-01 PAUL D CUNNINGHAM
333 2011-01-01 PAUL D CUNNINGHAM
333 2009-01-01 PAUL D. CUNNINGHAM

Plan Statistics for GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2019: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 142
Total of all active and inactive participants 2018-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 142
Number of participants with account balances 2018-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 143
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 79
Total of all active and inactive participants 2017-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 222
Number of participants with account balances 2017-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 144
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 78
Total of all active and inactive participants 2016-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 222
Number of participants with account balances 2016-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 135
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 80
Total of all active and inactive participants 2015-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 215
Number of participants with account balances 2015-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 226
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 149
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 74
Total of all active and inactive participants 2014-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 223
Number of participants with account balances 2014-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 240
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 149
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 75
Total of all active and inactive participants 2013-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 224
Number of participants with account balances 2013-01-01 195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 8
2012: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 166
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 239
Number of participants with account balances 2012-01-01 204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 152
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 84
Total of all active and inactive participants 2011-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 236
Number of participants with account balances 2011-01-01 209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 473
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 154
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 83
Total of all active and inactive participants 2009-01-01 237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 237
Number of participants with account balances 2009-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2019: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	142
Total of all active and inactive participants	2018-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	142
Number of participants with account balances	2018-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	143
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	79
Total of all active and inactive participants	2017-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	222
Number of participants with account balances	2017-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	144
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	78
Total of all active and inactive participants	2016-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	222
Number of participants with account balances	2016-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	135
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	80
Total of all active and inactive participants	2015-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	215
Number of participants with account balances	2015-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	226
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	149
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	74
Total of all active and inactive participants	2014-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	223
Number of participants with account balances	2014-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	240
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	149
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	75
Total of all active and inactive participants	2013-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	224
Number of participants with account balances	2013-01-01	195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	8
2012: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	166
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	239
Number of participants with account balances	2012-01-01	204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	152
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	84
Total of all active and inactive participants	2011-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	236
Number of participants with account balances	2011-01-01	209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	473
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	154
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	83
Total of all active and inactive participants	2009-01-01	237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	237
Number of participants with account balances	2009-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

Measure	Date	Value
2019 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-11-30	$0
Total income from all sources (including contributions)	2019-11-30	$1,153,562
Total loss/gain on sale of assets	2019-11-30	$0
Total of all expenses incurred	2019-11-30	$11,351,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-11-30	$11,348,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-11-30	$0
Value of total assets at end of year	2019-11-30	$0
Value of total assets at beginning of year	2019-11-30	$10,198,291
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-11-30	$3,580
Total interest from all sources	2019-11-30	$4,594
Total dividends received (eg from common stock, registered investment company shares)	2019-11-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-11-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-11-30	$0
Was this plan covered by a fidelity bond	2019-11-30	Yes
Value of fidelity bond cover	2019-11-30	$500,000
If this is an individual account plan, was there a blackout period	2019-11-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-11-30	No
Participant contributions at end of year	2019-11-30	$0
Participant contributions at beginning of year	2019-11-30	$149,384
Participant contributions at end of year	2019-11-30	$0
Participant contributions at beginning of year	2019-11-30	$0
Administrative expenses (other) incurred	2019-11-30	$3,580
Total non interest bearing cash at end of year	2019-11-30	$0
Total non interest bearing cash at beginning of year	2019-11-30	$497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-30	No
Value of net income/loss	2019-11-30	$-10,198,291
Value of net assets at end of year (total assets less liabilities)	2019-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-11-30	$10,198,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-11-30	No
Were any leases to which the plan was party in default or uncollectible	2019-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-11-30	$10,048,410
Interest on participant loans	2019-11-30	$4,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-11-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-11-30	$0
Net investment gain/loss from pooled separate accounts	2019-11-30	$1,148,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-11-30	No
Was there a failure to transmit to the plan any participant contributions	2019-11-30	No
Has the plan failed to provide any benefit when due under the plan	2019-11-30	No
Employer contributions (assets) at end of year	2019-11-30	$0
Employer contributions (assets) at beginning of year	2019-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-11-30	$11,348,273
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-11-30	Yes
Did the plan have assets held for investment	2019-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-11-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-11-30	Disclaimer
Accountancy firm name	2019-11-30	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2019-11-30	410746749
2018 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$23,620
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$9,635,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$9,629,593
Value of total corrective distributions	2018-12-31	$3,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$331,267
Value of total assets at end of year	2018-12-31	$10,198,291
Value of total assets at beginning of year	2018-12-31	$19,810,059
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,226
Total interest from all sources	2018-12-31	$8,864
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$287,060
Participant contributions at end of year	2018-12-31	$149,384
Participant contributions at beginning of year	2018-12-31	$209,884
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,409
Other income not declared elsewhere	2018-12-31	$3
Administrative expenses (other) incurred	2018-12-31	$1,550
Total non interest bearing cash at end of year	2018-12-31	$497
Total non interest bearing cash at beginning of year	2018-12-31	$332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-9,611,768
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,198,291
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$19,810,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$10,048,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$19,598,733
Interest on participant loans	2018-12-31	$8,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,110
Net investment gain/loss from pooled separate accounts	2018-12-31	$-316,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$42,798
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$9,629,593
Contract administrator fees	2018-12-31	$676
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,975,864
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,053,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,038,730
Value of total corrective distributions	2017-12-31	$11,530
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$848,186
Value of total assets at end of year	2017-12-31	$19,810,059
Value of total assets at beginning of year	2017-12-31	$21,888,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,618
Total interest from all sources	2017-12-31	$10,173
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$732,978
Participant contributions at end of year	2017-12-31	$209,884
Participant contributions at beginning of year	2017-12-31	$189,456
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$53,818
Other income not declared elsewhere	2017-12-31	$10
Administrative expenses (other) incurred	2017-12-31	$2,700
Total non interest bearing cash at end of year	2017-12-31	$332
Total non interest bearing cash at beginning of year	2017-12-31	$810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-2,078,014
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$19,810,059
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,888,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$918
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$19,598,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$21,696,722
Interest on participant loans	2017-12-31	$10,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,117,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$61,390
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,038,730
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,631,119
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$973,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$937,821
Value of total corrective distributions	2016-12-31	$2,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,315,214
Value of total assets at end of year	2016-12-31	$21,888,073
Value of total assets at beginning of year	2016-12-31	$20,230,704
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$33,337
Total interest from all sources	2016-12-31	$8,028
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$766,821
Participant contributions at end of year	2016-12-31	$189,456
Participant contributions at beginning of year	2016-12-31	$172,606
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$18,128
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$486,858
Other income not declared elsewhere	2016-12-31	$9
Administrative expenses (other) incurred	2016-12-31	$2,625
Total non interest bearing cash at end of year	2016-12-31	$810
Total non interest bearing cash at beginning of year	2016-12-31	$1,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,657,369
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,888,073
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$20,230,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$30,712
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$21,696,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$20,036,877
Interest on participant loans	2016-12-31	$8,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,005
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,307,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$61,535
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$937,821
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,395,539
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,266,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,199,389
Value of total corrective distributions	2015-12-31	$1,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,395,405
Value of total assets at end of year	2015-12-31	$20,230,704
Value of total assets at beginning of year	2015-12-31	$20,101,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$65,561
Total interest from all sources	2015-12-31	$8,465
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$803,241
Participant contributions at end of year	2015-12-31	$172,606
Participant contributions at beginning of year	2015-12-31	$189,782
Participant contributions at end of year	2015-12-31	$18,128
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$533,268
Other income not declared elsewhere	2015-12-31	$7
Administrative expenses (other) incurred	2015-12-31	$12,496
Total non interest bearing cash at end of year	2015-12-31	$1,398
Total non interest bearing cash at beginning of year	2015-12-31	$2,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$129,126
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,230,704
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$20,101,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$53,065
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$20,036,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$19,908,543
Interest on participant loans	2015-12-31	$8,465
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$705
Net investment gain/loss from pooled separate accounts	2015-12-31	$-8,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$58,896
Employer contributions (assets) at end of year	2015-12-31	$690
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,199,389
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-31	410746749
2014 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,387,216
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$306,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$230,736
Value of total corrective distributions	2014-12-31	$24,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,400,006
Value of total assets at end of year	2014-12-31	$20,101,578
Value of total assets at beginning of year	2014-12-31	$18,021,030
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$51,323
Total interest from all sources	2014-12-31	$9,011
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$779,513
Participant contributions at end of year	2014-12-31	$189,782
Participant contributions at beginning of year	2014-12-31	$200,935
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$564,182
Other income not declared elsewhere	2014-12-31	$4
Administrative expenses (other) incurred	2014-12-31	$2,175
Total non interest bearing cash at end of year	2014-12-31	$2,548
Total non interest bearing cash at beginning of year	2014-12-31	$1,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,080,548
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$20,101,578
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$18,021,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$49,148
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$19,908,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$17,818,585
Interest on participant loans	2014-12-31	$9,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$705
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$419
Net investment gain/loss from pooled separate accounts	2014-12-31	$978,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$56,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$230,736
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	STANISLAWSKI & HARRISON
Accountancy firm EIN	2014-12-31	954749365
2013 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,655,654
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,348,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,276,970
Value of total corrective distributions	2013-12-31	$31,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$891,757
Value of total assets at end of year	2013-12-31	$18,021,030
Value of total assets at beginning of year	2013-12-31	$15,713,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$39,244
Total interest from all sources	2013-12-31	$10,007
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$14,775
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$740,886
Participant contributions at end of year	2013-12-31	$200,935
Participant contributions at beginning of year	2013-12-31	$216,956
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,064
Total non interest bearing cash at end of year	2013-12-31	$1,091
Total non interest bearing cash at beginning of year	2013-12-31	$12,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,307,544
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$18,021,030
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,713,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$24,469
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$17,818,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$15,480,737
Interest on participant loans	2013-12-31	$10,007
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$32
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,753,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$146,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,276,970
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	STANISLAWSKI & HARRISON
Accountancy firm EIN	2013-12-31	954749365
2012 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,627,206
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$732,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$682,810
Value of total corrective distributions	2012-12-31	$9,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$950,752
Value of total assets at end of year	2012-12-31	$15,713,486
Value of total assets at beginning of year	2012-12-31	$13,818,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$39,686
Total interest from all sources	2012-12-31	$10,853
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$714,560
Participant contributions at end of year	2012-12-31	$216,956
Participant contributions at beginning of year	2012-12-31	$239,094
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$94,176
Other income not declared elsewhere	2012-12-31	$46
Administrative expenses (other) incurred	2012-12-31	$39,686
Total non interest bearing cash at end of year	2012-12-31	$12,971
Total non interest bearing cash at beginning of year	2012-12-31	$6,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,894,986
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,713,486
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,818,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$15,480,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,570,436
Interest on participant loans	2012-12-31	$10,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,145
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,665,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$142,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$682,810
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	STANISLAWSKI & HARRISON
Accountancy firm EIN	2012-12-31	954749365
2011 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$737,095
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,861,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,809,407
Value of total corrective distributions	2011-12-31	$12,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$980,709
Value of total assets at end of year	2011-12-31	$13,818,500
Value of total assets at beginning of year	2011-12-31	$14,942,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$38,914
Total interest from all sources	2011-12-31	$10,623
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$701,501
Participant contributions at end of year	2011-12-31	$239,094
Participant contributions at beginning of year	2011-12-31	$134,283
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$79,199
Other income not declared elsewhere	2011-12-31	$100
Administrative expenses (other) incurred	2011-12-31	$38,914
Total non interest bearing cash at end of year	2011-12-31	$6,825
Total non interest bearing cash at beginning of year	2011-12-31	$6,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,124,191
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,818,500
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,942,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,570,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,800,494
Interest on participant loans	2011-12-31	$10,623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,483
Net investment gain/loss from pooled separate accounts	2011-12-31	$-254,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$200,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,809,407
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	STANISLAWSKI & HARRISON
Accountancy firm EIN	2011-12-31	954749365
2010 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,449,840
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$426,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$370,496
Value of total corrective distributions	2010-12-31	$8,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$959,377
Value of total assets at end of year	2010-12-31	$14,942,691
Value of total assets at beginning of year	2010-12-31	$12,919,823
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$47,598
Total interest from all sources	2010-12-31	$7,286
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$716,685
Participant contributions at end of year	2010-12-31	$134,283
Participant contributions at beginning of year	2010-12-31	$104,590
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$18,392
Other income not declared elsewhere	2010-12-31	$423
Administrative expenses (other) incurred	2010-12-31	$900
Total non interest bearing cash at end of year	2010-12-31	$6,431
Total non interest bearing cash at beginning of year	2010-12-31	$30,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,022,868
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,942,691
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,919,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$46,698
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,800,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,783,782
Interest on participant loans	2010-12-31	$7,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$878
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,482,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$224,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$370,496
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	STANISLAWSKI & HARRISON
Accountancy firm EIN	2010-12-31	954749365
2009 : GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

2019: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: GERALD J. SULLIVAN & ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23718

Policy instance

Insurance contract or identification number	23718
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-11-30
Total amount of commissions paid to insurance broker	USD $19,674
Total amount of fees paid to insurance company	USD $12,016
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,674
Insurance broker organization code?	3
Amount paid for insurance broker fees	5391
Additional information about fees paid to insurance broker	AUDIT

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23718

Policy instance

Insurance contract or identification number	23718
Number of Individuals Covered	142
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $39,080
Total amount of fees paid to insurance company	USD $19,806
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $39,080
Insurance broker organization code?	3
Amount paid for insurance broker fees	10433
Additional information about fees paid to insurance broker	AUDIT

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23718

Policy instance

Insurance contract or identification number	23718
Number of Individuals Covered	197
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $45,040
Total amount of fees paid to insurance company	USD $24,591
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $45,040
Insurance broker organization code?	3
Amount paid for insurance broker fees	12500
Additional information about fees paid to insurance broker	AUDIT
Insurance broker name	PENSION BEENEFITS UNLIMITED, INC.

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	GERALD J. SULLIVAN & ASSOCIATES, INC.
Employer identification number (EIN):	953460704
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1999-08-06
Company Identification Number:	P99000071847
Legal Registered Office Address:	700 HEATHER LANE SANIBEL 33957

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
333	2019-01-01	PAUL D CUNNINGHAM	2020-09-03
333	2018-01-01	PAUL D CUNNINGHAM	2019-10-12
333	2017-01-01
333	2017-01-01
333	2016-01-01
333	2015-01-01
333	2014-01-01	PAUL D CUNNINGHAM
333	2013-01-01	PAUL D CUNNINGHAM
333	2012-01-01	PAUL D CUNNINGHAM
333	2011-01-01	PAUL D CUNNINGHAM
333	2009-01-01	PAUL D. CUNNINGHAM