401k Plan data: WILLIAM F. POLLAK, III plan

WILLIAM F. POLLAK, III 401k Plan overview

Plan Name	WILLIAM F. POLLAK, III
Plan identification number	001

WILLIAM F. POLLAK, III Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

WILLIAM F. POLLAK, III has sponsored the creation of one or more 401k plans.

Company Name: WILLIAM F. POLLAK, III

Employer identification number (EIN): 953532899

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM F. POLLAK, III

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-03-01 WILLIAM F. POLLAK, III WILLIAM F. POLLAK, III 2013-10-21
001 2011-03-01 WILLIAM POLLAK WILLIAM POLLAK 2012-11-19
001 2010-03-01 WILLIAM F POLLAK III WILLIAM F POLLAK III 2011-11-14
001 2009-03-01 WILLIAM F. POLLAK III WILLIAM F. POLLAK III 2010-11-09

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-03-01	WILLIAM F. POLLAK, III	WILLIAM F. POLLAK, III	2013-10-21
001	2011-03-01	WILLIAM POLLAK	WILLIAM POLLAK	2012-11-19
001	2010-03-01	WILLIAM F POLLAK III	WILLIAM F POLLAK III	2011-11-14
001	2009-03-01	WILLIAM F. POLLAK III	WILLIAM F. POLLAK III	2010-11-09

Plan Statistics for WILLIAM F. POLLAK, III

401k plan membership statisitcs for WILLIAM F. POLLAK, III

Measure Date Value
2012: WILLIAM F. POLLAK, III 2012 401k membership
Total participants, beginning-of-year 2012-03-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-03-01 2
Number of retired or separated participants receiving benefits 2012-03-01 0
Number of other retired or separated participants entitled to future benefits 2012-03-01 0
Total of all active and inactive participants 2012-03-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-03-01 0
Total participants 2012-03-01 2
Number of participants with account balances 2012-03-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-03-01 0
2011: WILLIAM F. POLLAK, III 2011 401k membership
Total participants, beginning-of-year 2011-03-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-03-01 2
Number of retired or separated participants receiving benefits 2011-03-01 0
Number of other retired or separated participants entitled to future benefits 2011-03-01 0
Total of all active and inactive participants 2011-03-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-03-01 0
Total participants 2011-03-01 2
Number of participants with account balances 2011-03-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-03-01 0
2010: WILLIAM F. POLLAK, III 2010 401k membership
Total participants, beginning-of-year 2010-03-01 2
Total number of active participants reported on line 7a of the Form 5500 2010-03-01 2
Number of retired or separated participants receiving benefits 2010-03-01 0
Number of other retired or separated participants entitled to future benefits 2010-03-01 0
Total of all active and inactive participants 2010-03-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-03-01 0
Total participants 2010-03-01 2
Number of participants with account balances 2010-03-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-03-01 0
2009: WILLIAM F. POLLAK, III 2009 401k membership
Total participants, beginning-of-year 2009-03-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-03-01 2
Number of retired or separated participants receiving benefits 2009-03-01 0
Number of other retired or separated participants entitled to future benefits 2009-03-01 0
Total of all active and inactive participants 2009-03-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-03-01 0
Total participants 2009-03-01 2
Number of participants with account balances 2009-03-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-03-01 0

Measure	Date	Value
2012: WILLIAM F. POLLAK, III 2012 401k membership
Total participants, beginning-of-year	2012-03-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-03-01	2
Number of retired or separated participants receiving benefits	2012-03-01	0
Number of other retired or separated participants entitled to future benefits	2012-03-01	0
Total of all active and inactive participants	2012-03-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-03-01	0
Total participants	2012-03-01	2
Number of participants with account balances	2012-03-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-03-01	0
2011: WILLIAM F. POLLAK, III 2011 401k membership
Total participants, beginning-of-year	2011-03-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-03-01	2
Number of retired or separated participants receiving benefits	2011-03-01	0
Number of other retired or separated participants entitled to future benefits	2011-03-01	0
Total of all active and inactive participants	2011-03-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-03-01	0
Total participants	2011-03-01	2
Number of participants with account balances	2011-03-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-03-01	0
2010: WILLIAM F. POLLAK, III 2010 401k membership
Total participants, beginning-of-year	2010-03-01	2
Total number of active participants reported on line 7a of the Form 5500	2010-03-01	2
Number of retired or separated participants receiving benefits	2010-03-01	0
Number of other retired or separated participants entitled to future benefits	2010-03-01	0
Total of all active and inactive participants	2010-03-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-03-01	0
Total participants	2010-03-01	2
Number of participants with account balances	2010-03-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-03-01	0
2009: WILLIAM F. POLLAK, III 2009 401k membership
Total participants, beginning-of-year	2009-03-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-03-01	2
Number of retired or separated participants receiving benefits	2009-03-01	0
Number of other retired or separated participants entitled to future benefits	2009-03-01	0
Total of all active and inactive participants	2009-03-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-03-01	0
Total participants	2009-03-01	2
Number of participants with account balances	2009-03-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-03-01	0

Financial Data on WILLIAM F. POLLAK, III

Measure	Date	Value
2013 : WILLIAM F. POLLAK, III 2013 401k financial data
Total income from all sources	2013-02-28	$18,665
Expenses. Total of all expenses incurred	2013-02-28	$0
Total plan assets at end of year	2013-02-28	$185,048
Total plan assets at beginning of year	2013-02-28	$166,383
Total contributions received or receivable from participants	2013-02-28	$0
Expenses. Other expenses not covered elsewhere	2013-02-28	$0
Contributions received from other sources (not participants or employers)	2013-02-28	$0
Other income received	2013-02-28	$18,665
Net income (gross income less expenses)	2013-02-28	$18,665
Net plan assets at end of year (total assets less liabilities)	2013-02-28	$185,048
Net plan assets at beginning of year (total assets less liabilities)	2013-02-28	$166,383
Total contributions received or receivable from employer(s)	2013-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-02-28	$0
2012 : WILLIAM F. POLLAK, III 2012 401k financial data
Total income from all sources	2012-02-29	$14,486
Expenses. Total of all expenses incurred	2012-02-29	$0
Total plan assets at end of year	2012-02-29	$166,383
Total plan assets at beginning of year	2012-02-29	$151,897
Total contributions received or receivable from participants	2012-02-29	$0
Expenses. Other expenses not covered elsewhere	2012-02-29	$0
Contributions received from other sources (not participants or employers)	2012-02-29	$0
Other income received	2012-02-29	$3,103
Net income (gross income less expenses)	2012-02-29	$14,486
Net plan assets at end of year (total assets less liabilities)	2012-02-29	$166,383
Net plan assets at beginning of year (total assets less liabilities)	2012-02-29	$151,897
Total contributions received or receivable from employer(s)	2012-02-29	$11,383
Expenses. Administrative service providers (salaries,fees and commissions)	2012-02-29	$0
2011 : WILLIAM F. POLLAK, III 2011 401k financial data
Total income from all sources	2011-02-28	$137,822
Expenses. Total of all expenses incurred	2011-02-28	$0
Total plan assets at end of year	2011-02-28	$257,529
Total plan assets at beginning of year	2011-02-28	$119,707
Total contributions received or receivable from participants	2011-02-28	$0
Contributions received from other sources (not participants or employers)	2011-02-28	$0
Other income received	2011-02-28	$117,555
Net income (gross income less expenses)	2011-02-28	$137,822
Net plan assets at end of year (total assets less liabilities)	2011-02-28	$257,529
Net plan assets at beginning of year (total assets less liabilities)	2011-02-28	$119,707
Total contributions received or receivable from employer(s)	2011-02-28	$20,267

Form 5500 Responses for WILLIAM F. POLLAK, III

2012: WILLIAM F. POLLAK, III 2012 form 5500 responses
2012-03-01	Type of plan entity	Single employer plan
2012-03-01	Submission has been amended	No
2012-03-01	This submission is the final filing	No
2012-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-03-01	Plan is a collectively bargained plan	No
2012-03-01	Plan funding arrangement – Trust	Yes
2012-03-01	Plan benefit arrangement - Trust	Yes
2011: WILLIAM F. POLLAK, III 2011 form 5500 responses
2011-03-01	Type of plan entity	Single employer plan
2011-03-01	Submission has been amended	No
2011-03-01	This submission is the final filing	No
2011-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-03-01	Plan is a collectively bargained plan	No
2011-03-01	Plan funding arrangement – Trust	Yes
2011-03-01	Plan benefit arrangement - Trust	Yes
2010: WILLIAM F. POLLAK, III 2010 form 5500 responses
2010-03-01	Type of plan entity	Single employer plan
2010-03-01	Submission has been amended	Yes
2010-03-01	This submission is the final filing	No
2010-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-03-01	Plan is a collectively bargained plan	No
2010-03-01	Plan funding arrangement – Trust	Yes
2010-03-01	Plan benefit arrangement - Trust	Yes
2009: WILLIAM F. POLLAK, III 2009 form 5500 responses
2009-03-01	Type of plan entity	Single employer plan
2009-03-01	Submission has been amended	No
2009-03-01	This submission is the final filing	No
2009-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-03-01	Plan is a collectively bargained plan	No
2009-03-01	Plan funding arrangement – Trust	Yes
2009-03-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WILLIAM F. POLLAK, III
Employer identification number (EIN):	953532899
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages