401k Plan data: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN plan

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 401k Plan overview

Plan Name	HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN
Plan identification number	001

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. has sponsored the creation of one or more 401k plans.

Company Name: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.

Employer identification number (EIN): 953663013

NAIC Classification: 531210
NAIC Description: Offices of Real Estate Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 MARY MARANAN
001 2011-01-01 MARY MARANAN 2012-10-05
001 2010-01-01 MARY MARANAN
001 2009-01-01 CONNIE ORNELAS

Plan Statistics for HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN

401k plan membership statisitcs for HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN

Measure Date Value
2017: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 5
Number of participants with account balances 2017-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 3
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 5
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 5
Number of participants with account balances 2015-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2010: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 7
Number of participants with account balances 2010-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	5
Number of participants with account balances	2017-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	5
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5
Number of participants with account balances	2015-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2010: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	7
Number of participants with account balances	2010-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN

Measure	Date	Value
2017 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$142,399
Expenses. Total of all expenses incurred	2017-12-31	$22,532
Benefits paid (including direct rollovers)	2017-12-31	$21,157
Total plan assets at end of year	2017-12-31	$799,126
Total plan assets at beginning of year	2017-12-31	$679,259
Value of fidelity bond covering the plan	2017-12-31	$160,000
Total contributions received or receivable from participants	2017-12-31	$6,900
Assets. Value of loans (other than to participants)	2017-12-31	$76,651
Expenses. Other expenses not covered elsewhere	2017-12-31	$1,375
Other income received	2017-12-31	$95,218
Net income (gross income less expenses)	2017-12-31	$119,867
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$799,126
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$679,259
Total contributions received or receivable from employer(s)	2017-12-31	$40,281
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$110,836
Expenses. Total of all expenses incurred	2016-12-31	$33,854
Benefits paid (including direct rollovers)	2016-12-31	$18,365
Total plan assets at end of year	2016-12-31	$679,259
Total plan assets at beginning of year	2016-12-31	$602,277
Value of fidelity bond covering the plan	2016-12-31	$150,000
Total contributions received or receivable from participants	2016-12-31	$7,200
Assets. Value of loans (other than to participants)	2016-12-31	$73,526
Expenses. Other expenses not covered elsewhere	2016-12-31	$1,361
Other income received	2016-12-31	$63,593
Net income (gross income less expenses)	2016-12-31	$76,982
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$679,259
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$602,277
Total contributions received or receivable from employer(s)	2016-12-31	$40,043
Value of certain deemed distributions of participant loans	2016-12-31	$14,128
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-744
Expenses. Total of all expenses incurred	2015-12-31	$22,147
Benefits paid (including direct rollovers)	2015-12-31	$20,787
Total plan assets at end of year	2015-12-31	$602,277
Total plan assets at beginning of year	2015-12-31	$625,168
Value of fidelity bond covering the plan	2015-12-31	$172,000
Total contributions received or receivable from participants	2015-12-31	$7,200
Assets. Value of loans (other than to participants)	2015-12-31	$106,331
Expenses. Other expenses not covered elsewhere	2015-12-31	$1,360
Other income received	2015-12-31	$-7,944
Net income (gross income less expenses)	2015-12-31	$-22,891
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$602,277
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$625,168
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$20,447
Expenses. Total of all expenses incurred	2014-12-31	$1,361
Total plan assets at end of year	2014-12-31	$625,168
Total plan assets at beginning of year	2014-12-31	$606,082
Value of fidelity bond covering the plan	2014-12-31	$172,000
Total contributions received or receivable from participants	2014-12-31	$7,200
Assets. Value of loans (other than to participants)	2014-12-31	$107,105
Other income received	2014-12-31	$13,247
Net income (gross income less expenses)	2014-12-31	$19,086
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$625,168
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$606,082
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,361
2013 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$110,228
Expenses. Total of all expenses incurred	2013-12-31	$1,231
Total plan assets at end of year	2013-12-31	$606,082
Total plan assets at beginning of year	2013-12-31	$497,085
Value of fidelity bond covering the plan	2013-12-31	$70,000
Total contributions received or receivable from participants	2013-12-31	$7,100
Assets. Value of loans (other than to participants)	2013-12-31	$102,739
Other income received	2013-12-31	$103,128
Net income (gross income less expenses)	2013-12-31	$108,997
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$606,082
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$497,085
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,231
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$67,788
Expenses. Total of all expenses incurred	2012-12-31	$9,275
Benefits paid (including direct rollovers)	2012-12-31	$8,113
Total plan assets at end of year	2012-12-31	$497,085
Total plan assets at beginning of year	2012-12-31	$438,572
Value of fidelity bond covering the plan	2012-12-31	$50,000
Total contributions received or receivable from participants	2012-12-31	$7,425
Assets. Value of loans (other than to participants)	2012-12-31	$86,080
Other income received	2012-12-31	$60,363
Net income (gross income less expenses)	2012-12-31	$58,513
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$497,085
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$438,572
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$7,125
Value of certain deemed distributions of participant loans	2012-12-31	$1,162
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2010 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$71,260
Expenses. Total of all expenses incurred	2010-12-31	$2,607
Benefits paid (including direct rollovers)	2010-12-31	$1,223
Total plan assets at end of year	2010-12-31	$709,581
Total plan assets at beginning of year	2010-12-31	$640,928
Value of fidelity bond covering the plan	2010-12-31	$40,000
Total contributions received or receivable from participants	2010-12-31	$7,900
Assets. Value of loans (other than to participants)	2010-12-31	$227,194
Other income received	2010-12-31	$63,360
Net income (gross income less expenses)	2010-12-31	$68,653
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$709,581
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$640,928
Assets. Value of participant loans	2010-12-31	$7,170
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,384
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN

2017: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2010: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

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Company Name:	HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.
Employer identification number (EIN):	953663013
NAIC Classification:	531210
NAIC Description:	Offices of Real Estate Agents and Brokers

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	MARY MARANAN
001	2011-01-01	MARY MARANAN	2012-10-05
001	2010-01-01	MARY MARANAN
001	2009-01-01	CONNIE ORNELAS