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GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan NameGOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN
Plan identification number 001

GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOLDEN WEST SECURITY, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOLDEN WEST SECURITY, INC.
Employer identification number (EIN):953683902
NAIC Classification:561600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-04-01ANTHONY WARREN2024-07-25
0012022-04-01
0012021-04-01
0012020-04-01
0012019-04-01
0012019-04-01
0012018-04-01

Plan Statistics for GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN

401k plan membership statisitcs for GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2022: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01144
Total number of active participants reported on line 7a of the Form 55002022-04-01124
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-010
Total of all active and inactive participants2022-04-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-010
Total participants2022-04-01124
Number of participants with account balances2022-04-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-010
2021: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01160
Total number of active participants reported on line 7a of the Form 55002021-04-01121
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-011
Total of all active and inactive participants2021-04-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-010
Total participants2021-04-01122
Number of participants with account balances2021-04-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-010
2020: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01169
Total number of active participants reported on line 7a of the Form 55002020-04-01156
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-010
Total of all active and inactive participants2020-04-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-01156
Number of participants with account balances2020-04-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-011
2019: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01175
Total number of active participants reported on line 7a of the Form 55002019-04-01168
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-010
Total of all active and inactive participants2019-04-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-01168
Number of participants with account balances2019-04-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01192
Total number of active participants reported on line 7a of the Form 55002018-04-01175
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-010
Total of all active and inactive participants2018-04-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-01175
Number of participants with account balances2018-04-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010

Financial Data on GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2023 : GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$90,446
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$176,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$176,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$110,666
Value of total assets at end of year2023-03-31$391,354
Value of total assets at beginning of year2023-03-31$477,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$404
Total interest from all sources2023-03-31$82
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$1,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-03-31$1,209
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$385,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$69,152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-86,035
Value of net assets at end of year (total assets less liabilities)2023-03-31$391,354
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$477,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$70,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-03-31$133,093
Value of interest in pooled separate accounts at end of year2023-03-31$61,694
Value of interest in pooled separate accounts at beginning of year2023-03-31$129,496
Interest earned on other investments2023-03-31$82
Value of interest in common/collective trusts at end of year2023-03-31$249,783
Value of interest in common/collective trusts at beginning of year2023-03-31$214,800
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$9,258
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-7,301
Net investment gain/loss from pooled separate accounts2023-03-31$-2,130
Net investment gain or loss from common/collective trusts2023-03-31$-12,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$41,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$176,077
Contract administrator fees2023-03-31$404
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31FARBER HASS HURLEY LLP
Accountancy firm EIN2023-03-31204207759
2022 : GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total income from all sources (including contributions)2022-03-31$171,384
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$85,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$85,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$145,326
Value of total assets at end of year2022-03-31$477,389
Value of total assets at beginning of year2022-03-31$391,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$300
Total interest from all sources2022-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$2,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-03-31$2,511
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$385,000
If this is an individual account plan, was there a blackout period2022-03-31No
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$98,362
Income. Received or receivable in cash from other sources (including rollovers)2022-03-31$3,037
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-03-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$86,043
Value of net assets at end of year (total assets less liabilities)2022-03-31$477,389
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$391,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-03-31$133,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-03-31$145,077
Value of interest in pooled separate accounts at end of year2022-03-31$129,496
Value of interest in pooled separate accounts at beginning of year2022-03-31$83,998
Value of interest in common/collective trusts at end of year2022-03-31$214,800
Value of interest in common/collective trusts at beginning of year2022-03-31$162,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-03-31$12,207
Net investment gain/loss from pooled separate accounts2022-03-31$7,153
Net investment gain or loss from common/collective trusts2022-03-31$4,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$43,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$84,441
Contract administrator fees2022-03-31$300
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31FARBER HASS HURLEY LLP
Accountancy firm EIN2022-03-31204207759
2021 : GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total income from all sources (including contributions)2021-03-31$233,763
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$134,881
Value of total assets at end of year2021-03-31$391,346
Value of total assets at beginning of year2021-03-31$158,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$50
Total interest from all sources2021-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$1,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-03-31$1,430
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$385,000
If this is an individual account plan, was there a blackout period2021-03-31No
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$91,736
Other income not declared elsewhere2021-03-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$232,994
Value of net assets at end of year (total assets less liabilities)2021-03-31$391,346
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$158,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-03-31$145,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-03-31$53,494
Value of interest in pooled separate accounts at end of year2021-03-31$83,998
Value of interest in pooled separate accounts at beginning of year2021-03-31$29,148
Value of interest in common/collective trusts at end of year2021-03-31$162,271
Value of interest in common/collective trusts at beginning of year2021-03-31$75,710
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-03-31$37,094
Net investment gain/loss from pooled separate accounts2021-03-31$25,031
Net investment gain or loss from common/collective trusts2021-03-31$35,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31Yes
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$43,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$719
Contract administrator fees2021-03-31$50
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31FARBER HASS HURLEY LLP
Accountancy firm EIN2021-03-31204207759
2020 : GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$97,127
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$6,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$6,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$117,351
Value of total assets at end of year2020-03-31$158,352
Value of total assets at beginning of year2020-03-31$68,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$240
Total interest from all sources2020-03-31$3
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$627
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$385,000
If this is an individual account plan, was there a blackout period2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$78,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$90,135
Value of net assets at end of year (total assets less liabilities)2020-03-31$158,352
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$68,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$53,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$13,391
Value of interest in pooled separate accounts at end of year2020-03-31$29,148
Value of interest in pooled separate accounts at beginning of year2020-03-31$11,383
Interest earned on other investments2020-03-31$3
Value of interest in common/collective trusts at end of year2020-03-31$75,710
Value of interest in common/collective trusts at beginning of year2020-03-31$43,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-9,574
Net investment gain/loss from pooled separate accounts2020-03-31$-6,527
Net investment gain or loss from common/collective trusts2020-03-31$-4,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$39,215
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$6,752
Contract administrator fees2020-03-31$240
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31FARBER HASS HURLEY LLP
Accountancy firm EIN2020-03-31204207759
2019 : GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$68,217
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$64,128
Value of total assets at end of year2019-03-31$68,217
Value of total assets at beginning of year2019-03-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$0
Total interest from all sources2019-03-31$2
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$64
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$64
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$385,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$45,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$68,217
Value of net assets at end of year (total assets less liabilities)2019-03-31$68,217
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$13,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$0
Value of interest in pooled separate accounts at end of year2019-03-31$11,383
Value of interest in pooled separate accounts at beginning of year2019-03-31$0
Interest earned on other investments2019-03-31$2
Value of interest in common/collective trusts at end of year2019-03-31$43,222
Value of interest in common/collective trusts at beginning of year2019-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$1,226
Net investment gain/loss from pooled separate accounts2019-03-31$913
Net investment gain or loss from common/collective trusts2019-03-31$1,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$18,580
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-03-31No
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31FARBER HASS HURLEY LLP
Accountancy firm EIN2019-03-31204207759

Form 5500 Responses for GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN

2022: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedYes
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: GOLDEN WEST SECURITY, INC. 401(K) & PROFIT SHARING PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01First time form 5500 has been submittedYes
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered125
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number532645
Policy instance 2
Insurance contract or identification number532645
Number of Individuals Covered125
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees35
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number532645
Policy instance 1
Insurance contract or identification number532645
Number of Individuals Covered136
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $62
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees62
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number532645
Policy instance 1
Insurance contract or identification number532645
Number of Individuals Covered176
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $24
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees24
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered177
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number532645
Policy instance 2
Insurance contract or identification number532645
Number of Individuals Covered177
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees8
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered168
Insurance policy start date2018-10-01
Insurance policy end date2019-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3

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