401k Plan data: ROBERT I. KAPLAN, M.D., INC. 401K PROFIT SHARING PLAN plan

ROBERT I. KAPLAN, M.D., INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	ROBERT I. KAPLAN, M.D., INC. 401K PROFIT SHARING PLAN
Plan identification number	001

ROBERT I. KAPLAN, M.D., INC. 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT I. KAPLAN, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name: ROBERT I. KAPLAN, M.D., INC.

Employer identification number (EIN): 953783309

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT I. KAPLAN, M.D., INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-02-01 EILEEN KAPLAN 2015-09-23
001 2013-02-01 EILEEN KAPLAN 2014-07-30
001 2012-02-01 EILEEN KAPLAN 2013-11-07
001 2011-02-01 EILEEN KAPLAN 2012-08-29
001 2010-02-01 EILEEN KAPLAN 2011-08-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2014-02-01	EILEEN KAPLAN	2015-09-23
001	2013-02-01	EILEEN KAPLAN	2014-07-30
001	2012-02-01	EILEEN KAPLAN	2013-11-07
001	2011-02-01	EILEEN KAPLAN	2012-08-29
001	2010-02-01	EILEEN KAPLAN	2011-08-15

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Company Name:	ROBERT I. KAPLAN, M.D., INC.
Employer identification number (EIN):	953783309
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)