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SMART & FINAL 401(K) SAVINGS PLAN 401k Plan overview

Plan NameSMART & FINAL 401(K) SAVINGS PLAN
Plan identification number 001

SMART & FINAL 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMART & FINAL LLC has sponsored the creation of one or more 401k plans.

Company Name:SMART & FINAL LLC
Employer identification number (EIN):954079584
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMART & FINAL 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JEFF D WHYNOT
0012016-01-01JEFF D WHYNOT
0012015-01-01JEFF D WHYNOT
0012015-01-01JEFF D WHYNOT
0012014-01-01JEFF D WHYNOT
0012013-01-01JEFF D WHYNOT
0012012-01-01JEFF D WHYNOT
0012011-01-01JEFF D WHYNOT
0012010-01-01JEFF D. WHYNOT
0012009-01-01JEFF D. WHYNOT
0012009-01-01JEFF D. WHYNOT

Plan Statistics for SMART & FINAL 401(K) SAVINGS PLAN

401k plan membership statisitcs for SMART & FINAL 401(K) SAVINGS PLAN

Measure Date Value
2023: SMART & FINAL 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0115,762
Total number of active participants reported on line 7a of the Form 55002023-01-0110,287
Number of retired or separated participants receiving benefits2023-01-0121
Number of other retired or separated participants entitled to future benefits2023-01-014,901
Total of all active and inactive participants2023-01-0115,209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0172
Total participants2023-01-0115,281
Number of participants with account balances2023-01-0114,986
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-011,353
2022: SMART & FINAL 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0116,065
Total number of active participants reported on line 7a of the Form 55002022-01-0111,226
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-014,434
Total of all active and inactive participants2022-01-0115,682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0167
Total participants2022-01-0115,749
Number of participants with account balances2022-01-0114,306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011,524
2021: SMART & FINAL 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0115,485
Total number of active participants reported on line 7a of the Form 55002021-01-019,296
Number of retired or separated participants receiving benefits2021-01-0121
Number of other retired or separated participants entitled to future benefits2021-01-016,634
Total of all active and inactive participants2021-01-0115,951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0164
Total participants2021-01-0116,015
Number of participants with account balances2021-01-0115,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011,272
2020: SMART & FINAL 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0115,011
Total number of active participants reported on line 7a of the Form 55002020-01-0110,183
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-015,222
Total of all active and inactive participants2020-01-0115,410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0153
Total participants2020-01-0115,463
Number of participants with account balances2020-01-0115,317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011,190
2019: SMART & FINAL 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0115,195
Total number of active participants reported on line 7a of the Form 55002019-01-0110,927
Number of retired or separated participants receiving benefits2019-01-0116
Number of other retired or separated participants entitled to future benefits2019-01-014,027
Total of all active and inactive participants2019-01-0114,970
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0139
Total participants2019-01-0115,009
Number of participants with account balances2019-01-0114,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011,331
2018: SMART & FINAL 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0113,946
Total number of active participants reported on line 7a of the Form 55002018-01-0111,453
Number of retired or separated participants receiving benefits2018-01-0111
Number of other retired or separated participants entitled to future benefits2018-01-013,686
Total of all active and inactive participants2018-01-0115,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0131
Total participants2018-01-0115,181
Number of participants with account balances2018-01-0114,343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011,252
2017: SMART & FINAL 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0113,331
Total number of active participants reported on line 7a of the Form 55002017-01-0110,724
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-013,003
Total of all active and inactive participants2017-01-0113,737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0122
Total participants2017-01-0113,759
Number of participants with account balances2017-01-0113,157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01992
2016: SMART & FINAL 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0111,732
Total number of active participants reported on line 7a of the Form 55002016-01-0110,967
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-012,322
Total of all active and inactive participants2016-01-0113,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0120
Total participants2016-01-0113,317
Number of participants with account balances2016-01-0112,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011,574
2015: SMART & FINAL 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110,023
Total number of active participants reported on line 7a of the Form 55002015-01-019,823
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-011,882
Total of all active and inactive participants2015-01-0111,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0117
Total participants2015-01-0111,730
Number of participants with account balances2015-01-0110,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011,113
2014: SMART & FINAL 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-019,273
Total number of active participants reported on line 7a of the Form 55002014-01-018,508
Number of retired or separated participants receiving benefits2014-01-0110
Number of other retired or separated participants entitled to future benefits2014-01-011,492
Total of all active and inactive participants2014-01-0110,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0112
Total participants2014-01-0110,022
Number of participants with account balances2014-01-019,307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01881
2013: SMART & FINAL 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,649
Total number of active participants reported on line 7a of the Form 55002013-01-018,172
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-011,084
Total of all active and inactive participants2013-01-019,264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-018
Total participants2013-01-019,272
Number of participants with account balances2013-01-017,988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01675
2012: SMART & FINAL 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-018,299
Total number of active participants reported on line 7a of the Form 55002012-01-017,222
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-011,413
Total of all active and inactive participants2012-01-018,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-018,648
Number of participants with account balances2012-01-017,876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01620
2011: SMART & FINAL 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,439
Total number of active participants reported on line 7a of the Form 55002011-01-016,833
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,458
Total of all active and inactive participants2011-01-018,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-018,299
Number of participants with account balances2011-01-017,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01462
2010: SMART & FINAL 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,219
Total number of active participants reported on line 7a of the Form 55002010-01-016,049
Number of retired or separated participants receiving benefits2010-01-0141
Number of other retired or separated participants entitled to future benefits2010-01-011,345
Total of all active and inactive participants2010-01-017,435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-017,439
Number of participants with account balances2010-01-016,626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011,010
2009: SMART & FINAL 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016,716
Total number of active participants reported on line 7a of the Form 55002009-01-016,351
Number of retired or separated participants receiving benefits2009-01-0142
Number of other retired or separated participants entitled to future benefits2009-01-01826
Total of all active and inactive participants2009-01-017,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017,219
Number of participants with account balances2009-01-015,925
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01831

Financial Data on SMART & FINAL 401(K) SAVINGS PLAN

Measure Date Value
2023 : SMART & FINAL 401(K) SAVINGS PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$85,129,086
Total of all expenses incurred2023-12-31$30,877,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$30,016,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$38,073,580
Value of total assets at end of year2023-12-31$344,375,347
Value of total assets at beginning of year2023-12-31$290,124,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$861,265
Total interest from all sources2023-12-31$1,136,130
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$5,185,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$5,185,768
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$28,458,311
Participant contributions at end of year2023-12-31$20,530,937
Participant contributions at beginning of year2023-12-31$18,428,303
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$970,774
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$212,855
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$0
Total non interest bearing cash at end of year2023-12-31$41,132
Total non interest bearing cash at beginning of year2023-12-31$14,586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$54,251,212
Value of net assets at end of year (total assets less liabilities)2023-12-31$344,375,347
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$290,124,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$89,539
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$280,386,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$214,298,099
Interest on participant loans2023-12-31$1,136,130
Value of interest in common/collective trusts at end of year2023-12-31$43,382,205
Value of interest in common/collective trusts at beginning of year2023-12-31$55,664,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$34,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$181,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$181,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$39,492,281
Net investment gain or loss from common/collective trusts2023-12-31$1,241,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$9,402,414
Employer contributions (assets) at end of year2023-12-31$0
Employer contributions (assets) at beginning of year2023-12-31$565,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$30,016,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Disclaimer
Accountancy firm name2023-12-31MOSS ADAMS LLP
Accountancy firm EIN2023-12-31910189318
2022 : SMART & FINAL 401(K) SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-11,799,701
Total of all expenses incurred2022-12-31$31,772,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$30,833,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$38,251,114
Value of total assets at end of year2022-12-31$290,124,135
Value of total assets at beginning of year2022-12-31$333,696,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$939,700
Total interest from all sources2022-12-31$771,175
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,714,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,714,201
Administrative expenses professional fees incurred2022-12-31$492
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$27,627,787
Participant contributions at end of year2022-12-31$18,428,303
Participant contributions at beginning of year2022-12-31$17,028,140
Participant contributions at end of year2022-12-31$970,774
Participant contributions at beginning of year2022-12-31$393,803
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$896,939
Administrative expenses (other) incurred2022-12-31$883,955
Total non interest bearing cash at end of year2022-12-31$14,586
Total non interest bearing cash at beginning of year2022-12-31$10,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-43,572,637
Value of net assets at end of year (total assets less liabilities)2022-12-31$290,124,135
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$333,696,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$55,253
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$214,298,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$263,981,123
Interest on participant loans2022-12-31$771,175
Value of interest in common/collective trusts at end of year2022-12-31$55,664,940
Value of interest in common/collective trusts at beginning of year2022-12-31$52,063,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$181,925
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$34,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$34,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-54,536,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$9,726,388
Employer contributions (assets) at end of year2022-12-31$565,508
Employer contributions (assets) at beginning of year2022-12-31$184,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$30,833,236
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : SMART & FINAL 401(K) SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$67,335,399
Total of all expenses incurred2021-12-31$28,325,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$27,079,596
Expenses. Certain deemed distributions of participant loans2021-12-31$152,049
Value of total corrective distributions2021-12-31$33,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$34,282,104
Value of total assets at end of year2021-12-31$333,696,772
Value of total assets at beginning of year2021-12-31$294,687,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,060,918
Total interest from all sources2021-12-31$782,721
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,429,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,429,084
Administrative expenses professional fees incurred2021-12-31$117,634
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$25,341,705
Participant contributions at end of year2021-12-31$17,028,140
Participant contributions at beginning of year2021-12-31$16,319,692
Participant contributions at end of year2021-12-31$393,803
Participant contributions at beginning of year2021-12-31$1,254,170
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$336,838
Administrative expenses (other) incurred2021-12-31$906,599
Total non interest bearing cash at end of year2021-12-31$10,631
Total non interest bearing cash at beginning of year2021-12-31$117,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$39,009,736
Value of net assets at end of year (total assets less liabilities)2021-12-31$333,696,772
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$294,687,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$36,685
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$263,981,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$227,303,082
Interest on participant loans2021-12-31$782,721
Value of interest in common/collective trusts at end of year2021-12-31$52,063,701
Value of interest in common/collective trusts at beginning of year2021-12-31$49,099,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$34,423
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$34,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$34,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$28,012,985
Net investment gain or loss from common/collective trusts2021-12-31$828,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$8,603,561
Employer contributions (assets) at end of year2021-12-31$184,951
Employer contributions (assets) at beginning of year2021-12-31$559,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$27,079,596
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MOSS ADAMS
Accountancy firm EIN2021-12-31910189318
2020 : SMART & FINAL 401(K) SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$75,088,717
Total of all expenses incurred2020-12-31$35,528,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$34,341,128
Expenses. Certain deemed distributions of participant loans2020-12-31$261,476
Value of total corrective distributions2020-12-31$64,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$37,372,003
Value of total assets at end of year2020-12-31$294,687,036
Value of total assets at beginning of year2020-12-31$255,126,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$860,580
Total interest from all sources2020-12-31$936,555
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,586,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,586,464
Administrative expenses professional fees incurred2020-12-31$26,150
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$27,066,490
Participant contributions at end of year2020-12-31$16,319,692
Participant contributions at beginning of year2020-12-31$17,827,701
Participant contributions at end of year2020-12-31$1,254,170
Participant contributions at beginning of year2020-12-31$390,018
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$410,686
Administrative expenses (other) incurred2020-12-31$834,430
Total non interest bearing cash at end of year2020-12-31$117,776
Total non interest bearing cash at beginning of year2020-12-31$79,159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$39,560,643
Value of net assets at end of year (total assets less liabilities)2020-12-31$294,687,036
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$255,126,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$227,303,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$192,659,334
Interest on participant loans2020-12-31$936,465
Value of interest in common/collective trusts at end of year2020-12-31$49,099,010
Value of interest in common/collective trusts at beginning of year2020-12-31$43,901,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$34,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$72,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$72,997
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$90
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$31,222,412
Net investment gain or loss from common/collective trusts2020-12-31$971,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$9,894,827
Employer contributions (assets) at end of year2020-12-31$559,182
Employer contributions (assets) at beginning of year2020-12-31$195,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$34,341,128
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MOSS ADAMS
Accountancy firm EIN2020-12-31910189318
2019 : SMART & FINAL 401(K) SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$67,630,113
Total of all expenses incurred2019-12-31$23,450,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$22,307,714
Expenses. Certain deemed distributions of participant loans2019-12-31$190,160
Value of total corrective distributions2019-12-31$61,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$31,830,492
Value of total assets at end of year2019-12-31$255,126,393
Value of total assets at beginning of year2019-12-31$210,946,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$891,331
Total interest from all sources2019-12-31$898,857
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,724,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,724,451
Administrative expenses professional fees incurred2019-12-31$23,950
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$22,952,374
Participant contributions at end of year2019-12-31$17,827,701
Participant contributions at beginning of year2019-12-31$16,266,264
Participant contributions at end of year2019-12-31$390,018
Participant contributions at beginning of year2019-12-31$477,507
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$600,841
Administrative expenses (other) incurred2019-12-31$867,381
Total non interest bearing cash at end of year2019-12-31$79,159
Total non interest bearing cash at beginning of year2019-12-31$75,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$44,179,873
Value of net assets at end of year (total assets less liabilities)2019-12-31$255,126,393
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$210,946,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$192,659,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$152,033,405
Interest on participant loans2019-12-31$898,536
Value of interest in common/collective trusts at end of year2019-12-31$43,901,694
Value of interest in common/collective trusts at beginning of year2019-12-31$41,731,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$72,997
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$114,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$114,720
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$321
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$30,210,488
Net investment gain or loss from common/collective trusts2019-12-31$965,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,277,277
Employer contributions (assets) at end of year2019-12-31$195,490
Employer contributions (assets) at beginning of year2019-12-31$247,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$22,307,714
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS
Accountancy firm EIN2019-12-31910189318
2018 : SMART & FINAL 401(K) SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$24,310,905
Total of all expenses incurred2018-12-31$22,302,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,159,357
Expenses. Certain deemed distributions of participant loans2018-12-31$193,192
Value of total corrective distributions2018-12-31$83,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$29,461,428
Value of total assets at end of year2018-12-31$210,946,520
Value of total assets at beginning of year2018-12-31$208,937,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$866,048
Total interest from all sources2018-12-31$776,763
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,144,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,144,602
Administrative expenses professional fees incurred2018-12-31$25,450
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$21,005,570
Participant contributions at end of year2018-12-31$16,266,264
Participant contributions at beginning of year2018-12-31$15,119,270
Participant contributions at end of year2018-12-31$477,507
Participant contributions at beginning of year2018-12-31$489,426
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$453,123
Administrative expenses (other) incurred2018-12-31$840,598
Total non interest bearing cash at end of year2018-12-31$75,756
Total non interest bearing cash at beginning of year2018-12-31$65,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,008,841
Value of net assets at end of year (total assets less liabilities)2018-12-31$210,946,520
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$208,937,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$152,033,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$153,252,861
Interest on participant loans2018-12-31$776,516
Value of interest in common/collective trusts at end of year2018-12-31$41,731,760
Value of interest in common/collective trusts at beginning of year2018-12-31$39,728,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$114,720
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$32,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$32,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$247
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-9,874,708
Net investment gain or loss from common/collective trusts2018-12-31$802,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,002,735
Employer contributions (assets) at end of year2018-12-31$247,108
Employer contributions (assets) at beginning of year2018-12-31$249,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,159,357
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS
Accountancy firm EIN2018-12-31910189318
2017 : SMART & FINAL 401(K) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$48,220,786
Total of all expenses incurred2017-12-31$17,162,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,100,079
Expenses. Certain deemed distributions of participant loans2017-12-31$166,465
Value of total corrective distributions2017-12-31$114,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$26,241,349
Value of total assets at end of year2017-12-31$208,937,679
Value of total assets at beginning of year2017-12-31$177,879,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$781,325
Total interest from all sources2017-12-31$637,801
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,379,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,379,039
Administrative expenses professional fees incurred2017-12-31$26,150
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$18,617,986
Participant contributions at end of year2017-12-31$15,119,270
Participant contributions at beginning of year2017-12-31$13,696,984
Participant contributions at end of year2017-12-31$489,426
Participant contributions at beginning of year2017-12-31$500,147
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$613,560
Administrative expenses (other) incurred2017-12-31$755,175
Total non interest bearing cash at end of year2017-12-31$65,187
Total non interest bearing cash at beginning of year2017-12-31$69,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$31,058,027
Value of net assets at end of year (total assets less liabilities)2017-12-31$208,937,679
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$177,879,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$153,252,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$124,298,679
Interest on participant loans2017-12-31$637,801
Value of interest in common/collective trusts at end of year2017-12-31$39,728,863
Value of interest in common/collective trusts at beginning of year2017-12-31$38,952,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$32,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$126,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$126,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$18,309,165
Net investment gain or loss from common/collective trusts2017-12-31$653,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,009,803
Employer contributions (assets) at end of year2017-12-31$249,437
Employer contributions (assets) at beginning of year2017-12-31$235,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,100,079
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS
Accountancy firm EIN2017-12-31910189318
2016 : SMART & FINAL 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$32,429,559
Total of all expenses incurred2016-12-31$12,031,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,023,500
Expenses. Certain deemed distributions of participant loans2016-12-31$229,287
Value of total corrective distributions2016-12-31$99,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,297,035
Value of total assets at end of year2016-12-31$177,879,652
Value of total assets at beginning of year2016-12-31$157,481,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$679,391
Total interest from all sources2016-12-31$539,701
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,405,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,405,676
Administrative expenses professional fees incurred2016-12-31$25,410
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$16,268,491
Participant contributions at end of year2016-12-31$13,696,984
Participant contributions at beginning of year2016-12-31$12,438,728
Participant contributions at end of year2016-12-31$500,147
Participant contributions at beginning of year2016-12-31$552,196
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$666,874
Administrative expenses (other) incurred2016-12-31$653,981
Total non interest bearing cash at end of year2016-12-31$69,664
Total non interest bearing cash at beginning of year2016-12-31$59,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$20,397,938
Value of net assets at end of year (total assets less liabilities)2016-12-31$177,879,652
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$157,481,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$124,298,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$107,577,976
Interest on participant loans2016-12-31$539,701
Value of interest in common/collective trusts at end of year2016-12-31$38,952,014
Value of interest in common/collective trusts at beginning of year2016-12-31$36,529,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$126,745
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$72,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$72,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,605,783
Net investment gain or loss from common/collective trusts2016-12-31$581,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,361,670
Employer contributions (assets) at end of year2016-12-31$235,419
Employer contributions (assets) at beginning of year2016-12-31$251,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,023,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS
Accountancy firm EIN2016-12-31910189318
2015 : SMART & FINAL 401(K) SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$20,286,483
Total of all expenses incurred2015-12-31$9,972,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,090,202
Expenses. Certain deemed distributions of participant loans2015-12-31$158,134
Value of total corrective distributions2015-12-31$94,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$19,552,294
Value of total assets at end of year2015-12-31$157,481,714
Value of total assets at beginning of year2015-12-31$147,168,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$630,088
Total interest from all sources2015-12-31$472,574
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,138,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,138,076
Administrative expenses professional fees incurred2015-12-31$24,150
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,395,871
Participant contributions at end of year2015-12-31$12,438,728
Participant contributions at beginning of year2015-12-31$11,420,086
Participant contributions at end of year2015-12-31$552,196
Participant contributions at beginning of year2015-12-31$481,997
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$894,463
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$12,951
Administrative expenses (other) incurred2015-12-31$605,938
Total non interest bearing cash at end of year2015-12-31$59,510
Total non interest bearing cash at beginning of year2015-12-31$104,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$10,313,550
Value of net assets at end of year (total assets less liabilities)2015-12-31$157,481,714
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$147,168,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$107,577,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$100,057,982
Income. Interest from US Government securities2015-12-31$472,569
Value of interest in common/collective trusts at end of year2015-12-31$36,529,842
Value of interest in common/collective trusts at beginning of year2015-12-31$34,828,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$72,053
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$40,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$40,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,296,490
Net investment gain or loss from common/collective trusts2015-12-31$420,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,261,960
Employer contributions (assets) at end of year2015-12-31$251,409
Employer contributions (assets) at beginning of year2015-12-31$221,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,090,202
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS
Accountancy firm EIN2015-12-31910189318
2014 : SMART & FINAL 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$23,969,977
Total of all expenses incurred2014-12-31$10,737,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,832,928
Expenses. Certain deemed distributions of participant loans2014-12-31$97,581
Value of total corrective distributions2014-12-31$233,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$17,240,257
Value of total assets at end of year2014-12-31$147,168,164
Value of total assets at beginning of year2014-12-31$133,935,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$573,576
Total interest from all sources2014-12-31$452,154
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,329,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,329,644
Administrative expenses professional fees incurred2014-12-31$36,322
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$11,272,966
Participant contributions at end of year2014-12-31$11,420,086
Participant contributions at beginning of year2014-12-31$10,854,521
Participant contributions at end of year2014-12-31$481,997
Participant contributions at beginning of year2014-12-31$451,230
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,555,459
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$12,951
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$13,292
Other income not declared elsewhere2014-12-31$37,837
Administrative expenses (other) incurred2014-12-31$530,928
Total non interest bearing cash at end of year2014-12-31$104,525
Total non interest bearing cash at beginning of year2014-12-31$69,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,232,291
Value of net assets at end of year (total assets less liabilities)2014-12-31$147,168,164
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$133,935,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$100,057,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$88,011,648
Interest on participant loans2014-12-31$452,152
Value of interest in common/collective trusts at end of year2014-12-31$34,828,283
Value of interest in common/collective trusts at beginning of year2014-12-31$34,339,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$40,906
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$13,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$13,357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,891,917
Net investment gain or loss from common/collective trusts2014-12-31$18,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,411,832
Employer contributions (assets) at end of year2014-12-31$221,434
Employer contributions (assets) at beginning of year2014-12-31$182,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,832,928
Contract administrator fees2014-12-31$6,326
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : SMART & FINAL 401(K) SAVINGS PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$84,903
Total income from all sources (including contributions)2013-12-31$26,908,461
Total of all expenses incurred2013-12-31$7,159,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,613,868
Expenses. Certain deemed distributions of participant loans2013-12-31$181,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$14,476,037
Value of total assets at end of year2013-12-31$133,935,873
Value of total assets at beginning of year2013-12-31$114,272,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$364,415
Total interest from all sources2013-12-31$428,155
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,340,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,340,384
Administrative expenses professional fees incurred2013-12-31$21,260
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,057,764
Participant contributions at end of year2013-12-31$10,854,521
Participant contributions at beginning of year2013-12-31$9,824,154
Participant contributions at end of year2013-12-31$451,230
Participant contributions at beginning of year2013-12-31$407,478
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$631,629
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$13,292
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$13,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$84,903
Other income not declared elsewhere2013-12-31$289,425
Administrative expenses (other) incurred2013-12-31$339,041
Total non interest bearing cash at end of year2013-12-31$69,697
Total non interest bearing cash at beginning of year2013-12-31$21,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,748,764
Value of net assets at end of year (total assets less liabilities)2013-12-31$133,935,873
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$114,187,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$88,011,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$70,799,680
Interest on participant loans2013-12-31$428,149
Value of interest in common/collective trusts at end of year2013-12-31$34,339,611
Value of interest in common/collective trusts at beginning of year2013-12-31$32,984,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$13,357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$53,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$53,674
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,023,017
Net investment gain or loss from common/collective trusts2013-12-31$351,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,786,644
Employer contributions (assets) at end of year2013-12-31$182,517
Employer contributions (assets) at beginning of year2013-12-31$168,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,613,868
Contract administrator fees2013-12-31$4,114
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : SMART & FINAL 401(K) SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$84,903
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$59,163
Total income from all sources (including contributions)2012-12-31$22,379,809
Total of all expenses incurred2012-12-31$7,167,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,813,206
Expenses. Certain deemed distributions of participant loans2012-12-31$177,385
Value of total corrective distributions2012-12-31$-943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,809,826
Value of total assets at end of year2012-12-31$114,272,012
Value of total assets at beginning of year2012-12-31$99,034,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$178,322
Total interest from all sources2012-12-31$391,161
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,993,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,993,495
Administrative expenses professional fees incurred2012-12-31$20,635
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,152,273
Participant contributions at end of year2012-12-31$9,824,154
Participant contributions at beginning of year2012-12-31$8,982,835
Participant contributions at end of year2012-12-31$407,478
Participant contributions at beginning of year2012-12-31$346,315
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$423,146
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$13,295
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$84,903
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$59,163
Administrative expenses (other) incurred2012-12-31$133,139
Total non interest bearing cash at end of year2012-12-31$21,230
Total non interest bearing cash at beginning of year2012-12-31$4,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$15,211,839
Value of net assets at end of year (total assets less liabilities)2012-12-31$114,187,109
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$98,975,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$24,548
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$70,799,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$57,864,394
Interest on participant loans2012-12-31$391,161
Value of interest in common/collective trusts at end of year2012-12-31$32,984,296
Value of interest in common/collective trusts at beginning of year2012-12-31$31,356,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$53,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$327,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$327,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,590,214
Net investment gain or loss from common/collective trusts2012-12-31$595,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,234,407
Employer contributions (assets) at end of year2012-12-31$168,205
Employer contributions (assets) at beginning of year2012-12-31$144,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,813,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : SMART & FINAL 401(K) SAVINGS PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$59,163
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$65,979
Total income from all sources (including contributions)2011-12-31$12,014,784
Total of all expenses incurred2011-12-31$8,117,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,846,764
Expenses. Certain deemed distributions of participant loans2011-12-31$41,409
Value of total corrective distributions2011-12-31$65,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$11,217,249
Value of total assets at end of year2011-12-31$99,034,433
Value of total assets at beginning of year2011-12-31$95,143,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$163,187
Total interest from all sources2011-12-31$418,089
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,284,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,284,258
Administrative expenses professional fees incurred2011-12-31$5,355
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,850,404
Participant contributions at end of year2011-12-31$8,982,835
Participant contributions at beginning of year2011-12-31$8,611,790
Participant contributions at end of year2011-12-31$346,315
Participant contributions at beginning of year2011-12-31$644,715
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$318,375
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,432
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$59,163
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$65,979
Administrative expenses (other) incurred2011-12-31$145,872
Total non interest bearing cash at end of year2011-12-31$4,502
Total non interest bearing cash at beginning of year2011-12-31$3,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,897,445
Value of net assets at end of year (total assets less liabilities)2011-12-31$98,975,270
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$95,077,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$11,960
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$57,864,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$51,194,951
Interest on participant loans2011-12-31$417,847
Value of interest in common/collective trusts at end of year2011-12-31$31,356,179
Value of interest in common/collective trusts at beginning of year2011-12-31$34,446,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$327,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$9,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$9,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,233,927
Net investment gain or loss from common/collective trusts2011-12-31$329,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,048,470
Employer contributions (assets) at end of year2011-12-31$144,366
Employer contributions (assets) at beginning of year2011-12-31$233,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,846,764
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : SMART & FINAL 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$65,979
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$66,600
Total income from all sources (including contributions)2010-12-31$19,977,944
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,122,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,244,435
Expenses. Certain deemed distributions of participant loans2010-12-31$618,576
Value of total corrective distributions2010-12-31$78,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,506,709
Value of total assets at end of year2010-12-31$95,143,804
Value of total assets at beginning of year2010-12-31$81,289,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$181,205
Total interest from all sources2010-12-31$417,886
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,277,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,277,105
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,486,802
Participant contributions at end of year2010-12-31$8,611,790
Participant contributions at beginning of year2010-12-31$8,051,027
Participant contributions at end of year2010-12-31$644,715
Participant contributions at beginning of year2010-12-31$572,506
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$157,373
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$65,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$66,600
Other income not declared elsewhere2010-12-31$87,723
Administrative expenses (other) incurred2010-12-31$181,205
Total non interest bearing cash at end of year2010-12-31$3,800
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,854,970
Value of net assets at end of year (total assets less liabilities)2010-12-31$95,077,825
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$81,222,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$51,194,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$41,829,863
Interest on participant loans2010-12-31$417,880
Value of interest in common/collective trusts at end of year2010-12-31$34,446,017
Value of interest in common/collective trusts at beginning of year2010-12-31$30,599,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$9,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,543
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,790,891
Net investment gain or loss from common/collective trusts2010-12-31$2,897,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,862,534
Employer contributions (assets) at end of year2010-12-31$233,073
Employer contributions (assets) at beginning of year2010-12-31$231,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,244,435
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2010-12-31770106234
2009 : SMART & FINAL 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SMART & FINAL 401(K) SAVINGS PLAN

2023: SMART & FINAL 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SMART & FINAL 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMART & FINAL 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMART & FINAL 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMART & FINAL 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMART & FINAL 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMART & FINAL 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMART & FINAL 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMART & FINAL 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMART & FINAL 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMART & FINAL 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMART & FINAL 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMART & FINAL 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SMART & FINAL 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SMART & FINAL 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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