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RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 401k Plan overview

Plan NameRETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL
Plan identification number 001

RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

GOODSILL ANDERSON QUINN & STIFEL LLP has sponsored the creation of one or more 401k plans.

Company Name:GOODSILL ANDERSON QUINN & STIFEL LLP
Employer identification number (EIN):990087157
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHARON YOSHIDA
0012016-01-01SHARON YOSHIDA
0012015-01-01CRAIG MATSUDA
0012015-01-01CRAIG MATSUDA
0012014-01-01PETER KASHIWA CRAIG MATSUDA2015-10-02
0012013-01-01PETER KASHIWA CRAIG MATSUDA2014-10-15
0012012-01-01PETER KASHIWA
0012011-01-01EDMUND K. SAFFERY EDMUND K. SAFFERY2012-10-11
0012010-01-01GARY SLOVIN GARY SLOVIN2011-10-12
0012009-01-01GARY SLOVIN GARY SLOVIN2010-10-12
0012008-01-01GARY SLOVIN

Plan Statistics for RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL

401k plan membership statisitcs for RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL

Measure Date Value
2023: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2023 401k membership
Total participants, beginning-of-year2023-01-01185
Total number of active participants reported on line 7a of the Form 55002023-01-0187
Number of retired or separated participants receiving benefits2023-01-016
Number of other retired or separated participants entitled to future benefits2023-01-0172
Total of all active and inactive participants2023-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01165
Number of participants with account balances2023-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2022 401k membership
Total participants, beginning-of-year2022-01-01165
Total number of active participants reported on line 7a of the Form 55002022-01-0190
Number of retired or separated participants receiving benefits2022-01-019
Number of other retired or separated participants entitled to future benefits2022-01-0186
Total of all active and inactive participants2022-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01185
Number of participants with account balances2022-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2021 401k membership
Total participants, beginning-of-year2021-01-01160
Total number of active participants reported on line 7a of the Form 55002021-01-0191
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0170
Total of all active and inactive participants2021-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01165
Number of participants with account balances2021-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2020 401k membership
Total participants, beginning-of-year2020-01-01164
Total number of active participants reported on line 7a of the Form 55002020-01-0193
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0166
Total of all active and inactive participants2020-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01160
Number of participants with account balances2020-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2019 401k membership
Total participants, beginning-of-year2019-01-01167
Total number of active participants reported on line 7a of the Form 55002019-01-0197
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0165
Total of all active and inactive participants2019-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01164
Number of participants with account balances2019-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2018 401k membership
Total participants, beginning-of-year2018-01-01177
Total number of active participants reported on line 7a of the Form 55002018-01-01104
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0161
Total of all active and inactive participants2018-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01167
Number of participants with account balances2018-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2017 401k membership
Total participants, beginning-of-year2017-01-01168
Total number of active participants reported on line 7a of the Form 55002017-01-01122
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01177
Number of participants with account balances2017-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2016 401k membership
Total participants, beginning-of-year2016-01-01159
Total number of active participants reported on line 7a of the Form 55002016-01-01100
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01157
Number of participants with account balances2016-01-01157
2015: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2015 401k membership
Total participants, beginning-of-year2015-01-01161
Total number of active participants reported on line 7a of the Form 55002015-01-0199
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0154
Total of all active and inactive participants2015-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01154
Number of participants with account balances2015-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2014 401k membership
Total participants, beginning-of-year2014-01-01152
Total number of active participants reported on line 7a of the Form 55002014-01-0199
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0154
Total of all active and inactive participants2014-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01155
Number of participants with account balances2014-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2013 401k membership
Total participants, beginning-of-year2013-01-01160
Total number of active participants reported on line 7a of the Form 55002013-01-0198
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0153
Total of all active and inactive participants2013-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01152
Number of participants with account balances2013-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2012 401k membership
Total participants, beginning-of-year2012-01-01190
Total number of active participants reported on line 7a of the Form 55002012-01-01100
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01154
Number of participants with account balances2012-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2011 401k membership
Total participants, beginning-of-year2011-01-01177
Total number of active participants reported on line 7a of the Form 55002011-01-01120
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0166
Total of all active and inactive participants2011-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01186
Number of participants with account balances2011-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2010 401k membership
Total participants, beginning-of-year2010-01-01183
Total number of active participants reported on line 7a of the Form 55002010-01-01127
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0148
Total of all active and inactive participants2010-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01175
Number of participants with account balances2010-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2009 401k membership
Total participants, beginning-of-year2009-01-01182
Total number of active participants reported on line 7a of the Form 55002009-01-01131
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0148
Total of all active and inactive participants2009-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01179
Number of participants with account balances2009-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2008 401k membership
Total participants, beginning-of-year2008-01-01170
Total number of active participants reported on line 7a of the Form 55002008-01-01127
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0151
Total of all active and inactive participants2008-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01178
Number of participants with account balances2008-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL

Measure Date Value
2023 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$8,097,006
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$3,198,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,091,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,611,268
Value of total assets at end of year2023-12-31$45,735,869
Value of total assets at beginning of year2023-12-31$40,837,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$107,391
Total interest from all sources2023-12-31$174,489
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,216,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,216,046
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$918,859
Participant contributions at end of year2023-12-31$64,432
Participant contributions at beginning of year2023-12-31$72,179
Participant contributions at end of year2023-12-31$40,623
Participant contributions at beginning of year2023-12-31$38,794
Assets. Other investments not covered elsewhere at end of year2023-12-31$15,300,198
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$12,953,226
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$36,762
Other income not declared elsewhere2023-12-31$2,441,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$4,898,012
Value of net assets at end of year (total assets less liabilities)2023-12-31$45,735,869
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$40,837,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$71,202
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$25,304,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$21,386,467
Interest on participant loans2023-12-31$3,685
Interest earned on other investments2023-12-31$170,804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$4,959,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$6,346,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,653,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$655,647
Employer contributions (assets) at end of year2023-12-31$66,912
Employer contributions (assets) at beginning of year2023-12-31$40,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,091,603
Contract administrator fees2023-12-31$36,189
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CW ASSOCIATES
Accountancy firm EIN2023-12-31261659234
2022 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,452,347
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,007,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,897,003
Expenses. Certain deemed distributions of participant loans2022-12-31$8,643
Value of total corrective distributions2022-12-31$4,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,401,944
Value of total assets at end of year2022-12-31$40,837,857
Value of total assets at beginning of year2022-12-31$47,297,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$97,427
Total interest from all sources2022-12-31$133,449
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,206,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,206,240
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$995,069
Participant contributions at end of year2022-12-31$72,179
Participant contributions at beginning of year2022-12-31$135,351
Participant contributions at end of year2022-12-31$38,794
Participant contributions at beginning of year2022-12-31$36,713
Assets. Other investments not covered elsewhere at end of year2022-12-31$12,953,226
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$15,427,068
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$869,466
Other income not declared elsewhere2022-12-31$-2,639,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,459,784
Value of net assets at end of year (total assets less liabilities)2022-12-31$40,837,857
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$47,297,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$70,307
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,386,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$24,442,258
Interest on participant loans2022-12-31$6,727
Interest earned on other investments2022-12-31$126,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,346,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,210,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,554,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$537,409
Employer contributions (assets) at end of year2022-12-31$40,838
Employer contributions (assets) at beginning of year2022-12-31$45,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,897,003
Contract administrator fees2022-12-31$27,120
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CW ASSOCIATES
Accountancy firm EIN2022-12-31261659234
2021 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,061,983
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,767,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,685,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,417,739
Value of total assets at end of year2021-12-31$47,297,641
Value of total assets at beginning of year2021-12-31$43,003,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$82,315
Total interest from all sources2021-12-31$156,333
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,914,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,914,491
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$800,325
Participant contributions at end of year2021-12-31$135,351
Participant contributions at beginning of year2021-12-31$97,709
Participant contributions at end of year2021-12-31$36,713
Participant contributions at beginning of year2021-12-31$32,081
Assets. Other investments not covered elsewhere at end of year2021-12-31$15,427,068
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$16,989,949
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$59,027
Other income not declared elsewhere2021-12-31$2,141,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,294,321
Value of net assets at end of year (total assets less liabilities)2021-12-31$47,297,641
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$43,003,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$70,517
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$24,442,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,626,409
Interest on participant loans2021-12-31$6,180
Interest earned on other investments2021-12-31$150,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,210,568
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,225,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,432,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$558,387
Employer contributions (assets) at end of year2021-12-31$45,683
Employer contributions (assets) at beginning of year2021-12-31$31,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,685,347
Contract administrator fees2021-12-31$11,798
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CW ASSOCIATES
Accountancy firm EIN2021-12-31261659234
2020 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,325,214
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,616,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,543,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,391,356
Value of total assets at end of year2020-12-31$43,003,320
Value of total assets at beginning of year2020-12-31$40,294,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$73,717
Total interest from all sources2020-12-31$185,776
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$812,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$812,997
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$739,708
Participant contributions at end of year2020-12-31$97,709
Participant contributions at beginning of year2020-12-31$119,155
Participant contributions at end of year2020-12-31$32,081
Participant contributions at beginning of year2020-12-31$44,329
Assets. Other investments not covered elsewhere at end of year2020-12-31$16,989,949
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$15,147,298
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$98,164
Other income not declared elsewhere2020-12-31$1,877,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,708,324
Value of net assets at end of year (total assets less liabilities)2020-12-31$43,003,320
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$40,294,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$61,106
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,626,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$17,493,959
Interest on participant loans2020-12-31$6,082
Interest earned on other investments2020-12-31$179,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,225,258
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,452,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,057,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$553,484
Employer contributions (assets) at end of year2020-12-31$31,914
Employer contributions (assets) at beginning of year2020-12-31$37,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,543,173
Contract administrator fees2020-12-31$12,611
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CPA HAWAII LLP
Accountancy firm EIN2020-12-31990341355
2019 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,611,021
Total income from all sources (including contributions)2019-12-31$8,611,021
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,728,084
Total of all expenses incurred2019-12-31$1,728,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,661,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,661,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,891,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,891,406
Value of total assets at end of year2019-12-31$40,294,996
Value of total assets at end of year2019-12-31$40,294,996
Value of total assets at beginning of year2019-12-31$33,412,059
Value of total assets at beginning of year2019-12-31$33,412,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,532
Total interest from all sources2019-12-31$177,434
Total interest from all sources2019-12-31$177,434
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$760,597
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$760,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$760,597
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$760,597
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$678,865
Contributions received from participants2019-12-31$678,865
Participant contributions at end of year2019-12-31$119,155
Participant contributions at end of year2019-12-31$119,155
Participant contributions at beginning of year2019-12-31$158,457
Participant contributions at beginning of year2019-12-31$158,457
Participant contributions at end of year2019-12-31$44,329
Participant contributions at end of year2019-12-31$44,329
Participant contributions at beginning of year2019-12-31$43,194
Participant contributions at beginning of year2019-12-31$43,194
Assets. Other investments not covered elsewhere at end of year2019-12-31$15,147,298
Assets. Other investments not covered elsewhere at end of year2019-12-31$15,147,298
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,303,543
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$12,303,543
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$698,943
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$698,943
Other income not declared elsewhere2019-12-31$2,986,867
Other income not declared elsewhere2019-12-31$2,986,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,882,937
Value of net income/loss2019-12-31$6,882,937
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,294,996
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,294,996
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$33,412,059
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$33,412,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$57,412
Investment advisory and management fees2019-12-31$57,412
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$17,493,959
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$17,493,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,943,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,943,355
Interest on participant loans2019-12-31$8,764
Interest on participant loans2019-12-31$8,764
Interest earned on other investments2019-12-31$168,670
Interest earned on other investments2019-12-31$168,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,452,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,452,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,938,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,938,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,794,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,794,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$513,598
Contributions received in cash from employer2019-12-31$513,598
Employer contributions (assets) at end of year2019-12-31$37,279
Employer contributions (assets) at end of year2019-12-31$37,279
Employer contributions (assets) at beginning of year2019-12-31$24,943
Employer contributions (assets) at beginning of year2019-12-31$24,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,661,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,661,552
Contract administrator fees2019-12-31$9,120
Contract administrator fees2019-12-31$9,120
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CPA HAWAII LLP
Accountancy firm name2019-12-31CPA HAWAII LLP
Accountancy firm EIN2019-12-31990341355
Accountancy firm EIN2019-12-31990341355
2018 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,712,001
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,534,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,404,399
Expenses. Certain deemed distributions of participant loans2018-12-31$69,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,601,154
Value of total assets at end of year2018-12-31$33,412,059
Value of total assets at beginning of year2018-12-31$37,234,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$61,064
Total interest from all sources2018-12-31$147,940
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$991,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$991,157
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$720,927
Participant contributions at end of year2018-12-31$158,457
Participant contributions at beginning of year2018-12-31$221,487
Participant contributions at end of year2018-12-31$43,194
Participant contributions at beginning of year2018-12-31$58,800
Assets. Other investments not covered elsewhere at end of year2018-12-31$12,303,543
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$16,701,185
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,342,294
Other income not declared elsewhere2018-12-31$-427,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,822,527
Value of net assets at end of year (total assets less liabilities)2018-12-31$33,412,059
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$37,234,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$51,123
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,943,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,480,693
Interest on participant loans2018-12-31$11,457
Interest earned on other investments2018-12-31$136,483
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,938,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$6,735,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,601,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$537,933
Employer contributions (assets) at end of year2018-12-31$24,943
Employer contributions (assets) at beginning of year2018-12-31$36,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,404,399
Contract administrator fees2018-12-31$9,941
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CPA HAWAII LLP
Accountancy firm EIN2018-12-31990341355
2017 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,923,093
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,750,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,593,710
Expenses. Certain deemed distributions of participant loans2017-12-31$48,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,232,878
Value of total assets at end of year2017-12-31$37,234,586
Value of total assets at beginning of year2017-12-31$36,062,097
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$108,294
Total interest from all sources2017-12-31$150,272
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$696,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$696,346
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$748,681
Participant contributions at end of year2017-12-31$221,487
Participant contributions at beginning of year2017-12-31$311,239
Participant contributions at end of year2017-12-31$58,800
Participant contributions at beginning of year2017-12-31$39,450
Assets. Other investments not covered elsewhere at end of year2017-12-31$16,701,185
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$16,284,961
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,977
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$2,840
Other income not declared elsewhere2017-12-31$2,222,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,172,489
Value of net assets at end of year (total assets less liabilities)2017-12-31$37,234,586
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,062,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$106,956
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,480,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,933,101
Interest on participant loans2017-12-31$12,389
Interest earned on other investments2017-12-31$137,883
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$6,735,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,458,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,621,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$480,220
Employer contributions (assets) at end of year2017-12-31$36,715
Employer contributions (assets) at beginning of year2017-12-31$34,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,590,870
Contract administrator fees2017-12-31$1,338
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CPA HAWAII LLP
Accountancy firm EIN2017-12-31990341355
2016 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,397,928
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$804,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$733,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,435,483
Value of total assets at end of year2016-12-31$36,062,097
Value of total assets at beginning of year2016-12-31$33,468,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$71,423
Total interest from all sources2016-12-31$143,269
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$740,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$740,107
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$833,021
Participant contributions at end of year2016-12-31$311,239
Participant contributions at beginning of year2016-12-31$364,053
Participant contributions at end of year2016-12-31$39,450
Participant contributions at beginning of year2016-12-31$46,367
Assets. Other investments not covered elsewhere at end of year2016-12-31$16,284,961
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$16,105,888
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,189
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,840
Other income not declared elsewhere2016-12-31$1,165,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,593,410
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,062,097
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$33,468,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$53,412
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,933,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,129,559
Interest on participant loans2016-12-31$14,919
Interest earned on other investments2016-12-31$128,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,458,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,746,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-86,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$599,273
Employer contributions (assets) at end of year2016-12-31$34,595
Employer contributions (assets) at beginning of year2016-12-31$76,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$730,255
Contract administrator fees2016-12-31$18,011
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CPA HAWAII LLP
Accountancy firm EIN2016-12-31990341355
2015 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-304,285
Total unrealized appreciation/depreciation of assets2015-12-31$-304,285
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,415,079
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$977,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$967,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,513,860
Value of total assets at end of year2015-12-31$33,468,687
Value of total assets at beginning of year2015-12-31$33,030,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,064
Total interest from all sources2015-12-31$126,735
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$912,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$912,132
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$769,391
Participant contributions at end of year2015-12-31$364,053
Participant contributions at beginning of year2015-12-31$288,689
Participant contributions at end of year2015-12-31$46,367
Participant contributions at beginning of year2015-12-31$40,654
Assets. Other investments not covered elsewhere at end of year2015-12-31$16,105,888
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$16,148,086
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$160,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$437,839
Value of net assets at end of year (total assets less liabilities)2015-12-31$33,468,687
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,030,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,129,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,638,061
Interest on participant loans2015-12-31$16,218
Interest earned on other investments2015-12-31$110,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,746,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,871,060
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$2,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-833,363
Net gain/loss from 103.12 investment entities2015-12-31$-833,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$583,508
Employer contributions (assets) at end of year2015-12-31$76,516
Employer contributions (assets) at beginning of year2015-12-31$44,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$964,336
Contract administrator fees2015-12-31$10,064
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CPA HAWAII LLP
Accountancy firm EIN2015-12-31990341355
2014 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$894,226
Total unrealized appreciation/depreciation of assets2014-12-31$894,226
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,070,172
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,045,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,035,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,259,860
Value of total assets at end of year2014-12-31$33,030,848
Value of total assets at beginning of year2014-12-31$33,005,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,587
Total interest from all sources2014-12-31$117,099
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$727,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$727,203
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$704,590
Participant contributions at end of year2014-12-31$288,689
Participant contributions at beginning of year2014-12-31$319,061
Participant contributions at end of year2014-12-31$40,654
Participant contributions at beginning of year2014-12-31$40,622
Assets. Other investments not covered elsewhere at end of year2014-12-31$16,148,086
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$16,467,768
Other income not declared elsewhere2014-12-31$6,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$25,112
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,030,848
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$33,005,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,638,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,654,120
Interest on participant loans2014-12-31$14,480
Interest earned on other investments2014-12-31$102,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,871,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,500,645
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$2,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$65,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$555,270
Employer contributions (assets) at end of year2014-12-31$44,298
Employer contributions (assets) at beginning of year2014-12-31$23,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,032,633
Contract administrator fees2014-12-31$9,587
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CPA HAWAII LLP
Accountancy firm EIN2014-12-31990341355
2013 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$3,014,879
Total unrealized appreciation/depreciation of assets2013-12-31$3,014,879
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,355,707
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,903,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,888,303
Expenses. Certain deemed distributions of participant loans2013-12-31$6,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,279,249
Value of total assets at end of year2013-12-31$33,005,736
Value of total assets at beginning of year2013-12-31$29,553,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,482
Total interest from all sources2013-12-31$108,521
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$630,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$630,580
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$701,210
Participant contributions at end of year2013-12-31$319,061
Participant contributions at beginning of year2013-12-31$425,195
Participant contributions at end of year2013-12-31$40,622
Participant contributions at beginning of year2013-12-31$39,505
Assets. Other investments not covered elsewhere at end of year2013-12-31$16,467,768
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$14,707,737
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,451,975
Value of net assets at end of year (total assets less liabilities)2013-12-31$33,005,736
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,553,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,654,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,096,599
Interest on participant loans2013-12-31$16,162
Interest earned on other investments2013-12-31$92,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,500,645
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5,224,817
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$2,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,322,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$576,897
Employer contributions (assets) at end of year2013-12-31$23,520
Employer contributions (assets) at beginning of year2013-12-31$59,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,885,463
Contract administrator fees2013-12-31$8,482
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CPA HAWAII LLP
Accountancy firm EIN2013-12-31990341355
2012 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,403,620
Total unrealized appreciation/depreciation of assets2012-12-31$1,403,620
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$12,824
Total income from all sources (including contributions)2012-12-31$3,904,754
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,865,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,826,567
Expenses. Certain deemed distributions of participant loans2012-12-31$26,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,243,916
Value of total assets at end of year2012-12-31$29,553,761
Value of total assets at beginning of year2012-12-31$27,527,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,688
Total interest from all sources2012-12-31$112,282
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$350,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$350,508
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$660,875
Participant contributions at end of year2012-12-31$425,195
Participant contributions at beginning of year2012-12-31$531,577
Participant contributions at end of year2012-12-31$39,505
Participant contributions at beginning of year2012-12-31$37,393
Assets. Other investments not covered elsewhere at end of year2012-12-31$14,707,737
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$13,002,936
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$16,439
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$12,824
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$12,824
Total non interest bearing cash at beginning of year2012-12-31$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,039,484
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,553,761
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$27,514,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,096,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,626,801
Interest on participant loans2012-12-31$22,252
Interest earned on other investments2012-12-31$90,025
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$8,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$8,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5,224,817
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,262,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$794,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$566,602
Employer contributions (assets) at end of year2012-12-31$59,908
Employer contributions (assets) at beginning of year2012-12-31$44,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,826,567
Contract administrator fees2012-12-31$12,688
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CPA HAWAII LLP
Accountancy firm EIN2012-12-31990341355
2011 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-259,767
Total unrealized appreciation/depreciation of assets2011-12-31$-259,767
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$12,824
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$14,615
Total income from all sources (including contributions)2011-12-31$945,491
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$219,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$172,228
Expenses. Certain deemed distributions of participant loans2011-12-31$38,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,310,237
Value of total assets at end of year2011-12-31$27,527,101
Value of total assets at beginning of year2011-12-31$26,803,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,399
Total interest from all sources2011-12-31$123,883
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$224,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$224,284
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$723,165
Participant contributions at end of year2011-12-31$531,577
Participant contributions at beginning of year2011-12-31$703,995
Participant contributions at end of year2011-12-31$37,393
Participant contributions at beginning of year2011-12-31$36,696
Assets. Other investments not covered elsewhere at end of year2011-12-31$13,002,936
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$12,977,459
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$12,824
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$14,615
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$12,824
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$14,615
Other income not declared elsewhere2011-12-31$5,894
Total non interest bearing cash at end of year2011-12-31$275
Total non interest bearing cash at beginning of year2011-12-31$337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$725,762
Value of net assets at end of year (total assets less liabilities)2011-12-31$27,514,277
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,788,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,626,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,329,345
Interest on participant loans2011-12-31$28,024
Interest earned on other investments2011-12-31$95,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$8,049
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$7,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$7,268
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,262,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,680,884
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-459,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$587,072
Employer contributions (assets) at end of year2011-12-31$44,464
Employer contributions (assets) at beginning of year2011-12-31$52,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$169,388
Contract administrator fees2011-12-31$9,399
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CPA HAWAII LLP
Accountancy firm EIN2011-12-31990341355
2010 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,379,201
Total unrealized appreciation/depreciation of assets2010-12-31$1,379,201
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,615
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$31,856
Total income from all sources (including contributions)2010-12-31$3,884,085
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,204,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,183,199
Expenses. Certain deemed distributions of participant loans2010-12-31$13,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,359,330
Value of total assets at end of year2010-12-31$26,803,130
Value of total assets at beginning of year2010-12-31$24,140,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,875
Total interest from all sources2010-12-31$30,953
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$325,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$325,966
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$754,910
Participant contributions at end of year2010-12-31$703,995
Participant contributions at beginning of year2010-12-31$459,597
Participant contributions at end of year2010-12-31$36,696
Participant contributions at beginning of year2010-12-31$74,267
Assets. Other investments not covered elsewhere at end of year2010-12-31$12,977,459
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$11,788,911
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,163
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$14,615
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$22,390
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$221,872
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$14,615
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$31,856
Other income not declared elsewhere2010-12-31$1,581
Total non interest bearing cash at end of year2010-12-31$337
Total non interest bearing cash at beginning of year2010-12-31$1,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,679,889
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,788,515
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,108,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,329,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,606,658
Interest on participant loans2010-12-31$30,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$7,268
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$51,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$51,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$57
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,680,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,853,181
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$2,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$787,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$599,257
Employer contributions (assets) at end of year2010-12-31$52,531
Employer contributions (assets) at beginning of year2010-12-31$60,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,180,359
Contract administrator fees2010-12-31$7,875
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CPA HAWAII LLP
Accountancy firm EIN2010-12-31990341355
2009 : RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL

2023: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: RETIREMENT PLAN OF GOODSILL ANDERSON QUINN & STIFEL 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number89443500087
Policy instance 1
Insurance contract or identification number89443500087
Number of Individuals Covered88
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 1
Insurance contract or identification number892988-087
Number of Individuals Covered94
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 1
Insurance contract or identification number892988-087
Number of Individuals Covered94
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 1
Insurance contract or identification number892988-087
Number of Individuals Covered99
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 1
Insurance contract or identification number892988-087
Number of Individuals Covered102
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 1
Insurance contract or identification number968002453UM
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-11-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 2
Insurance contract or identification number892988-087
Number of Individuals Covered110
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 2
Insurance contract or identification number892988-087
Number of Individuals Covered120
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 1
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,840
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 1
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,840
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 2
Insurance contract or identification number892988-087
Number of Individuals Covered141
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 2
Insurance contract or identification number892988-087
Number of Individuals Covered140
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 1
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,840
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 2
Insurance contract or identification number892988-087
Number of Individuals Covered140
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 1
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,840
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 1
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 2
Insurance contract or identification number892988-087
Number of Individuals Covered140
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 2
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $45
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,840
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 1
Insurance contract or identification number892988-087
Number of Individuals Covered153
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUNSET LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69272 )
Policy contract numberK0211657
Policy instance 4
Insurance contract or identification numberK0211657
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract number52045426
Policy instance 3
Insurance contract or identification number52045426
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number968002453UM
Policy instance 2
Insurance contract or identification number968002453UM
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $28
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,840
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28
Insurance broker organization code?3
Insurance broker nameWAYNE J RONSMAN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number892988-087
Policy instance 1
Insurance contract or identification number892988-087
Number of Individuals Covered153
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUNSET LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69272 )
Policy contract numberK0215688
Policy instance 5
Insurance contract or identification numberK0215688
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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