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CENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES 401k Plan overview

Plan NameCENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES
Plan identification number 004

CENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CENTRAL MAINE POWER COMPANY has sponsored the creation of one or more 401k plans.

Company Name:CENTRAL MAINE POWER COMPANY
Employer identification number (EIN):010042740
NAIC Classification:221100

Additional information about CENTRAL MAINE POWER COMPANY

Jurisdiction of Incorporation: Connecticut Secretary of State
Incorporation Date:
Company Identification Number: 1240817

More information about CENTRAL MAINE POWER COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042017-01-01DIANE BYRON DIANE BYRON2018-10-15
0042016-01-01ANGEL BRUNO ANGEL BRUNO2017-10-16
0042015-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2016-10-17
0042014-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2015-10-15
0042013-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2014-10-14
0042012-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2013-10-11
0042011-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2014-09-11
0042010-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2011-09-26
0042009-01-01ERIC N. STINNEFORD ERIC N. STINNEFORD2010-09-17

Plan Statistics for CENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES

401k plan membership statisitcs for CENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES

Measure Date Value
2017
Total participants, beginning-of-year2017-01-01567
Total number of active participants reported on line 7a of the Form 55002017-01-01420
Number of retired or separated participants receiving benefits2017-01-019
Number of other retired or separated participants entitled to future benefits2017-01-01154
Total of all active and inactive participants2017-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01584
Number of participants with account balances2017-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016
Total participants, beginning-of-year2016-01-01602
Total number of active participants reported on line 7a of the Form 55002016-01-01420
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-01138
Total of all active and inactive participants2016-01-01566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01567
Number of participants with account balances2016-01-01555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015
Total participants, beginning-of-year2015-01-01606
Total number of active participants reported on line 7a of the Form 55002015-01-01438
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-01143
Total of all active and inactive participants2015-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01589
Number of participants with account balances2015-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014
Total participants, beginning-of-year2014-01-01609
Total number of active participants reported on line 7a of the Form 55002014-01-01436
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-01141
Total of all active and inactive participants2014-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01586
Number of participants with account balances2014-01-01552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013
Total participants, beginning-of-year2013-01-01656
Total number of active participants reported on line 7a of the Form 55002013-01-01430
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-01154
Total of all active and inactive participants2013-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01593
Number of participants with account balances2013-01-01552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012
Total participants, beginning-of-year2012-01-01620
Total number of active participants reported on line 7a of the Form 55002012-01-01401
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-01174
Total of all active and inactive participants2012-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01584
Number of participants with account balances2012-01-01556
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011
Total participants, beginning-of-year2011-01-01649
Total number of active participants reported on line 7a of the Form 55002011-01-01397
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01169
Total of all active and inactive participants2011-01-01572
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01575
Number of participants with account balances2011-01-01548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010
Total participants, beginning-of-year2010-01-01734
Total number of active participants reported on line 7a of the Form 55002010-01-01402
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-01196
Total of all active and inactive participants2010-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-01610
Number of participants with account balances2010-01-01583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009
Total participants, beginning-of-year2009-01-01769
Total number of active participants reported on line 7a of the Form 55002009-01-01503
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-01204
Total of all active and inactive participants2009-01-01711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01715
Number of participants with account balances2009-01-01675
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CENTRAL MAINE POWER COMPANY EMPLOYEE SAVINGS AND INVESTMENT PLAN FOR NON-UNION EMPLOYEES

Measure Date Value
2018
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$5,988
Total unrealized appreciation/depreciation of assets2018-12-31$5,988
Total transfer of assets to this plan2018-12-31$1,302,758
Total transfer of assets from this plan2018-12-31$1,983,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$389,667
Total loss/gain on sale of assets2018-12-31$-4,835
Total of all expenses incurred2018-12-31$13,415,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,400,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,753,004
Value of total assets at end of year2018-12-31$114,953,599
Value of total assets at beginning of year2018-12-31$128,659,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,233
Total interest from all sources2018-12-31$398,019
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$757,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$750,402
Administrative expenses professional fees incurred2018-12-31$8,084
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,854,436
Participant contributions at end of year2018-12-31$1,666,649
Participant contributions at beginning of year2018-12-31$1,657,257
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$98,470
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$123,682
Other income not declared elsewhere2018-12-31$76,722
Administrative expenses (other) incurred2018-12-31$1,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-13,025,742
Value of net assets at end of year (total assets less liabilities)2018-12-31$114,953,599
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$128,659,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$5,514
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,537,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$43,015,124
Interest on participant loans2018-12-31$89,332
Interest earned on other investments2018-12-31$308,687
Value of interest in common/collective trusts at end of year2018-12-31$95,492,216
Value of interest in common/collective trusts at beginning of year2018-12-31$72,736,748
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,070,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,814,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-312,898
Net investment gain or loss from common/collective trusts2018-12-31$-5,283,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$140,963
Assets. Invements in employer securities at beginning of year2018-12-31$219,288
Contributions received in cash from employer2018-12-31$1,774,886
Employer contributions (assets) at end of year2018-12-31$45,450
Employer contributions (assets) at beginning of year2018-12-31$117,993
Income. Dividends from common stock2018-12-31$6,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$13,400,176
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$110,133
Aggregate carrying amount (costs) on sale of assets2018-12-31$114,968
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THE BONADIO GROUP
Accountancy firm EIN2018-12-31161131146
2017
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-1,855
Total unrealized appreciation/depreciation of assets2017-12-31$-1,855
Total transfer of assets to this plan2017-12-31$1,972,269
Total transfer of assets from this plan2017-12-31$4,381,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$24,416,463
Total loss/gain on sale of assets2017-12-31$-2,502
Total of all expenses incurred2017-12-31$9,065,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,056,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,852,791
Value of total assets at end of year2017-12-31$128,659,613
Value of total assets at beginning of year2017-12-31$115,717,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,021
Total interest from all sources2017-12-31$362,250
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,423,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,419,931
Administrative expenses professional fees incurred2017-12-31$8,288
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,914,895
Participant contributions at end of year2017-12-31$1,657,257
Participant contributions at beginning of year2017-12-31$1,581,526
Participant contributions at end of year2017-12-31$98,470
Participant contributions at beginning of year2017-12-31$97,261
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$157,378
Other income not declared elsewhere2017-12-31$124,478
Administrative expenses (other) incurred2017-12-31$733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,351,231
Value of net assets at end of year (total assets less liabilities)2017-12-31$128,659,613
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$115,717,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$43,015,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$48,112,083
Interest on participant loans2017-12-31$75,962
Interest earned on other investments2017-12-31$286,288
Value of interest in common/collective trusts at end of year2017-12-31$72,736,748
Value of interest in common/collective trusts at beginning of year2017-12-31$55,176,295
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,814,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,601,081
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,533,915
Net investment gain or loss from common/collective trusts2017-12-31$11,124,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$219,288
Assets. Invements in employer securities at beginning of year2017-12-31$52,725
Contributions received in cash from employer2017-12-31$1,780,518
Employer contributions (assets) at end of year2017-12-31$117,993
Employer contributions (assets) at beginning of year2017-12-31$96,639
Income. Dividends from common stock2017-12-31$3,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,056,211
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$128,785
Aggregate carrying amount (costs) on sale of assets2017-12-31$131,287
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2017-12-31010494526
2016
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-510
Total unrealized appreciation/depreciation of assets2016-12-31$-510
Total transfer of assets to this plan2016-12-31$673,840
Total transfer of assets from this plan2016-12-31$2,657,193
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,889,016
Total loss/gain on sale of assets2016-12-31$-3,779
Total of all expenses incurred2016-12-31$8,810,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,802,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,460,191
Value of total assets at end of year2016-12-31$115,717,610
Value of total assets at beginning of year2016-12-31$112,622,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,811
Total interest from all sources2016-12-31$338,820
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,334,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,331,766
Administrative expenses professional fees incurred2016-12-31$7,664
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,806,800
Participant contributions at end of year2016-12-31$1,581,526
Participant contributions at beginning of year2016-12-31$1,549,573
Participant contributions at end of year2016-12-31$97,261
Participant contributions at beginning of year2016-12-31$96,671
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$20,307
Other income not declared elsewhere2016-12-31$60,542
Administrative expenses (other) incurred2016-12-31$147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,078,359
Value of net assets at end of year (total assets less liabilities)2016-12-31$115,717,610
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$112,622,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$48,112,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$46,253,022
Interest on participant loans2016-12-31$69,196
Interest earned on other investments2016-12-31$269,624
Value of interest in common/collective trusts at end of year2016-12-31$55,176,295
Value of interest in common/collective trusts at beginning of year2016-12-31$54,925,978
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,601,081
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$9,612,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,492,203
Net investment gain or loss from common/collective trusts2016-12-31$4,207,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$52,725
Assets. Invements in employer securities at beginning of year2016-12-31$70,182
Contributions received in cash from employer2016-12-31$1,633,084
Employer contributions (assets) at end of year2016-12-31$96,639
Employer contributions (assets) at beginning of year2016-12-31$114,379
Income. Dividends from common stock2016-12-31$2,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,802,846
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$88,623
Aggregate carrying amount (costs) on sale of assets2016-12-31$92,402
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN & NOYES, LLC
Accountancy firm EIN2016-12-31010494526
2015
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$1,250
Total unrealized appreciation/depreciation of assets2015-12-31$1,250
Total transfer of assets to this plan2015-12-31$1,049,433
Total transfer of assets from this plan2015-12-31$411,760
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,097,946
Total loss/gain on sale of assets2015-12-31$517
Total of all expenses incurred2015-12-31$5,203,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,182,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,797,654
Value of total assets at end of year2015-12-31$112,622,604
Value of total assets at beginning of year2015-12-31$112,090,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,961
Total interest from all sources2015-12-31$337,043
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,692,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,691,569
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,999,630
Participant contributions at end of year2015-12-31$1,549,573
Participant contributions at beginning of year2015-12-31$1,356,776
Participant contributions at end of year2015-12-31$96,671
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$118,608
Other income not declared elsewhere2015-12-31$35,797
Administrative expenses (other) incurred2015-12-31$20,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-105,279
Value of net assets at end of year (total assets less liabilities)2015-12-31$112,622,604
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$112,090,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$46,253,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$46,993,355
Interest on participant loans2015-12-31$62,887
Interest earned on other investments2015-12-31$274,156
Value of interest in common/collective trusts at end of year2015-12-31$54,925,978
Value of interest in common/collective trusts at beginning of year2015-12-31$54,040,817
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$9,612,799
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,635,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,732,892
Net investment gain or loss from common/collective trusts2015-12-31$-34,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$70,182
Assets. Invements in employer securities at beginning of year2015-12-31$64,137
Contributions received in cash from employer2015-12-31$1,679,416
Employer contributions (assets) at end of year2015-12-31$114,379
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$1,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,182,264
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$94,015
Aggregate carrying amount (costs) on sale of assets2015-12-31$93,498
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2015-12-31010494526
2014
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-79
Total unrealized appreciation/depreciation of assets2014-12-31$-79
Total transfer of assets to this plan2014-12-31$4,300,925
Total transfer of assets from this plan2014-12-31$1,170,912
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,894,055
Total loss/gain on sale of assets2014-12-31$88
Total of all expenses incurred2014-12-31$6,086,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,077,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,091,698
Value of total assets at end of year2014-12-31$112,090,210
Value of total assets at beginning of year2014-12-31$104,152,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,618
Total interest from all sources2014-12-31$62,752
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,940,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,939,487
Administrative expenses professional fees incurred2014-12-31$2,883
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,674,836
Participant contributions at end of year2014-12-31$1,356,776
Participant contributions at beginning of year2014-12-31$1,500,903
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$67,849
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$42,167
Other income not declared elsewhere2014-12-31$418,062
Administrative expenses (other) incurred2014-12-31$5,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,807,513
Value of net assets at end of year (total assets less liabilities)2014-12-31$112,090,210
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$104,152,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$46,993,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$45,127,532
Interest on participant loans2014-12-31$62,752
Value of interest in common/collective trusts at end of year2014-12-31$54,040,817
Value of interest in common/collective trusts at beginning of year2014-12-31$47,404,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,635,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,093,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,269,095
Net investment gain or loss from common/collective trusts2014-12-31$3,111,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$64,137
Assets. Invements in employer securities at beginning of year2014-12-31$3,222
Contributions received in cash from employer2014-12-31$1,349,013
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$23,566
Income. Dividends from common stock2014-12-31$1,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,035,757
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$2,706
Aggregate carrying amount (costs) on sale of assets2014-12-31$2,618
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2014-12-31010494526
2013
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$344
Total unrealized appreciation/depreciation of assets2013-12-31$344
Total transfer of assets to this plan2013-12-31$67,641
Total transfer of assets from this plan2013-12-31$585,538
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$21,195,279
Total loss/gain on sale of assets2013-12-31$14
Total of all expenses incurred2013-12-31$5,562,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,551,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,250,014
Value of total assets at end of year2013-12-31$104,152,684
Value of total assets at beginning of year2013-12-31$89,038,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,848
Total interest from all sources2013-12-31$58,173
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,222,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,222,213
Administrative expenses professional fees incurred2013-12-31$11,778
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,372,409
Participant contributions at end of year2013-12-31$1,500,903
Participant contributions at beginning of year2013-12-31$1,314,705
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$49,290
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$1,520
Other income not declared elsewhere2013-12-31$-129,926
Administrative expenses (other) incurred2013-12-31$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,632,368
Value of net assets at end of year (total assets less liabilities)2013-12-31$104,152,684
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$89,038,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$45,127,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$38,576,892
Interest on participant loans2013-12-31$58,173
Value of interest in common/collective trusts at end of year2013-12-31$47,404,429
Value of interest in common/collective trusts at beginning of year2013-12-31$39,000,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$10,093,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$10,129,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,315,893
Net investment gain or loss from common/collective trusts2013-12-31$8,478,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$3,222
Assets. Invements in employer securities at beginning of year2013-12-31$11
Contributions received in cash from employer2013-12-31$828,315
Employer contributions (assets) at end of year2013-12-31$23,566
Employer contributions (assets) at beginning of year2013-12-31$16,515
Income. Dividends from common stock2013-12-31$23
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,549,543
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$251
Aggregate carrying amount (costs) on sale of assets2013-12-31$237
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2013-12-31010494526
2012
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$801,344
Total transfer of assets from this plan2012-12-31$837,609
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$14,011,506
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,846,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,842,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,022,542
Value of total assets at end of year2012-12-31$89,038,213
Value of total assets at beginning of year2012-12-31$79,909,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,387
Total interest from all sources2012-12-31$56,069
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,223,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,223,735
Administrative expenses professional fees incurred2012-12-31$4,331
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,212,095
Participant contributions at end of year2012-12-31$1,314,705
Participant contributions at beginning of year2012-12-31$1,267,440
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$5,635
Assets. Other investments not covered elsewhere at end of year2012-12-31$10,129,746
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$13,918
Other income not declared elsewhere2012-12-31$412,324
Administrative expenses (other) incurred2012-12-31$56
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,164,551
Value of net assets at end of year (total assets less liabilities)2012-12-31$89,038,213
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$79,909,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$38,576,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$33,607,305
Interest on participant loans2012-12-31$56,069
Value of interest in common/collective trusts at end of year2012-12-31$39,000,344
Value of interest in common/collective trusts at beginning of year2012-12-31$45,011,009
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$806
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,969,276
Net investment gain or loss from common/collective trusts2012-12-31$5,327,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$11
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$796,529
Employer contributions (assets) at end of year2012-12-31$16,515
Employer contributions (assets) at beginning of year2012-12-31$17,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,842,568
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2012-12-31010494526
2011
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$270,386
Total transfer of assets from this plan2011-12-31$725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,813,510
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,294,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,293,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,901,242
Value of total assets at end of year2011-12-31$79,909,927
Value of total assets at beginning of year2011-12-31$83,120,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$960
Total interest from all sources2011-12-31$57,542
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$877,021
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$877,021
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,117,531
Participant contributions at end of year2011-12-31$1,267,440
Participant contributions at beginning of year2011-12-31$1,041,023
Participant contributions at end of year2011-12-31$5,635
Participant contributions at beginning of year2011-12-31$5,564
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$18,478
Other income not declared elsewhere2011-12-31$23,789
Administrative expenses (other) incurred2011-12-31$960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,480,694
Value of net assets at end of year (total assets less liabilities)2011-12-31$79,909,927
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$83,120,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$33,607,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$66,847,872
Interest on participant loans2011-12-31$57,542
Value of interest in common/collective trusts at end of year2011-12-31$45,011,009
Value of interest in common/collective trusts at beginning of year2011-12-31$15,211,141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$806
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$441,871
Net investment gain or loss from common/collective trusts2011-12-31$-1,487,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$765,233
Employer contributions (assets) at end of year2011-12-31$17,732
Employer contributions (assets) at beginning of year2011-12-31$15,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,293,244
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2011-12-31010494526
2010
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$1,937,589
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$13,462,586
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$13,289,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$13,289,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,781,995
Value of total assets at end of year2010-12-31$83,120,960
Value of total assets at beginning of year2010-12-31$84,885,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$60,561
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,553,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,553,802
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,053,768
Participant contributions at end of year2010-12-31$1,041,023
Participant contributions at beginning of year2010-12-31$1,093,396
Participant contributions at end of year2010-12-31$5,564
Participant contributions at beginning of year2010-12-31$72,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$173,336
Value of net assets at end of year (total assets less liabilities)2010-12-31$83,120,960
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$84,885,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$66,847,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$68,088,583
Interest on participant loans2010-12-31$60,561
Value of interest in common/collective trusts at end of year2010-12-31$15,211,141
Value of interest in common/collective trusts at beginning of year2010-12-31$15,592,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,768,639
Net investment gain or loss from common/collective trusts2010-12-31$1,297,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$728,227
Employer contributions (assets) at end of year2010-12-31$15,360
Employer contributions (assets) at beginning of year2010-12-31$38,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$13,289,250
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER NEWMAN & NOYES LLC
Accountancy firm EIN2010-12-31010494526
2009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses

2017
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered575
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered568
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered552
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSAGIC 20051
Policy instance 1
Insurance contract or identification numberSAGIC 20051
Number of Individuals Covered552
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSGIC 20051
Policy instance 1
Insurance contract or identification numberSGIC 20051
Number of Individuals Covered556
Insurance policy start date2012-04-30
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00720TR
Policy instance 2
Insurance contract or identification numberMDA00720TR
Insurance policy start date2012-01-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00720TR
Policy instance 1
Insurance contract or identification numberMDA00720TR
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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