401k Plan data: EMERY-WATERHOUSE COMPANY CARE PLAN plan

EMERY-WATERHOUSE COMPANY CARE PLAN 401k Plan overview

Plan Name	EMERY-WATERHOUSE COMPANY CARE PLAN
Plan identification number	001

EMERY-WATERHOUSE COMPANY CARE PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EMERY-WATERHOUSE COMPANY has sponsored the creation of one or more 401k plans.

Company Name: EMERY-WATERHOUSE COMPANY

Employer identification number (EIN): 010064270

NAIC Classification: 423700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMERY-WATERHOUSE COMPANY CARE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 STEPHEN SARKOZY
001 2013-01-01 STEPHEN SARKOZY
001 2012-01-01 MICHAEL WALLACE
001 2011-01-01 MICHAEL WALLACE
001 2009-01-01 MICHAEL WALLACE
001 2009-01-01 MICHAEL WALLACE
001 2009-01-01 MICHAEL WALLACE

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	STEPHEN SARKOZY
001	2013-01-01	STEPHEN SARKOZY
001	2012-01-01	MICHAEL WALLACE
001	2011-01-01	MICHAEL WALLACE
001	2009-01-01	MICHAEL WALLACE
001	2009-01-01	MICHAEL WALLACE
001	2009-01-01	MICHAEL WALLACE

Plan Statistics for EMERY-WATERHOUSE COMPANY CARE PLAN

401k plan membership statisitcs for EMERY-WATERHOUSE COMPANY CARE PLAN

Measure Date Value
2014: EMERY-WATERHOUSE COMPANY CARE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 333
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 32
2013: EMERY-WATERHOUSE COMPANY CARE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 297
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 247
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 86
Total of all active and inactive participants 2013-01-01 333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 333
Number of participants with account balances 2013-01-01 277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 31
2012: EMERY-WATERHOUSE COMPANY CARE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 277
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 226
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 71
Total of all active and inactive participants 2012-01-01 297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 297
Number of participants with account balances 2012-01-01 248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 34
2011: EMERY-WATERHOUSE COMPANY CARE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 228
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 48
Total of all active and inactive participants 2011-01-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 277
Number of participants with account balances 2011-01-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 23
2009: EMERY-WATERHOUSE COMPANY CARE PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 415
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 248
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 104
Total of all active and inactive participants 2009-01-01 352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 352
Number of participants with account balances 2009-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 33

Measure	Date	Value
2014: EMERY-WATERHOUSE COMPANY CARE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	333
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	32
2013: EMERY-WATERHOUSE COMPANY CARE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	297
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	247
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	86
Total of all active and inactive participants	2013-01-01	333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	333
Number of participants with account balances	2013-01-01	277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	31
2012: EMERY-WATERHOUSE COMPANY CARE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	277
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	226
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	71
Total of all active and inactive participants	2012-01-01	297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	297
Number of participants with account balances	2012-01-01	248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	34
2011: EMERY-WATERHOUSE COMPANY CARE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	228
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	48
Total of all active and inactive participants	2011-01-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	277
Number of participants with account balances	2011-01-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	23
2009: EMERY-WATERHOUSE COMPANY CARE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	415
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	248
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	104
Total of all active and inactive participants	2009-01-01	352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	352
Number of participants with account balances	2009-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	33

Financial Data on EMERY-WATERHOUSE COMPANY CARE PLAN

Measure	Date	Value
2014 : EMERY-WATERHOUSE COMPANY CARE PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$15,044,988
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$16,492
Total income from all sources (including contributions)	2014-12-31	$1,878,198
Total of all expenses incurred	2014-12-31	$3,065,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,014,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,029,285
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$16,248,753
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$51,234
Total interest from all sources	2014-12-31	$2,683
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$241,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$241,730
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$610,002
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$80,466
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$151,188
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$16,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,187,273
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$16,232,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$51,234
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$15,049,142
Interest on participant loans	2014-12-31	$2,683
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,119,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$600,779
Net investment gain or loss from common/collective trusts	2014-12-31	$3,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$268,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,014,237
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER NEWMAN & NOYES
Accountancy firm EIN	2014-12-31	010494526
2013 : EMERY-WATERHOUSE COMPANY CARE PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$16,492
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$13,072
Total income from all sources (including contributions)	2013-12-31	$3,955,111
Total of all expenses incurred	2013-12-31	$2,847,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,778,935
Value of total corrective distributions	2013-12-31	$16,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$960,922
Value of total assets at end of year	2013-12-31	$16,248,753
Value of total assets at beginning of year	2013-12-31	$15,137,400
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$51,751
Total interest from all sources	2013-12-31	$2,203
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$189,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$189,106
Administrative expenses professional fees incurred	2013-12-31	$51,751
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$687,510
Participant contributions at end of year	2013-12-31	$80,466
Participant contributions at beginning of year	2013-12-31	$76,395
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$3,803
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$16,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$13,072
Other income not declared elsewhere	2013-12-31	$3,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,107,933
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$16,232,261
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$15,124,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$15,049,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,847,053
Interest on participant loans	2013-12-31	$2,203
Value of interest in common/collective trusts at end of year	2013-12-31	$1,119,145
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,213,952
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,814,469
Net investment gain or loss from common/collective trusts	2013-12-31	$-14,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$269,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,778,935
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BAKER NEWMAN & NOYES
Accountancy firm EIN	2013-12-31	010494526
2012 : EMERY-WATERHOUSE COMPANY CARE PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$13,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$5,863
Total income from all sources (including contributions)	2012-12-31	$2,770,032
Total of all expenses incurred	2012-12-31	$923,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$865,457
Value of total corrective distributions	2012-12-31	$13,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$979,865
Value of total assets at end of year	2012-12-31	$15,137,400
Value of total assets at beginning of year	2012-12-31	$13,283,942
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$45,254
Total interest from all sources	2012-12-31	$3,009
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$213,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$213,639
Administrative expenses professional fees incurred	2012-12-31	$45,254
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$706,840
Participant contributions at end of year	2012-12-31	$76,395
Participant contributions at beginning of year	2012-12-31	$87,810
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,629
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$13,072
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$5,863
Total non interest bearing cash at beginning of year	2012-12-31	$178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,846,249
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$15,124,328
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,278,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,847,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,817,697
Interest on participant loans	2012-12-31	$3,009
Value of interest in common/collective trusts at end of year	2012-12-31	$1,213,952
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,378,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,578,094
Net investment gain or loss from common/collective trusts	2012-12-31	$-4,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$269,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$865,457
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BAKER NEWMAN & NOYES
Accountancy firm EIN	2012-12-31	010494526
2011 : EMERY-WATERHOUSE COMPANY CARE PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$5,863
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$16,437
Total income from all sources (including contributions)	2011-12-31	$446,603
Total of all expenses incurred	2011-12-31	$742,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$688,387
Value of total corrective distributions	2011-12-31	$5,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$928,235
Value of total assets at end of year	2011-12-31	$13,283,942
Value of total assets at beginning of year	2011-12-31	$13,590,831
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$48,668
Total interest from all sources	2011-12-31	$3,508
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$190,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$190,703
Administrative expenses professional fees incurred	2011-12-31	$48,668
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$632,835
Participant contributions at end of year	2011-12-31	$87,810
Participant contributions at beginning of year	2011-12-31	$90,570
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$62,293
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$5,863
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$16,437
Total non interest bearing cash at end of year	2011-12-31	$178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-296,315
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,278,079
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$13,574,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$11,817,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,437,140
Interest on participant loans	2011-12-31	$3,508
Value of interest in common/collective trusts at end of year	2011-12-31	$1,378,257
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,063,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-724,281
Net investment gain or loss from common/collective trusts	2011-12-31	$48,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$233,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$688,387
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BAKER NEWMAN & NOYES
Accountancy firm EIN	2011-12-31	010494526
2010 : EMERY-WATERHOUSE COMPANY CARE PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$16,437
Total income from all sources (including contributions)	2010-12-31	$2,484,614
Total of all expenses incurred	2010-12-31	$2,751,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,690,498
Value of total corrective distributions	2010-12-31	$16,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$674,011
Value of total assets at end of year	2010-12-31	$13,590,831
Value of total assets at beginning of year	2010-12-31	$13,841,618
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$44,903
Total interest from all sources	2010-12-31	$2,488
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$150,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$150,770
Administrative expenses professional fees incurred	2010-12-31	$44,903
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$552,592
Participant contributions at end of year	2010-12-31	$90,570
Participant contributions at beginning of year	2010-12-31	$83,815
Participant contributions at beginning of year	2010-12-31	$27
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$116,963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$16,437
Other income not declared elsewhere	2010-12-31	$39,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-267,224
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$13,574,394
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$13,841,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,437,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,231,361
Interest on participant loans	2010-12-31	$2,488
Value of interest in common/collective trusts at end of year	2010-12-31	$1,063,121
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,506,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$20,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$20,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,600,741
Net investment gain or loss from common/collective trusts	2010-12-31	$17,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$4,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,690,498
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BAKER NEWMAN & NOYES
Accountancy firm EIN	2010-12-31	010494526
2009 : EMERY-WATERHOUSE COMPANY CARE PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for EMERY-WATERHOUSE COMPANY CARE PLAN

2014: EMERY-WATERHOUSE COMPANY CARE PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EMERY-WATERHOUSE COMPANY CARE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EMERY-WATERHOUSE COMPANY CARE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EMERY-WATERHOUSE COMPANY CARE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EMERY-WATERHOUSE COMPANY CARE PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EMERY-WATERHOUSE COMPANY
Employer identification number (EIN):	010064270
NAIC Classification:	423700