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RETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK 401k Plan overview

Plan NameRETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK
Plan identification number 001

RETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KENNEBEC SAVINGS BANK has sponsored the creation of one or more 401k plans.

Company Name:KENNEBEC SAVINGS BANK
Employer identification number (EIN):010100490
NAIC Classification:522120
NAIC Description:Savings Institutions

Additional information about KENNEBEC SAVINGS BANK

Jurisdiction of Incorporation: Maine Bureau of Corporations, Elections & Commissions
Incorporation Date:
Company Identification Number: 18700001B

More information about KENNEBEC SAVINGS BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01MARY HAMMOND
0012016-01-01MARY HAMMOND
0012015-01-01KEVIN HEALEY
0012014-01-01KEVIN HEALEY
0012013-01-01KEVIN HEALEY
0012012-01-01MARY HAMMOND
0012011-01-01MARY HAMMOND2012-10-12 MARY HAMMOND2012-10-12
0012010-01-01MARY HAMMOND2011-10-11 MARY HAMMOND2011-10-11

Plan Statistics for RETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK

401k plan membership statisitcs for RETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK

Measure Date Value
2017
Total participants, beginning-of-year2017-01-01112
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016
Total participants, beginning-of-year2016-01-01118
Total number of active participants reported on line 7a of the Form 55002016-01-0171
Number of retired or separated participants receiving benefits2016-01-0129
Number of other retired or separated participants entitled to future benefits2016-01-0111
Total of all active and inactive participants2016-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015
Total participants, beginning-of-year2015-01-01120
Total number of active participants reported on line 7a of the Form 55002015-01-0173
Number of retired or separated participants receiving benefits2015-01-0130
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014
Total participants, beginning-of-year2014-01-01137
Total number of active participants reported on line 7a of the Form 55002014-01-0183
Number of retired or separated participants receiving benefits2014-01-0126
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013
Total participants, beginning-of-year2013-01-01127
Total number of active participants reported on line 7a of the Form 55002013-01-0189
Number of retired or separated participants receiving benefits2013-01-0124
Number of other retired or separated participants entitled to future benefits2013-01-0124
Total of all active and inactive participants2013-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012
Total participants, beginning-of-year2012-01-01123
Total number of active participants reported on line 7a of the Form 55002012-01-0183
Number of retired or separated participants receiving benefits2012-01-0123
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012

Financial Data on RETIREMENT PLAN FOR THE EMPLOYEES OF KENNEBEC SAVINGS BANK

Measure Date Value
2017
Total unrealized appreciation/depreciation of assets2017-10-19$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-19$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-19$10,014
Total income from all sources (including contributions)2017-10-19$2,510,037
Total loss/gain on sale of assets2017-10-19$0
Total of all expenses incurred2017-10-19$11,895,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-19$11,885,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-19$1,822,000
Value of total assets at end of year2017-10-19$0
Value of total assets at beginning of year2017-10-19$9,395,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-19$10,445
Total interest from all sources2017-10-19$0
Total dividends received (eg from common stock, registered investment company shares)2017-10-19$143,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-19Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-10-19$0
Total dividends received from registered investment company shares (eg mutual funds)2017-10-19$143,417
Administrative expenses professional fees incurred2017-10-19$4,961
Was this plan covered by a fidelity bond2017-10-19Yes
Value of fidelity bond cover2017-10-19$7,500,000
If this is an individual account plan, was there a blackout period2017-10-19No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-10-19$0
Were there any nonexempt tranactions with any party-in-interest2017-10-19No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-10-19$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-10-19$40,548
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-10-19$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-10-19$10,014
Total non interest bearing cash at end of year2017-10-19$0
Total non interest bearing cash at beginning of year2017-10-19$10,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-19No
Value of net income/loss2017-10-19$-9,385,958
Value of net assets at end of year (total assets less liabilities)2017-10-19$0
Value of net assets at beginning of year (total assets less liabilities)2017-10-19$9,385,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-19No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-19No
Were any leases to which the plan was party in default or uncollectible2017-10-19No
Investment advisory and management fees2017-10-19$5,484
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-10-19$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-19$9,345,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-19$544,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-19Yes
Was there a failure to transmit to the plan any participant contributions2017-10-19No
Has the plan failed to provide any benefit when due under the plan2017-10-19No
Contributions received in cash from employer2017-10-19$1,822,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-19$11,885,550
Did the plan have assets held for investment2017-10-19No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-19No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-19Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-19Yes
Opinion of an independent qualified public accountant for this plan2017-10-19Disclaimer
Accountancy firm name2017-10-19BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2017-10-19010523282
2016
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,014
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$12,662
Total income from all sources (including contributions)2016-12-31$634,047
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,373,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,363,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$9,395,972
Value of total assets at beginning of year2016-12-31$11,137,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,000
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$309,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$309,356
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$6,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$40,548
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$39,947
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$10,014
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$12,662
Total non interest bearing cash at end of year2016-12-31$10,014
Total non interest bearing cash at beginning of year2016-12-31$12,662
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,739,169
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,385,958
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,125,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,345,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,085,180
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$324,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,363,216
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2016-12-31010523282
2015
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$12,662
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$13,395
Total income from all sources (including contributions)2015-12-31$10,703
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$716,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$706,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$11,137,789
Value of total assets at beginning of year2015-12-31$11,844,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,000
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$333,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$333,294
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$6,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$39,947
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$35,710
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$12,662
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$13,395
Total non interest bearing cash at end of year2015-12-31$12,662
Total non interest bearing cash at beginning of year2015-12-31$13,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-706,239
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,125,127
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,831,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,085,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,795,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-322,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$706,942
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2015-12-31010523282
2014
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$13,395
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,829
Total income from all sources (including contributions)2014-12-31$963,380
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,009,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$996,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$11,844,761
Value of total assets at beginning of year2014-12-31$11,887,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,000
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$269,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$269,945
Administrative expenses professional fees incurred2014-12-31$3,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$6,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$35,710
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$31,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$13,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$9,829
Total non interest bearing cash at end of year2014-12-31$13,396
Total non interest bearing cash at beginning of year2014-12-31$9,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-46,081
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,831,366
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,877,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,795,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,846,238
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$693,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$996,461
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2014-12-31010523282
2013
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9,829
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,061,448
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$425,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$399,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$11,887,276
Value of total assets at beginning of year2013-12-31$10,241,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$26,270
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$203,366
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$203,366
Administrative expenses professional fees incurred2013-12-31$26,270
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$6,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$31,209
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$9,829
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$9,829
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,635,495
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,877,447
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,241,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,846,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,721,593
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,520,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,290,372
Net investment gain/loss from pooled separate accounts2013-12-31$567,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$399,683
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2013-12-31010523282
2012
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,285,190
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$578,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$550,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,043,667
Value of total assets at end of year2012-12-31$10,241,952
Value of total assets at beginning of year2012-12-31$8,534,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,308
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$93,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$93,492
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$6,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,707,061
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,241,952
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,534,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,758
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,721,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,632,845
Value of interest in pooled separate accounts at end of year2012-12-31$5,520,359
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,902,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$554,050
Net investment gain/loss from pooled separate accounts2012-12-31$593,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,043,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$550,821
Contract administrator fees2012-12-31$13,550
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2012-12-31010523282

Form 5500 Responses

2017
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number45195
Policy instance 1
Insurance contract or identification number45195
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number45195
Policy instance 1
Insurance contract or identification number45195
Number of Individuals Covered126
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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