Logo

MAINE PUBLIC SERVICE COMPANY PENSION PLAN 401k Plan overview

Plan NameMAINE PUBLIC SERVICE COMPANY PENSION PLAN
Plan identification number 001

MAINE PUBLIC SERVICE COMPANY PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Code section 401(h) arrangement - Plan contains separate accounts under Code section 401(h) to provide employee health benefits.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MAINE PUBLIC SERVICE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:MAINE PUBLIC SERVICE COMPANY
Employer identification number (EIN):010113635
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAINE PUBLIC SERVICE COMPANY PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01KRIS CHAHLEY
0012015-01-01KRIS CHAHLEY
0012014-01-01KRIS CHAHLEY
0012013-01-01PETER DAWES
0012012-01-01PETER DAWES
0012011-01-01PETER DAWES
0012009-01-01FRANK SMITH FRANK SMITH2010-10-13

Plan Statistics for MAINE PUBLIC SERVICE COMPANY PENSION PLAN

401k plan membership statisitcs for MAINE PUBLIC SERVICE COMPANY PENSION PLAN

Measure Date Value
2016
Total participants, beginning-of-year2016-01-01257
Total number of active participants reported on line 7a of the Form 55002016-01-0159
Number of retired or separated participants receiving benefits2016-01-01113
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0126
Total participants2016-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015
Total participants, beginning-of-year2015-01-01266
Total number of active participants reported on line 7a of the Form 55002015-01-0164
Number of retired or separated participants receiving benefits2015-01-01110
Number of other retired or separated participants entitled to future benefits2015-01-0161
Total of all active and inactive participants2015-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0122
Total participants2015-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014
Total participants, beginning-of-year2014-01-01268
Total number of active participants reported on line 7a of the Form 55002014-01-0169
Number of retired or separated participants receiving benefits2014-01-01109
Number of other retired or separated participants entitled to future benefits2014-01-0166
Total of all active and inactive participants2014-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0122
Total participants2014-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013
Total participants, beginning-of-year2013-01-01274
Total number of active participants reported on line 7a of the Form 55002013-01-0178
Number of retired or separated participants receiving benefits2013-01-01107
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0123
Total participants2013-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012
Total participants, beginning-of-year2012-01-01280
Total number of active participants reported on line 7a of the Form 55002012-01-0192
Number of retired or separated participants receiving benefits2012-01-01107
Number of other retired or separated participants entitled to future benefits2012-01-0154
Total of all active and inactive participants2012-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0121
Total participants2012-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011
Total participants, beginning-of-year2011-01-01284
Total number of active participants reported on line 7a of the Form 55002011-01-01102
Number of retired or separated participants receiving benefits2011-01-01106
Number of other retired or separated participants entitled to future benefits2011-01-0151
Total of all active and inactive participants2011-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0121
Total participants2011-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009
Total participants, beginning-of-year2009-01-01287
Total number of active participants reported on line 7a of the Form 55002009-01-01113
Number of retired or separated participants receiving benefits2009-01-0198
Number of other retired or separated participants entitled to future benefits2009-01-0150
Total of all active and inactive participants2009-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0121
Total participants2009-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on MAINE PUBLIC SERVICE COMPANY PENSION PLAN

Measure Date Value
2016
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$23,956
Total unrealized appreciation/depreciation of assets2016-12-31$23,956
Total income from all sources (including contributions)2016-12-31$2,118,285
Total loss/gain on sale of assets2016-12-31$356
Total of all expenses incurred2016-12-31$1,710,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,390,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$409,880
Value of total assets at end of year2016-12-31$19,461,875
Value of total assets at beginning of year2016-12-31$19,054,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$320,256
Total interest from all sources2016-12-31$33
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$349,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$349,616
Administrative expenses professional fees incurred2016-12-31$129,300
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$280,357
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$289,392
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$488
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$510
Other income not declared elsewhere2016-12-31$6,967
Administrative expenses (other) incurred2016-12-31$190,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$407,353
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,461,875
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,054,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,161,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,853,747
Value of interest in common/collective trusts at end of year2016-12-31$2,591,515
Value of interest in common/collective trusts at beginning of year2016-12-31$4,493,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$28,071
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$17,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$17,586
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,055,232
Net investment gain or loss from common/collective trusts2016-12-31$272,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$409,880
Employer contributions (assets) at end of year2016-12-31$400,000
Employer contributions (assets) at beginning of year2016-12-31$400,000
Income. Dividends from common stock2016-12-31$117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,390,676
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$83,270
Aggregate carrying amount (costs) on sale of assets2016-12-31$82,914
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-7,476
Total unrealized appreciation/depreciation of assets2015-12-31$-7,476
Total income from all sources (including contributions)2015-12-31$110,143
Total loss/gain on sale of assets2015-12-31$1,753
Total of all expenses incurred2015-12-31$1,639,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,384,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$443,639
Value of total assets at end of year2015-12-31$19,054,522
Value of total assets at beginning of year2015-12-31$20,583,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$254,793
Total interest from all sources2015-12-31$12
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$276,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$276,480
Administrative expenses professional fees incurred2015-12-31$71,771
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$289,392
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$286,747
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$510
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$499
Other income not declared elsewhere2015-12-31$6,253
Administrative expenses (other) incurred2015-12-31$183,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,529,225
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,054,522
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,583,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,853,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,815,319
Value of interest in common/collective trusts at end of year2015-12-31$4,493,287
Value of interest in common/collective trusts at beginning of year2015-12-31$4,431,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$17,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$26,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$26,745
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-440,686
Net investment gain or loss from common/collective trusts2015-12-31$-169,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$443,639
Employer contributions (assets) at end of year2015-12-31$400,000
Employer contributions (assets) at beginning of year2015-12-31$22,547
Income. Dividends from common stock2015-12-31$27
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,384,575
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$133,793
Aggregate carrying amount (costs) on sale of assets2015-12-31$132,040
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$17,853
Total unrealized appreciation/depreciation of assets2014-12-31$17,853
Total income from all sources (including contributions)2014-12-31$1,977,491
Total loss/gain on sale of assets2014-12-31$-648
Total of all expenses incurred2014-12-31$1,555,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,326,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$133,339
Value of total assets at end of year2014-12-31$20,583,747
Value of total assets at beginning of year2014-12-31$20,162,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$229,017
Total interest from all sources2014-12-31$5
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$296,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$296,767
Administrative expenses professional fees incurred2014-12-31$20,955
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$286,747
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$41,798
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$499
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$13,213
Other income not declared elsewhere2014-12-31$4,358
Administrative expenses (other) incurred2014-12-31$208,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$421,634
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,583,747
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,162,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,815,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,239,564
Value of interest in common/collective trusts at end of year2014-12-31$4,431,890
Value of interest in common/collective trusts at beginning of year2014-12-31$3,523,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$26,745
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$24,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$24,469
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$831,272
Net investment gain or loss from common/collective trusts2014-12-31$694,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$133,339
Employer contributions (assets) at end of year2014-12-31$22,547
Employer contributions (assets) at beginning of year2014-12-31$319,582
Income. Dividends from common stock2014-12-31$97
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,326,840
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$336,346
Aggregate carrying amount (costs) on sale of assets2014-12-31$336,994
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-2,741
Total unrealized appreciation/depreciation of assets2013-12-31$-2,741
Total income from all sources (including contributions)2013-12-31$3,872,289
Total loss/gain on sale of assets2013-12-31$-51
Total of all expenses incurred2013-12-31$1,497,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,284,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,075,645
Value of total assets at end of year2013-12-31$20,162,113
Value of total assets at beginning of year2013-12-31$17,787,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$213,182
Total interest from all sources2013-12-31$12
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$290,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$290,002
Administrative expenses professional fees incurred2013-12-31$82,085
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$41,798
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$39,320
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$13,213
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$171
Other income not declared elsewhere2013-12-31$41,243
Administrative expenses (other) incurred2013-12-31$131,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,374,361
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,162,113
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,787,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,239,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,960,633
Value of interest in common/collective trusts at end of year2013-12-31$3,523,487
Value of interest in common/collective trusts at beginning of year2013-12-31$5,375,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$24,469
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$10,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$10,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,595,105
Net investment gain or loss from common/collective trusts2013-12-31$-126,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,075,645
Employer contributions (assets) at end of year2013-12-31$319,582
Employer contributions (assets) at beginning of year2013-12-31$400,875
Income. Dividends from common stock2013-12-31$27
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,284,746
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$954,573
Aggregate carrying amount (costs) on sale of assets2013-12-31$954,624
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,481
Total unrealized appreciation/depreciation of assets2012-12-31$2,481
Total income from all sources (including contributions)2012-12-31$2,927,796
Total loss/gain on sale of assets2012-12-31$455,903
Total of all expenses incurred2012-12-31$1,417,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,223,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,056,684
Value of total assets at end of year2012-12-31$17,787,752
Value of total assets at beginning of year2012-12-31$16,277,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$193,506
Total interest from all sources2012-12-31$32,031
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$348,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$279,827
Administrative expenses professional fees incurred2012-12-31$107,429
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$7,964
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$39,320
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$959,363
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$171
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$26,629
Other income not declared elsewhere2012-12-31$31,618
Administrative expenses (other) incurred2012-12-31$70,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,510,318
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,787,752
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,277,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$15,503
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,960,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,537,189
Income. Interest from US Government securities2012-12-31$30,685
Value of interest in common/collective trusts at end of year2012-12-31$5,375,889
Value of interest in common/collective trusts at beginning of year2012-12-31$572,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$10,864
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$937,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$937,053
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,346
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$1,613,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$899,487
Net investment gain or loss from common/collective trusts2012-12-31$100,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,056,684
Employer contributions (assets) at end of year2012-12-31$400,875
Employer contributions (assets) at beginning of year2012-12-31$277,000
Income. Dividends from common stock2012-12-31$68,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,223,972
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$8,346,774
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$34,128,440
Aggregate carrying amount (costs) on sale of assets2012-12-31$33,672,537
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CATURANO AND COMPANY, INC.
Accountancy firm EIN2012-12-31042775195
2011
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-262,265
Total unrealized appreciation/depreciation of assets2011-12-31$-262,265
Total transfer of assets to this plan2011-12-31$172,735
Total income from all sources (including contributions)2011-12-31$685,602
Total loss/gain on sale of assets2011-12-31$-220,144
Total of all expenses incurred2011-12-31$1,358,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,201,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,027,000
Value of total assets at end of year2011-12-31$16,277,434
Value of total assets at beginning of year2011-12-31$16,777,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$157,554
Total interest from all sources2011-12-31$55,066
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$335,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$206,825
Administrative expenses professional fees incurred2011-12-31$70,188
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$7,964
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$959,363
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$26,629
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$27,420
Other income not declared elsewhere2011-12-31$21,018
Administrative expenses (other) incurred2011-12-31$85,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-672,985
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,277,434
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,777,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$2,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,537,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,258,156
Income. Interest from US Government securities2011-12-31$54,164
Value of interest in common/collective trusts at end of year2011-12-31$572,007
Value of interest in common/collective trusts at beginning of year2011-12-31$555,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$937,053
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$977,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$977,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$902
Asset value of US Government securities at end of year2011-12-31$1,613,455
Asset value of US Government securities at beginning of year2011-12-31$1,761,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-300,232
Net investment gain or loss from common/collective trusts2011-12-31$29,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,027,000
Employer contributions (assets) at end of year2011-12-31$277,000
Employer contributions (assets) at beginning of year2011-12-31$261,000
Income. Dividends from common stock2011-12-31$128,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,201,033
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$8,346,774
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$8,936,037
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$15,027,486
Aggregate carrying amount (costs) on sale of assets2011-12-31$15,247,630
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CATURANO AND COMPANY, INC.
Accountancy firm EIN2011-12-31042775195
2010
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,306,799
Total unrealized appreciation/depreciation of assets2010-12-31$1,306,799
Total income from all sources (including contributions)2010-12-31$3,337,931
Total loss/gain on sale of assets2010-12-31$261,657
Total of all expenses incurred2010-12-31$1,324,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,142,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,011,000
Value of total assets at end of year2010-12-31$16,777,684
Value of total assets at beginning of year2010-12-31$14,764,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$181,893
Total interest from all sources2010-12-31$66,980
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$246,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$143,300
Administrative expenses professional fees incurred2010-12-31$91,757
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$93,556
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$27,420
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$73,204
Other income not declared elsewhere2010-12-31$70,345
Administrative expenses (other) incurred2010-12-31$90,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,013,088
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,777,684
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,764,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,258,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,822,377
Income. Interest from US Government securities2010-12-31$65,942
Value of interest in common/collective trusts at end of year2010-12-31$555,959
Value of interest in common/collective trusts at beginning of year2010-12-31$509,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$977,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$921,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$921,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,038
Asset value of US Government securities at end of year2010-12-31$1,761,163
Asset value of US Government securities at beginning of year2010-12-31$547,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$330,857
Net investment gain or loss from common/collective trusts2010-12-31$44,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,011,000
Employer contributions (assets) at end of year2010-12-31$261,000
Employer contributions (assets) at beginning of year2010-12-31$200,000
Income. Dividends from common stock2010-12-31$102,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,142,950
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,175,945
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$8,936,037
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$7,420,810
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$16,164,999
Aggregate carrying amount (costs) on sale of assets2010-12-31$15,903,342
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CATURANO AND COMPANY, INC.
Accountancy firm EIN2010-12-31042775195
2009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses

2016
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
US 401k Lookup     VAT Lookup