PRESIDENT AND TRUSTEES OF BATES COLLEGE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BATES COLLEGE 403(B) RETIREMENT PLAN
Measure | Date | Value |
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2022 : BATES COLLEGE 403(B) RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-12,851,605 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $5,801,929 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,707,689 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $3,454 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,534,411 |
Value of total assets at end of year | 2022-12-31 | $135,301,895 |
Value of total assets at beginning of year | 2022-12-31 | $153,955,429 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $90,786 |
Total interest from all sources | 2022-12-31 | $1,091,692 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,194,686 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,194,686 |
Administrative expenses professional fees incurred | 2022-12-31 | $12,500 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $4,522,221 |
Participant contributions at end of year | 2022-12-31 | $637,517 |
Participant contributions at beginning of year | 2022-12-31 | $541,249 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $691,181 |
Other income not declared elsewhere | 2022-12-31 | $116,416 |
Administrative expenses (other) incurred | 2022-12-31 | $48,338 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-18,653,534 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $135,301,895 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $153,955,429 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $29,948 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $96,441,969 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $116,634,628 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $7,265,667 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $6,718,297 |
Interest on participant loans | 2022-12-31 | $26,815 |
Interest earned on other investments | 2022-12-31 | $1,064,877 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $30,956,742 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $30,061,255 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $892,044 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-23,346,920 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $558,110 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,321,009 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,815,645 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2022-12-31 | 010523282 |
2021 : BATES COLLEGE 403(B) RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $28,139,394 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,780,666 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,689,690 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $10,502,428 |
Value of total assets at end of year | 2021-12-31 | $153,955,429 |
Value of total assets at beginning of year | 2021-12-31 | $130,596,701 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $90,976 |
Total interest from all sources | 2021-12-31 | $900,904 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,089,669 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,089,669 |
Administrative expenses professional fees incurred | 2021-12-31 | $11,900 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $4,299,532 |
Participant contributions at end of year | 2021-12-31 | $541,249 |
Participant contributions at beginning of year | 2021-12-31 | $202,832 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,717,305 |
Other income not declared elsewhere | 2021-12-31 | $119,400 |
Administrative expenses (other) incurred | 2021-12-31 | $52,076 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $23,358,728 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $153,955,429 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $130,596,701 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $27,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $116,634,628 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $95,948,829 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $6,718,297 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $5,770,453 |
Interest on participant loans | 2021-12-31 | $16,247 |
Interest earned on other investments | 2021-12-31 | $884,657 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $30,061,255 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $28,674,587 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $26,998 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $12,495,173 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,031,820 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $4,485,591 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,662,692 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2021-12-31 | 010523282 |
2020 : BATES COLLEGE 403(B) RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $24,545,466 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $5,520,782 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,444,290 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,411,992 |
Value of total assets at end of year | 2020-12-31 | $130,596,701 |
Value of total assets at beginning of year | 2020-12-31 | $111,572,017 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $76,492 |
Total interest from all sources | 2020-12-31 | $932,484 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,528,495 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,528,495 |
Administrative expenses professional fees incurred | 2020-12-31 | $11,650 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $4,261,012 |
Participant contributions at end of year | 2020-12-31 | $202,832 |
Participant contributions at beginning of year | 2020-12-31 | $65,339 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,260,082 |
Other income not declared elsewhere | 2020-12-31 | $82,285 |
Administrative expenses (other) incurred | 2020-12-31 | $40,959 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $19,024,684 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $130,596,701 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $111,572,017 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $23,883 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $95,948,829 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $78,337,168 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $5,770,453 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $6,129,457 |
Interest earned on other investments | 2020-12-31 | $932,484 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $28,674,587 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $27,040,053 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,307,015 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $13,642,197 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-51,987 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,890,898 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,137,275 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2020-12-31 | 010523282 |
2019 : BATES COLLEGE 403(B) RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $24,417,118 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $5,741,892 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,678,936 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,719,625 |
Value of total assets at end of year | 2019-12-31 | $111,572,017 |
Value of total assets at beginning of year | 2019-12-31 | $92,896,791 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $62,956 |
Total interest from all sources | 2019-12-31 | $902,504 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $998,112 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $998,112 |
Administrative expenses professional fees incurred | 2019-12-31 | $11,800 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,253,067 |
Participant contributions at end of year | 2019-12-31 | $65,339 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,210,952 |
Other income not declared elsewhere | 2019-12-31 | $76,116 |
Administrative expenses (other) incurred | 2019-12-31 | $31,733 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $18,675,226 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $111,572,017 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $92,896,791 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $19,423 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $78,337,168 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $60,993,628 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $6,129,457 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $5,745,452 |
Interest earned on other investments | 2019-12-31 | $902,504 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $27,040,053 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $26,157,711 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $508,980 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $14,403,039 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $317,722 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,255,606 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,169,956 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2019-12-31 | 010523282 |
2018 : BATES COLLEGE 403(B) RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $3,517,856 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,808,803 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,749,127 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,848,958 |
Value of total assets at end of year | 2018-12-31 | $92,896,791 |
Value of total assets at beginning of year | 2018-12-31 | $95,187,738 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $59,676 |
Total interest from all sources | 2018-12-31 | $903,695 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $962,590 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $962,590 |
Administrative expenses professional fees incurred | 2018-12-31 | $11,800 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,142,629 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,502,713 |
Other income not declared elsewhere | 2018-12-31 | $97,637 |
Administrative expenses (other) incurred | 2018-12-31 | $24,353 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,290,947 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $92,896,791 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $95,187,738 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $23,523 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $60,993,628 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $64,280,550 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $5,745,452 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $5,190,695 |
Interest earned on other investments | 2018-12-31 | $903,695 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $26,157,711 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $25,716,493 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $432,676 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,546,329 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $251,305 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,203,616 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,316,451 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2018-12-31 | 010523282 |
2017 : BATES COLLEGE 403(B) RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $17,380,404 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,011,186 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,991,992 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,517,409 |
Value of total assets at end of year | 2017-12-31 | $95,187,738 |
Value of total assets at beginning of year | 2017-12-31 | $80,818,520 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $19,194 |
Total interest from all sources | 2017-12-31 | $851,834 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $590,572 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $590,572 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,839,225 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $542,980 |
Other income not declared elsewhere | 2017-12-31 | $19,074 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $14,369,218 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $95,187,738 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $80,818,520 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $19,194 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $64,280,550 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $51,774,412 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,190,695 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $4,767,970 |
Interest earned on other investments | 2017-12-31 | $851,834 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $25,716,493 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $24,276,138 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $201,975 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,186,021 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $215,494 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,135,204 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,790,017 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2017-12-31 | 010523282 |
2016 : BATES COLLEGE 403(B) RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $10,785,943 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,362,115 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,341,511 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $6,167,468 |
Value of total assets at end of year | 2016-12-31 | $80,818,520 |
Value of total assets at beginning of year | 2016-12-31 | $73,394,692 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $20,604 |
Total interest from all sources | 2016-12-31 | $854,090 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $349,042 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $349,042 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,747,520 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,330,080 |
Other income not declared elsewhere | 2016-12-31 | $20,388 |
Administrative expenses (other) incurred | 2016-12-31 | $2 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $7,423,828 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $80,818,520 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $73,394,692 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $20,602 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $51,774,412 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $46,753,045 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $4,767,970 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $4,408,068 |
Interest earned on other investments | 2016-12-31 | $854,090 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $24,276,138 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $22,233,579 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $148,805 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,164,301 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $230,654 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,089,868 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,192,706 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2016-12-31 | 010523282 |
2015 : BATES COLLEGE 403(B) RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $6,956,253 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $4,202,183 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,192,961 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $1,894 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,753,448 |
Value of total assets at end of year | 2015-12-31 | $73,394,692 |
Value of total assets at beginning of year | 2015-12-31 | $70,640,622 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,328 |
Total interest from all sources | 2015-12-31 | $765,255 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $270,149 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $270,149 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,582,642 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,145,996 |
Other income not declared elsewhere | 2015-12-31 | $7,230 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,754,070 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $73,394,692 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $70,640,622 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $7,328 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $46,753,045 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $45,180,816 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $4,408,068 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $4,026,155 |
Interest earned on other investments | 2015-12-31 | $765,255 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $22,233,579 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $21,433,651 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $452,170 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-168,377 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $328,548 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,024,810 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,740,791 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2015-12-31 | 010523282 |
2014 : BATES COLLEGE 403(B) RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $18,884 |
Total income from all sources (including contributions) | 2014-12-31 | $9,250,194 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,234,570 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,219,582 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,005,722 |
Value of total assets at end of year | 2014-12-31 | $70,640,622 |
Value of total assets at beginning of year | 2014-12-31 | $64,643,882 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $14,988 |
Total interest from all sources | 2014-12-31 | $764,031 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $175,010 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $175,010 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $3,469,581 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $574,839 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $18,884 |
Other income not declared elsewhere | 2014-12-31 | $14,908 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,015,624 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $70,640,622 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $64,624,998 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $14,988 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $45,180,816 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $40,523,491 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $4,026,155 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $3,601,309 |
Interest earned on other investments | 2014-12-31 | $764,031 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $21,433,651 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $20,519,082 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $326,274 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,848,667 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $441,856 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $961,302 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,893,308 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2014-12-31 | 010523282 |
2013 : BATES COLLEGE 403(B) RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $18,884 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $12,327,617 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,801,881 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,788,200 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,020,369 |
Value of total assets at end of year | 2013-12-31 | $64,643,882 |
Value of total assets at beginning of year | 2013-12-31 | $54,099,262 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $13,681 |
Total interest from all sources | 2013-12-31 | $711,487 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $51,185 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $51,185 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,266,899 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $23,589 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $18,884 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
Other income not declared elsewhere | 2013-12-31 | $14,150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $10,525,736 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $64,624,998 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $54,099,262 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $13,681 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $40,523,491 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $32,115,094 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $3,601,309 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,976,944 |
Interest earned on other investments | 2013-12-31 | $711,487 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $20,519,082 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $19,007,224 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $19,246 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $7,227,924 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $302,502 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $729,881 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,768,954 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2013-12-31 | 010523282 |
2012 : BATES COLLEGE 403(B) RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $8,273,284 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,647,806 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,641,482 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,335,318 |
Value of total assets at end of year | 2012-12-31 | $54,099,262 |
Value of total assets at beginning of year | 2012-12-31 | $48,473,784 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,324 |
Total interest from all sources | 2012-12-31 | $651,778 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,843,613 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $115,746 |
Other income not declared elsewhere | 2012-12-31 | $6,528 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $5,625,478 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $54,099,262 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $48,473,784 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $6,324 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $32,115,094 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $28,064,903 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,976,944 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $2,518,329 |
Interest earned on other investments | 2012-12-31 | $651,778 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $19,007,224 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $17,890,552 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $915,983 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,019,318 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $260,342 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $375,959 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,725,499 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BERRY, DUNN, MCNEIL & PARKER, LLC |
Accountancy firm EIN | 2012-12-31 | 010523282 |
2011 : BATES COLLEGE 403(B) RETIREMENT PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Expenses. Interest paid | 2011-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,071,699 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,329,198 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,329,198 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of total corrective distributions | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,542,340 |
Value of total assets at end of year | 2011-12-31 | $48,473,784 |
Value of total assets at beginning of year | 2011-12-31 | $45,731,283 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $604,116 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,826,753 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $348,834 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
Other income not declared elsewhere | 2011-12-31 | $88,528 |
Administrative expenses (other) incurred | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,742,501 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $48,473,784 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $45,731,283 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $28,064,903 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $27,708,379 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $2,518,329 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,958,057 |
Interest earned on other investments | 2011-12-31 | $604,116 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $17,890,552 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $16,064,847 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-438,776 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $275,491 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $366,753 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,329,198 |
Contract administrator fees | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BERRY DUNN MCNEIL & PARKER |
Accountancy firm EIN | 2011-12-31 | 010523282 |
2010 : BATES COLLEGE 403(B) RETIREMENT PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $7,232,522 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,393,873 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,393,873 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,246,429 |
Value of total assets at end of year | 2010-12-31 | $45,731,283 |
Value of total assets at beginning of year | 2010-12-31 | $39,892,634 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $525,774 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,735,628 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $15,665 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $159,245 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $5,838,649 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $45,731,283 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $39,892,634 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $27,708,379 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $23,431,577 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,958,057 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,475,402 |
Interest earned on other investments | 2010-12-31 | $525,774 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $16,064,847 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $14,967,330 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,244,095 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $216,224 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $351,556 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $2,660 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,393,873 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BERRY DUNN |
Accountancy firm EIN | 2010-12-31 | 010523282 |
2009 : BATES COLLEGE 403(B) RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |