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MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameMAINE MEDICAL CENTER 403(B) RETIREMENT PLAN
Plan identification number 002

MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MAINEHEALTH has sponsored the creation of one or more 401k plans.

Company Name:MAINEHEALTH
Employer identification number (EIN):010238552
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about MAINEHEALTH

Jurisdiction of Incorporation: Maine Bureau of Corporations, Elections & Commissions
Incorporation Date:
Company Identification Number: 19510013ND

More information about MAINEHEALTH

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01KEITH KOLODGIE
0022015-01-01KEITH KOLODGIE
0022014-01-01KEITH KOLODGIE
0022013-01-01KEITH KOLODGIE
0022012-01-01KEITH E. KOLODGIE KEITH E. KOLODGIE2013-10-14
0022011-01-01KEITH E. KOLODGIE KEITH E. KOLODGIE2012-10-15
0022010-01-01KEITH E. KOLODGIE
0022009-01-01KEITH E. KOLODGIE KEITH E. KOLODGIE2010-10-14

Plan Statistics for MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN

401k plan membership statisitcs for MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN

Measure Date Value
2016: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,640
Total number of active participants reported on line 7a of the Form 55002016-01-0114,155
Number of retired or separated participants receiving benefits2016-01-0184
Number of other retired or separated participants entitled to future benefits2016-01-012,229
Total of all active and inactive participants2016-01-0116,468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0124
Total participants2016-01-0116,492
Number of participants with account balances2016-01-0113,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01748
2015: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018,400
Total number of active participants reported on line 7a of the Form 55002015-01-017,358
Number of retired or separated participants receiving benefits2015-01-0158
Number of other retired or separated participants entitled to future benefits2015-01-011,213
Total of all active and inactive participants2015-01-018,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0111
Total participants2015-01-018,640
Number of participants with account balances2015-01-017,533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01387
2014: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,602
Total number of active participants reported on line 7a of the Form 55002014-01-016,849
Number of retired or separated participants receiving benefits2014-01-0148
Number of other retired or separated participants entitled to future benefits2014-01-011,488
Total of all active and inactive participants2014-01-018,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0114
Total participants2014-01-018,399
Number of participants with account balances2014-01-016,865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01127
2013: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018,111
Total number of active participants reported on line 7a of the Form 55002013-01-016,527
Number of retired or separated participants receiving benefits2013-01-0140
Number of other retired or separated participants entitled to future benefits2013-01-011,031
Total of all active and inactive participants2013-01-017,598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-017,602
Number of participants with account balances2013-01-015,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0125
2012: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,811
Total number of active participants reported on line 7a of the Form 55002012-01-016,828
Number of retired or separated participants receiving benefits2012-01-0111
Number of other retired or separated participants entitled to future benefits2012-01-011,272
Total of all active and inactive participants2012-01-018,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-018,111
Number of participants with account balances2012-01-015,620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,251
Total number of active participants reported on line 7a of the Form 55002011-01-016,727
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-011,075
Total of all active and inactive participants2011-01-017,808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-017,811
Number of participants with account balances2011-01-015,379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2010: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-017,279
Total number of active participants reported on line 7a of the Form 55002010-01-014,229
Number of retired or separated participants receiving benefits2010-01-016
Number of other retired or separated participants entitled to future benefits2010-01-011,015
Total of all active and inactive participants2010-01-015,250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-015,251
Number of participants with account balances2010-01-015,073
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0113
2009: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016,770
Total number of active participants reported on line 7a of the Form 55002009-01-016,323
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-01949
Total of all active and inactive participants2009-01-017,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-017,279
Number of participants with account balances2009-01-014,809
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0113

Financial Data on MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN

Measure Date Value
2016 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$142,274,607
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$24,072,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$23,907,224
Expenses. Certain deemed distributions of participant loans2016-12-31$146,718
Value of total corrective distributions2016-12-31$2,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$110,307,390
Value of total assets at end of year2016-12-31$540,740,080
Value of total assets at beginning of year2016-12-31$422,538,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,606
Total interest from all sources2016-12-31$200,977
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$14,847,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$14,847,061
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$38,110,968
Participant contributions at end of year2016-12-31$5,119,543
Participant contributions at beginning of year2016-12-31$3,878,077
Assets. Other investments not covered elsewhere at end of year2016-12-31$106,977,926
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$84,264,489
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$57,229,219
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$3,042,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$118,201,879
Value of net assets at end of year (total assets less liabilities)2016-12-31$540,740,080
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$422,538,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$428,642,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$334,395,635
Interest on participant loans2016-12-31$200,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$13,877,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$14,967,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$23,907,224
Contract administrator fees2016-12-31$16,606
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2016-12-31010494526
2015 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$52,446,983
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$21,779,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,610,754
Expenses. Certain deemed distributions of participant loans2015-12-31$83,423
Value of total corrective distributions2015-12-31$33,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$46,185,429
Value of total assets at end of year2015-12-31$422,538,201
Value of total assets at beginning of year2015-12-31$391,870,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,546
Total interest from all sources2015-12-31$2,767,339
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$16,850,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$16,850,917
Administrative expenses professional fees incurred2015-12-31$12,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$28,855,703
Participant contributions at end of year2015-12-31$3,878,077
Participant contributions at beginning of year2015-12-31$3,272,039
Assets. Other investments not covered elsewhere at end of year2015-12-31$84,264,489
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$89,133,638
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,036,267
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-22,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$30,667,451
Value of net assets at end of year (total assets less liabilities)2015-12-31$422,538,201
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$391,870,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$334,395,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$299,465,073
Interest on participant loans2015-12-31$150,810
Interest earned on other investments2015-12-31$2,616,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-13,334,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,293,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$21,610,754
Contract administrator fees2015-12-31$39,046
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2015-12-31010494526
2014 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$66,037,862
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,151,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,028,016
Expenses. Certain deemed distributions of participant loans2014-12-31$94,631
Value of total corrective distributions2014-12-31$8
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$43,375,847
Value of total assets at end of year2014-12-31$391,870,750
Value of total assets at beginning of year2014-12-31$343,984,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,125
Total interest from all sources2014-12-31$2,578,322
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$17,441,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$17,441,435
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$25,444,021
Participant contributions at end of year2014-12-31$3,272,039
Participant contributions at beginning of year2014-12-31$2,759,485
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,631,931
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,290,931
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,734,504
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-6,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$47,886,082
Value of net assets at end of year (total assets less liabilities)2014-12-31$391,870,750
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$343,984,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$12,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$299,465,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$260,201,904
Interest on participant loans2014-12-31$129,500
Interest earned on other investments2014-12-31$2,448,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$86,501,707
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$78,732,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,648,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,197,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$18,028,016
Contract administrator fees2014-12-31$17,125
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2014-12-31010494526
2013 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$962,261
Total income from all sources (including contributions)2013-12-31$93,252,277
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$19,035,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$18,658,235
Expenses. Certain deemed distributions of participant loans2013-12-31$323,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$40,217,617
Value of total assets at end of year2013-12-31$343,984,668
Value of total assets at beginning of year2013-12-31$270,730,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$54,169
Total interest from all sources2013-12-31$2,226,664
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$8,807,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$8,807,237
Administrative expenses professional fees incurred2013-12-31$22,500
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$24,269,479
Participant contributions at end of year2013-12-31$2,759,485
Participant contributions at beginning of year2013-12-31$2,667,622
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,290,931
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,746,815
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,141,132
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$9
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$962,261
Other income not declared elsewhere2013-12-31$320,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$74,216,677
Value of net assets at end of year (total assets less liabilities)2013-12-31$343,984,668
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$269,767,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$260,201,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$201,946,841
Interest on participant loans2013-12-31$129,912
Interest earned on other investments2013-12-31$2,096,589
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$78,732,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$64,368,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$41,680,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,807,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$18,658,235
Contract administrator fees2013-12-31$31,669
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2013-12-31010494526
2012 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$962,261
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,097,034
Total income from all sources (including contributions)2012-12-31$63,414,675
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$8,484,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,462,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$37,235,054
Value of total assets at end of year2012-12-31$270,730,252
Value of total assets at beginning of year2012-12-31$215,934,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,644
Total interest from all sources2012-12-31$1,822,889
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,367,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,367,614
Administrative expenses professional fees incurred2012-12-31$1,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$23,395,744
Participant contributions at end of year2012-12-31$2,667,622
Participant contributions at beginning of year2012-12-31$2,452,449
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,746,815
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,506,528
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,844,312
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$9
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$277,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$962,261
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,097,034
Other income not declared elsewhere2012-12-31$146,190
Total non interest bearing cash at beginning of year2012-12-31$7,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$54,930,032
Value of net assets at end of year (total assets less liabilities)2012-12-31$269,767,991
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$214,837,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$201,946,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$157,275,015
Interest on participant loans2012-12-31$108,747
Interest earned on other investments2012-12-31$1,714,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,038,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,038,646
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$63
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$64,368,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$53,377,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$20,842,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,994,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,462,999
Contract administrator fees2012-12-31$20,644
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2012-12-31010494526
2011 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,097,034
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,044,668
Total income from all sources (including contributions)2011-12-31$29,001,080
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,996,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,955,822
Value of total corrective distributions2011-12-31$13,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$30,497,411
Value of total assets at end of year2011-12-31$215,934,993
Value of total assets at beginning of year2011-12-31$194,877,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$27,019
Total interest from all sources2011-12-31$1,527,380
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$3,457,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$3,457,723
Administrative expenses professional fees incurred2011-12-31$10,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$21,725,498
Participant contributions at end of year2011-12-31$2,452,449
Participant contributions at beginning of year2011-12-31$1,850,386
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,506,528
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,442,425
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$277,719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$198,865
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,097,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,044,668
Other income not declared elsewhere2011-12-31$14,667
Total non interest bearing cash at end of year2011-12-31$7,362
Total non interest bearing cash at beginning of year2011-12-31$186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$21,004,751
Value of net assets at end of year (total assets less liabilities)2011-12-31$214,837,959
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$193,833,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$157,275,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$146,008,008
Interest on participant loans2011-12-31$93,697
Interest earned on other investments2011-12-31$1,433,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,038,646
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$914,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$914,195
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$53,377,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$44,465,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-6,496,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,329,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,955,822
Contract administrator fees2011-12-31$17,019
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,440,316
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2011-12-31010494526
2010 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,044,668
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$155,533
Total income from all sources (including contributions)2010-12-31$45,324,980
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,162,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,135,039
Value of total corrective distributions2010-12-31$37
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$26,912,996
Value of total assets at end of year2010-12-31$194,877,876
Value of total assets at beginning of year2010-12-31$153,826,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,814
Total interest from all sources2010-12-31$1,267,921
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,724,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,724,280
Administrative expenses professional fees incurred2010-12-31$13,000
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$19,896,967
Participant contributions at end of year2010-12-31$1,850,386
Participant contributions at beginning of year2010-12-31$1,334,166
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,276,819
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$198,865
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$154,233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,044,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$155,533
Other income not declared elsewhere2010-12-31$29,472
Total non interest bearing cash at end of year2010-12-31$186
Total non interest bearing cash at beginning of year2010-12-31$187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$40,162,090
Value of net assets at end of year (total assets less liabilities)2010-12-31$193,833,208
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$153,671,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$146,008,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$113,533,348
Interest on participant loans2010-12-31$72,570
Interest earned on other investments2010-12-31$1,195,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$914,195
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$747,915
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$747,915
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$68
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$44,465,920
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$36,609,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,390,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,739,210
Employer contributions (assets) at beginning of year2010-12-31$172,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,135,039
Contract administrator fees2010-12-31$14,814
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,440,316
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,274,510
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER NEWMAN & NOYES
Accountancy firm EIN2010-12-31010494526
2009 : MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN

2016: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MAINE MEDICAL CENTER 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893065-007
Policy instance 1
Insurance contract or identification number893065-007
Number of Individuals Covered4241
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,263
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,263
Insurance broker organization code?4
Insurance broker nameCAPFINANCIAL PARTNERS LLC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893065-007
Policy instance 1
Insurance contract or identification number893065-007
Number of Individuals Covered6034
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,733
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,733
Insurance broker organization code?4
Insurance broker nameCAPFINANCIAL PARTNERS LLC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893065007
Policy instance 1
Insurance contract or identification number893065007
Number of Individuals Covered4635
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,249
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,249
Insurance broker organization code?4
Insurance broker nameCAPFINANCIAL PARTNERS LLC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893065007
Policy instance 1
Insurance contract or identification number893065007
Number of Individuals Covered4786
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,466
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,466
Insurance broker organization code?4
Insurance broker nameCAPFINANCIAL PARTNERS LLC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893065007
Policy instance 1
Insurance contract or identification number893065007
Number of Individuals Covered4550
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,287
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893065007
Policy instance 1
Insurance contract or identification number893065007
Number of Individuals Covered4222
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $18,000
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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