401k Plan data: INDEPENDENCE ASSOCIATION 403(B) PLAN plan

INDEPENDENCE ASSOCIATION 403(B) PLAN 401k Plan overview

Plan Name	INDEPENDENCE ASSOCIATION 403(B) PLAN
Plan identification number	001

INDEPENDENCE ASSOCIATION 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INDEPENDENCE ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name: INDEPENDENCE ASSOCIATION

Employer identification number (EIN): 010278024

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INDEPENDENCE ASSOCIATION 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-07-01 LAURA HARVEY 2022-03-04 LAURA HARVEY 2022-03-04
001 2019-07-01 LAURA HARVEY 2021-03-09 LAURA HARVEY 2021-03-09
001 2018-07-01
001 2017-07-01
001 2017-07-01
001 2016-07-01 TERRI CROSS TERRI CROSS 2018-04-11
001 2015-07-01 TERRI CROSS TERRI CROSS 2017-04-21
001 2015-07-01 TERRI CROSS 2017-04-19
001 2014-07-01 TERRI CROSS TERRI CROSS 2016-05-02
001 2014-07-01 TERRI CROSS TERRI CROSS 2016-04-28
001 2013-07-01 TERRI CROSS
001 2011-07-01 TERRI CROSS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-07-01	LAURA HARVEY	2022-03-04	LAURA HARVEY	2022-03-04
001	2019-07-01	LAURA HARVEY	2021-03-09	LAURA HARVEY	2021-03-09
001	2018-07-01
001	2017-07-01
001	2017-07-01
001	2016-07-01	TERRI CROSS		TERRI CROSS	2018-04-11
001	2015-07-01	TERRI CROSS		TERRI CROSS	2017-04-21
001	2015-07-01			TERRI CROSS	2017-04-19
001	2014-07-01	TERRI CROSS		TERRI CROSS	2016-05-02
001	2014-07-01	TERRI CROSS		TERRI CROSS	2016-04-28
001	2013-07-01	TERRI CROSS
001	2011-07-01	TERRI CROSS

Plan Statistics for INDEPENDENCE ASSOCIATION 403(B) PLAN

401k plan membership statisitcs for INDEPENDENCE ASSOCIATION 403(B) PLAN

Measure Date Value
2020: INDEPENDENCE ASSOCIATION 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 200
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 0
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 0
Total of all active and inactive participants 2020-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 0
Number of participants with account balances 2020-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
2019: INDEPENDENCE ASSOCIATION 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 230
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 185
Number of retired or separated participants receiving benefits 2019-07-01 0
Number of other retired or separated participants entitled to future benefits 2019-07-01 21
Total of all active and inactive participants 2019-07-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 206
Number of participants with account balances 2019-07-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 11
2018: INDEPENDENCE ASSOCIATION 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 235
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 208
Number of retired or separated participants receiving benefits 2018-07-01 0
Number of other retired or separated participants entitled to future benefits 2018-07-01 8
Total of all active and inactive participants 2018-07-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 216
Number of participants with account balances 2018-07-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 11
2017: INDEPENDENCE ASSOCIATION 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 222
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 231
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 6
Total of all active and inactive participants 2017-07-01 237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 237
Number of participants with account balances 2017-07-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 2
2016: INDEPENDENCE ASSOCIATION 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 225
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 204
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 4
Total of all active and inactive participants 2016-07-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 208
Number of participants with account balances 2016-07-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 3
2015: INDEPENDENCE ASSOCIATION 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 228
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 232
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 5
Total of all active and inactive participants 2015-07-01 237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 237
Number of participants with account balances 2015-07-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 4
2014: INDEPENDENCE ASSOCIATION 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 208
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 217
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 3
Total of all active and inactive participants 2014-07-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 220
Number of participants with account balances 2014-07-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 3
2013: INDEPENDENCE ASSOCIATION 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 192
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 204
Number of other retired or separated participants entitled to future benefits 2013-07-01 3
Total of all active and inactive participants 2013-07-01 207
Total participants 2013-07-01 207
Number of participants with account balances 2013-07-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 2
2011: INDEPENDENCE ASSOCIATION 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 158
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 173
Total of all active and inactive participants 2011-07-01 173
Total participants 2011-07-01 173
Number of participants with account balances 2011-07-01 61

Measure	Date	Value
2020: INDEPENDENCE ASSOCIATION 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	200
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	0
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	0
Total of all active and inactive participants	2020-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	0
Number of participants with account balances	2020-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
2019: INDEPENDENCE ASSOCIATION 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	230
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	185
Number of retired or separated participants receiving benefits	2019-07-01	0
Number of other retired or separated participants entitled to future benefits	2019-07-01	21
Total of all active and inactive participants	2019-07-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	206
Number of participants with account balances	2019-07-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	11
2018: INDEPENDENCE ASSOCIATION 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	235
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	208
Number of retired or separated participants receiving benefits	2018-07-01	0
Number of other retired or separated participants entitled to future benefits	2018-07-01	8
Total of all active and inactive participants	2018-07-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	216
Number of participants with account balances	2018-07-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	11
2017: INDEPENDENCE ASSOCIATION 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	222
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	231
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	6
Total of all active and inactive participants	2017-07-01	237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	237
Number of participants with account balances	2017-07-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	2
2016: INDEPENDENCE ASSOCIATION 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	225
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	204
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	4
Total of all active and inactive participants	2016-07-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	208
Number of participants with account balances	2016-07-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	3
2015: INDEPENDENCE ASSOCIATION 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	228
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	232
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	5
Total of all active and inactive participants	2015-07-01	237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	237
Number of participants with account balances	2015-07-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	4
2014: INDEPENDENCE ASSOCIATION 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	208
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	217
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	3
Total of all active and inactive participants	2014-07-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	220
Number of participants with account balances	2014-07-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	3
2013: INDEPENDENCE ASSOCIATION 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	192
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	204
Number of other retired or separated participants entitled to future benefits	2013-07-01	3
Total of all active and inactive participants	2013-07-01	207
Total participants	2013-07-01	207
Number of participants with account balances	2013-07-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	2
2011: INDEPENDENCE ASSOCIATION 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	158
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	173
Total of all active and inactive participants	2011-07-01	173
Total participants	2011-07-01	173
Number of participants with account balances	2011-07-01	61

Financial Data on INDEPENDENCE ASSOCIATION 403(B) PLAN

Measure	Date	Value
2021 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-05-04	$0
Total income from all sources (including contributions)	2021-05-04	$368,396
Total of all expenses incurred	2021-05-04	$1,929,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-05-04	$1,906,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-05-04	$71,433
Value of total assets at end of year	2021-05-04	$0
Value of total assets at beginning of year	2021-05-04	$1,561,172
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-05-04	$23,471
Total interest from all sources	2021-05-04	$879
Total dividends received (eg from common stock, registered investment company shares)	2021-05-04	$17,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-05-04	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2021-05-04	$0
Total dividends received from registered investment company shares (eg mutual funds)	2021-05-04	$17,185
Administrative expenses professional fees incurred	2021-05-04	$23,471
Was this plan covered by a fidelity bond	2021-05-04	Yes
Value of fidelity bond cover	2021-05-04	$2,000,000
If this is an individual account plan, was there a blackout period	2021-05-04	No
Were there any nonexempt tranactions with any party-in-interest	2021-05-04	No
Contributions received from participants	2021-05-04	$71,433
Participant contributions at end of year	2021-05-04	$0
Participant contributions at beginning of year	2021-05-04	$20,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-05-04	No
Value of net income/loss	2021-05-04	$-1,561,172
Value of net assets at end of year (total assets less liabilities)	2021-05-04	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-05-04	$1,561,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-05-04	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-05-04	No
Were any leases to which the plan was party in default or uncollectible	2021-05-04	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-05-04	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-05-04	$1,501,691
Value of interest in pooled separate accounts at end of year	2021-05-04	$0
Value of interest in pooled separate accounts at beginning of year	2021-05-04	$18,254
Interest on participant loans	2021-05-04	$736
Interest earned on other investments	2021-05-04	$143
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-05-04	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-05-04	$2,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-05-04	$2,141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-05-04	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-05-04	$18,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-05-04	$278,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-05-04	No
Was there a failure to transmit to the plan any participant contributions	2021-05-04	No
Has the plan failed to provide any benefit when due under the plan	2021-05-04	No
Employer contributions (assets) at end of year	2021-05-04	$0
Employer contributions (assets) at beginning of year	2021-05-04	$58
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-05-04	$1,906,097
Did the plan have assets held for investment	2021-05-04	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-05-04	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-05-04	Yes
Opinion of an independent qualified public accountant for this plan	2021-05-04	Disclaimer
Accountancy firm name	2021-05-04	LEONE, MCDONNELL & ROBERTS
Accountancy firm EIN	2021-05-04	020417217
2020 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2020 401k financial data
Total transfer of assets to this plan	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$287,286
Total of all expenses incurred	2020-06-30	$289,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$273,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$199,710
Value of total assets at end of year	2020-06-30	$1,561,172
Value of total assets at beginning of year	2020-06-30	$1,563,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$16,293
Total interest from all sources	2020-06-30	$1,583
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$16,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-30	$16,663
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$170,000
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$154,206
Participant contributions at end of year	2020-06-30	$20,737
Participant contributions at beginning of year	2020-06-30	$15,349
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-30	$5,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$-2,151
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$1,561,172
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$1,563,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$1,501,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$1,530,756
Value of interest in pooled separate accounts at end of year	2020-06-30	$18,254
Interest on participant loans	2020-06-30	$1,322
Interest earned on other investments	2020-06-30	$261
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-06-30	$2,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-06-30	$2,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-06-30	$2,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$18,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$15,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$68,516
Net investment gain/loss from pooled separate accounts	2020-06-30	$814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$40,184
Employer contributions (assets) at end of year	2020-06-30	$58
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$273,144
Contract administrator fees	2020-06-30	$16,293
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	LEONE, MCDONNELL & ROBERTS
Accountancy firm EIN	2020-06-30	020417217
2019 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-06-30	$0
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total transfer of assets to this plan	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Expenses. Interest paid	2019-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$287,917
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$86,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$73,883
Expenses. Certain deemed distributions of participant loans	2019-06-30	$0
Value of total corrective distributions	2019-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$207,796
Value of total assets at end of year	2019-06-30	$1,563,323
Value of total assets at beginning of year	2019-06-30	$1,362,316
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$13,027
Total income from rents	2019-06-30	$0
Total interest from all sources	2019-06-30	$1,200
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$23,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-06-30	$23,424
Administrative expenses professional fees incurred	2019-06-30	$0
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Amount of non-exempt transactions with any party-in-interest	2019-06-30	$0
Contributions received from participants	2019-06-30	$147,442
Participant contributions at end of year	2019-06-30	$15,349
Participant contributions at beginning of year	2019-06-30	$28,283
Participant contributions at end of year	2019-06-30	$0
Participant contributions at beginning of year	2019-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-06-30	$14,952
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-06-30	$0
Other income not declared elsewhere	2019-06-30	$0
Administrative expenses (other) incurred	2019-06-30	$0
Liabilities. Value of operating payables at beginning of year	2019-06-30	$0
Total non interest bearing cash at end of year	2019-06-30	$0
Total non interest bearing cash at beginning of year	2019-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Income. Non cash contributions	2019-06-30	$0
Value of net income/loss	2019-06-30	$201,007
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$1,563,323
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$1,362,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2019-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2019-06-30	$0
Investment advisory and management fees	2019-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$1,530,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$1,321,356
Interest on participant loans	2019-06-30	$996
Income. Interest from loans (other than to participants)	2019-06-30	$0
Interest earned on other investments	2019-06-30	$144
Income. Interest from US Government securities	2019-06-30	$0
Income. Interest from corporate debt instruments	2019-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-06-30	$2,078
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-06-30	$2,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-06-30	$2,018
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-06-30	$60
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-06-30	$15,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-06-30	$10,659
Expenses. Payments to insurance carriers foe the provision of benefits	2019-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$55,497
Net investment gain/loss from pooled separate accounts	2019-06-30	$0
Net investment gain or loss from common/collective trusts	2019-06-30	$0
Net gain/loss from 103.12 investment entities	2019-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$45,402
Employer contributions (assets) at end of year	2019-06-30	$0
Employer contributions (assets) at beginning of year	2019-06-30	$0
Income. Dividends from preferred stock	2019-06-30	$0
Income. Dividends from common stock	2019-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$73,883
Contract administrator fees	2019-06-30	$13,027
Liabilities. Value of benefit claims payable at beginning of year	2019-06-30	$0
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Aggregate proceeds on sale of assets	2019-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2019-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	MCLEOD ASCANIO, CPAS
Accountancy firm EIN	2019-06-30	010504993
2018 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-06-30	$0
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total transfer of assets to this plan	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Expenses. Interest paid	2018-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$282,662
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$122,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$110,146
Expenses. Certain deemed distributions of participant loans	2018-06-30	$0
Value of total corrective distributions	2018-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$178,283
Value of total assets at end of year	2018-06-30	$1,362,316
Value of total assets at beginning of year	2018-06-30	$1,201,984
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$12,184
Total income from rents	2018-06-30	$0
Total interest from all sources	2018-06-30	$2,188
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$23,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-06-30	$23,876
Administrative expenses professional fees incurred	2018-06-30	$0
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Amount of non-exempt transactions with any party-in-interest	2018-06-30	$0
Contributions received from participants	2018-06-30	$136,114
Participant contributions at end of year	2018-06-30	$28,283
Participant contributions at beginning of year	2018-06-30	$47,703
Participant contributions at end of year	2018-06-30	$0
Participant contributions at beginning of year	2018-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-06-30	$154
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-06-30	$0
Other income not declared elsewhere	2018-06-30	$443
Administrative expenses (other) incurred	2018-06-30	$0
Liabilities. Value of operating payables at beginning of year	2018-06-30	$0
Total non interest bearing cash at end of year	2018-06-30	$0
Total non interest bearing cash at beginning of year	2018-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Income. Non cash contributions	2018-06-30	$0
Value of net income/loss	2018-06-30	$160,332
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$1,362,316
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$1,201,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-06-30	$0
Investment advisory and management fees	2018-06-30	$92
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$1,321,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$1,145,738
Interest on participant loans	2018-06-30	$2,039
Income. Interest from loans (other than to participants)	2018-06-30	$0
Interest earned on other investments	2018-06-30	$90
Income. Interest from US Government securities	2018-06-30	$0
Income. Interest from corporate debt instruments	2018-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-06-30	$2,018
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-06-30	$1,959
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-06-30	$1,959
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-06-30	$59
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-06-30	$10,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-06-30	$6,584
Expenses. Payments to insurance carriers foe the provision of benefits	2018-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$77,872
Net investment gain/loss from pooled separate accounts	2018-06-30	$0
Net investment gain or loss from common/collective trusts	2018-06-30	$0
Net gain/loss from 103.12 investment entities	2018-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$42,169
Employer contributions (assets) at end of year	2018-06-30	$0
Employer contributions (assets) at beginning of year	2018-06-30	$0
Income. Dividends from preferred stock	2018-06-30	$0
Income. Dividends from common stock	2018-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$109,992
Contract administrator fees	2018-06-30	$12,092
Liabilities. Value of benefit claims payable at beginning of year	2018-06-30	$0
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Aggregate proceeds on sale of assets	2018-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2018-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	MCLEOD ASCANIO, CPAS
Accountancy firm EIN	2018-06-30	010504993
2017 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-06-30	$0
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total transfer of assets to this plan	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Expenses. Interest paid	2017-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$273,061
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$74,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$56,353
Expenses. Certain deemed distributions of participant loans	2017-06-30	$8,160
Value of total corrective distributions	2017-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$145,391
Value of total assets at end of year	2017-06-30	$1,201,984
Value of total assets at beginning of year	2017-06-30	$1,003,477
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$10,041
Total income from rents	2017-06-30	$0
Total interest from all sources	2017-06-30	$1,220
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$11,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-06-30	$11,430
Administrative expenses professional fees incurred	2017-06-30	$0
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Amount of non-exempt transactions with any party-in-interest	2017-06-30	$0
Contributions received from participants	2017-06-30	$108,924
Participant contributions at end of year	2017-06-30	$47,703
Participant contributions at beginning of year	2017-06-30	$26,517
Participant contributions at end of year	2017-06-30	$0
Participant contributions at beginning of year	2017-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-06-30	$0
Other income not declared elsewhere	2017-06-30	$57
Administrative expenses (other) incurred	2017-06-30	$0
Liabilities. Value of operating payables at beginning of year	2017-06-30	$0
Total non interest bearing cash at end of year	2017-06-30	$1,959
Total non interest bearing cash at beginning of year	2017-06-30	$1,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Income. Non cash contributions	2017-06-30	$0
Value of net income/loss	2017-06-30	$198,507
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$1,201,984
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$1,003,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-06-30	$0
Investment advisory and management fees	2017-06-30	$117
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$1,145,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$972,039
Interest on participant loans	2017-06-30	$1,168
Income. Interest from loans (other than to participants)	2017-06-30	$0
Interest earned on other investments	2017-06-30	$52
Income. Interest from US Government securities	2017-06-30	$0
Income. Interest from corporate debt instruments	2017-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$6,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$3,019
Expenses. Payments to insurance carriers foe the provision of benefits	2017-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$114,963
Net investment gain/loss from pooled separate accounts	2017-06-30	$0
Net investment gain or loss from common/collective trusts	2017-06-30	$0
Net gain/loss from 103.12 investment entities	2017-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$36,467
Employer contributions (assets) at end of year	2017-06-30	$0
Employer contributions (assets) at beginning of year	2017-06-30	$0
Income. Dividends from preferred stock	2017-06-30	$0
Income. Dividends from common stock	2017-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$56,353
Contract administrator fees	2017-06-30	$9,924
Liabilities. Value of benefit claims payable at beginning of year	2017-06-30	$0
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Aggregate proceeds on sale of assets	2017-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2017-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	MCLEOD ASCANIO
Accountancy firm EIN	2017-06-30	010504993
2016 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$0
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets to this plan	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Expenses. Interest paid	2016-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$110,415
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$117,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$108,353
Expenses. Certain deemed distributions of participant loans	2016-06-30	$0
Value of total corrective distributions	2016-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$136,093
Value of total assets at end of year	2016-06-30	$1,003,477
Value of total assets at beginning of year	2016-06-30	$1,010,412
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$8,997
Total income from rents	2016-06-30	$0
Total interest from all sources	2016-06-30	$1,408
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$9,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$9,735
Administrative expenses professional fees incurred	2016-06-30	$0
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Amount of non-exempt transactions with any party-in-interest	2016-06-30	$0
Contributions received from participants	2016-06-30	$101,129
Participant contributions at end of year	2016-06-30	$26,517
Participant contributions at beginning of year	2016-06-30	$37,604
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$408
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-06-30	$0
Other income not declared elsewhere	2016-06-30	$54
Administrative expenses (other) incurred	2016-06-30	$0
Liabilities. Value of operating payables at beginning of year	2016-06-30	$0
Total non interest bearing cash at end of year	2016-06-30	$1,902
Total non interest bearing cash at beginning of year	2016-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Income. Non cash contributions	2016-06-30	$0
Value of net income/loss	2016-06-30	$-6,935
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$1,003,477
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$1,010,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-06-30	$0
Investment advisory and management fees	2016-06-30	$125
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$972,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$969,780
Interest on participant loans	2016-06-30	$1,386
Income. Interest from loans (other than to participants)	2016-06-30	$0
Interest earned on other investments	2016-06-30	$22
Income. Interest from US Government securities	2016-06-30	$0
Income. Interest from corporate debt instruments	2016-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-06-30	$1,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-06-30	$1,848
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$3,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$708
Expenses. Payments to insurance carriers foe the provision of benefits	2016-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-36,875
Net investment gain/loss from pooled separate accounts	2016-06-30	$0
Net investment gain or loss from common/collective trusts	2016-06-30	$0
Net gain/loss from 103.12 investment entities	2016-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$34,964
Employer contributions (assets) at end of year	2016-06-30	$0
Employer contributions (assets) at beginning of year	2016-06-30	$64
Income. Dividends from preferred stock	2016-06-30	$0
Income. Dividends from common stock	2016-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$108,353
Contract administrator fees	2016-06-30	$8,872
Liabilities. Value of benefit claims payable at beginning of year	2016-06-30	$0
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Aggregate proceeds on sale of assets	2016-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	MCLEOD ASCANIO CPA
Accountancy firm EIN	2016-06-30	010504993
2015 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$0
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total transfer of assets to this plan	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Expenses. Interest paid	2015-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$154,055
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$132,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$125,647
Expenses. Certain deemed distributions of participant loans	2015-06-30	$0
Value of total corrective distributions	2015-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$131,151
Value of total assets at end of year	2015-06-30	$1,010,412
Value of total assets at beginning of year	2015-06-30	$988,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$6,730
Total income from rents	2015-06-30	$0
Total interest from all sources	2015-06-30	$1,850
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$18,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$18,343
Administrative expenses professional fees incurred	2015-06-30	$0
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Amount of non-exempt transactions with any party-in-interest	2015-06-30	$0
Contributions received from participants	2015-06-30	$94,900
Participant contributions at end of year	2015-06-30	$37,604
Participant contributions at beginning of year	2015-06-30	$33,416
Participant contributions at end of year	2015-06-30	$408
Participant contributions at beginning of year	2015-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$0
Other income not declared elsewhere	2015-06-30	$90
Administrative expenses (other) incurred	2015-06-30	$0
Liabilities. Value of operating payables at beginning of year	2015-06-30	$0
Total non interest bearing cash at end of year	2015-06-30	$0
Total non interest bearing cash at beginning of year	2015-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Income. Non cash contributions	2015-06-30	$0
Value of net income/loss	2015-06-30	$21,678
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$1,010,412
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$988,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-06-30	$0
Investment advisory and management fees	2015-06-30	$249
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$969,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$953,615
Value of interest in pooled separate accounts at end of year	2015-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$0
Interest on participant loans	2015-06-30	$1,793
Income. Interest from loans (other than to participants)	2015-06-30	$0
Interest earned on other investments	2015-06-30	$2
Income. Interest from US Government securities	2015-06-30	$0
Income. Interest from corporate debt instruments	2015-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$1,848
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$1,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$1,703
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$55
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$2,621
Net investment gain/loss from pooled separate accounts	2015-06-30	$0
Net investment gain or loss from common/collective trusts	2015-06-30	$0
Net gain/loss from 103.12 investment entities	2015-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$36,251
Employer contributions (assets) at end of year	2015-06-30	$64
Employer contributions (assets) at beginning of year	2015-06-30	$0
Income. Dividends from preferred stock	2015-06-30	$0
Income. Dividends from common stock	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$125,647
Contract administrator fees	2015-06-30	$6,481
Liabilities. Value of benefit claims payable at beginning of year	2015-06-30	$0
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	MCLEOD, ASCANIO & COMPANY
Accountancy firm EIN	2015-06-30	010504993
2014 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-06-30	$67,166
Total income from all sources (including contributions)	2014-06-30	$262,640
Total of all expenses incurred	2014-06-30	$104,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$98,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$120,378
Value of total assets at end of year	2014-06-30	$988,983
Value of total assets at beginning of year	2014-06-30	$763,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$6,413
Total interest from all sources	2014-06-30	$973
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$33,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$33,096
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$100,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Funding deficiency by the employer to the plan for this plan year	2014-06-30	$0
Minimum employer required contribution for this plan year	2014-06-30	$0
Amount contributed by the employer to the plan for this plan year	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$88,079
Participant contributions at end of year	2014-06-30	$33,666
Participant contributions at beginning of year	2014-06-30	$16,209
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$1,672
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$18,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$157,874
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$988,983
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$763,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$6,413
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$955,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$729,011
Interest on participant loans	2014-06-30	$973
Value of interest in common/collective trusts at end of year	2014-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$18,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$108,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$30,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$79,842
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	MCLEOD, ASCANIO & COMPANY
Accountancy firm EIN	2014-06-30	010504993
2012 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-06-30	$20,954
Total income from all sources (including contributions)	2012-06-30	$114,343
Total of all expenses incurred	2012-06-30	$13,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$5,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$111,038
Value of total assets at end of year	2012-06-30	$602,854
Value of total assets at beginning of year	2012-06-30	$481,190
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$8,045
Total interest from all sources	2012-06-30	$897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$75,000
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$79,224
Participant contributions at end of year	2012-06-30	$20,659
Participant contributions at beginning of year	2012-06-30	$9,093
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$100,710
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$602,854
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$481,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$8,045
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$552,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$452,837
Interest on participant loans	2012-06-30	$897
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$29,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$19,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$2,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$31,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$5,588
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	MACPAGE LLC
Accountancy firm EIN	2012-06-30	010242373
2011 : INDEPENDENCE ASSOCIATION 403(B) PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-06-30	$2,007
Total income from all sources (including contributions)	2011-06-30	$181,165
Total of all expenses incurred	2011-06-30	$3,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$1,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$100,090
Value of total assets at end of year	2011-06-30	$481,190
Value of total assets at beginning of year	2011-06-30	$301,201
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,452
Total interest from all sources	2011-06-30	$912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$50,000
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$69,150
Participant contributions at end of year	2011-06-30	$9,093
Participant contributions at beginning of year	2011-06-30	$7,372
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$177,982
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$481,190
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$301,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$1,452
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$452,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$287,342
Value of interest in pooled separate accounts at end of year	2011-06-30	$452,837
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$287,342
Interest on participant loans	2011-06-30	$504
Interest earned on other investments	2011-06-30	$408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$19,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$6,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$80,163
Net investment gain/loss from pooled separate accounts	2011-06-30	$80,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$30,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$1,731
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	MACDONALD PAGE & CO LLC
Accountancy firm EIN	2011-06-30	010242373

Form 5500 Responses for INDEPENDENCE ASSOCIATION 403(B) PLAN

2020: INDEPENDENCE ASSOCIATION 403(B) PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	Yes
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: INDEPENDENCE ASSOCIATION 403(B) PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: INDEPENDENCE ASSOCIATION 403(B) PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: INDEPENDENCE ASSOCIATION 403(B) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	Yes
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: INDEPENDENCE ASSOCIATION 403(B) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: INDEPENDENCE ASSOCIATION 403(B) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	Yes
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: INDEPENDENCE ASSOCIATION 403(B) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	Yes
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: INDEPENDENCE ASSOCIATION 403(B) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	Yes
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2011: INDEPENDENCE ASSOCIATION 403(B) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Insurance policy start date	2020-07-01
Insurance policy end date	2021-05-04
Total amount of commissions paid to insurance broker	USD $44
Total amount of fees paid to insurance company	USD $8
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $44
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	REFERRAL SERVICE FEE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

751449

Policy instance

Insurance contract or identification number	751449
Number of Individuals Covered	0
Insurance policy start date	2020-07-01
Insurance policy end date	2021-05-04
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	202
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $40
Total amount of fees paid to insurance company	USD $6
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

751449

Policy instance

Insurance contract or identification number	751449
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	216
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $29
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $29
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	237
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Total amount of commissions paid to insurance broker	USD $19
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	237
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $3
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	EXECUTIVE INSURANCE AGENCY INC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	220
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	RBC CAPITAL MARKETS LLC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	207
Insurance policy start date	2013-09-15
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $9,062
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,062
Insurance broker organization code?	3
Insurance broker name	RBC CAPITAL MARKETS LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-751449

Policy instance

Insurance contract or identification number	GA-751449
Insurance policy start date	2013-07-01
Insurance policy end date	2013-09-15
Total amount of commissions paid to insurance broker	USD $3,045
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,045
Insurance broker organization code?	3
Insurance broker name	TOWN SQUARE SECURITIES INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-751449

Policy instance

Insurance contract or identification number	GA-751449
Number of Individuals Covered	61
Total amount of commissions paid to insurance broker	USD $3,113
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-751449

Policy instance

Insurance contract or identification number	GA-751449
Number of Individuals Covered	57
Total amount of commissions paid to insurance broker	USD $2,303
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	INDEPENDENCE ASSOCIATION
Employer identification number (EIN):	010278024
NAIC Classification:	611000