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MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 401k Plan overview

Plan NameMOUNTAIN STATES ROSEN, LLC 401(K) PLAN
Plan identification number 002

MOUNTAIN STATES ROSEN, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MOUNTAIN STATES ROSEN, LLC has sponsored the creation of one or more 401k plans.

Company Name:MOUNTAIN STATES ROSEN, LLC
Employer identification number (EIN):010548080
NAIC Classification:311610
NAIC Description: Animal Slaughtering and Processing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOUNTAIN STATES ROSEN, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022017-01-01GENE KINCHELOE
0022016-01-01CAROLYN ROMERO
0022015-01-01BENNIE ENEH
0022014-01-01BENNIE ENEH
0022013-01-01BENNIE ENEH
0022012-01-01BENNIE ENEH MOUNTAIN STATES ROSEN, LLC2013-07-19
0022011-01-01BENNIE ENEH

Plan Statistics for MOUNTAIN STATES ROSEN, LLC 401(K) PLAN

401k plan membership statisitcs for MOUNTAIN STATES ROSEN, LLC 401(K) PLAN

Measure Date Value
2018: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01315
Total number of active participants reported on line 7a of the Form 55002018-01-01407
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01128
Total of all active and inactive participants2018-01-01536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01536
Number of participants with account balances2018-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01338
Total number of active participants reported on line 7a of the Form 55002017-01-01203
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01111
Total of all active and inactive participants2017-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01315
Number of participants with account balances2017-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01333
Total number of active participants reported on line 7a of the Form 55002016-01-01225
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01110
Total of all active and inactive participants2016-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01336
Number of participants with account balances2016-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01351
Total number of active participants reported on line 7a of the Form 55002015-01-01243
Number of other retired or separated participants entitled to future benefits2015-01-0188
Total of all active and inactive participants2015-01-01331
Total participants2015-01-01331
Number of participants with account balances2015-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01325
Total number of active participants reported on line 7a of the Form 55002014-01-01247
Number of other retired or separated participants entitled to future benefits2014-01-0188
Total of all active and inactive participants2014-01-01335
Total participants2014-01-01335
Number of participants with account balances2014-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01293
Total number of active participants reported on line 7a of the Form 55002013-01-01219
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0186
Total of all active and inactive participants2013-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01305
Number of participants with account balances2013-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01170
Total number of active participants reported on line 7a of the Form 55002012-01-01198
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0186
Total of all active and inactive participants2012-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01284
Number of participants with account balances2012-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01132
Total number of active participants reported on line 7a of the Form 55002011-01-01110
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0152
Total of all active and inactive participants2011-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01162
Number of participants with account balances2011-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015

Financial Data on MOUNTAIN STATES ROSEN, LLC 401(K) PLAN

Measure Date Value
2018 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$310,868
Total of all expenses incurred2018-12-31$211,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$197,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$485,104
Value of total assets at end of year2018-12-31$3,107,584
Value of total assets at beginning of year2018-12-31$3,008,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,238
Total interest from all sources2018-12-31$8,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$275,835
Participant contributions at end of year2018-12-31$50,891
Participant contributions at beginning of year2018-12-31$36,887
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$32,792
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$46
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$13,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$99,424
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,107,584
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,008,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$369
Value of interest in pooled separate accounts at end of year2018-12-31$2,556,368
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,423,138
Interest on participant loans2018-12-31$2,095
Interest earned on other investments2018-12-31$6,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$500,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$548,135
Net investment gain/loss from pooled separate accounts2018-12-31$-182,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$176,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$197,206
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$735,144
Total of all expenses incurred2017-12-31$376,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$358,246
Expenses. Certain deemed distributions of participant loans2017-12-31$3,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$359,974
Value of total assets at end of year2017-12-31$3,008,160
Value of total assets at beginning of year2017-12-31$2,649,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,759
Total interest from all sources2017-12-31$8,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$222,998
Participant contributions at end of year2017-12-31$36,887
Participant contributions at beginning of year2017-12-31$55,875
Administrative expenses (other) incurred2017-12-31$14,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$358,900
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,008,160
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,649,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,423,138
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,958,950
Interest on participant loans2017-12-31$1,866
Interest earned on other investments2017-12-31$6,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$548,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$634,435
Net investment gain/loss from pooled separate accounts2017-12-31$366,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$136,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$358,246
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$585,131
Total of all expenses incurred2016-12-31$1,213,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,201,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$471,262
Value of total assets at end of year2016-12-31$2,649,260
Value of total assets at beginning of year2016-12-31$3,277,236
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,015
Total interest from all sources2016-12-31$8,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$267,168
Participant contributions at end of year2016-12-31$55,875
Participant contributions at beginning of year2016-12-31$80,681
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$56,901
Administrative expenses (other) incurred2016-12-31$12,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-627,976
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,649,260
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,277,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,958,950
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,762,161
Interest on participant loans2016-12-31$3,017
Interest earned on other investments2016-12-31$5,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$634,435
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$434,394
Net investment gain/loss from pooled separate accounts2016-12-31$104,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$147,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,201,092
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAUERLE AND COMPANY, P.C.
Accountancy firm EIN2016-12-31840817888
2015 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$292,014
Total of all expenses incurred2015-12-31$293,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$276,788
Value of total corrective distributions2015-12-31$1,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$312,450
Value of total assets at end of year2015-12-31$3,277,236
Value of total assets at beginning of year2015-12-31$3,278,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,432
Total interest from all sources2015-12-31$3,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$216,010
Participant contributions at end of year2015-12-31$80,681
Participant contributions at beginning of year2015-12-31$96,426
Other income not declared elsewhere2015-12-31$5,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,114
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,277,236
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,278,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$2,762,161
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,732,579
Interest on participant loans2015-12-31$3,777
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$434,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$449,345
Net investment gain/loss from pooled separate accounts2015-12-31$-29,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$96,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$276,788
Contract administrator fees2015-12-31$14,432
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LEHMAN NEWMAN FLYNN VOLLARO CPA'S P
Accountancy firm EIN2015-12-31134037143
2014 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$492,132
Total of all expenses incurred2014-12-31$633,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$620,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$318,251
Value of total assets at end of year2014-12-31$3,278,350
Value of total assets at beginning of year2014-12-31$3,420,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,910
Total interest from all sources2014-12-31$3,977
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$218,227
Participant contributions at end of year2014-12-31$96,426
Participant contributions at beginning of year2014-12-31$127,924
Other income not declared elsewhere2014-12-31$8,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-141,753
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,278,350
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,420,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,732,579
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,433,279
Interest on participant loans2014-12-31$3,977
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$449,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$858,900
Net investment gain/loss from pooled separate accounts2014-12-31$161,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$100,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$620,975
Contract administrator fees2014-12-31$12,910
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ALOY E. NWOSU CPA & ASSOCITES, LLC
Accountancy firm EIN2014-12-31223683253
2013 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$698,873
Total of all expenses incurred2013-12-31$504,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$488,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$261,701
Value of total assets at end of year2013-12-31$3,420,103
Value of total assets at beginning of year2013-12-31$3,226,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,493
Total interest from all sources2013-12-31$2,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$176,126
Participant contributions at end of year2013-12-31$127,924
Participant contributions at beginning of year2013-12-31$88,749
Other income not declared elsewhere2013-12-31$17,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$193,923
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,420,103
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,226,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,433,279
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,744,525
Interest on participant loans2013-12-31$2,441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$858,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,392,906
Net investment gain/loss from pooled separate accounts2013-12-31$417,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$85,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$488,457
Contract administrator fees2013-12-31$16,493
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ALOY E. NWOSU CPA & ASSOCIATES
Accountancy firm EIN2013-12-31223683253
2012 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$332,838
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$138,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$122,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$115,578
Value of total assets at end of year2012-12-31$3,226,180
Value of total assets at beginning of year2012-12-31$3,031,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,174
Total interest from all sources2012-12-31$4,988
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$115,578
Participant contributions at end of year2012-12-31$88,749
Participant contributions at beginning of year2012-12-31$75,894
Other income not declared elsewhere2012-12-31$24,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$194,647
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,226,180
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,031,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,744,525
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,523,621
Interest on participant loans2012-12-31$4,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,392,906
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,432,018
Net investment gain/loss from pooled separate accounts2012-12-31$187,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$122,017
Contract administrator fees2012-12-31$16,174
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ALOY E. NWOSU CPA & ASSOCIATES
Accountancy firm EIN2012-12-31223683253
2011 : MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$366,365
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$299,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$279,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$360,135
Value of total assets at end of year2011-12-31$3,031,533
Value of total assets at beginning of year2011-12-31$2,964,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$20,367
Total interest from all sources2011-12-31$4,557
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$141,295
Participant contributions at end of year2011-12-31$75,894
Participant contributions at beginning of year2011-12-31$92,601
Participant contributions at beginning of year2011-12-31$2,020
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$59,595
Other income not declared elsewhere2011-12-31$32,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$66,534
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,031,533
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,964,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,523,621
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,587,774
Interest on participant loans2011-12-31$4,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,432,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,282,604
Net investment gain/loss from pooled separate accounts2011-12-31$-30,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$159,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$279,464
Contract administrator fees2011-12-31$20,367
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LEHMAN NEWMAN FLYNN VOLLARO P.C.
Accountancy firm EIN2011-12-31134037143

Form 5500 Responses for MOUNTAIN STATES ROSEN, LLC 401(K) PLAN

2018: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MOUNTAIN STATES ROSEN, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Number of Individuals Covered227
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,877
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,346
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Number of Individuals Covered188
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,529
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,677
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INSURANCE SVC INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Number of Individuals Covered148
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,038
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $11,038
Insurance broker organization code?3
Insurance broker nameLINCOLN FINANCIAL ADVISORS COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Number of Individuals Covered153
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $11,246
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,246
Insurance broker organization code?3
Insurance broker nameLINCOLN FINANCIAL ADVISORS COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $10,343
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,343
Insurance broker organization code?3
Insurance broker nameLINCOLN FINANCIAL ADVISORS COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $10,632
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,632
Insurance broker organization code?3
Insurance broker nameLINCOLN FINANCIAL ADVISORS COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number34117
Policy instance 1
Insurance contract or identification number34117
Number of Individuals Covered162
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $10,117
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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