401k Plan data: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES plan

CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 401k Plan overview

Plan Name	CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES
Plan identification number	003

CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CUMMINS NPOWER, LLC has sponsored the creation of one or more 401k plans.

Company Name: CUMMINS NPOWER, LLC

Employer identification number (EIN): 010548360

NAIC Classification: 423100

Additional information about CUMMINS NPOWER, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3474524

More information about CUMMINS NPOWER, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 MARGENE DUFFY
003 2014-01-01 MARGENE DUFFY
003 2013-01-01 MARGENE DUFFY
003 2012-01-01 MARGENE DUFFY
003 2011-01-01 MARGENE DUFFY JEFFREY BOELSEN 2012-10-03
003 2010-01-01 MARGENE DUFFY
003 2009-01-01 MARGENE DUFFY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	MARGENE DUFFY
003	2014-01-01	MARGENE DUFFY
003	2013-01-01	MARGENE DUFFY
003	2012-01-01	MARGENE DUFFY
003	2011-01-01	MARGENE DUFFY	JEFFREY BOELSEN	2012-10-03
003	2010-01-01	MARGENE DUFFY
003	2009-01-01	MARGENE DUFFY

Plan Statistics for CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES

401k plan membership statisitcs for CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES

Measure Date Value
2015: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 284
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 258
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 26
Total of all active and inactive participants 2014-01-01 284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 284
Number of participants with account balances 2014-01-01 233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 245
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 19
Total of all active and inactive participants 2013-01-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 264
Number of participants with account balances 2013-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 228
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 246
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 17
Total of all active and inactive participants 2012-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 263
Number of participants with account balances 2012-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 212
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 16
Total of all active and inactive participants 2011-01-01 228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 228
Number of participants with account balances 2011-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 229
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 200
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 15
Total of all active and inactive participants 2010-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 216
Number of participants with account balances 2010-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 204
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 25
Total of all active and inactive participants 2009-01-01 229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 229
Number of participants with account balances 2009-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2015: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	284
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	258
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	26
Total of all active and inactive participants	2014-01-01	284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	284
Number of participants with account balances	2014-01-01	233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	245
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	19
Total of all active and inactive participants	2013-01-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	264
Number of participants with account balances	2013-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	228
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	246
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	17
Total of all active and inactive participants	2012-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	263
Number of participants with account balances	2012-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	212
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	16
Total of all active and inactive participants	2011-01-01	228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	228
Number of participants with account balances	2011-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	229
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	200
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	15
Total of all active and inactive participants	2010-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	216
Number of participants with account balances	2010-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	204
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	25
Total of all active and inactive participants	2009-01-01	229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	229
Number of participants with account balances	2009-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES

Measure	Date	Value
2015 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$8,742,165
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,584,013
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$616,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$610,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,679,852
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$7,775,037
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,624
Total interest from all sources	2015-12-31	$8,970
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$87,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$87,587
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$556,896
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$183,131
Other income not declared elsewhere	2015-12-31	$7,432
Administrative expenses (other) incurred	2015-12-31	$6,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$967,128
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$7,775,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,793,941
Interest on participant loans	2015-12-31	$8,970
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$797,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-204,742
Net investment gain or loss from common/collective trusts	2015-12-31	$4,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,122,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$610,261
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	REDPATH AND COMPANY
Accountancy firm EIN	2015-12-31	410975573
2014 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$11,128
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,067,398
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$148,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$141,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$702,024
Value of total assets at end of year	2014-12-31	$7,775,037
Value of total assets at beginning of year	2014-12-31	$6,845,304
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,276
Total interest from all sources	2014-12-31	$9,601
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$88,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$88,679
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$529,597
Participant contributions at end of year	2014-12-31	$183,131
Participant contributions at beginning of year	2014-12-31	$205,672
Other income not declared elsewhere	2014-12-31	$3,344
Administrative expenses (other) incurred	2014-12-31	$7,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$918,605
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,775,037
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,845,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,793,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,827,069
Interest on participant loans	2014-12-31	$9,601
Value of interest in common/collective trusts at end of year	2014-12-31	$797,965
Value of interest in common/collective trusts at beginning of year	2014-12-31	$812,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$252,261
Net investment gain or loss from common/collective trusts	2014-12-31	$11,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$172,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$141,517
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	REDPATH AND COMPANY
Accountancy firm EIN	2014-12-31	410975573
2013 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,524,062
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$411,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$408,876
Value of total corrective distributions	2013-12-31	$1,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$579,443
Value of total assets at end of year	2013-12-31	$6,845,304
Value of total assets at beginning of year	2013-12-31	$5,732,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$325
Total interest from all sources	2013-12-31	$10,355
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$71,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$71,902
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$401,880
Participant contributions at end of year	2013-12-31	$205,672
Participant contributions at beginning of year	2013-12-31	$183,034
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$46,495
Other income not declared elsewhere	2013-12-31	$3,051
Administrative expenses (other) incurred	2013-12-31	$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,112,922
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,845,304
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,732,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,827,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,663,032
Income. Interest from loans (other than to participants)	2013-12-31	$10,355
Value of interest in common/collective trusts at end of year	2013-12-31	$812,563
Value of interest in common/collective trusts at beginning of year	2013-12-31	$886,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$828,864
Net investment gain or loss from common/collective trusts	2013-12-31	$30,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$131,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$408,876
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	REDPATH AND COMPANY
Accountancy firm EIN	2013-12-31	410975573
2012 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$933,625
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$104,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$104,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$429,677
Value of total assets at end of year	2012-12-31	$5,732,382
Value of total assets at beginning of year	2012-12-31	$4,903,165
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$100
Total interest from all sources	2012-12-31	$6,985
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$70,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$70,904
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$337,073
Participant contributions at end of year	2012-12-31	$183,034
Participant contributions at beginning of year	2012-12-31	$129,682
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$23,523
Other income not declared elsewhere	2012-12-31	$1,219
Administrative expenses (other) incurred	2012-12-31	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$829,217
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,732,382
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,903,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,663,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,907,991
Interest on participant loans	2012-12-31	$6,985
Value of interest in common/collective trusts at end of year	2012-12-31	$886,316
Value of interest in common/collective trusts at beginning of year	2012-12-31	$865,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$406,504
Net investment gain or loss from common/collective trusts	2012-12-31	$18,336
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$69,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$104,308
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HLB TAUTGES REDPATH LTD
Accountancy firm EIN	2012-12-31	410975573
2011 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$396,149
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$407,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$406,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$372,907
Value of total assets at end of year	2011-12-31	$4,903,165
Value of total assets at beginning of year	2011-12-31	$4,914,240
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$275
Total interest from all sources	2011-12-31	$6,681
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$60,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$60,602
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$288,443
Participant contributions at end of year	2011-12-31	$129,682
Participant contributions at beginning of year	2011-12-31	$140,580
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$17,952
Other income not declared elsewhere	2011-12-31	$20
Administrative expenses (other) incurred	2011-12-31	$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-11,075
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,903,165
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,914,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,907,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,856,006
Income. Interest from loans (other than to participants)	2011-12-31	$6,681
Value of interest in common/collective trusts at end of year	2011-12-31	$865,492
Value of interest in common/collective trusts at beginning of year	2011-12-31	$917,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-61,675
Net investment gain or loss from common/collective trusts	2011-12-31	$17,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$66,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$406,949
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HLB TAUTGES REDPATH LTD
Accountancy firm EIN	2011-12-31	410975573
2010 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$887,719
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$357,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$356,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$395,677
Value of total assets at end of year	2010-12-31	$4,914,240
Value of total assets at beginning of year	2010-12-31	$4,383,559
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$500
Total interest from all sources	2010-12-31	$7,367
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$57,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$57,099
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$297,910
Participant contributions at end of year	2010-12-31	$140,580
Participant contributions at beginning of year	2010-12-31	$169,907
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$27,199
Administrative expenses (other) incurred	2010-12-31	$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$530,681
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,914,240
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,383,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,856,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,271,938
Interest on participant loans	2010-12-31	$7,367
Value of interest in common/collective trusts at end of year	2010-12-31	$917,654
Value of interest in common/collective trusts at beginning of year	2010-12-31	$941,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$403,370
Net investment gain or loss from common/collective trusts	2010-12-31	$24,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$70,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$356,538
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HLB TAUTGES REDPATH, LTD
Accountancy firm EIN	2010-12-31	410975573
2009 : CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES

2015: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CUMMINS NPOWER RETIREMENT PLAN FOR UNION EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CUMMINS NPOWER, LLC
Employer identification number (EIN):	010548360
NAIC Classification:	423100

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3474524