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401k Plan overview

Plan NameKAPLAN DEVELOPMENT 401K PLAN
Plan identification number 001

KAPLAN DEVELOPMENT 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KAPLAN DEVELOPMENT GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:KAPLAN DEVELOPMENT GROUP, LLC
Employer identification number (EIN):010573210
NAIC Classification:812990
NAIC Description:All Other Personal Services

Additional information about KAPLAN DEVELOPMENT GROUP, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1999-12-10
Company Identification Number: 2448617
Legal Registered Office Address: 64 CLOCK TOWER LANE EAST
NASSAU
OLD WESTBURY
United States of America (USA)
11568

More information about KAPLAN DEVELOPMENT GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KAPLAN DEVELOPMENT 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01VU TRAN
0012016-01-01RAYMOND DIOGUARDI
0012015-01-01RAYMOND DIOGUARDI
0012014-01-01FRANK ALESSI
0012013-01-01FRANK ALESSI
0012012-01-01FRANK ALESSI
0012011-01-01FRANK ALESSI
0012010-01-01FRANK ALESSI
0012009-01-01FRANK ALESSI
0012009-01-01FRANK ALESSI
0012008-01-01FRANK ALESSI
0012007-01-01FRANK ALESSI

Plan Statistics for KAPLAN DEVELOPMENT 401K PLAN

401k plan membership statisitcs for KAPLAN DEVELOPMENT 401K PLAN

Measure Date Value
2017
Total participants, beginning-of-year2017-01-011,080
Total number of active participants reported on line 7a of the Form 55002017-01-012,310
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012,310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,310
Number of participants with account balances2017-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016
Total participants, beginning-of-year2016-01-011,095
Total number of active participants reported on line 7a of the Form 55002016-01-011,004
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0124
Total of all active and inactive participants2016-01-011,028
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,028
Number of participants with account balances2016-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015
Total participants, beginning-of-year2015-01-01749
Total number of active participants reported on line 7a of the Form 55002015-01-011,080
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-011,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,095
Number of participants with account balances2015-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014
Total participants, beginning-of-year2014-01-01428
Total number of active participants reported on line 7a of the Form 55002014-01-01693
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01749
Number of participants with account balances2014-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013
Total participants, beginning-of-year2013-01-01300
Total number of active participants reported on line 7a of the Form 55002013-01-01370
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01428
Number of participants with account balances2013-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012
Total participants, beginning-of-year2012-01-01297
Total number of active participants reported on line 7a of the Form 55002012-01-01238
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01300
Number of participants with account balances2012-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011
Total participants, beginning-of-year2011-01-01288
Total number of active participants reported on line 7a of the Form 55002011-01-01241
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0156
Total of all active and inactive participants2011-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01297
Number of participants with account balances2011-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010
Total participants, beginning-of-year2010-01-01292
Total number of active participants reported on line 7a of the Form 55002010-01-01259
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0129
Total of all active and inactive participants2010-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01288
Number of participants with account balances2010-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009
Total participants, beginning-of-year2009-01-01313
Total number of active participants reported on line 7a of the Form 55002009-01-01265
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01292
Number of participants with account balances2009-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008
Total participants, beginning-of-year2008-01-01344
Total number of active participants reported on line 7a of the Form 55002008-01-01284
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0129
Total of all active and inactive participants2008-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01313
Number of participants with account balances2008-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-011
2007
Total participants, beginning-of-year2007-01-01358
Total number of active participants reported on line 7a of the Form 55002007-01-01328
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-0116
Total of all active and inactive participants2007-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-01344
Number of participants with account balances2007-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-010

Financial Data on KAPLAN DEVELOPMENT 401K PLAN

Measure Date Value
2017
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$576,663
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$291,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$277,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$410,566
Value of total assets at end of year2017-12-31$1,505,221
Value of total assets at beginning of year2017-12-31$1,220,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,570
Total interest from all sources2017-12-31$307
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$29,039
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$29,039
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$259,597
Participant contributions at end of year2017-12-31$19,657
Participant contributions at beginning of year2017-12-31$17,283
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$61,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$284,962
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,505,221
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,220,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$194,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,135,792
Value of interest in pooled separate accounts at end of year2017-12-31$131,767
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$307
Value of interest in common/collective trusts at end of year2017-12-31$1,158,880
Value of interest in common/collective trusts at beginning of year2017-12-31$67,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,656
Net investment gain/loss from pooled separate accounts2017-12-31$11,712
Net investment gain or loss from common/collective trusts2017-12-31$112,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$88,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$277,131
Contract administrator fees2017-12-31$14,570
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2017-12-31232653765
2016
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$399,010
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$243,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$228,808
Value of total corrective distributions2016-12-31$14,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$315,654
Value of total assets at end of year2016-12-31$1,220,259
Value of total assets at beginning of year2016-12-31$1,064,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$400
Total interest from all sources2016-12-31$382
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$40,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$40,594
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$232,697
Participant contributions at end of year2016-12-31$17,283
Participant contributions at beginning of year2016-12-31$2,217
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,885
Other income not declared elsewhere2016-12-31$1
Administrative expenses (other) incurred2016-12-31$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$155,606
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,220,259
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,064,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,135,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,004,790
Interest on participant loans2016-12-31$382
Value of interest in common/collective trusts at end of year2016-12-31$67,184
Value of interest in common/collective trusts at beginning of year2016-12-31$57,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$41,645
Net investment gain or loss from common/collective trusts2016-12-31$734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$80,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$228,808
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2016-12-31232653765
2015
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$307,986
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$83,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$65,670
Value of total corrective distributions2015-12-31$17,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$319,470
Value of total assets at end of year2015-12-31$1,064,653
Value of total assets at beginning of year2015-12-31$839,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$250
Total interest from all sources2015-12-31$291
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$38,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$38,625
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$168,475
Participant contributions at end of year2015-12-31$2,217
Participant contributions at beginning of year2015-12-31$8,912
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$116,599
Administrative expenses (other) incurred2015-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$224,840
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,064,653
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$839,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,004,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$788,055
Interest on participant loans2015-12-31$291
Value of interest in common/collective trusts at end of year2015-12-31$57,646
Value of interest in common/collective trusts at beginning of year2015-12-31$42,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-50,844
Net investment gain or loss from common/collective trusts2015-12-31$444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$34,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$65,670
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2015-12-31232653765
2014
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$162,513
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$338,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$331,394
Value of total corrective distributions2014-12-31$6,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$112,791
Value of total assets at end of year2014-12-31$839,813
Value of total assets at beginning of year2014-12-31$1,015,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$450
Total interest from all sources2014-12-31$674
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$32,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$32,546
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$109,564
Participant contributions at end of year2014-12-31$8,912
Participant contributions at beginning of year2014-12-31$16,606
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,227
Administrative expenses (other) incurred2014-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-176,079
Value of net assets at end of year (total assets less liabilities)2014-12-31$839,813
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,015,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$788,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$961,991
Interest on participant loans2014-12-31$674
Value of interest in common/collective trusts at end of year2014-12-31$42,846
Value of interest in common/collective trusts at beginning of year2014-12-31$37,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$16,234
Net investment gain or loss from common/collective trusts2014-12-31$268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$331,394
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2014-12-31232653765
2013
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,604
Total income from all sources (including contributions)2013-12-31$259,170
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$115,914
Value of total assets at end of year2013-12-31$1,015,892
Value of total assets at beginning of year2013-12-31$768,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$450
Total interest from all sources2013-12-31$299
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$33,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$33,215
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$115,914
Participant contributions at end of year2013-12-31$16,606
Participant contributions at beginning of year2013-12-31$5,801
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,604
Other income not declared elsewhere2013-12-31$-970
Administrative expenses (other) incurred2013-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$251,233
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,015,892
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$764,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$961,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$724,465
Interest on participant loans2013-12-31$299
Value of interest in common/collective trusts at end of year2013-12-31$37,295
Value of interest in common/collective trusts at beginning of year2013-12-31$37,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$110,440
Net investment gain or loss from common/collective trusts2013-12-31$272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,487
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2013-12-31232653765
2012
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,604
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$7,324
Total income from all sources (including contributions)2012-12-31$183,194
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$115,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$115,665
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$107,587
Value of total assets at end of year2012-12-31$768,263
Value of total assets at beginning of year2012-12-31$704,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$300
Total interest from all sources2012-12-31$139
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$16,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$16,504
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$5,801
Participant contributions at beginning of year2012-12-31$2,153
Participant contributions at end of year2012-12-31$940
Participant contributions at beginning of year2012-12-31$2,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,604
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$7,324
Administrative expenses (other) incurred2012-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$67,229
Value of net assets at end of year (total assets less liabilities)2012-12-31$764,659
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$697,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$724,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$665,947
Interest on participant loans2012-12-31$139
Value of interest in common/collective trusts at end of year2012-12-31$37,057
Value of interest in common/collective trusts at beginning of year2012-12-31$34,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$58,521
Net investment gain or loss from common/collective trusts2012-12-31$443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$107,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$115,665
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2012-12-31232653765
2011
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,324
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$123,720
Total loss/gain on sale of assets2011-12-31$1,050
Total of all expenses incurred2011-12-31$143,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$141,562
Expenses. Certain deemed distributions of participant loans2011-12-31$1,371
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$123,763
Value of total assets at end of year2011-12-31$704,754
Value of total assets at beginning of year2011-12-31$716,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$150
Total interest from all sources2011-12-31$1,171
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$14,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$14,513
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$123,763
Participant contributions at end of year2011-12-31$2,153
Participant contributions at beginning of year2011-12-31$1,598
Participant contributions at end of year2011-12-31$2,092
Participant contributions at beginning of year2011-12-31$4,123
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$7,324
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-19,363
Value of net assets at end of year (total assets less liabilities)2011-12-31$697,430
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$716,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$665,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$676,430
Interest on participant loans2011-12-31$126
Interest earned on other investments2011-12-31$1,045
Value of interest in common/collective trusts at end of year2011-12-31$34,562
Value of interest in common/collective trusts at beginning of year2011-12-31$34,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-16,822
Net investment gain or loss from common/collective trusts2011-12-31$45
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$141,562
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$308,562
Aggregate carrying amount (costs) on sale of assets2011-12-31$307,512
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2011-12-31232353765
2010
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$179,667
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$30,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$30,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$111,872
Value of total assets at end of year2010-12-31$716,793
Value of total assets at beginning of year2010-12-31$567,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$50
Total interest from all sources2010-12-31$106
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$9,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$9,875
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$109,053
Participant contributions at end of year2010-12-31$1,598
Participant contributions at beginning of year2010-12-31$2,000
Participant contributions at end of year2010-12-31$4,123
Participant contributions at beginning of year2010-12-31$3,361
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,819
Administrative expenses (other) incurred2010-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$149,334
Value of net assets at end of year (total assets less liabilities)2010-12-31$716,793
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$567,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$676,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$532,792
Interest on participant loans2010-12-31$106
Value of interest in common/collective trusts at end of year2010-12-31$34,642
Value of interest in common/collective trusts at beginning of year2010-12-31$29,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$57,218
Net investment gain or loss from common/collective trusts2010-12-31$596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$30,283
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ST. CLAIR CPAS, P.C.
Accountancy firm EIN2010-12-31232353765
2009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-12-31$0

Form 5500 Responses

2017
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes
2007
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedYes
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number464983
Policy instance 1
Insurance contract or identification number464983
Number of Individuals Covered2633
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $137
Total amount of fees paid to insurance companyUSD $2,022
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2022
Additional information about fees paid to insurance brokerREFERRAL SERVICE FEE
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $137
Insurance broker nameS B H U LIFE AGENCY INC

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