401k Plan data: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST plan

FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 401k Plan overview

Plan Name	FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST
Plan identification number	001

FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIG PARTNERS, LLC has sponsored the creation of one or more 401k plans.

Company Name: FIG PARTNERS, LLC

Employer identification number (EIN): 010670110

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about FIG PARTNERS, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2016-03-01

Company Identification Number: 0802387216

Legal Registered Office Address: 1475 PEACHTREE ST NE STE 800

ATLANTA
United States of America (USA)
30309

More information about FIG PARTNERS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 GEOFFREY HODGSON 2021-07-21 GEOFFREY HODGSON 2021-07-21
001 2019-01-01 GEOFFREY HODGSON 2020-06-29 GEOFFREY HODGSON 2020-06-29
001 2019-01-01 GEOFFREY HODGSON 2021-07-21 GEOFFREY HODGSON 2021-07-21
001 2018-01-01 LAUREN JONES 2019-09-06 LAUREN JONES 2019-09-06
001 2017-01-01 LAUREN JONES 2018-09-27 LAUREN JONES 2018-09-27
001 2016-01-01 GEOFF HODGSON 2017-07-10
001 2015-01-01 LAUREN JONES 2016-10-12
001 2014-01-01 LAUREN JONES
001 2013-01-01 LAUREN JONES
001 2012-01-01 LAUREN JONES
001 2011-01-01 LAUREN JONES 2012-05-29
001 2010-01-01 LAUREN JONES 2011-06-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	GEOFFREY HODGSON	2021-07-21	GEOFFREY HODGSON	2021-07-21
001	2019-01-01	GEOFFREY HODGSON	2020-06-29	GEOFFREY HODGSON	2020-06-29
001	2019-01-01	GEOFFREY HODGSON	2021-07-21	GEOFFREY HODGSON	2021-07-21
001	2018-01-01	LAUREN JONES	2019-09-06	LAUREN JONES	2019-09-06
001	2017-01-01	LAUREN JONES	2018-09-27	LAUREN JONES	2018-09-27
001	2016-01-01	GEOFF HODGSON	2017-07-10
001	2015-01-01	LAUREN JONES	2016-10-12
001	2014-01-01	LAUREN JONES
001	2013-01-01	LAUREN JONES
001	2012-01-01	LAUREN JONES
001	2011-01-01	LAUREN JONES	2012-05-29
001	2010-01-01	LAUREN JONES	2011-06-29

Plan Statistics for FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST

401k plan membership statisitcs for FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST

Measure Date Value
2014: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 69
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 65
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 11
Total of all active and inactive participants 2014-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 76
Number of participants with account balances 2014-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 61
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 69
Number of participants with account balances 2013-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 55
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 63
Number of participants with account balances 2012-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2014: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	69
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	65
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	11
Total of all active and inactive participants	2014-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	76
Number of participants with account balances	2014-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	61
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	69
Number of participants with account balances	2013-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	55
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	63
Number of participants with account balances	2012-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST

Measure	Date	Value
2014 : FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,495,237
Expenses. Total of all expenses incurred	2014-12-31	$659,859
Benefits paid (including direct rollovers)	2014-12-31	$655,739
Total plan assets at end of year	2014-12-31	$8,037,710
Total plan assets at beginning of year	2014-12-31	$7,202,332
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$638,987
Expenses. Other expenses not covered elsewhere	2014-12-31	$4,120
Other income received	2014-12-31	$550,836
Net income (gross income less expenses)	2014-12-31	$835,378
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$8,037,710
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$7,202,332
Assets. Value of participant loans	2014-12-31	$124,721
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$1,477
Total contributions received or receivable from employer(s)	2014-12-31	$305,414
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$2,199,720
Expenses. Total of all expenses incurred	2013-12-31	$111,575
Benefits paid (including direct rollovers)	2013-12-31	$105,609
Total plan assets at end of year	2013-12-31	$7,202,332
Total plan assets at beginning of year	2013-12-31	$5,114,187
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$593,704
Expenses. Other expenses not covered elsewhere	2013-12-31	$125
Contributions received from other sources (not participants or employers)	2013-12-31	$54,680
Other income received	2013-12-31	$1,269,566
Net income (gross income less expenses)	2013-12-31	$2,088,145
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$7,202,332
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$5,114,187
Assets. Value of participant loans	2013-12-31	$123,560
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$2,069
Total contributions received or receivable from employer(s)	2013-12-31	$281,770
Value of corrective distributions	2013-12-31	$5,841
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$1,537,962
Expenses. Total of all expenses incurred	2012-12-31	$92,871
Benefits paid (including direct rollovers)	2012-12-31	$92,671
Total plan assets at end of year	2012-12-31	$5,114,187
Total plan assets at beginning of year	2012-12-31	$3,669,096
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$513,656
Expenses. Other expenses not covered elsewhere	2012-12-31	$200
Contributions received from other sources (not participants or employers)	2012-12-31	$156,126
Other income received	2012-12-31	$652,530
Net income (gross income less expenses)	2012-12-31	$1,445,091
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$5,114,187
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,669,096
Assets. Value of participant loans	2012-12-31	$173,066
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$3,780
Total contributions received or receivable from employer(s)	2012-12-31	$215,650
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST

2014: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIG PARTNERS, LLC EMPLOYEES SAVINGS TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIG PARTNERS, LLC
Employer identification number (EIN):	010670110
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2016-03-01
Company Identification Number:	0802387216
Legal Registered Office Address:	1475 PEACHTREE ST NE STE 800 ATLANTA United States of America (USA) 30309