401k Plan data: DHK FINANCIAL ADVISORS, INC. 401(K) PLAN plan

DHK FINANCIAL ADVISORS, INC. 401(K) PLAN 401k Plan overview

Plan Name	DHK FINANCIAL ADVISORS, INC. 401(K) PLAN
Plan identification number	001

DHK FINANCIAL ADVISORS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DHK FINANCIAL ADVISORS, INC. has sponsored the creation of one or more 401k plans.

Company Name: DHK FINANCIAL ADVISORS, INC.

Employer identification number (EIN): 020464577

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DHK FINANCIAL ADVISORS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 TIMOTHY DEMPSEY 2024-09-17 TIMOTHY DEMPSEY 2024-09-17
001 2022-01-01 TIMOTHY DEMPSEY 2023-08-09 TIMOTHY DEMPSEY 2023-08-09
001 2021-01-01 TIMOTHY DEMPSEY 2022-09-06
001 2020-01-01 TIMOTHY W. DEMPSEY 2021-09-16 TIMOTHY W. DEMPSEY 2021-09-16
001 2019-01-01 TIMOTHY W. DEMPSEY 2020-07-13 TIMOTHY W. DEMPSEY 2020-07-13
001 2018-01-01 TIM DEMPSEY 2019-07-25 TIM DEMPSEY 2019-07-25
001 2017-01-01 TIMOTHY W. DEMPSEY 2018-07-10
001 2016-01-01 TIMOTHY W. DEMPSEY 2017-07-26
001 2015-01-01 TIMOTHY W. DEMPSEY 2016-07-28
001 2014-01-01 TIMOTHY W. DEMPSEY 2015-06-09
001 2013-01-01 TIMOTHY W. DEMPSEY 2014-05-20
001 2012-01-01 TIMOTHY W. DEMPSEY 2013-05-23
001 2011-01-01 TIMOTHY W. DEMPSEY 2012-06-21
001 2010-01-01 TIMOTHY W DEMPSEY 2011-07-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	TIMOTHY DEMPSEY	2024-09-17	TIMOTHY DEMPSEY	2024-09-17
001	2022-01-01	TIMOTHY DEMPSEY	2023-08-09	TIMOTHY DEMPSEY	2023-08-09
001	2021-01-01	TIMOTHY DEMPSEY	2022-09-06
001	2020-01-01	TIMOTHY W. DEMPSEY	2021-09-16	TIMOTHY W. DEMPSEY	2021-09-16
001	2019-01-01	TIMOTHY W. DEMPSEY	2020-07-13	TIMOTHY W. DEMPSEY	2020-07-13
001	2018-01-01	TIM DEMPSEY	2019-07-25	TIM DEMPSEY	2019-07-25
001	2017-01-01	TIMOTHY W. DEMPSEY	2018-07-10
001	2016-01-01	TIMOTHY W. DEMPSEY	2017-07-26
001	2015-01-01	TIMOTHY W. DEMPSEY	2016-07-28
001	2014-01-01	TIMOTHY W. DEMPSEY	2015-06-09
001	2013-01-01	TIMOTHY W. DEMPSEY	2014-05-20
001	2012-01-01	TIMOTHY W. DEMPSEY	2013-05-23
001	2011-01-01	TIMOTHY W. DEMPSEY	2012-06-21
001	2010-01-01	TIMOTHY W DEMPSEY	2011-07-25

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Company Name:	DHK FINANCIAL ADVISORS, INC.
Employer identification number (EIN):	020464577
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing