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THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN
Plan identification number 003

THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE, INC.
Employer identification number (EIN):030179603
NAIC Classification:621610
NAIC Description:Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-07-01
0032018-07-01
0032017-07-01JAMES E. MANAHAN
0032016-07-01JAMES E. MANAHAN
0032015-07-01JAMES E. MANAHAN
0032015-07-01JAMES E. MANAHAN
0032014-07-01JAMES E. MANAHAN
0032013-07-01JAMES E. MANAHAN
0032012-07-01JAMES MANAHAN
0032011-07-01JAMES MANAHAN
0032010-07-01JAMES MANAHAN
0032009-07-01JAMES MANAHAN

Plan Statistics for THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01768
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
2021: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01715
Total number of active participants reported on line 7a of the Form 55002021-01-01625
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01138
Total of all active and inactive participants2021-01-01768
Total participants2021-01-01768
Number of participants with account balances2021-01-01498
2020: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01845
Total number of active participants reported on line 7a of the Form 55002020-01-01613
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-0195
Total of all active and inactive participants2020-01-01714
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01715
Number of participants with account balances2020-01-01401
2019: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01795
Total number of active participants reported on line 7a of the Form 55002019-07-01719
Number of retired or separated participants receiving benefits2019-07-014
Number of other retired or separated participants entitled to future benefits2019-07-01121
Total of all active and inactive participants2019-07-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-011
Total participants2019-07-01845
Number of participants with account balances2019-07-01402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01816
Total number of active participants reported on line 7a of the Form 55002018-07-01590
Number of retired or separated participants receiving benefits2018-07-014
Number of other retired or separated participants entitled to future benefits2018-07-01200
Total of all active and inactive participants2018-07-01794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-011
Total participants2018-07-01795
Number of participants with account balances2018-07-01477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01797
Total number of active participants reported on line 7a of the Form 55002017-07-01633
Number of retired or separated participants receiving benefits2017-07-014
Number of other retired or separated participants entitled to future benefits2017-07-01112
Total of all active and inactive participants2017-07-01749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-011
Total participants2017-07-01750
Number of participants with account balances2017-07-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01942
Total number of active participants reported on line 7a of the Form 55002016-07-01694
Number of retired or separated participants receiving benefits2016-07-014
Number of other retired or separated participants entitled to future benefits2016-07-0197
Total of all active and inactive participants2016-07-01795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-012
Total participants2016-07-01797
Number of participants with account balances2016-07-01450
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01794
Total number of active participants reported on line 7a of the Form 55002015-07-01836
Number of retired or separated participants receiving benefits2015-07-013
Number of other retired or separated participants entitled to future benefits2015-07-01103
Total of all active and inactive participants2015-07-01942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01942
Number of participants with account balances2015-07-01357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01748
Total number of active participants reported on line 7a of the Form 55002014-07-01704
Number of retired or separated participants receiving benefits2014-07-013
Number of other retired or separated participants entitled to future benefits2014-07-0184
Total of all active and inactive participants2014-07-01791
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01791
Number of participants with account balances2014-07-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01876
Total number of active participants reported on line 7a of the Form 55002013-07-01662
Number of retired or separated participants receiving benefits2013-07-011
Number of other retired or separated participants entitled to future benefits2013-07-0185
Total of all active and inactive participants2013-07-01748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01748
Number of participants with account balances2013-07-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01812
Total number of active participants reported on line 7a of the Form 55002012-07-01791
Number of other retired or separated participants entitled to future benefits2012-07-0183
Total of all active and inactive participants2012-07-01874
Total participants2012-07-01874
Number of participants with account balances2012-07-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01873
Total number of active participants reported on line 7a of the Form 55002011-07-01740
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0169
Total of all active and inactive participants2011-07-01809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01809
Number of participants with account balances2011-07-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01885
Total number of active participants reported on line 7a of the Form 55002010-07-01820
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-0153
Total of all active and inactive participants2010-07-01873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01873
Number of participants with account balances2010-07-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2009: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01733
Total number of active participants reported on line 7a of the Form 55002009-07-01793
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0144
Total of all active and inactive participants2009-07-01837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01837
Number of participants with account balances2009-07-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$27,196,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1
Total income from all sources (including contributions)2022-12-31$-2,967,735
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,606,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,558,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,276,437
Value of total assets at end of year2022-12-31$0
Value of total assets at beginning of year2022-12-31$32,769,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$47,347
Total interest from all sources2022-12-31$41,680
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,299,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,299,666
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,402,982
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$223,802
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$472,406
Administrative expenses (other) incurred2022-12-31$42,053
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,573,886
Value of net assets at end of year (total assets less liabilities)2022-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$32,769,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,175
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,026,417
Interest on participant loans2022-12-31$13,808
Interest earned on other investments2022-12-31$22,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$183,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$183,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$5,106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$929,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,585,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$401,049
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$406,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,558,804
Contract administrator fees2022-12-31$1,119
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31Yes
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2022-12-31030327374
2021 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$6,607,866
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1
Total income from all sources (including contributions)2021-12-31$5,825,377
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,753,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,728,353
Expenses. Certain deemed distributions of participant loans2021-12-31$2,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,245,525
Value of total assets at end of year2021-12-31$32,769,988
Value of total assets at beginning of year2021-12-31$24,089,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$22,392
Total interest from all sources2021-12-31$31,708
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,226,340
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,226,340
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,345,914
Participant contributions at end of year2021-12-31$223,802
Participant contributions at beginning of year2021-12-31$157,738
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$406,634
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$209
Administrative expenses (other) incurred2021-12-31$18,623
Liabilities. Value of operating payables at end of year2021-12-31$1
Liabilities. Value of operating payables at beginning of year2021-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,072,148
Value of net assets at end of year (total assets less liabilities)2021-12-31$32,769,987
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,089,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$2,428
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,026,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$22,704,893
Interest on participant loans2021-12-31$12,446
Interest earned on other investments2021-12-31$19,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$183,265
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$279,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$279,043
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$27
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$929,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$603,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,321,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$492,977
Employer contributions (assets) at end of year2021-12-31$406,634
Employer contributions (assets) at beginning of year2021-12-31$345,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,728,353
Contract administrator fees2021-12-31$1,341
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2021-12-31030327374
2020 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2
Total income from all sources (including contributions)2020-12-31$5,098,518
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,556,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,538,407
Expenses. Certain deemed distributions of participant loans2020-12-31$2,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,830,681
Value of total assets at end of year2020-12-31$24,089,974
Value of total assets at beginning of year2020-12-31$21,547,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$15,337
Total interest from all sources2020-12-31$23,394
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$720,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$720,446
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,324,861
Participant contributions at end of year2020-12-31$157,738
Participant contributions at beginning of year2020-12-31$135,064
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$160,776
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$209
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$627
Administrative expenses (other) incurred2020-12-31$10,810
Liabilities. Value of operating payables at end of year2020-12-31$1
Liabilities. Value of operating payables at beginning of year2020-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,542,499
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,089,973
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,547,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,380
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$22,704,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$20,847,707
Interest on participant loans2020-12-31$9,500
Interest earned on other investments2020-12-31$12,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$279,043
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$603,047
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$377,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,523,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$345,044
Employer contributions (assets) at end of year2020-12-31$345,044
Employer contributions (assets) at beginning of year2020-12-31$186,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,538,407
Contract administrator fees2020-12-31$1,147
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2020-12-31030327374
2019 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,390,399
Total income from all sources (including contributions)2019-12-31$2,390,399
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$730,291
Total of all expenses incurred2019-12-31$730,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$715,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$715,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$865,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$865,288
Value of total assets at end of year2019-12-31$21,547,476
Value of total assets at beginning of year2019-12-31$19,887,366
Value of total assets at beginning of year2019-12-31$19,887,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,572
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$750,874
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$750,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$750,874
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$650,943
Contributions received from participants2019-12-31$650,943
Participant contributions at end of year2019-12-31$135,064
Participant contributions at end of year2019-12-31$135,064
Participant contributions at beginning of year2019-12-31$161,572
Participant contributions at beginning of year2019-12-31$161,572
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$46,355
Participant contributions at beginning of year2019-12-31$46,355
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$627
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$450
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$450
Administrative expenses (other) incurred2019-12-31$14,572
Administrative expenses (other) incurred2019-12-31$14,572
Liabilities. Value of operating payables at end of year2019-12-31$2
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$27,711
Income. Non cash contributions2019-12-31$27,711
Value of net income/loss2019-12-31$1,660,108
Value of net income/loss2019-12-31$1,660,108
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,547,474
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,547,474
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,887,366
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,887,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$20,847,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,059,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,059,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$377,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,267,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,267,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$774,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$774,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$186,634
Contributions received in cash from employer2019-12-31$186,634
Employer contributions (assets) at end of year2019-12-31$186,634
Employer contributions (assets) at beginning of year2019-12-31$351,992
Employer contributions (assets) at beginning of year2019-12-31$351,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$715,719
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$715,719
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MCSOLEY, MCCOY & COMPANY
Accountancy firm name2019-12-31MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2019-12-31030327374
Accountancy firm EIN2019-12-31030327374
Total income from all sources (including contributions)2019-06-30$3,140,952
Total of all expenses incurred2019-06-30$2,316,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$2,264,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$2,014,024
Value of total assets at end of year2019-06-30$19,887,366
Value of total assets at beginning of year2019-06-30$19,063,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$52,361
Total interest from all sources2019-06-30$39,364
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$379,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$379,714
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$1,244,820
Participant contributions at end of year2019-06-30$161,572
Participant contributions at beginning of year2019-06-30$92,009
Participant contributions at end of year2019-06-30$46,355
Participant contributions at beginning of year2019-06-30$41,551
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$414,562
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$450
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-30$126
Administrative expenses (other) incurred2019-06-30$50,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$824,358
Value of net assets at end of year (total assets less liabilities)2019-06-30$19,887,366
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$19,063,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$1,731
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$18,059,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$17,313,470
Interest on participant loans2019-06-30$6,660
Interest earned on other investments2019-06-30$32,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$1,267,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$1,291,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$707,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$354,642
Employer contributions (assets) at end of year2019-06-30$351,992
Employer contributions (assets) at beginning of year2019-06-30$324,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$2,264,233
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2019-06-30030327374
2018 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$3,077,323
Total of all expenses incurred2018-06-30$2,159,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$2,052,497
Expenses. Certain deemed distributions of participant loans2018-06-30$54,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,590,745
Value of total assets at end of year2018-06-30$19,063,008
Value of total assets at beginning of year2018-06-30$18,144,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$52,455
Total interest from all sources2018-06-30$33,364
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$335,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$335,680
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$1,150,607
Participant contributions at end of year2018-06-30$92,009
Participant contributions at beginning of year2018-06-30$247,108
Participant contributions at end of year2018-06-30$41,551
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$115,330
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-06-30$126
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-30$743
Administrative expenses (other) incurred2018-06-30$52,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$918,218
Value of net assets at end of year (total assets less liabilities)2018-06-30$19,063,008
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$18,144,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$17,313,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$16,888,031
Interest on participant loans2018-06-30$8,800
Interest earned on other investments2018-06-30$24,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$1,291,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$675,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$1,117,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$324,808
Employer contributions (assets) at end of year2018-06-30$324,518
Employer contributions (assets) at beginning of year2018-06-30$333,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$2,052,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2018-06-30030327374
2017 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$3,616,187
Total of all expenses incurred2017-06-30$2,434,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$2,387,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$1,601,429
Value of total assets at end of year2017-06-30$18,144,790
Value of total assets at beginning of year2017-06-30$16,963,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$46,959
Total interest from all sources2017-06-30$31,297
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$291,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$291,710
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-30$0
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$1,213,848
Participant contributions at end of year2017-06-30$247,108
Participant contributions at beginning of year2017-06-30$268,915
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$54,121
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-30$743
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-30$529
Administrative expenses (other) incurred2017-06-30$46,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,181,651
Value of net assets at end of year (total assets less liabilities)2017-06-30$18,144,790
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$16,963,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$16,888,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$15,503,794
Interest on participant loans2017-06-30$11,535
Interest earned on other investments2017-06-30$19,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$321
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$675,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$897,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$1,691,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$333,460
Employer contributions (assets) at end of year2017-06-30$333,460
Employer contributions (assets) at beginning of year2017-06-30$291,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$2,387,577
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2017-06-30030327374
2016 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$1,832,169
Total of all expenses incurred2016-06-30$1,912,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$1,868,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$1,745,420
Value of total assets at end of year2016-06-30$16,963,139
Value of total assets at beginning of year2016-06-30$17,043,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$44,662
Total interest from all sources2016-06-30$30,087
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$319,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$319,351
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$1,009,234
Participant contributions at end of year2016-06-30$268,915
Participant contributions at beginning of year2016-06-30$182,322
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$164,152
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$529
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-30$1,085
Administrative expenses (other) incurred2016-06-30$44,662
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-80,605
Value of net assets at end of year (total assets less liabilities)2016-06-30$16,963,139
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$17,043,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$15,503,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$16,155,662
Interest on participant loans2016-06-30$10,256
Interest earned on other investments2016-06-30$19,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$897,921
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$704,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-262,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$572,034
Employer contributions (assets) at end of year2016-06-30$291,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$1,868,112
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2016-06-30030327374
2015 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$1,917,587
Total of all expenses incurred2015-06-30$1,543,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$1,498,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$1,336,605
Value of total assets at end of year2015-06-30$17,043,744
Value of total assets at beginning of year2015-06-30$16,669,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$45,103
Total interest from all sources2015-06-30$9,348
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$307,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$307,400
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$989,125
Participant contributions at end of year2015-06-30$182,322
Participant contributions at beginning of year2015-06-30$240,795
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$80,486
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$1,085
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$667
Administrative expenses (other) incurred2015-06-30$45,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$373,856
Value of net assets at end of year (total assets less liabilities)2015-06-30$17,043,744
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$16,669,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$16,155,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$15,694,463
Interest on participant loans2015-06-30$9,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$1,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$1,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$704,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$732,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$264,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$266,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$1,498,628
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2015-06-30030327374
2014 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total transfer of assets to this plan2014-06-30$110,292
Total income from all sources (including contributions)2014-06-30$3,536,605
Total of all expenses incurred2014-06-30$2,667,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$2,651,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$950,507
Value of total assets at end of year2014-06-30$16,669,888
Value of total assets at beginning of year2014-06-30$15,690,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$15,884
Total interest from all sources2014-06-30$10,329
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$29,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$29,335
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$933,967
Participant contributions at end of year2014-06-30$240,795
Participant contributions at beginning of year2014-06-30$226,728
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$16,540
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$667
Administrative expenses (other) incurred2014-06-30$12,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$869,023
Value of net assets at end of year (total assets less liabilities)2014-06-30$16,669,888
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$15,690,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Investment advisory and management fees2014-06-30$3,413
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$15,694,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$14,774,571
Interest on participant loans2014-06-30$10,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$1,210
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$21,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$21,690
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$732,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$406,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$2,546,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Employer contributions (assets) at beginning of year2014-06-30$261,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$2,651,698
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30Yes
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2014-06-30030327374
2013 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$2,815,081
Total of all expenses incurred2013-06-30$781,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$762,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$1,128,989
Value of total assets at end of year2013-06-30$15,690,573
Value of total assets at beginning of year2013-06-30$13,656,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$18,784
Total interest from all sources2013-06-30$8,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$860,664
Participant contributions at end of year2013-06-30$226,728
Participant contributions at beginning of year2013-06-30$148,773
Participant contributions at end of year2013-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$7,210
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$2,033,759
Value of net assets at end of year (total assets less liabilities)2013-06-30$15,690,573
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$13,656,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$17,909
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$14,774,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$12,546,248
Interest on participant loans2013-06-30$8,107
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$21,690
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$276,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$276,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$406,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$410,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$1,677,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$261,115
Employer contributions (assets) at end of year2013-06-30$261,115
Employer contributions (assets) at beginning of year2013-06-30$274,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$762,538
Contract administrator fees2013-06-30$875
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MCSOLEY, MCCOY & COMPANY
Accountancy firm EIN2013-06-30030327374
2012 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$1,309,414
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$1,087,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$1,069,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$1,173,422
Value of total assets at end of year2012-06-30$13,656,814
Value of total assets at beginning of year2012-06-30$13,435,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$18,684
Total interest from all sources2012-06-30$8,056
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$625
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$874,015
Participant contributions at end of year2012-06-30$148,773
Participant contributions at beginning of year2012-06-30$159,015
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$24,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$221,723
Value of net assets at end of year (total assets less liabilities)2012-06-30$13,656,814
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$13,435,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$18,059
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$12,546,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$11,924,307
Interest on participant loans2012-06-30$8,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$276,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$481,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$481,436
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$410,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$587,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$127,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$274,424
Employer contributions (assets) at end of year2012-06-30$274,424
Employer contributions (assets) at beginning of year2012-06-30$282,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$1,069,007
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MCSOLEY MCCOY & COMPANY
Accountancy firm EIN2012-06-30030327374
2011 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$3,480,435
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$701,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$681,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$1,212,733
Value of total assets at end of year2011-06-30$13,435,091
Value of total assets at beginning of year2011-06-30$10,656,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$20,028
Total interest from all sources2011-06-30$245,295
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$625
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$904,601
Participant contributions at end of year2011-06-30$159,015
Participant contributions at beginning of year2011-06-30$135,044
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$25,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$2,778,952
Value of net assets at end of year (total assets less liabilities)2011-06-30$13,435,091
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$10,656,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Investment advisory and management fees2011-06-30$19,403
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$11,924,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$9,200,124
Interest on participant loans2011-06-30$7,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$481,436
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$342,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$342,480
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$237,760
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$587,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$691,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$2,022,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$282,713
Employer contributions (assets) at end of year2011-06-30$282,713
Employer contributions (assets) at beginning of year2011-06-30$286,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$681,455
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30Yes
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MCSOLEY MCCOY & COMPANY
Accountancy firm EIN2011-06-30030327374
2010 : THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN

2022: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedYes
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedYes
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedYes
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: THE UNIVERSITY OF VERMONT HEALTH NETWORK - HOME HEALTH & HOSPICE INC. 403(B) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80275
Policy instance 2
Insurance contract or identification numberGA80275
Number of Individuals Covered0
Insurance policy start date2022-10-02
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered90
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80275
Policy instance 2
Insurance contract or identification numberGA80275
Number of Individuals Covered0
Insurance policy start date2021-10-02
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered96
Insurance policy start date2021-07-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80275
Policy instance 2
Insurance contract or identification numberGA80275
Number of Individuals Covered0
Insurance policy start date2020-10-02
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered106
Insurance policy start date2020-07-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80275
Policy instance 3
Insurance contract or identification numberGA80275
Number of Individuals Covered0
Insurance policy start date2019-10-02
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTA069532
Policy instance 2
Insurance contract or identification numberTA069532
Number of Individuals Covered0
Insurance policy start date2019-07-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered106
Insurance policy start date2019-07-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTA069532
Policy instance 2
Insurance contract or identification numberTA069532
Number of Individuals Covered477
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered108
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered115
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTA069532
Policy instance 2
Insurance contract or identification numberTA069532
Number of Individuals Covered328
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTA069532
Policy instance 2
Insurance contract or identification numberTA069532
Number of Individuals Covered357
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered129
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $127
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $115
Insurance broker organization code?3
Insurance broker nameGREGG A. LIBUTTI
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTA069532
Policy instance 2
Insurance contract or identification numberTA069532
Number of Individuals Covered323
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered138
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $352
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $322
Insurance broker organization code?3
Insurance broker nameGREGG A. LIBUTTI
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered144
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $508
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $461
Insurance broker organization code?3
Insurance broker nameGREGG A. LIBUTTI
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTA069532
Policy instance 2
Insurance contract or identification numberTA069532
Number of Individuals Covered311
Insurance policy start date2014-03-30
Insurance policy end date2014-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered230
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered230
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number44310
Policy instance 1
Insurance contract or identification number44310
Number of Individuals Covered230
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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