FITZ, VOGT AND ASSOCIATES, LTD. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FITZ, VOGT & ASSOCIATES, LTD. 401(K) PLAN
401k plan membership statisitcs for FITZ, VOGT & ASSOCIATES, LTD. 401(K) PLAN
Measure | Date | Value |
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2012 : FITZ, VOGT & ASSOCIATES, LTD. 401(K) PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $505,548 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,039,066 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $990,816 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $37,742 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $270,370 |
Value of total assets at end of year | 2012-12-31 | $1,942,618 |
Value of total assets at beginning of year | 2012-12-31 | $2,476,136 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,508 |
Total interest from all sources | 2012-12-31 | $1,399 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $248,188 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $58,596 |
Participant contributions at beginning of year | 2012-12-31 | $864 |
Other income not declared elsewhere | 2012-12-31 | $8,774 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-533,518 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,942,618 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,476,136 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,890,079 |
Interest on participant loans | 2012-12-31 | $1,399 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,942,618 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $524,690 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $225,005 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $22,182 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,907 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $990,816 |
Contract administrator fees | 2012-12-31 | $10,508 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | THOMAS S BATES CPS PC |
Accountancy firm EIN | 2012-12-31 | 020476102 |
2011 : FITZ, VOGT & ASSOCIATES, LTD. 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $272,941 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $142,589 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $123,743 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $7,804 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $353,778 |
Value of total assets at end of year | 2011-12-31 | $2,476,136 |
Value of total assets at beginning of year | 2011-12-31 | $2,345,784 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,042 |
Total interest from all sources | 2011-12-31 | $2,613 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $277,264 |
Participant contributions at end of year | 2011-12-31 | $58,596 |
Participant contributions at beginning of year | 2011-12-31 | $75,387 |
Participant contributions at end of year | 2011-12-31 | $864 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $48,853 |
Other income not declared elsewhere | 2011-12-31 | $9,459 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $130,352 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,476,136 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,345,784 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,890,079 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,011,165 |
Interest on participant loans | 2011-12-31 | $2,613 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $524,690 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $257,116 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-92,909 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $27,661 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,907 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,116 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $123,743 |
Contract administrator fees | 2011-12-31 | $11,042 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | THOMAS S BATES CPS P C |
Accountancy firm EIN | 2011-12-31 | 020476102 |
2010 : FITZ, VOGT & ASSOCIATES, LTD. 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $587,108 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $128,001 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $111,533 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $3,611 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $329,874 |
Value of total assets at end of year | 2010-12-31 | $2,345,784 |
Value of total assets at beginning of year | 2010-12-31 | $1,886,677 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $12,857 |
Total interest from all sources | 2010-12-31 | $3,544 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $299,179 |
Participant contributions at end of year | 2010-12-31 | $75,387 |
Participant contributions at beginning of year | 2010-12-31 | $45,084 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,388 |
Other income not declared elsewhere | 2010-12-31 | $318 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $459,107 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,345,784 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,886,677 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,011,165 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,539,711 |
Interest on participant loans | 2010-12-31 | $3,544 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $257,116 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $301,882 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $253,372 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $29,307 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,116 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $111,533 |
Contract administrator fees | 2010-12-31 | $12,857 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | THOMAS S. BATES CPA P.C. |
Accountancy firm EIN | 2010-12-31 | 020476102 |
2009 : FITZ, VOGT & ASSOCIATES, LTD. 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |