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STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSTONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

STONE ENVIRONMENTAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:STONE ENVIRONMENTAL, INC.
Employer identification number (EIN):030335427
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about STONE ENVIRONMENTAL, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1992-07-06
Company Identification Number: 108772
Legal Registered Office Address: 1096 ROUTE 30

TOWNSHEND
United States of America (USA)
05353

More information about STONE ENVIRONMENTAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01

Plan Statistics for STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0154
Total number of active participants reported on line 7a of the Form 55002022-01-0143
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-019
Total of all active and inactive participants2022-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0152
Number of participants with account balances2022-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0156
Total number of active participants reported on line 7a of the Form 55002021-01-0146
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-016
Total of all active and inactive participants2021-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0152
Number of participants with account balances2021-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0156
Total number of active participants reported on line 7a of the Form 55002020-01-0144
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-017
Total of all active and inactive participants2020-01-0151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0151
Number of participants with account balances2020-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0152
Total number of active participants reported on line 7a of the Form 55002019-01-0140
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-019
Total of all active and inactive participants2019-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0149
Number of participants with account balances2019-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0142
Total number of active participants reported on line 7a of the Form 55002018-01-0139
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0146
Number of participants with account balances2018-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0138
Total number of active participants reported on line 7a of the Form 55002017-01-0133
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0137
Number of participants with account balances2017-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0138
Total number of active participants reported on line 7a of the Form 55002016-01-0134
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0134
Number of participants with account balances2016-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$724,912
Total plan liabilities at beginning of year2022-12-31$768,380
Total income from all sources2022-12-31$-538,425
Expenses. Total of all expenses incurred2022-12-31$122,640
Benefits paid (including direct rollovers)2022-12-31$95,747
Total plan assets at end of year2022-12-31$5,998,460
Total plan assets at beginning of year2022-12-31$6,702,993
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$26,893
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-738,786
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-661,065
Net plan assets at end of year (total assets less liabilities)2022-12-31$5,273,548
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$5,934,613
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2022-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2022-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$0
Assets. Value of employer securities2022-12-31$5,660,000
Total contributions received or receivable from employer(s)2022-12-31$200,361
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$0
2021 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$768,380
Total plan liabilities at beginning of year2021-12-31$810,377
Total income from all sources2021-12-31$630,821
Expenses. Total of all expenses incurred2021-12-31$86,272
Benefits paid (including direct rollovers)2021-12-31$57,869
Total plan assets at end of year2021-12-31$6,702,993
Total plan assets at beginning of year2021-12-31$6,200,441
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$28,403
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$440,460
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$544,549
Net plan assets at end of year (total assets less liabilities)2021-12-31$5,934,613
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$5,390,064
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2021-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2021-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$0
Assets. Value of employer securities2021-12-31$6,400,000
Total contributions received or receivable from employer(s)2021-12-31$190,361
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$810,377
Total plan liabilities at beginning of year2020-12-31$850,955
Total income from all sources2020-12-31$850,446
Expenses. Total of all expenses incurred2020-12-31$84,846
Benefits paid (including direct rollovers)2020-12-31$55,063
Total plan assets at end of year2020-12-31$6,200,441
Total plan assets at beginning of year2020-12-31$5,475,419
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$29,783
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$680,085
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$765,600
Net plan assets at end of year (total assets less liabilities)2020-12-31$5,390,064
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$4,624,464
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2020-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2020-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$0
Assets. Value of employer securities2020-12-31$5,960,000
Total contributions received or receivable from employer(s)2020-12-31$170,361
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$850,955
Total plan liabilities at beginning of year2019-12-31$890,161
Total income from all sources2019-12-31$2,255,626
Expenses. Total of all expenses incurred2019-12-31$37,185
Benefits paid (including direct rollovers)2019-12-31$6,004
Total plan assets at end of year2019-12-31$5,475,419
Total plan assets at beginning of year2019-12-31$3,296,184
Value of fidelity bond covering the plan2019-12-31$480,000
Total contributions received or receivable from participants2019-12-31$0
Expenses. Other expenses not covered elsewhere2019-12-31$31,181
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$2,030,001
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$2,218,441
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,624,464
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,406,023
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2019-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2019-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$0
Assets. Value of employer securities2019-12-31$5,280,000
Total contributions received or receivable from employer(s)2019-12-31$225,625
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$890,161
Total plan liabilities at beginning of year2018-12-31$928,040
Total income from all sources2018-12-31$1,933,360
Expenses. Total of all expenses incurred2018-12-31$32,481
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$3,296,184
Total plan assets at beginning of year2018-12-31$1,433,184
Value of fidelity bond covering the plan2018-12-31$480,000
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$32,481
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$1,829,999
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$1,900,879
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,406,023
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$505,144
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2018-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2018-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022018-12-31$0
Assets. Value of employer securities2018-12-31$3,250,000
Total contributions received or receivable from employer(s)2018-12-31$103,361
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$928,040
Total plan liabilities at beginning of year2017-12-31$964,639
Total income from all sources2017-12-31$763,360
Expenses. Total of all expenses incurred2017-12-31$33,762
Total plan assets at end of year2017-12-31$1,433,184
Total plan assets at beginning of year2017-12-31$740,185
Value of fidelity bond covering the plan2017-12-31$470,000
Expenses. Other expenses not covered elsewhere2017-12-31$33,762
Other income received2017-12-31$679,999
Net income (gross income less expenses)2017-12-31$729,598
Net plan assets at end of year (total assets less liabilities)2017-12-31$505,144
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$-224,454
Assets. Value of participant loans2017-12-31$1,420,000
Total contributions received or receivable from employer(s)2017-12-31$83,361
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$964,639
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$-190,199
Expenses. Total of all expenses incurred2016-12-31$34,255
Total plan assets at end of year2016-12-31$740,185
Total plan assets at beginning of year2016-12-31$0
Value of fidelity bond covering the plan2016-12-31$200,000
Expenses. Other expenses not covered elsewhere2016-12-31$34,255
Other income received2016-12-31$-260,000
Net income (gross income less expenses)2016-12-31$-224,454
Net plan assets at end of year (total assets less liabilities)2016-12-31$-224,454
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$0
Assets. Value of participant loans2016-12-31$740,000
Total contributions received or receivable from employer(s)2016-12-31$69,801
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0

Form 5500 Responses for STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STONE ENVIRONMENTAL, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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