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DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 401k Plan overview

Plan NameDOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN
Plan identification number 001

DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOUGLAS NEUROLOGY ASSOC PC has sponsored the creation of one or more 401k plans.

Company Name:DOUGLAS NEUROLOGY ASSOC PC
Employer identification number (EIN):030486780
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01CHRISTINA MALCOLM2024-05-28
0012022-01-01ALEJANDRA VAZQUEZ2023-07-25 ANA PEREZ2023-07-25
0012021-01-01ALEJANDRA VAZQUEZ2022-07-11
0012020-01-01ALEJANDRA VAZQUEZ2021-07-13
0012019-01-01ALEJANDRA VAZQUEZ2020-07-29
0012018-01-01VICKIE FOSSETT2019-07-12
0012017-01-01VICKIE FOSSETT2018-08-16
0012016-01-01VICKIE FOSSETT
0012015-01-01VICKIE FOSSETT
0012014-01-01VICKIE FOSSETT
0012014-01-01VICKIE FOSSETT
0012013-01-01TAMMY HORTON
0012012-01-01SAMANTHA KARR
0012011-01-01TAMMY HORTON
0012010-01-01TAMMY HORTON
0012009-01-01RITA COCHRAN

Plan Statistics for DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN

401k plan membership statisitcs for DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN

Measure Date Value
2016: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-0110
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0110
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0110
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110
Total number of active participants reported on line 7a of the Form 55002014-01-0110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0110
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0112
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0110
Number of participants with account balances2013-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0118
Total number of active participants reported on line 7a of the Form 55002012-01-0110
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0112
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0117
Total number of active participants reported on line 7a of the Form 55002011-01-0115
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0118
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0116
Total number of active participants reported on line 7a of the Form 55002010-01-0116
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0117
Number of participants with account balances2010-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0118
Total number of active participants reported on line 7a of the Form 55002009-01-0116
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0116
Number of participants with account balances2009-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN

Measure Date Value
2016 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2016 401k financial data
Total income from all sources2016-12-31$148,604
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$1,091,769
Total plan assets at beginning of year2016-12-31$943,165
Value of fidelity bond covering the plan2016-12-31$60,000
Total contributions received or receivable from participants2016-12-31$38,875
Other income received2016-12-31$88,529
Net income (gross income less expenses)2016-12-31$148,604
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,091,769
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$943,165
Total contributions received or receivable from employer(s)2016-12-31$21,200
2015 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2015 401k financial data
Total income from all sources2015-12-31$-2,796
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$943,165
Total plan assets at beginning of year2015-12-31$945,961
Value of fidelity bond covering the plan2015-12-31$60,000
Total contributions received or receivable from participants2015-12-31$39,583
Other income received2015-12-31$-63,579
Net income (gross income less expenses)2015-12-31$-2,796
Net plan assets at end of year (total assets less liabilities)2015-12-31$943,165
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$945,961
Total contributions received or receivable from employer(s)2015-12-31$21,200
2014 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2014 401k financial data
Total income from all sources2014-12-31$53,625
Expenses. Total of all expenses incurred2014-12-31$1,184
Benefits paid (including direct rollovers)2014-12-31$1,184
Total plan assets at end of year2014-12-31$945,561
Total plan assets at beginning of year2014-12-31$893,120
Value of fidelity bond covering the plan2014-12-31$60,000
Total contributions received or receivable from participants2014-12-31$39,500
Other income received2014-12-31$-6,275
Net income (gross income less expenses)2014-12-31$52,441
Net plan assets at end of year (total assets less liabilities)2014-12-31$945,561
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$893,120
Total contributions received or receivable from employer(s)2014-12-31$20,400
2013 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2013 401k financial data
Total income from all sources2013-12-31$208,029
Expenses. Total of all expenses incurred2013-12-31$298,403
Benefits paid (including direct rollovers)2013-12-31$298,403
Total plan assets at end of year2013-12-31$893,120
Total plan assets at beginning of year2013-12-31$983,494
Value of fidelity bond covering the plan2013-12-31$60,000
Total contributions received or receivable from participants2013-12-31$39,500
Other income received2013-12-31$148,129
Net income (gross income less expenses)2013-12-31$-90,374
Net plan assets at end of year (total assets less liabilities)2013-12-31$893,120
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$983,494
Total contributions received or receivable from employer(s)2013-12-31$20,400
2012 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2012 401k financial data
Total income from all sources2012-12-31$137,371
Expenses. Total of all expenses incurred2012-12-31$36,599
Benefits paid (including direct rollovers)2012-12-31$36,599
Total plan assets at end of year2012-12-31$983,494
Total plan assets at beginning of year2012-12-31$882,722
Value of fidelity bond covering the plan2012-12-31$60,000
Total contributions received or receivable from participants2012-12-31$39,501
Other income received2012-12-31$77,870
Net income (gross income less expenses)2012-12-31$100,772
Net plan assets at end of year (total assets less liabilities)2012-12-31$983,494
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$882,722
Total contributions received or receivable from employer(s)2012-12-31$20,000
2011 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2011 401k financial data
Total income from all sources2011-12-31$-17,037
Expenses. Total of all expenses incurred2011-12-31$53,269
Benefits paid (including direct rollovers)2011-12-31$53,269
Total plan assets at end of year2011-12-31$882,722
Total plan assets at beginning of year2011-12-31$953,028
Value of fidelity bond covering the plan2011-12-31$60,000
Total contributions received or receivable from participants2011-12-31$38,500
Other income received2011-12-31$-75,137
Net income (gross income less expenses)2011-12-31$-70,306
Net plan assets at end of year (total assets less liabilities)2011-12-31$882,722
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$953,028
Assets. Value of participant loans2011-12-31$9,575
Total contributions received or receivable from employer(s)2011-12-31$19,600
2010 : DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2010 401k financial data
Total income from all sources2010-12-31$175,805
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$953,028
Total plan assets at beginning of year2010-12-31$777,223
Value of fidelity bond covering the plan2010-12-31$60,000
Total contributions received or receivable from participants2010-12-31$67,198
Other income received2010-12-31$69,486
Net income (gross income less expenses)2010-12-31$175,805
Net plan assets at end of year (total assets less liabilities)2010-12-31$953,028
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$777,223
Assets. Value of participant loans2010-12-31$32,058
Total contributions received or receivable from employer(s)2010-12-31$39,121

Form 5500 Responses for DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN

2016: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DOUGLAS NEUROLOGY ASSOC PC 401K PSP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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