Plan Name | UPSTATE VETERINARY SPECIALTIES 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | UPSTATE VETERINARY SPECIALTIES, PLLC |
Employer identification number (EIN): | 030516276 |
NAIC Classification: | 541940 |
NAIC Description: | Veterinary Services |
Additional information about UPSTATE VETERINARY SPECIALTIES, PLLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 2003-04-30 |
Company Identification Number: | 2900844 |
Legal Registered Office Address: |
152 SPARROWBUSH ROAD Albany LATHAM United States of America (USA) 12110 |
More information about UPSTATE VETERINARY SPECIALTIES, PLLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | AARON WEY | 2020-07-28 | ||
001 | 2018-01-01 | AARON WEY | 2019-10-09 | ||
001 | 2017-01-01 | AARON WEY | 2018-09-14 | ||
001 | 2016-01-01 | AARON WEY | 2017-07-31 | AARON WEY | 2017-07-31 |
Measure | Date | Value |
---|---|---|
2022: UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 141 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 155 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 23 |
Total of all active and inactive participants | 2022-01-01 | 178 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 178 |
Number of participants with account balances | 2022-01-01 | 127 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 1 |
2021: UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 131 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 125 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 15 |
Total of all active and inactive participants | 2021-01-01 | 141 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 141 |
Number of participants with account balances | 2021-01-01 | 100 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 132 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 123 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 8 |
Total of all active and inactive participants | 2020-01-01 | 131 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 131 |
Number of participants with account balances | 2020-01-01 | 91 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 4 |
Measure | Date | Value |
---|---|---|
2022 : UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $30,229 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $48,625 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $14,586 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,145,460 |
Value of total assets at end of year | 2022-12-31 | $6,133,551 |
Value of total assets at beginning of year | 2022-12-31 | $6,151,947 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $34,039 |
Total interest from all sources | 2022-12-31 | $460 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $213,974 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $213,974 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $700,004 |
Participant contributions at end of year | 2022-12-31 | $14,320 |
Participant contributions at beginning of year | 2022-12-31 | $6,684 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $11,117 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $59,712 |
Total non interest bearing cash at end of year | 2022-12-31 | $134 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-18,396 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $6,133,551 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $6,151,947 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $23,007 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $6,098,998 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $6,118,764 |
Interest on participant loans | 2022-12-31 | $460 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $3,647 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $2,098 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $2,098 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,329,665 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $385,744 |
Employer contributions (assets) at end of year | 2022-12-31 | $16,452 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $13,284 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $14,586 |
Contract administrator fees | 2022-12-31 | $11,032 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MENGEL, METZGER, BARR & CO. LLP |
Accountancy firm EIN | 2022-12-31 | 161092347 |
2021 : UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,862,659 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $599,777 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $559,751 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,125,334 |
Value of total assets at end of year | 2021-12-31 | $6,151,947 |
Value of total assets at beginning of year | 2021-12-31 | $4,889,065 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $40,026 |
Total interest from all sources | 2021-12-31 | $376 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $338,227 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $338,227 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $588,006 |
Participant contributions at end of year | 2021-12-31 | $6,684 |
Participant contributions at beginning of year | 2021-12-31 | $9,596 |
Participant contributions at end of year | 2021-12-31 | $11,117 |
Participant contributions at beginning of year | 2021-12-31 | $6,954 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $206,677 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,262,882 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $6,151,947 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $4,889,065 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $27,184 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $6,118,764 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $4,840,682 |
Interest on participant loans | 2021-12-31 | $376 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,098 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $1,661 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $1,661 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $398,722 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $330,651 |
Employer contributions (assets) at end of year | 2021-12-31 | $13,284 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $30,172 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $559,751 |
Contract administrator fees | 2021-12-31 | $12,842 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MARVIN AND COMPANY, P.C. |
Accountancy firm EIN | 2021-12-31 | 141567343 |
2020 : UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,653,344 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $114,394 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $85,535 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $921,600 |
Value of total assets at end of year | 2020-12-31 | $4,889,065 |
Value of total assets at beginning of year | 2020-12-31 | $3,350,115 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $28,859 |
Total interest from all sources | 2020-12-31 | $528 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $173,611 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $173,611 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $385,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $532,725 |
Participant contributions at end of year | 2020-12-31 | $9,596 |
Participant contributions at beginning of year | 2020-12-31 | $14,857 |
Participant contributions at end of year | 2020-12-31 | $6,954 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $71,041 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,538,950 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $4,889,065 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,350,115 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $21,790 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $4,840,682 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,334,265 |
Interest on participant loans | 2020-12-31 | $528 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $1,661 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $993 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $993 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $557,605 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $317,834 |
Employer contributions (assets) at end of year | 2020-12-31 | $30,172 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $85,535 |
Contract administrator fees | 2020-12-31 | $7,069 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MARVIN AND COMPANY, P.C. |
Accountancy firm EIN | 2020-12-31 | 141567343 |
2022: UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: UPSTATE VETERINARY SPECIALTIES 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |