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BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 401k Plan overview

Plan NameBROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
Plan identification number 003

BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

BROCKWAY-SMITH COMPANY has sponsored the creation of one or more 401k plans.

Company Name:BROCKWAY-SMITH COMPANY
Employer identification number (EIN):041123740
NAIC Classification:423300

Additional information about BROCKWAY-SMITH COMPANY

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1994-01-24
Company Identification Number: 64628
Legal Registered Office Address: 17 G W Tatro Dr

Jeffersonville
United States of America (USA)
05464

More information about BROCKWAY-SMITH COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01LINDA M. LYONS PAUL J. ZOCCO, CPA, TREASURER & CFO2019-07-17
0032017-01-01LINDA M. LYONS PAUL J. ZOCCO, CPA, TREASURER & CFO2018-07-19
0032016-01-01LINDA M. LYONS PAUL J. ZOCCO, CPA, TREASURER & CFO2017-07-21
0032015-01-01LINDA M. LYONS PAUL J. ZOCCO, CPA, TREASURER & CFO2016-07-21
0032014-01-01LINDA M. LYONS PAUL J. ZOCCO, CPA, TREASURER & CFO2015-07-29
0032014-01-01LINDA M. LYONS PAUL J. ZOCCO, CPA, TREASURER & CFO2015-07-29
0032013-01-01LINDA M. LYONS, TRUSTEE PAUL J. ZOCCO, CPA, TREASURER & CFO2014-07-28
0032012-01-01LINDA M. LYONS, TRUSTEE PAUL J. ZOCCO, CPA, TREASURER & CFO2013-05-28
0032011-01-01LINDA M. LYONS, TRUSTEE PAUL J. ZOCCO, CPA, TREASURER & CFO2012-04-13
0032010-01-01TIMOTHY A. LYONS, TRUSTEE PAUL J. ZOCCO, CPA, TREASURER CFO2011-04-28
0032009-01-01TIMOTHY A. LYONS, TRUSTEE PAUL J. ZOCCO, CPA, TREASURER CFO2010-04-29

Plan Statistics for BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

401k plan membership statisitcs for BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Measure Date Value
2022: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-0168
Total number of active participants reported on line 7a of the Form 55002022-01-0157
Number of other retired or separated participants entitled to future benefits2022-01-019
Total of all active and inactive participants2022-01-0166
Total participants2022-01-0166
Number of participants with account balances2022-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-0172
Total number of active participants reported on line 7a of the Form 55002021-01-0161
Number of other retired or separated participants entitled to future benefits2021-01-017
Total of all active and inactive participants2021-01-0168
Total participants2021-01-0168
Number of participants with account balances2021-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-0176
Total number of active participants reported on line 7a of the Form 55002020-01-0163
Number of other retired or separated participants entitled to future benefits2020-01-019
Total of all active and inactive participants2020-01-0172
Total participants2020-01-0172
Number of participants with account balances2020-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0192
Total number of active participants reported on line 7a of the Form 55002019-01-0166
Number of other retired or separated participants entitled to future benefits2019-01-0110
Total of all active and inactive participants2019-01-0176
Total participants2019-01-0176
Number of participants with account balances2019-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0199
Total number of active participants reported on line 7a of the Form 55002018-01-0181
Number of other retired or separated participants entitled to future benefits2018-01-0111
Total of all active and inactive participants2018-01-0192
Total participants2018-01-0192
Number of participants with account balances2018-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01101
Total number of active participants reported on line 7a of the Form 55002017-01-0188
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-0199
Total participants2017-01-0199
Number of participants with account balances2017-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01104
Total number of active participants reported on line 7a of the Form 55002016-01-0191
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-01101
Total participants2016-01-01101
Number of participants with account balances2016-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01108
Total number of active participants reported on line 7a of the Form 55002015-01-0193
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01104
Total participants2015-01-01104
Number of participants with account balances2015-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01116
Total number of active participants reported on line 7a of the Form 55002014-01-0198
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-01108
Total participants2014-01-01108
Number of participants with account balances2014-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01159
Total number of active participants reported on line 7a of the Form 55002013-01-01105
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01116
Number of participants with account balances2013-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01169
Total number of active participants reported on line 7a of the Form 55002012-01-01129
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0130
Total of all active and inactive participants2012-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01159
Number of participants with account balances2012-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01235
Total number of active participants reported on line 7a of the Form 55002011-01-01156
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01169
Number of participants with account balances2011-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01262
Total number of active participants reported on line 7a of the Form 55002010-01-01189
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0146
Total of all active and inactive participants2010-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01235
Number of participants with account balances2010-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01302
Total number of active participants reported on line 7a of the Form 55002009-01-01221
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0140
Total of all active and inactive participants2009-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01262
Number of participants with account balances2009-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Measure Date Value
2022 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$2,021,927
Total unrealized appreciation/depreciation of assets2022-12-31$2,021,927
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$57,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$197,878
Expenses. Interest paid2022-12-31$2,887
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$2,887
Total income from all sources (including contributions)2022-12-31$2,254,965
Total of all expenses incurred2022-12-31$141,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$138,645
Value of total assets at end of year2022-12-31$13,005,370
Value of total assets at beginning of year2022-12-31$11,032,674
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$233,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$227,280
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$213,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$57,141
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$197,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$2,113,433
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,948,229
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,834,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$359,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$423,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$12,418,854
Assets. Invements in employer securities at beginning of year2022-12-31$10,396,119
Income. Dividends from common stock2022-12-31$233,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$138,645
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF JND, PC
Accountancy firm EIN2022-12-31043138777
2021 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,372,141
Total unrealized appreciation/depreciation of assets2021-12-31$1,372,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$197,878
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$338,614
Expenses. Interest paid2021-12-31$6,313
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$6,313
Total income from all sources (including contributions)2021-12-31$1,585,544
Total of all expenses incurred2021-12-31$200,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$193,798
Value of total assets at end of year2021-12-31$11,032,674
Value of total assets at beginning of year2021-12-31$9,787,977
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$213,403
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$213,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$189,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$197,878
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$338,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,385,433
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,834,796
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,449,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$423,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$574,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$10,396,119
Assets. Invements in employer securities at beginning of year2021-12-31$9,023,802
Income. Dividends from common stock2021-12-31$213,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$193,798
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF, PC
Accountancy firm EIN2021-12-31043138777
2020 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,039,305
Total unrealized appreciation/depreciation of assets2020-12-31$1,039,305
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$338,614
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$528,524
Expenses. Interest paid2020-12-31$10,425
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$10,425
Total income from all sources (including contributions)2020-12-31$1,231,650
Total of all expenses incurred2020-12-31$199,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$188,584
Value of total assets at end of year2020-12-31$9,787,977
Value of total assets at beginning of year2020-12-31$8,945,246
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$192,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$189,400
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$203,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$338,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$528,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,032,641
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,449,363
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,416,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$574,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$757,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$9,023,802
Assets. Invements in employer securities at beginning of year2020-12-31$7,984,725
Income. Dividends from common stock2020-12-31$192,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$188,584
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PKF, PC
Accountancy firm EIN2020-12-31043138777
2019 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$982,497
Total unrealized appreciation/depreciation of assets2019-12-31$982,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$528,524
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$432,727
Expenses. Interest paid2019-12-31$11,943
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$11,943
Total income from all sources (including contributions)2019-12-31$1,196,399
Total of all expenses incurred2019-12-31$771,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$759,850
Value of total assets at end of year2019-12-31$8,945,246
Value of total assets at beginning of year2019-12-31$8,424,843
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$213,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$203,400
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$197,460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$528,524
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$432,727
Other income not declared elsewhere2019-12-31$80
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$6,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$424,606
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,416,722
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,992,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$757,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$628,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$7,984,725
Assets. Invements in employer securities at beginning of year2019-12-31$7,592,718
Income. Dividends from common stock2019-12-31$213,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$759,850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PKF, PC
Accountancy firm EIN2019-12-31043138777
2018 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$1,543,510
Total unrealized appreciation/depreciation of assets2018-12-31$1,543,510
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$432,727
Expenses. Interest paid2018-12-31$6,204
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$6,204
Total income from all sources (including contributions)2018-12-31$1,749,505
Total of all expenses incurred2018-12-31$1,621,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,614,960
Value of total assets at end of year2018-12-31$8,424,843
Value of total assets at beginning of year2018-12-31$7,863,775
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$205,995
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$197,460
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$176,320
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$432,727
Total non interest bearing cash at end of year2018-12-31$6,137
Total non interest bearing cash at beginning of year2018-12-31$6,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$128,341
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,992,116
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,863,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$628,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,004,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$7,592,718
Assets. Invements in employer securities at beginning of year2018-12-31$6,676,544
Income. Dividends from common stock2018-12-31$205,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,614,960
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PKF, PC
Accountancy firm EIN2018-12-31043138777
2017 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$568,012
Total unrealized appreciation/depreciation of assets2017-12-31$568,012
Total income from all sources (including contributions)2017-12-31$751,707
Total of all expenses incurred2017-12-31$46,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$46,441
Value of total assets at end of year2017-12-31$7,863,775
Value of total assets at beginning of year2017-12-31$7,158,509
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$183,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$176,320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$165,300
Total non interest bearing cash at end of year2017-12-31$6,137
Total non interest bearing cash at beginning of year2017-12-31$6,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$705,266
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,863,775
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,158,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,004,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$878,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$6,676,544
Assets. Invements in employer securities at beginning of year2017-12-31$6,108,507
Income. Dividends from common stock2017-12-31$183,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$46,441
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PKF, PC
Accountancy firm EIN2017-12-31043138777
2016 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,439,296
Total unrealized appreciation/depreciation of assets2016-12-31$1,439,296
Total income from all sources (including contributions)2016-12-31$1,606,057
Total of all expenses incurred2016-12-31$175,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$175,990
Value of total assets at end of year2016-12-31$7,158,509
Value of total assets at beginning of year2016-12-31$5,728,442
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$166,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$165,300
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$134,970
Total non interest bearing cash at end of year2016-12-31$6,137
Total non interest bearing cash at beginning of year2016-12-31$6,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,430,067
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,158,509
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,728,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$878,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$918,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$6,108,507
Assets. Invements in employer securities at beginning of year2016-12-31$4,669,141
Income. Dividends from common stock2016-12-31$166,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$175,990
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PKF, PC
Accountancy firm EIN2016-12-31043138777
2015 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$697,459
Total unrealized appreciation/depreciation of assets2015-12-31$697,459
Total income from all sources (including contributions)2015-12-31$832,780
Total of all expenses incurred2015-12-31$504,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$504,332
Value of total assets at end of year2015-12-31$5,728,442
Value of total assets at beginning of year2015-12-31$5,399,994
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$135,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$134,970
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$61,350
Total non interest bearing cash at end of year2015-12-31$6,137
Total non interest bearing cash at beginning of year2015-12-31$6,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$328,448
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,728,442
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,399,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$918,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$831,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$4,669,141
Assets. Invements in employer securities at beginning of year2015-12-31$4,501,016
Income. Dividends from common stock2015-12-31$135,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$504,332
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PKF, PC
Accountancy firm EIN2015-12-31043138777
2014 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$702,514
Total unrealized appreciation/depreciation of assets2014-12-31$702,514
Total income from all sources (including contributions)2014-12-31$764,227
Total of all expenses incurred2014-12-31$200,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$200,701
Value of total assets at end of year2014-12-31$5,399,994
Value of total assets at beginning of year2014-12-31$4,836,468
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$61,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$61,350
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$294,480
Total non interest bearing cash at end of year2014-12-31$6,137
Total non interest bearing cash at beginning of year2014-12-31$6,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$563,526
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,399,994
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,836,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$831,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$737,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$4,501,016
Assets. Invements in employer securities at beginning of year2014-12-31$3,798,289
Income. Dividends from common stock2014-12-31$61,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$200,701
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PKF, PC
Accountancy firm EIN2014-12-31043138777
2013 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$814,403
Total unrealized appreciation/depreciation of assets2013-12-31$814,403
Total income from all sources (including contributions)2013-12-31$1,117,845
Total loss/gain on sale of assets2013-12-31$8,196
Total of all expenses incurred2013-12-31$1,982,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,982,015
Value of total assets at end of year2013-12-31$4,836,468
Value of total assets at beginning of year2013-12-31$5,700,638
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$295,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$766
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$19,396
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$294,480
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$87,080
Total non interest bearing cash at end of year2013-12-31$6,196
Total non interest bearing cash at beginning of year2013-12-31$6,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-864,170
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,836,468
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,700,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$737,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,632,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$3,798,289
Assets. Invements in employer securities at beginning of year2013-12-31$2,974,849
Income. Dividends from common stock2013-12-31$294,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,982,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$19,396
Aggregate carrying amount (costs) on sale of assets2013-12-31$11,200
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PKF, PC
Accountancy firm EIN2013-12-31043138777
2012 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-323,939
Total unrealized appreciation/depreciation of assets2012-12-31$-323,939
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$35,698
Expenses. Interest paid2012-12-31$57
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$57
Total income from all sources (including contributions)2012-12-31$-188,560
Total loss/gain on sale of assets2012-12-31$48,038
Total of all expenses incurred2012-12-31$466,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$466,577
Value of total assets at end of year2012-12-31$5,700,638
Value of total assets at beginning of year2012-12-31$6,391,530
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$87,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$261
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$5,103
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$87,080
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$112,275
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$35,698
Total non interest bearing cash at end of year2012-12-31$6,285
Total non interest bearing cash at beginning of year2012-12-31$6,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-655,194
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,700,638
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,355,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,632,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$718,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,974,849
Assets. Invements in employer securities at beginning of year2012-12-31$5,554,093
Income. Dividends from common stock2012-12-31$87,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$466,577
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,308,368
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,260,330
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PKF. PC
Accountancy firm EIN2012-12-31043138777
2011 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-45,758
Total unrealized appreciation/depreciation of assets2011-12-31$-45,758
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$35,698
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$385,266
Expenses. Interest paid2011-12-31$2,008
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$2,008
Total income from all sources (including contributions)2011-12-31$549,115
Total loss/gain on sale of assets2011-12-31$482,271
Total of all expenses incurred2011-12-31$1,242,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,240,518
Value of total assets at end of year2011-12-31$6,391,530
Value of total assets at beginning of year2011-12-31$7,434,509
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$112,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$327
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$282,770
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$112,275
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$194,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$35,698
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$385,266
Total non interest bearing cash at end of year2011-12-31$6,303
Total non interest bearing cash at beginning of year2011-12-31$6,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-693,411
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,355,832
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,049,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$718,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,304,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$5,554,093
Assets. Invements in employer securities at beginning of year2011-12-31$5,928,669
Income. Dividends from common stock2011-12-31$112,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,240,518
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,094,071
Aggregate carrying amount (costs) on sale of assets2011-12-31$611,800
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PKF, PC
Accountancy firm EIN2011-12-31043138777
2010 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-3,630,680
Total unrealized appreciation/depreciation of assets2010-12-31$-3,630,680
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$385,266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$281,164
Expenses. Interest paid2010-12-31$3,627
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$3,627
Total income from all sources (including contributions)2010-12-31$-2,739,728
Total loss/gain on sale of assets2010-12-31$696,001
Total of all expenses incurred2010-12-31$881,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$877,796
Value of total assets at end of year2010-12-31$7,434,509
Value of total assets at beginning of year2010-12-31$10,951,558
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$194,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$276
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$273,880
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$194,675
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$152,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$385,266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$281,164
Total non interest bearing cash at end of year2010-12-31$6,783
Total non interest bearing cash at beginning of year2010-12-31$6,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-3,621,151
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,049,243
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$10,670,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,304,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$622,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$5,928,669
Assets. Invements in employer securities at beginning of year2010-12-31$10,170,300
Income. Dividends from common stock2010-12-31$194,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$877,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,580,801
Aggregate carrying amount (costs) on sale of assets2010-12-31$884,800
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PKF, PC
Accountancy firm EIN2010-12-31043138777
2009 : BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$100,740
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

2022: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BROCKWAY-SMITH COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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