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NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 401k Plan overview

Plan NameNATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II
Plan identification number 511

NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental

401k Sponsoring company profile

NATIONAL GRID USA SERVICE COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL GRID USA SERVICE COMPANY, INC.
Employer identification number (EIN):041663150
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5112022-01-01
5112021-01-01
5112020-01-01
5112019-01-01
5112018-01-01
5112017-01-01CHARLES DEROSA
5112016-01-01EDUARDO HERNANDEZ
5112016-01-01
5112015-01-01EDUARDO HERNANDEZ
5112014-01-01LORI SANTORO
5112013-01-01JULIANNE BROWN
5112012-01-01JULIANNE BROWN
5112011-01-01LORRAINE LYNCH
5112009-01-01LORI SANTORO
5112008-01-01

Plan Statistics for NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II

401k plan membership statisitcs for NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II

Measure Date Value
2022: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2022 401k membership
Total participants, beginning-of-year2022-01-012,104
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-011,352
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-011,352
2021: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2021 401k membership
Total participants, beginning-of-year2021-01-012,101
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-012,104
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-012,104
2020: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2020 401k membership
Total participants, beginning-of-year2020-01-012,132
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-012,101
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-012,101
2019: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2019 401k membership
Total participants, beginning-of-year2019-01-012,145
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-012,132
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-012,132
2018: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2018 401k membership
Total participants, beginning-of-year2018-01-012,173
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-012,145
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-012,145
2017: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2017 401k membership
Total participants, beginning-of-year2017-01-012,231
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-012,173
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012,173
2016: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2016 401k membership
Total participants, beginning-of-year2016-01-012,239
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-012,231
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012,231
2015: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2015 401k membership
Total participants, beginning-of-year2015-01-012,234
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-012,239
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-012,239
2014: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2014 401k membership
Total participants, beginning-of-year2014-01-012,289
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-012,234
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012,234
2013: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2013 401k membership
Total participants, beginning-of-year2013-01-012,313
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-012,289
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012,289
2012: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2012 401k membership
Total participants, beginning-of-year2012-01-012,430
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-012,313
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-012,313
2011: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2011 401k membership
Total participants, beginning-of-year2011-01-013,032
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-012,430
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-012,430
2009: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2009 401k membership
Total participants, beginning-of-year2009-01-013,241
Number of retired or separated participants receiving benefits2009-01-012,390
Total of all active and inactive participants2009-01-012,390

Financial Data on NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II

Measure Date Value
2022 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-42,209,778
Total unrealized appreciation/depreciation of assets2022-12-31$-42,209,778
Total transfer of assets from this plan2022-12-31$95,762,836
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$5,031,070
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$8,648,881
Total income from all sources (including contributions)2022-12-31$-131,969,619
Total loss/gain on sale of assets2022-12-31$-24,956,855
Total of all expenses incurred2022-12-31$18,279,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$17,605,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,487,762
Value of total assets at end of year2022-12-31$328,886,885
Value of total assets at beginning of year2022-12-31$578,517,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$674,244
Total interest from all sources2022-12-31$8,749,086
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,220,758
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,218,124
Administrative expenses professional fees incurred2022-12-31$35,107
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$1,096,394
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$1,338,250
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,487,762
Participant contributions at end of year2022-12-31$3,649
Participant contributions at beginning of year2022-12-31$6,065
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,675,478
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$839,633
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,627,702
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$5,256,454
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$4,189,987
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$7,366,118
Other income not declared elsewhere2022-12-31$89,965
Administrative expenses (other) incurred2022-12-31$52,809
Liabilities. Value of operating payables at end of year2022-12-31$165,450
Liabilities. Value of operating payables at beginning of year2022-12-31$302,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-150,249,589
Value of net assets at end of year (total assets less liabilities)2022-12-31$323,855,815
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$569,868,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$586,328
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$65,612,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$121,615,033
Interest earned on other investments2022-12-31$1,005,959
Income. Interest from US Government securities2022-12-31$132,050
Income. Interest from corporate debt instruments2022-12-31$7,559,445
Value of interest in common/collective trusts at end of year2022-12-31$51,746,271
Value of interest in common/collective trusts at beginning of year2022-12-31$208,376,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,299,227
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,084,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,084,744
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$51,632
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$19,865,772
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$29,055,620
Asset value of US Government securities at end of year2022-12-31$27,445,200
Asset value of US Government securities at beginning of year2022-12-31$28,053,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-35,017,848
Net investment gain or loss from common/collective trusts2022-12-31$-38,580,720
Net gain/loss from 103.12 investment entities2022-12-31$-4,751,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from preferred stock2022-12-31$2,491
Income. Dividends from common stock2022-12-31$143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$17,605,726
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$55,277,224
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$61,224,727
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$100,237,895
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$121,666,147
Liabilities. Value of benefit claims payable at end of year2022-12-31$675,633
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$980,425
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$128,461,643
Aggregate carrying amount (costs) on sale of assets2022-12-31$153,418,498
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,300,359
Total unrealized appreciation/depreciation of assets2021-12-31$1,300,359
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$8,648,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,603,709
Total income from all sources (including contributions)2021-12-31$81,088,381
Total loss/gain on sale of assets2021-12-31$2,859,550
Total of all expenses incurred2021-12-31$21,589,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$20,799,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,791,483
Value of total assets at end of year2021-12-31$578,517,121
Value of total assets at beginning of year2021-12-31$511,973,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$790,353
Total interest from all sources2021-12-31$5,111,357
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,980,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,970,800
Administrative expenses professional fees incurred2021-12-31$34,493
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$1,338,250
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,791,483
Participant contributions at end of year2021-12-31$6,065
Participant contributions at beginning of year2021-12-31$8,391
Assets. Other investments not covered elsewhere at end of year2021-12-31$839,633
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$792,928
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$5,256,454
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$585,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$7,366,118
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$771,887
Other income not declared elsewhere2021-12-31$2,032,574
Administrative expenses (other) incurred2021-12-31$124,005
Liabilities. Value of operating payables at end of year2021-12-31$302,338
Liabilities. Value of operating payables at beginning of year2021-12-31$150,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$59,498,517
Value of net assets at end of year (total assets less liabilities)2021-12-31$569,868,240
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$510,369,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$631,855
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$121,615,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$117,698,458
Interest earned on other investments2021-12-31$510,715
Income. Interest from US Government securities2021-12-31$433,357
Income. Interest from corporate debt instruments2021-12-31$4,152,651
Value of interest in common/collective trusts at end of year2021-12-31$208,376,861
Value of interest in common/collective trusts at beginning of year2021-12-31$256,542,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,084,744
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$165,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$165,242
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$14,634
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$29,055,620
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$42,325,247
Asset value of US Government securities at end of year2021-12-31$28,053,587
Asset value of US Government securities at beginning of year2021-12-31$82,137,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$15,391,002
Net investment gain or loss from common/collective trusts2021-12-31$45,480,613
Net gain/loss from 103.12 investment entities2021-12-31$3,140,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Income. Dividends from common stock2021-12-31$9,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$20,799,511
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$61,224,727
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$314,273
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$121,666,147
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$3,596,041
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$7,807,126
Liabilities. Value of benefit claims payable at end of year2021-12-31$980,425
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$681,656
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$387,522,907
Aggregate carrying amount (costs) on sale of assets2021-12-31$384,663,357
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$9,534,187
Total unrealized appreciation/depreciation of assets2020-12-31$9,534,187
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,603,709
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,624,078
Total income from all sources (including contributions)2020-12-31$65,098,336
Total loss/gain on sale of assets2020-12-31$-3,153,191
Total of all expenses incurred2020-12-31$21,336,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$20,664,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,691,922
Value of total assets at end of year2020-12-31$511,973,432
Value of total assets at beginning of year2020-12-31$468,231,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$671,773
Total interest from all sources2020-12-31$998,781
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,429,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,174,419
Administrative expenses professional fees incurred2020-12-31$37,194
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,691,922
Participant contributions at end of year2020-12-31$8,391
Participant contributions at beginning of year2020-12-31$3,166
Assets. Other investments not covered elsewhere at end of year2020-12-31$792,928
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$652,572
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$585,719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,372,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$771,887
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$529,375
Other income not declared elsewhere2020-12-31$750,484
Administrative expenses (other) incurred2020-12-31$47,778
Liabilities. Value of operating payables at end of year2020-12-31$150,166
Liabilities. Value of operating payables at beginning of year2020-12-31$179,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$43,762,018
Value of net assets at end of year (total assets less liabilities)2020-12-31$510,369,723
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$466,607,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$586,801
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$117,698,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$101,786,448
Interest earned on other investments2020-12-31$33,377
Income. Interest from US Government securities2020-12-31$822,272
Income. Interest from corporate debt instruments2020-12-31$143,019
Value of interest in common/collective trusts at end of year2020-12-31$256,542,443
Value of interest in common/collective trusts at beginning of year2020-12-31$224,084,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$165,242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$30,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$30,526
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$113
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$42,325,247
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$36,853,916
Asset value of US Government securities at end of year2020-12-31$82,137,564
Asset value of US Government securities at beginning of year2020-12-31$78,808,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,191,227
Net investment gain or loss from common/collective trusts2020-12-31$37,658,348
Net gain/loss from 103.12 investment entities2020-12-31$4,997,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Income. Dividends from common stock2020-12-31$254,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$20,664,545
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$314,273
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$761,702
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$3,596,041
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$2,241,448
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$7,807,126
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$21,637,122
Liabilities. Value of benefit claims payable at end of year2020-12-31$681,656
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$915,654
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$60,290,893
Aggregate carrying amount (costs) on sale of assets2020-12-31$63,444,084
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$6,751,606
Total unrealized appreciation/depreciation of assets2019-12-31$6,751,606
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,624,078
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,373,246
Total income from all sources (including contributions)2019-12-31$85,917,077
Total loss/gain on sale of assets2019-12-31$2,739,121
Total of all expenses incurred2019-12-31$18,339,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,596,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,645,141
Value of total assets at end of year2019-12-31$468,231,783
Value of total assets at beginning of year2019-12-31$402,402,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$742,569
Total interest from all sources2019-12-31$1,238,981
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,644,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,336,819
Administrative expenses professional fees incurred2019-12-31$22,772
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,645,141
Participant contributions at end of year2019-12-31$3,166
Participant contributions at beginning of year2019-12-31$10,259
Assets. Other investments not covered elsewhere at end of year2019-12-31$652,572
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,332,420
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,372,675
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,470,997
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$529,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,431,576
Other income not declared elsewhere2019-12-31$1,265,804
Administrative expenses (other) incurred2019-12-31$79,088
Liabilities. Value of operating payables at end of year2019-12-31$179,049
Liabilities. Value of operating payables at beginning of year2019-12-31$178,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$67,577,973
Value of net assets at end of year (total assets less liabilities)2019-12-31$466,607,705
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$399,029,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$640,709
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$101,786,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$89,754,626
Income. Interest from US Government securities2019-12-31$1,088,342
Income. Interest from corporate debt instruments2019-12-31$150,345
Value of interest in common/collective trusts at end of year2019-12-31$224,084,095
Value of interest in common/collective trusts at beginning of year2019-12-31$183,746,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$30,526
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$269,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$269,223
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$294
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$36,853,916
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$33,985,139
Asset value of US Government securities at end of year2019-12-31$78,808,113
Asset value of US Government securities at beginning of year2019-12-31$69,338,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,414,354
Net investment gain or loss from common/collective trusts2019-12-31$51,351,301
Net gain/loss from 103.12 investment entities2019-12-31$5,866,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Income. Dividends from common stock2019-12-31$307,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$17,596,535
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$761,702
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$693,645
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$2,241,448
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$2,570,426
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$21,637,122
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$18,231,739
Liabilities. Value of benefit claims payable at end of year2019-12-31$915,654
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$763,574
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$56,236,142
Aggregate carrying amount (costs) on sale of assets2019-12-31$53,497,021
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-7,058,008
Total unrealized appreciation/depreciation of assets2018-12-31$-7,058,008
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,373,246
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,593,601
Total income from all sources (including contributions)2018-12-31$-18,096,416
Total loss/gain on sale of assets2018-12-31$-881,180
Total of all expenses incurred2018-12-31$18,927,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$18,144,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,575,816
Value of total assets at end of year2018-12-31$402,402,978
Value of total assets at beginning of year2018-12-31$442,646,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$783,124
Total interest from all sources2018-12-31$1,340,306
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,666,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,128,740
Administrative expenses professional fees incurred2018-12-31$54,692
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,500,816
Participant contributions at end of year2018-12-31$10,259
Participant contributions at beginning of year2018-12-31$13,170
Assets. Other investments not covered elsewhere at end of year2018-12-31$2,332,420
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,691,422
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,470,997
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,465,744
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,431,576
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$5,667,626
Other income not declared elsewhere2018-12-31$1,878,547
Administrative expenses (other) incurred2018-12-31$21,661
Liabilities. Value of operating payables at end of year2018-12-31$178,096
Liabilities. Value of operating payables at beginning of year2018-12-31$158,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-37,023,546
Value of net assets at end of year (total assets less liabilities)2018-12-31$399,029,732
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$436,053,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$706,771
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$89,754,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$91,191,085
Interest earned on other investments2018-12-31$8,927
Income. Interest from US Government securities2018-12-31$1,165,235
Income. Interest from corporate debt instruments2018-12-31$165,897
Value of interest in common/collective trusts at end of year2018-12-31$183,746,100
Value of interest in common/collective trusts at beginning of year2018-12-31$205,830,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$269,223
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$240,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$240,478
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$247
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$33,985,139
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$32,699,505
Asset value of US Government securities at end of year2018-12-31$69,338,404
Asset value of US Government securities at beginning of year2018-12-31$77,844,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,461,599
Net investment gain or loss from common/collective trusts2018-12-31$-13,181,697
Net gain/loss from 103.12 investment entities2018-12-31$-1,975,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,075,000
Income. Dividends from common stock2018-12-31$538,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$18,144,006
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$693,645
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$1,128,698
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$2,570,426
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$2,411,034
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$18,231,739
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$24,129,970
Liabilities. Value of benefit claims payable at end of year2018-12-31$763,574
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$767,718
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$68,828,188
Aggregate carrying amount (costs) on sale of assets2018-12-31$69,709,368
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$4,429,679
Total unrealized appreciation/depreciation of assets2017-12-31$4,429,679
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,593,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,415,650
Total income from all sources (including contributions)2017-12-31$90,132,790
Total loss/gain on sale of assets2017-12-31$3,362,478
Total of all expenses incurred2017-12-31$20,215,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$19,483,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$25,527,926
Value of total assets at end of year2017-12-31$442,646,879
Value of total assets at beginning of year2017-12-31$378,551,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$732,471
Total interest from all sources2017-12-31$821,789
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,654,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,085,101
Administrative expenses professional fees incurred2017-12-31$27,721
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,296,676
Participant contributions at end of year2017-12-31$13,170
Participant contributions at beginning of year2017-12-31$12,753
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,691,422
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$10,514,365
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,465,744
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,292,619
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$5,667,626
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$11,355,919
Other income not declared elsewhere2017-12-31$1,354,913
Administrative expenses (other) incurred2017-12-31$48,966
Liabilities. Value of operating payables at end of year2017-12-31$158,257
Liabilities. Value of operating payables at beginning of year2017-12-31$190,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$69,917,054
Value of net assets at end of year (total assets less liabilities)2017-12-31$436,053,278
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$366,136,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$655,784
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$91,191,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$61,717,063
Interest earned on other investments2017-12-31$483
Income. Interest from US Government securities2017-12-31$673,148
Income. Interest from corporate debt instruments2017-12-31$148,142
Value of interest in common/collective trusts at end of year2017-12-31$205,830,797
Value of interest in common/collective trusts at beginning of year2017-12-31$177,396,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$240,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$27,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$27,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$16
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$32,699,505
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$28,890,704
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$19,483,265
Asset value of US Government securities at end of year2017-12-31$77,844,976
Asset value of US Government securities at beginning of year2017-12-31$63,367,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,899,013
Net investment gain or loss from common/collective trusts2017-12-31$38,629,230
Net gain/loss from 103.12 investment entities2017-12-31$3,453,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$24,231,250
Income. Dividends from common stock2017-12-31$569,281
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$1,128,698
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$2,411,034
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$24,129,970
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$34,333,139
Liabilities. Value of benefit claims payable at end of year2017-12-31$767,718
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$869,658
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$80,247,317
Aggregate carrying amount (costs) on sale of assets2017-12-31$76,884,839
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,807,041
Total unrealized appreciation/depreciation of assets2016-12-31$2,807,041
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$11,545,992
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,978,922
Total income from all sources (including contributions)2016-12-31$44,025,165
Total loss/gain on sale of assets2016-12-31$145,280
Total of all expenses incurred2016-12-31$18,586,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$17,865,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,435,812
Value of total assets at end of year2016-12-31$378,508,791
Value of total assets at beginning of year2016-12-31$361,503,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$720,846
Total interest from all sources2016-12-31$545,940
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,962,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,422,293
Administrative expenses professional fees incurred2016-12-31$720,846
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,198,146
Participant contributions at end of year2016-12-31$12,753
Participant contributions at beginning of year2016-12-31$16,876
Assets. Other investments not covered elsewhere at end of year2016-12-31$10,514,365
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$18,493,992
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,249,536
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$990,133
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$11,355,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$18,779,778
Other income not declared elsewhere2016-12-31$904,807
Liabilities. Value of operating payables at end of year2016-12-31$190,073
Liabilities. Value of operating payables at beginning of year2016-12-31$189,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$25,438,332
Value of net assets at end of year (total assets less liabilities)2016-12-31$366,962,799
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$341,524,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$61,717,063
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$66,731,004
Interest earned on other investments2016-12-31$3,595
Income. Interest from US Government securities2016-12-31$525,785
Income. Interest from corporate debt instruments2016-12-31$16,575
Value of interest in common/collective trusts at end of year2016-12-31$177,396,538
Value of interest in common/collective trusts at beginning of year2016-12-31$159,895,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$27,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$424,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$424,024
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$-15
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$28,890,704
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$26,022,707
Asset value of US Government securities at end of year2016-12-31$63,367,195
Asset value of US Government securities at beginning of year2016-12-31$54,768,695
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,740,228
Net investment gain or loss from common/collective trusts2016-12-31$16,636,665
Net gain/loss from 103.12 investment entities2016-12-31$2,846,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$13,237,666
Income. Dividends from common stock2016-12-31$540,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$17,865,987
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$153,504
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$34,333,139
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$34,006,569
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$1,009,984
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$55,842,785
Aggregate carrying amount (costs) on sale of assets2016-12-31$55,697,505
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,145,220
Total unrealized appreciation/depreciation of assets2015-12-31$-3,145,220
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,978,922
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$20,236,124
Total income from all sources (including contributions)2015-12-31$27,112,771
Total loss/gain on sale of assets2015-12-31$-995,412
Total of all expenses incurred2015-12-31$18,339,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,724,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$34,232,127
Value of total assets at end of year2015-12-31$361,503,389
Value of total assets at beginning of year2015-12-31$352,987,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$615,260
Total interest from all sources2015-12-31$829,516
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,247,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,682,076
Administrative expenses professional fees incurred2015-12-31$25,433
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,147,543
Participant contributions at end of year2015-12-31$16,876
Participant contributions at beginning of year2015-12-31$17,277
Assets. Other investments not covered elsewhere at end of year2015-12-31$18,493,992
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$18,368,786
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$990,133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,064,330
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$18,779,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$18,649,317
Other income not declared elsewhere2015-12-31$756,323
Administrative expenses (other) incurred2015-12-31$63,804
Liabilities. Value of operating payables at end of year2015-12-31$189,160
Liabilities. Value of operating payables at beginning of year2015-12-31$164,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$8,773,194
Value of net assets at end of year (total assets less liabilities)2015-12-31$341,524,467
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$332,751,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$572,608
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$526,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$66,731,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$56,898,532
Interest earned on other investments2015-12-31$258,045
Income. Interest from US Government securities2015-12-31$571,488
Value of interest in common/collective trusts at end of year2015-12-31$159,895,885
Value of interest in common/collective trusts at beginning of year2015-12-31$158,496,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$424,024
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$179,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$179,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-17
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$26,022,707
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$22,254,475
Asset value of US Government securities at end of year2015-12-31$54,768,695
Asset value of US Government securities at beginning of year2015-12-31$60,197,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,852,018
Net investment gain or loss from common/collective trusts2015-12-31$-583,721
Net gain/loss from 103.12 investment entities2015-12-31$-1,375,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$33,084,584
Income. Dividends from common stock2015-12-31$565,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,724,317
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$153,504
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$182,333
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$34,006,569
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$35,328,544
Liabilities. Value of benefit claims payable at end of year2015-12-31$1,009,984
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$1,421,917
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$56,275,642
Aggregate carrying amount (costs) on sale of assets2015-12-31$57,271,054
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$993,112
Total unrealized appreciation/depreciation of assets2014-12-31$993,112
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$20,236,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$20,295,859
Total income from all sources (including contributions)2014-12-31$34,691,244
Total loss/gain on sale of assets2014-12-31$-153,536
Total of all expenses incurred2014-12-31$18,810,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,196,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$19,533,201
Value of total assets at end of year2014-12-31$352,987,397
Value of total assets at beginning of year2014-12-31$337,166,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$613,873
Total interest from all sources2014-12-31$1,402,079
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,351,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,787,875
Administrative expenses professional fees incurred2014-12-31$28,120
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$54,010
Contributions received from participants2014-12-31$1,148,701
Participant contributions at end of year2014-12-31$17,277
Participant contributions at beginning of year2014-12-31$19,181
Assets. Other investments not covered elsewhere at end of year2014-12-31$18,368,786
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$18,730,477
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,064,330
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,004,014
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$18,649,317
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$18,917,927
Other income not declared elsewhere2014-12-31$508,003
Administrative expenses (other) incurred2014-12-31$111,911
Liabilities. Value of operating payables at end of year2014-12-31$164,890
Liabilities. Value of operating payables at beginning of year2014-12-31$127,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$15,880,381
Value of net assets at end of year (total assets less liabilities)2014-12-31$332,751,273
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$316,870,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$573,257
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$473,842
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$56,898,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$58,933,725
Interest earned on other investments2014-12-31$2,710
Income. Interest from US Government securities2014-12-31$1,400,145
Value of interest in common/collective trusts at end of year2014-12-31$158,496,148
Value of interest in common/collective trusts at beginning of year2014-12-31$153,657,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$179,554
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$109,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$109,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-776
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$22,254,475
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$19,413,146
Asset value of US Government securities at end of year2014-12-31$60,197,418
Asset value of US Government securities at beginning of year2014-12-31$51,868,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-2,444,362
Net investment gain or loss from common/collective trusts2014-12-31$11,261,825
Net gain/loss from 103.12 investment entities2014-12-31$1,239,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,384,500
Income. Dividends from common stock2014-12-31$563,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$18,196,990
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$182,333
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$187,074
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$35,328,544
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$33,243,854
Liabilities. Value of benefit claims payable at end of year2014-12-31$1,421,917
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$1,249,951
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$31,769,886
Aggregate carrying amount (costs) on sale of assets2014-12-31$31,923,422
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$822,435
Total unrealized appreciation/depreciation of assets2013-12-31$822,435
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$20,295,859
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$32,119,372
Total income from all sources (including contributions)2013-12-31$55,902,668
Total loss/gain on sale of assets2013-12-31$3,168,284
Total of all expenses incurred2013-12-31$18,467,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,864,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,193,240
Value of total assets at end of year2013-12-31$337,166,751
Value of total assets at beginning of year2013-12-31$311,555,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$602,799
Total interest from all sources2013-12-31$1,515,952
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,244,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,703,080
Administrative expenses professional fees incurred2013-12-31$50,403
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,510,240
Participant contributions at end of year2013-12-31$19,181
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$18,730,477
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$25,451,857
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,004,014
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$904,558
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$18,917,927
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$30,271,489
Other income not declared elsewhere2013-12-31$249,336
Administrative expenses (other) incurred2013-12-31$120,174
Liabilities. Value of operating payables at end of year2013-12-31$127,981
Liabilities. Value of operating payables at beginning of year2013-12-31$127,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$37,434,935
Value of net assets at end of year (total assets less liabilities)2013-12-31$316,870,892
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$279,435,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$664,053
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$432,222
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$58,933,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$65,557,956
Interest earned on other investments2013-12-31$8,962
Income. Interest from US Government securities2013-12-31$1,507,271
Value of interest in common/collective trusts at end of year2013-12-31$153,657,028
Value of interest in common/collective trusts at beginning of year2013-12-31$106,318,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$109,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$93,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$93,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-281
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$19,413,146
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$19,558,525
Asset value of US Government securities at end of year2013-12-31$51,868,801
Asset value of US Government securities at beginning of year2013-12-31$43,720,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,408,507
Net investment gain or loss from common/collective trusts2013-12-31$31,624,388
Net gain/loss from 103.12 investment entities2013-12-31$-323,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$11,683,000
Income. Dividends from common stock2013-12-31$541,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,864,934
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$187,074
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$3,255,697
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$33,243,854
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$46,693,240
Liabilities. Value of benefit claims payable at end of year2013-12-31$1,249,951
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$1,720,154
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$86,769,552
Aggregate carrying amount (costs) on sale of assets2013-12-31$83,601,268
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$5,171,845
Total unrealized appreciation/depreciation of assets2012-12-31$5,171,845
Total transfer of assets from this plan2012-12-31$4,363,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$32,119,372
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$30,325,981
Total income from all sources (including contributions)2012-12-31$72,207,219
Total loss/gain on sale of assets2012-12-31$1,184,224
Total of all expenses incurred2012-12-31$20,554,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$19,959,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$41,539,669
Value of total assets at end of year2012-12-31$311,555,329
Value of total assets at beginning of year2012-12-31$262,472,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$595,565
Total interest from all sources2012-12-31$1,741,511
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,148,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,303,715
Administrative expenses professional fees incurred2012-12-31$43,854
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$939,740
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$2,995
Assets. Other investments not covered elsewhere at end of year2012-12-31$25,451,857
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$27,266,300
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$904,558
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,185,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$30,271,489
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$28,145,262
Other income not declared elsewhere2012-12-31$215,167
Administrative expenses (other) incurred2012-12-31$65,269
Liabilities. Value of operating payables at end of year2012-12-31$127,729
Liabilities. Value of operating payables at beginning of year2012-12-31$170,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$51,652,458
Value of net assets at end of year (total assets less liabilities)2012-12-31$279,435,957
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$232,146,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$664,053
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$486,442
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$65,557,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$32,150,185
Interest earned on other investments2012-12-31$38,149
Income. Interest from US Government securities2012-12-31$1,703,382
Value of interest in common/collective trusts at end of year2012-12-31$106,318,584
Value of interest in common/collective trusts at beginning of year2012-12-31$94,101,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$93,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$59,570
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$59,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-20
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$19,558,525
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$22,274,310
Asset value of US Government securities at end of year2012-12-31$43,720,966
Asset value of US Government securities at beginning of year2012-12-31$40,543,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,575,522
Net investment gain or loss from common/collective trusts2012-12-31$14,378,101
Net gain/loss from 103.12 investment entities2012-12-31$2,252,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$40,599,929
Income. Dividends from common stock2012-12-31$844,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$19,959,196
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$3,255,697
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$1,363,103
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$46,693,240
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$43,525,227
Liabilities. Value of benefit claims payable at end of year2012-12-31$1,720,154
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$2,010,412
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$60,965,384
Aggregate carrying amount (costs) on sale of assets2012-12-31$59,781,160
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,492,681
Total unrealized appreciation/depreciation of assets2011-12-31$1,492,681
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$30,325,981
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$23,740,657
Total income from all sources (including contributions)2011-12-31$13,330,083
Total loss/gain on sale of assets2011-12-31$-963,883
Total of all expenses incurred2011-12-31$22,177,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,568,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,552,557
Value of total assets at end of year2011-12-31$262,472,528
Value of total assets at beginning of year2011-12-31$264,734,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$609,053
Total interest from all sources2011-12-31$2,253,296
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,155,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,386,561
Administrative expenses professional fees incurred2011-12-31$36,983
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$227,132
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$927,557
Participant contributions at end of year2011-12-31$2,995
Participant contributions at beginning of year2011-12-31$628,723
Assets. Other investments not covered elsewhere at end of year2011-12-31$27,266,300
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$14,581,158
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,185,906
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9,566,006
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$28,145,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$22,025,820
Other income not declared elsewhere2011-12-31$106,082
Administrative expenses (other) incurred2011-12-31$36,636
Liabilities. Value of operating payables at end of year2011-12-31$170,307
Liabilities. Value of operating payables at beginning of year2011-12-31$150,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-8,847,248
Value of net assets at end of year (total assets less liabilities)2011-12-31$232,146,547
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$240,993,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$573,404
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$535,434
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$32,150,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$31,107,537
Interest earned on other investments2011-12-31$63,225
Income. Interest from US Government securities2011-12-31$2,141,452
Income. Interest from corporate debt instruments2011-12-31$48,447
Value of interest in common/collective trusts at end of year2011-12-31$94,101,816
Value of interest in common/collective trusts at beginning of year2011-12-31$98,193,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$59,570
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$153,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$153,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$172
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$22,274,310
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$23,268,784
Asset value of US Government securities at end of year2011-12-31$40,543,116
Asset value of US Government securities at beginning of year2011-12-31$38,337,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,737,902
Net investment gain or loss from common/collective trusts2011-12-31$-3,473,594
Net gain/loss from 103.12 investment entities2011-12-31$945,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$11,625,000
Income. Dividends from preferred stock2011-12-31$7,219
Income. Dividends from common stock2011-12-31$761,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,568,278
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$1,363,103
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,183,745
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$43,525,227
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$47,486,863
Liabilities. Value of benefit claims payable at end of year2011-12-31$2,010,412
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$1,564,356
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$64,289,663
Aggregate carrying amount (costs) on sale of assets2011-12-31$65,253,546
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$8,130,535
Total unrealized appreciation/depreciation of assets2010-12-31$8,130,535
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$23,740,657
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$27,352,516
Total income from all sources (including contributions)2010-12-31$44,002,983
Total loss/gain on sale of assets2010-12-31$-140,244
Total of all expenses incurred2010-12-31$20,932,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$20,399,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,171,870
Value of total assets at end of year2010-12-31$264,734,452
Value of total assets at beginning of year2010-12-31$245,275,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$533,054
Total interest from all sources2010-12-31$1,321,686
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,614,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$976,128
Administrative expenses professional fees incurred2010-12-31$40,648
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$227,132
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$275,942
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$921,870
Participant contributions at end of year2010-12-31$628,723
Participant contributions at beginning of year2010-12-31$606,438
Assets. Other investments not covered elsewhere at end of year2010-12-31$14,581,158
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$19,740,033
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9,566,006
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$7,758,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$22,025,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$25,613,294
Other income not declared elsewhere2010-12-31$185,663
Administrative expenses (other) incurred2010-12-31$121,567
Liabilities. Value of operating payables at end of year2010-12-31$150,481
Liabilities. Value of operating payables at beginning of year2010-12-31$84,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$23,070,874
Value of net assets at end of year (total assets less liabilities)2010-12-31$240,993,795
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$217,922,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$664,053
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$26,024,309
Investment advisory and management fees2010-12-31$370,839
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$31,107,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$33,590,970
Interest earned on other investments2010-12-31$86,364
Income. Interest from US Government securities2010-12-31$1,145,837
Income. Interest from corporate debt instruments2010-12-31$89,286
Value of interest in common/collective trusts at end of year2010-12-31$98,193,858
Value of interest in common/collective trusts at beginning of year2010-12-31$119,357,839
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$153,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$176,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$176,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$199
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$23,268,784
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$669,905
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$20,399,055
Asset value of US Government securities at end of year2010-12-31$38,337,164
Asset value of US Government securities at beginning of year2010-12-31$36,125,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,439,347
Net investment gain or loss from common/collective trusts2010-12-31$15,501,287
Net gain/loss from 103.12 investment entities2010-12-31$2,777,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$11,250,000
Income. Dividends from preferred stock2010-12-31$17,279
Income. Dividends from common stock2010-12-31$621,495
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,183,745
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$950,133
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$47,486,863
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$1,564,356
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$1,655,213
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$70,665,323
Aggregate carrying amount (costs) on sale of assets2010-12-31$70,805,567
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863

Form 5500 Responses for NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II

2022: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan funding arrangement – General assets of the sponsorYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2022-01-01Plan benefit arrangement – General assets of the sponsorYes
2021: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan funding arrangement – General assets of the sponsorYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2021-01-01Plan benefit arrangement – General assets of the sponsorYes
2020: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan funding arrangement – General assets of the sponsorYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2020-01-01Plan benefit arrangement – General assets of the sponsorYes
2019: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan funding arrangement – General assets of the sponsorYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2019-01-01Plan benefit arrangement – General assets of the sponsorYes
2018: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2018-01-01Plan benefit arrangement – General assets of the sponsorYes
2017: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2017-01-01Plan benefit arrangement – General assets of the sponsorYes
2016: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan funding arrangement – General assets of the sponsorYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2016-01-01Plan benefit arrangement – General assets of the sponsorYes
2015: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan funding arrangement – General assets of the sponsorYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2015-01-01Plan benefit arrangement – General assets of the sponsorYes
2014: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: NATIONAL GRID USA COMPANIES RETIREES HEALTH AND LIFE INSURANCE PLAN II 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract number000000027
Policy instance 5
Insurance contract or identification number000000027
Number of Individuals Covered3
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $205,062
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 4
Insurance contract or identification numberVARIOUS
Number of Individuals Covered156
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $603,750
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FALLON COMMUNITY HEALTH PLAN -MEDICARE (National Association of Insurance Commissioners NAIC id number: 95541 )
Policy contract numberC008880001C02
Policy instance 3
Insurance contract or identification numberC008880001C02
Number of Individuals Covered69
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $450,522
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC. (National Association of Insurance Commissioners NAIC id number: 53228 )
Policy contract number0281352
Policy instance 2
Insurance contract or identification number0281352
Number of Individuals Covered143
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,127
Total amount of fees paid to insurance companyUSD $24,717
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,127
Amount paid for insurance broker fees24717
Additional information about fees paid to insurance brokerBONUS AND PERSISTENCY COMMISSIONS
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0105625
Policy instance 1
Insurance contract or identification number0105625
Number of Individuals Covered1000
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $11,934
Total amount of fees paid to insurance companyUSD $12,246
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $955,832
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,934
Amount paid for insurance broker fees12246
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION PROGRAM
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number105625
Policy instance 1
Insurance contract or identification number105625
Number of Individuals Covered1516
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $12,503
Total amount of fees paid to insurance companyUSD $15,879
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,095,214
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,503
Amount paid for insurance broker fees15879
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION PROGRAM
Insurance broker organization code?3
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC. (National Association of Insurance Commissioners NAIC id number: 53228 )
Policy contract number0281352
Policy instance 2
Insurance contract or identification number0281352
Number of Individuals Covered153
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,443
Total amount of fees paid to insurance companyUSD $44,204
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,443
Amount paid for insurance broker fees44204
Additional information about fees paid to insurance brokerBONUS AND PERSISTENCY COMMISSIONS
Insurance broker organization code?3
FALLON COMMUNITY HEALTH PLAN -MEDICARE (National Association of Insurance Commissioners NAIC id number: 95541 )
Policy contract numberC008880001C02
Policy instance 3
Insurance contract or identification numberC008880001C02
Number of Individuals Covered74
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $359,194
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 4
Insurance contract or identification numberVARIOUS
Number of Individuals Covered163
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $629,231
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract number000000027
Policy instance 5
Insurance contract or identification number000000027
Number of Individuals Covered169
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $420,616
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract number000000027
Policy instance 5
Insurance contract or identification number000000027
Number of Individuals Covered193
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $424,389
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 4
Insurance contract or identification numberVARIOUS
Number of Individuals Covered174
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $658,453
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FALLON COMMUNITY HEALTH PLAN -MEDICARE (National Association of Insurance Commissioners NAIC id number: 95541 )
Policy contract numberC008880001C02
Policy instance 3
Insurance contract or identification numberC008880001C02
Number of Individuals Covered75
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $334,010
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC. (National Association of Insurance Commissioners NAIC id number: 53228 )
Policy contract number0281352
Policy instance 2
Insurance contract or identification number0281352
Number of Individuals Covered159
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,629
Total amount of fees paid to insurance companyUSD $46,402
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,629
Amount paid for insurance broker fees46402
Additional information about fees paid to insurance brokerBONUS AND PERSISTENCY COMMISSIONS
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number105625
Policy instance 1
Insurance contract or identification number105625
Number of Individuals Covered1516
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $12,855
Total amount of fees paid to insurance companyUSD $13,758
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedADD
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,122,315
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,855
Amount paid for insurance broker fees13758
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION PROGRAM
Insurance broker organization code?3
FALLON COMMUNITY HEALTH PLAN -MEDICARE (National Association of Insurance Commissioners NAIC id number: 95541 )
Policy contract numberC008880001C02
Policy instance 3
Insurance contract or identification numberC008880001C02
Number of Individuals Covered76
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $525,284
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number105625
Policy instance 1
Insurance contract or identification number105625
Number of Individuals Covered1570
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $12,745
Total amount of fees paid to insurance companyUSD $14,315
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedADD
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,062,795
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,745
Amount paid for insurance broker fees14315
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION PROGRAM
Insurance broker organization code?3
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC. (National Association of Insurance Commissioners NAIC id number: 53228 )
Policy contract number0281352
Policy instance 2
Insurance contract or identification number0281352
Number of Individuals Covered159
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,299
Total amount of fees paid to insurance companyUSD $37,312
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,299
Amount paid for insurance broker fees37312
Additional information about fees paid to insurance brokerBONUS AND PERSISTENCY COMMISSIONS
Insurance broker organization code?3
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 4
Insurance contract or identification numberVARIOUS
Number of Individuals Covered186
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $698,039
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 5
Insurance contract or identification numberVARIOUS
Number of Individuals Covered209
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $461,605
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 5
Insurance contract or identification numberVARIOUS
Number of Individuals Covered227
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $508,606
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number105625
Policy instance 1
Insurance contract or identification number105625
Number of Individuals Covered1563
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $11,201
Total amount of fees paid to insurance companyUSD $10,791
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedADD
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $841,573
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,201
Amount paid for insurance broker fees8898
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION PROGRAM
Insurance broker organization code?3
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC. (National Association of Insurance Commissioners NAIC id number: 53228 )
Policy contract number0281352
Policy instance 2
Insurance contract or identification number0281352
Number of Individuals Covered168
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,168
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $634,524
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,168
Insurance broker organization code?3
FALLON COMMUNITY HEALTH PLAN -MEDICARE (National Association of Insurance Commissioners NAIC id number: 95541 )
Policy contract numberC008880001C02
Policy instance 3
Insurance contract or identification numberC008880001C02
Number of Individuals Covered80
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $384,483
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 4
Insurance contract or identification numberVARIOUS
Number of Individuals Covered194
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $723,166
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 5
Insurance contract or identification numberVARIOUS
Number of Individuals Covered253
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $539,421
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS AND BLUE SHIELD OF RHODE ISLAND (National Association of Insurance Commissioners NAIC id number: 53473 )
Policy contract numberVARIOUS
Policy instance 4
Insurance contract or identification numberVARIOUS
Number of Individuals Covered200
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $725,197
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FALLON COMMUNITY HEALTH PLAN -MEDICARE (National Association of Insurance Commissioners NAIC id number: 95541 )
Policy contract numberC008880001C02
Policy instance 3
Insurance contract or identification numberC008880001C02
Number of Individuals Covered81
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $336,546
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC. (National Association of Insurance Commissioners NAIC id number: 53228 )
Policy contract number0281352
Policy instance 2
Insurance contract or identification number0281352
Number of Individuals Covered172
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,967
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $624,998
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,967
Insurance broker organization code?3
Insurance broker nameMERCER HEALTH & BENEFITS LLC
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number105625
Policy instance 1
Insurance contract or identification number105625
Number of Individuals Covered1573
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $13,582
Total amount of fees paid to insurance companyUSD $5,170
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $859,525
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,582
Amount paid for insurance broker fees5170
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION PROGRAM
Insurance broker organization code?3
Insurance broker nameRSC INSURANCE BROKERAGE INC.

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