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RUBY WINES, INC. 401K PROFIT SHARING TRUST 401k Plan overview

Plan NameRUBY WINES, INC. 401K PROFIT SHARING TRUST
Plan identification number 001

RUBY WINES, INC. 401K PROFIT SHARING TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RUBY WINES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RUBY WINES, INC.
Employer identification number (EIN):042036447
NAIC Classification:424800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RUBY WINES, INC. 401K PROFIT SHARING TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01ROBERT RUBIN2021-10-08
0012019-09-01ROBERT RUBIN2020-10-08
0012018-09-01ROBERT RUBIN2020-07-09
0012017-09-01ROBERT RUBIN2019-07-01
0012016-09-01
0012015-09-01
0012014-09-01
0012013-09-01ROBERT RUBIN
0012012-09-01ROBERT RUBIN
0012011-09-01ROBERT RUBIN
0012010-09-01ROBERT RUBIN
0012009-09-01ROBERT RUBIN

Plan Statistics for RUBY WINES, INC. 401K PROFIT SHARING TRUST

401k plan membership statisitcs for RUBY WINES, INC. 401K PROFIT SHARING TRUST

Measure Date Value
2022: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01171
Total number of active participants reported on line 7a of the Form 55002022-01-01140
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0132
Total of all active and inactive participants2022-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01173
Number of participants with account balances2022-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0124
2021: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01186
Total number of active participants reported on line 7a of the Form 55002021-01-01156
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0121
Total of all active and inactive participants2021-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01177
Number of participants with account balances2021-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0111
2020: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01169
Total number of active participants reported on line 7a of the Form 55002020-01-01169
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0116
Total of all active and inactive participants2020-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01185
Number of participants with account balances2020-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2019 401k membership
Total participants, beginning-of-year2019-09-01168
Total number of active participants reported on line 7a of the Form 55002019-09-01149
Number of retired or separated participants receiving benefits2019-09-010
Number of other retired or separated participants entitled to future benefits2019-09-0119
Total of all active and inactive participants2019-09-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01168
Number of participants with account balances2019-09-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-010
2018: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2018 401k membership
Total participants, beginning-of-year2018-09-01171
Total number of active participants reported on line 7a of the Form 55002018-09-01148
Number of retired or separated participants receiving benefits2018-09-010
Number of other retired or separated participants entitled to future benefits2018-09-0120
Total of all active and inactive participants2018-09-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01168
Number of participants with account balances2018-09-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-0116
2017: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2017 401k membership
Total participants, beginning-of-year2017-09-01116
Total number of active participants reported on line 7a of the Form 55002017-09-01144
Number of retired or separated participants receiving benefits2017-09-010
Number of other retired or separated participants entitled to future benefits2017-09-0127
Total of all active and inactive participants2017-09-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01171
Number of participants with account balances2017-09-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-0113
2016: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2016 401k membership
Total participants, beginning-of-year2016-09-01151
Total number of active participants reported on line 7a of the Form 55002016-09-01116
Number of retired or separated participants receiving benefits2016-09-012
Number of other retired or separated participants entitled to future benefits2016-09-0130
Total of all active and inactive participants2016-09-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01148
Number of participants with account balances2016-09-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-016
2015: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2015 401k membership
Total participants, beginning-of-year2015-09-01142
Total number of active participants reported on line 7a of the Form 55002015-09-01116
Number of retired or separated participants receiving benefits2015-09-013
Number of other retired or separated participants entitled to future benefits2015-09-0128
Total of all active and inactive participants2015-09-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01147
Number of participants with account balances2015-09-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-015
2014: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2014 401k membership
Total participants, beginning-of-year2014-09-01144
Total number of active participants reported on line 7a of the Form 55002014-09-01110
Number of retired or separated participants receiving benefits2014-09-011
Number of other retired or separated participants entitled to future benefits2014-09-0131
Total of all active and inactive participants2014-09-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01142
Number of participants with account balances2014-09-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-016
2013: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2013 401k membership
Total participants, beginning-of-year2013-09-01139
Total number of active participants reported on line 7a of the Form 55002013-09-01114
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-0130
Total of all active and inactive participants2013-09-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01144
Number of participants with account balances2013-09-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-011
2012: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2012 401k membership
Total participants, beginning-of-year2012-09-01140
Total number of active participants reported on line 7a of the Form 55002012-09-01100
Number of retired or separated participants receiving benefits2012-09-014
Number of other retired or separated participants entitled to future benefits2012-09-0135
Total of all active and inactive participants2012-09-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01139
Number of participants with account balances2012-09-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-017
2011: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2011 401k membership
Total participants, beginning-of-year2011-09-01129
Total number of active participants reported on line 7a of the Form 55002011-09-01107
Number of retired or separated participants receiving benefits2011-09-013
Number of other retired or separated participants entitled to future benefits2011-09-0130
Total of all active and inactive participants2011-09-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01140
Number of participants with account balances2011-09-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-011
2010: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2010 401k membership
Total participants, beginning-of-year2010-09-01135
Total number of active participants reported on line 7a of the Form 55002010-09-01101
Number of retired or separated participants receiving benefits2010-09-011
Number of other retired or separated participants entitled to future benefits2010-09-0127
Total of all active and inactive participants2010-09-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-09-010
Total participants2010-09-01129
Number of participants with account balances2010-09-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-09-017
2009: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2009 401k membership
Total participants, beginning-of-year2009-09-01138
Total number of active participants reported on line 7a of the Form 55002009-09-01111
Number of retired or separated participants receiving benefits2009-09-011
Number of other retired or separated participants entitled to future benefits2009-09-0123
Total of all active and inactive participants2009-09-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-01135
Number of participants with account balances2009-09-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-011

Financial Data on RUBY WINES, INC. 401K PROFIT SHARING TRUST

Measure Date Value
2022 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,507,728
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,651,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,561,650
Value of total corrective distributions2022-12-31$21,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$936,753
Value of total assets at end of year2022-12-31$17,344,475
Value of total assets at beginning of year2022-12-31$21,503,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,003
Total interest from all sources2022-12-31$14,512
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$269,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$269,773
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$627,351
Participant contributions at end of year2022-12-31$252,282
Participant contributions at beginning of year2022-12-31$228,627
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$10,414
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$159,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,158,730
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,344,475
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,503,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$44,634
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,942,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,114,164
Interest on participant loans2022-12-31$14,512
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,728,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$150,000
Employer contributions (assets) at end of year2022-12-31$150,000
Employer contributions (assets) at beginning of year2022-12-31$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,561,650
Contract administrator fees2022-12-31$23,369
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN2022-12-31222428965
2021 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,337,051
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,828,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,734,701
Value of total corrective distributions2021-12-31$20,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,124,266
Value of total assets at end of year2021-12-31$21,503,205
Value of total assets at beginning of year2021-12-31$18,994,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$72,489
Total interest from all sources2021-12-31$15,747
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$213,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$213,658
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$590,612
Participant contributions at end of year2021-12-31$228,627
Participant contributions at beginning of year2021-12-31$306,638
Participant contributions at end of year2021-12-31$10,414
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$383,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,508,917
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,503,205
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,994,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$49,807
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,114,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$18,547,650
Interest on participant loans2021-12-31$15,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,983,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$150,000
Employer contributions (assets) at end of year2021-12-31$150,000
Employer contributions (assets) at beginning of year2021-12-31$140,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,734,701
Contract administrator fees2021-12-31$22,682
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN2021-12-31222428965
2020 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,482,761
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$897,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$812,778
Value of total corrective distributions2020-12-31$24,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$735,409
Value of total assets at end of year2020-12-31$18,994,288
Value of total assets at beginning of year2020-12-31$16,408,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$60,253
Total interest from all sources2020-12-31$20,159
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$215,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$215,209
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$579,754
Participant contributions at end of year2020-12-31$306,638
Participant contributions at beginning of year2020-12-31$319,462
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$15,655
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,585,491
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,994,288
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,408,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$40,383
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$18,547,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,042,335
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$20,159
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,511,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$140,000
Employer contributions (assets) at end of year2020-12-31$140,000
Employer contributions (assets) at beginning of year2020-12-31$47,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$812,778
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$19,870
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MCCAFFERTY & CO., PC
Accountancy firm EIN2020-12-31043216934
2019 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,374,046
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$733,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$671,577
Value of total corrective distributions2019-12-31$42,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$239,844
Value of total assets at end of year2019-12-31$16,408,797
Value of total assets at beginning of year2019-12-31$15,767,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,353
Total interest from all sources2019-12-31$6,214
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$167,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$167,595
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$192,844
Participant contributions at end of year2019-12-31$319,462
Participant contributions at beginning of year2019-12-31$337,374
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$640,857
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,408,797
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,767,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$13,123
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,042,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,290,566
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$6,214
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$960,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$47,000
Employer contributions (assets) at end of year2019-12-31$47,000
Employer contributions (assets) at beginning of year2019-12-31$140,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$671,577
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$6,230
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MCCAFFERTY & CO., PC
Accountancy firm EIN2019-12-31043216934
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$1,219,291
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$1,360,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$1,263,287
Value of total corrective distributions2019-08-31$41,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$748,405
Value of total assets at end of year2019-08-31$15,767,940
Value of total assets at beginning of year2019-08-31$15,909,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$56,091
Total interest from all sources2019-08-31$16,811
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$238,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-08-31$238,853
Assets. Real estate other than employer real property at end of year2019-08-31$0
Assets. Real estate other than employer real property at beginning of year2019-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-08-31$0
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$500,000
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$608,405
Participant contributions at end of year2019-08-31$337,374
Participant contributions at beginning of year2019-08-31$293,511
Participant contributions at end of year2019-08-31$0
Participant contributions at beginning of year2019-08-31$0
Assets. Other investments not covered elsewhere at end of year2019-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-08-31$0
Assets. Loans (other than to participants) at end of year2019-08-31$0
Assets. Loans (other than to participants) at beginning of year2019-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-08-31$0
Liabilities. Value of operating payables at end of year2019-08-31$0
Liabilities. Value of operating payables at beginning of year2019-08-31$0
Total non interest bearing cash at end of year2019-08-31$0
Total non interest bearing cash at beginning of year2019-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$-141,702
Value of net assets at end of year (total assets less liabilities)2019-08-31$15,767,940
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$15,909,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Assets. partnership/joint venture interests at end of year2019-08-31$0
Assets. partnership/joint venture interests at beginning of year2019-08-31$0
Investment advisory and management fees2019-08-31$37,247
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$15,290,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$15,476,131
Value of interest in pooled separate accounts at end of year2019-08-31$0
Value of interest in pooled separate accounts at beginning of year2019-08-31$0
Interest on participant loans2019-08-31$16,811
Value of interest in master investment trust accounts at end of year2019-08-31$0
Value of interest in master investment trust accounts at beginning of year2019-08-31$0
Value of interest in common/collective trusts at end of year2019-08-31$0
Value of interest in common/collective trusts at beginning of year2019-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-08-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-08-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-08-31$0
Asset value of US Government securities at end of year2019-08-31$0
Asset value of US Government securities at beginning of year2019-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$215,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31Yes
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Assets. Invements in employer securities at end of year2019-08-31$0
Assets. Invements in employer securities at beginning of year2019-08-31$0
Assets. Value of employer real property at end of year2019-08-31$0
Assets. Value of employer real property at beginning of year2019-08-31$0
Contributions received in cash from employer2019-08-31$140,000
Employer contributions (assets) at end of year2019-08-31$140,000
Employer contributions (assets) at beginning of year2019-08-31$140,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$1,263,287
Asset. Corporate debt instrument preferred debt at end of year2019-08-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-08-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-08-31$0
Contract administrator fees2019-08-31$18,844
Assets. Corporate common stocks other than exployer securities at end of year2019-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-08-31$0
Liabilities. Value of benefit claims payable at end of year2019-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-08-31$0
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Liabilities. Value of acquisition indebtedness at end of year2019-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2019-08-31043216934
2018 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-08-31$0
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total transfer of assets to this plan2018-08-31$0
Total transfer of assets from this plan2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Expenses. Interest paid2018-08-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-08-31$0
Total income from all sources (including contributions)2018-08-31$1,875,757
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$1,316,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$1,238,667
Expenses. Certain deemed distributions of participant loans2018-08-31$0
Value of total corrective distributions2018-08-31$31,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$767,964
Value of total assets at end of year2018-08-31$15,909,642
Value of total assets at beginning of year2018-08-31$15,349,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$45,696
Total income from rents2018-08-31$0
Total interest from all sources2018-08-31$13,652
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$215,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-08-31$215,082
Assets. Real estate other than employer real property at end of year2018-08-31$0
Assets. Real estate other than employer real property at beginning of year2018-08-31$0
Administrative expenses professional fees incurred2018-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-08-31$0
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$500,000
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Funding deficiency by the employer to the plan for this plan year2018-08-31$0
Minimum employer required contribution for this plan year2018-08-31$0
Amount contributed by the employer to the plan for this plan year2018-08-31$0
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$624,583
Participant contributions at end of year2018-08-31$293,511
Participant contributions at beginning of year2018-08-31$310,166
Participant contributions at end of year2018-08-31$0
Participant contributions at beginning of year2018-08-31$0
Assets. Other investments not covered elsewhere at end of year2018-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-08-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-08-31$0
Assets. Loans (other than to participants) at end of year2018-08-31$0
Assets. Loans (other than to participants) at beginning of year2018-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-08-31$0
Other income not declared elsewhere2018-08-31$0
Administrative expenses (other) incurred2018-08-31$0
Liabilities. Value of operating payables at end of year2018-08-31$0
Liabilities. Value of operating payables at beginning of year2018-08-31$0
Total non interest bearing cash at end of year2018-08-31$0
Total non interest bearing cash at beginning of year2018-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Income. Non cash contributions2018-08-31$0
Value of net income/loss2018-08-31$559,709
Value of net assets at end of year (total assets less liabilities)2018-08-31$15,909,642
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$15,349,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Assets. partnership/joint venture interests at end of year2018-08-31$0
Assets. partnership/joint venture interests at beginning of year2018-08-31$0
Investment advisory and management fees2018-08-31$31,775
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$15,476,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$0
Value of interest in pooled separate accounts at end of year2018-08-31$0
Value of interest in pooled separate accounts at beginning of year2018-08-31$0
Interest on participant loans2018-08-31$13,652
Income. Interest from loans (other than to participants)2018-08-31$0
Interest earned on other investments2018-08-31$0
Income. Interest from US Government securities2018-08-31$0
Income. Interest from corporate debt instruments2018-08-31$0
Value of interest in master investment trust accounts at end of year2018-08-31$0
Value of interest in master investment trust accounts at beginning of year2018-08-31$0
Value of interest in common/collective trusts at end of year2018-08-31$0
Value of interest in common/collective trusts at beginning of year2018-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-08-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-08-31$14,899,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-08-31$14,899,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-08-31$0
Assets. Value of investments in 103.12 investment entities at end of year2018-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-08-31$0
Asset value of US Government securities at end of year2018-08-31$0
Asset value of US Government securities at beginning of year2018-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$879,059
Net investment gain/loss from pooled separate accounts2018-08-31$0
Net investment gain or loss from common/collective trusts2018-08-31$0
Net gain/loss from 103.12 investment entities2018-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Assets. Invements in employer securities at end of year2018-08-31$0
Assets. Invements in employer securities at beginning of year2018-08-31$0
Assets. Value of employer real property at end of year2018-08-31$0
Assets. Value of employer real property at beginning of year2018-08-31$0
Contributions received in cash from employer2018-08-31$143,381
Employer contributions (assets) at end of year2018-08-31$140,000
Employer contributions (assets) at beginning of year2018-08-31$140,000
Income. Dividends from preferred stock2018-08-31$0
Income. Dividends from common stock2018-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$1,238,667
Asset. Corporate debt instrument preferred debt at end of year2018-08-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-08-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-08-31$0
Contract administrator fees2018-08-31$13,921
Assets. Corporate common stocks other than exployer securities at end of year2018-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-08-31$0
Liabilities. Value of benefit claims payable at end of year2018-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-08-31$0
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Aggregate proceeds on sale of assets2018-08-31$0
Aggregate carrying amount (costs) on sale of assets2018-08-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2018-08-31043216934
2017 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$2,209,589
Total loss/gain on sale of assets2017-08-31$918,505
Total of all expenses incurred2017-08-31$890,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$786,735
Value of total corrective distributions2017-08-31$34,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$823,634
Value of total assets at end of year2017-08-31$15,349,933
Value of total assets at beginning of year2017-08-31$14,030,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$68,979
Total interest from all sources2017-08-31$17,456
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$449,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Assets. Real estate other than employer real property at end of year2017-08-31$0
Assets. Real estate other than employer real property at beginning of year2017-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-08-31$0
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$500,000
If this is an individual account plan, was there a blackout period2017-08-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$467,592
Participant contributions at end of year2017-08-31$310,166
Participant contributions at beginning of year2017-08-31$191,145
Participant contributions at end of year2017-08-31$0
Participant contributions at beginning of year2017-08-31$0
Assets. Other investments not covered elsewhere at end of year2017-08-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-08-31$310,000
Income. Received or receivable in cash from other sources (including rollovers)2017-08-31$216,042
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-08-31$4,793
Assets. Loans (other than to participants) at end of year2017-08-31$0
Assets. Loans (other than to participants) at beginning of year2017-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-08-31$0
Administrative expenses (other) incurred2017-08-31$1,426
Liabilities. Value of operating payables at end of year2017-08-31$0
Liabilities. Value of operating payables at beginning of year2017-08-31$0
Total non interest bearing cash at end of year2017-08-31$0
Total non interest bearing cash at beginning of year2017-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$1,319,334
Value of net assets at end of year (total assets less liabilities)2017-08-31$15,349,933
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$14,030,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Assets. partnership/joint venture interests at end of year2017-08-31$0
Assets. partnership/joint venture interests at beginning of year2017-08-31$623,624
Investment advisory and management fees2017-08-31$67,201
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$7,947,693
Value of interest in pooled separate accounts at end of year2017-08-31$0
Value of interest in pooled separate accounts at beginning of year2017-08-31$0
Interest on participant loans2017-08-31$11,983
Interest earned on other investments2017-08-31$5,473
Value of interest in master investment trust accounts at end of year2017-08-31$0
Value of interest in master investment trust accounts at beginning of year2017-08-31$0
Value of interest in common/collective trusts at end of year2017-08-31$0
Value of interest in common/collective trusts at beginning of year2017-08-31$57,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-08-31$14,899,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-08-31$797,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-08-31$797,861
Assets. Value of investments in 103.12 investment entities at end of year2017-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-08-31$0
Asset value of US Government securities at end of year2017-08-31$0
Asset value of US Government securities at beginning of year2017-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Assets. Invements in employer securities at end of year2017-08-31$0
Assets. Invements in employer securities at beginning of year2017-08-31$0
Assets. Value of employer real property at end of year2017-08-31$0
Assets. Value of employer real property at beginning of year2017-08-31$0
Contributions received in cash from employer2017-08-31$140,000
Employer contributions (assets) at end of year2017-08-31$140,000
Employer contributions (assets) at beginning of year2017-08-31$140,000
Income. Dividends from common stock2017-08-31$449,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$786,735
Asset. Corporate debt instrument preferred debt at end of year2017-08-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-08-31$559,571
Asset. Corporate debt instrument debt (other) at end of year2017-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-08-31$0
Contract administrator fees2017-08-31$352
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-08-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-08-31$3,397,936
Liabilities. Value of benefit claims payable at end of year2017-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-08-31$0
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Aggregate proceeds on sale of assets2017-08-31$918,505
Liabilities. Value of acquisition indebtedness at end of year2017-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2017-08-31043216934
2016 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-08-31$-505,860
Total unrealized appreciation/depreciation of assets2016-08-31$-505,860
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$641,456
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$470,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$380,640
Expenses. Certain deemed distributions of participant loans2016-08-31$10,236
Value of total corrective distributions2016-08-31$2,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$596,287
Value of total assets at end of year2016-08-31$14,030,599
Value of total assets at beginning of year2016-08-31$13,860,122
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$77,134
Total interest from all sources2016-08-31$11,941
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$539,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Assets. Real estate other than employer real property at end of year2016-08-31$0
Assets. Real estate other than employer real property at beginning of year2016-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-08-31$0
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$500,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$456,287
Participant contributions at end of year2016-08-31$191,145
Participant contributions at beginning of year2016-08-31$144,740
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$0
Assets. Other investments not covered elsewhere at end of year2016-08-31$310,000
Assets. Other investments not covered elsewhere at beginning of year2016-08-31$310,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-08-31$4,793
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-08-31$4,798
Assets. Loans (other than to participants) at end of year2016-08-31$0
Assets. Loans (other than to participants) at beginning of year2016-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-08-31$0
Administrative expenses (other) incurred2016-08-31$891
Liabilities. Value of operating payables at end of year2016-08-31$0
Liabilities. Value of operating payables at beginning of year2016-08-31$0
Total non interest bearing cash at end of year2016-08-31$0
Total non interest bearing cash at beginning of year2016-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$170,477
Value of net assets at end of year (total assets less liabilities)2016-08-31$14,030,599
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$13,860,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Assets. partnership/joint venture interests at end of year2016-08-31$623,624
Assets. partnership/joint venture interests at beginning of year2016-08-31$733,180
Investment advisory and management fees2016-08-31$75,969
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$7,947,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$7,127,802
Value of interest in pooled separate accounts at end of year2016-08-31$0
Value of interest in pooled separate accounts at beginning of year2016-08-31$0
Interest on participant loans2016-08-31$7,915
Interest earned on other investments2016-08-31$4,026
Value of interest in master investment trust accounts at end of year2016-08-31$0
Value of interest in master investment trust accounts at beginning of year2016-08-31$0
Value of interest in common/collective trusts at end of year2016-08-31$57,976
Value of interest in common/collective trusts at beginning of year2016-08-31$88,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-08-31$797,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-08-31$894,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-08-31$894,470
Assets. Value of investments in 103.12 investment entities at end of year2016-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-08-31$0
Asset value of US Government securities at end of year2016-08-31$0
Asset value of US Government securities at beginning of year2016-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Assets. Invements in employer securities at end of year2016-08-31$0
Assets. Invements in employer securities at beginning of year2016-08-31$0
Assets. Value of employer real property at end of year2016-08-31$0
Assets. Value of employer real property at beginning of year2016-08-31$0
Contributions received in cash from employer2016-08-31$140,000
Employer contributions (assets) at end of year2016-08-31$140,000
Employer contributions (assets) at beginning of year2016-08-31$140,000
Income. Dividends from common stock2016-08-31$539,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$380,640
Asset. Corporate debt instrument preferred debt at end of year2016-08-31$559,571
Asset. Corporate debt instrument preferred debt at beginning of year2016-08-31$283,689
Asset. Corporate debt instrument debt (other) at end of year2016-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-08-31$0
Contract administrator fees2016-08-31$274
Assets. Corporate common stocks other than exployer securities at end of year2016-08-31$3,397,936
Assets. Corporate common stocks other than exployer securities at beginning of year2016-08-31$4,133,393
Liabilities. Value of benefit claims payable at end of year2016-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-08-31$0
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Liabilities. Value of acquisition indebtedness at end of year2016-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2016-08-31043216934
2015 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-08-31$-1,310,913
Total unrealized appreciation/depreciation of assets2015-08-31$-1,310,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$-55,829
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$894,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$795,812
Expenses. Certain deemed distributions of participant loans2015-08-31$1,568
Value of total corrective distributions2015-08-31$14,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$554,364
Value of total assets at end of year2015-08-31$13,860,122
Value of total assets at beginning of year2015-08-31$14,810,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$82,279
Total interest from all sources2015-08-31$15,400
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$685,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Assets. Real estate other than employer real property at end of year2015-08-31$0
Assets. Real estate other than employer real property at beginning of year2015-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-08-31$0
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$500,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$414,364
Participant contributions at end of year2015-08-31$144,740
Participant contributions at beginning of year2015-08-31$188,701
Participant contributions at end of year2015-08-31$0
Participant contributions at beginning of year2015-08-31$0
Assets. Other investments not covered elsewhere at end of year2015-08-31$310,000
Assets. Other investments not covered elsewhere at beginning of year2015-08-31$260,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-08-31$4,798
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-08-31$2,234
Assets. Loans (other than to participants) at end of year2015-08-31$0
Assets. Loans (other than to participants) at beginning of year2015-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-08-31$0
Administrative expenses (other) incurred2015-08-31$1,201
Liabilities. Value of operating payables at end of year2015-08-31$0
Liabilities. Value of operating payables at beginning of year2015-08-31$0
Total non interest bearing cash at end of year2015-08-31$0
Total non interest bearing cash at beginning of year2015-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-950,384
Value of net assets at end of year (total assets less liabilities)2015-08-31$13,860,122
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$14,810,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Assets. partnership/joint venture interests at end of year2015-08-31$733,180
Assets. partnership/joint venture interests at beginning of year2015-08-31$1,013,923
Investment advisory and management fees2015-08-31$80,730
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$7,127,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$7,741,833
Value of interest in pooled separate accounts at end of year2015-08-31$0
Value of interest in pooled separate accounts at beginning of year2015-08-31$0
Income. Interest from loans (other than to participants)2015-08-31$8,216
Interest earned on other investments2015-08-31$4,620
Income. Interest from corporate debt instruments2015-08-31$2,564
Value of interest in master investment trust accounts at end of year2015-08-31$0
Value of interest in master investment trust accounts at beginning of year2015-08-31$0
Value of interest in common/collective trusts at end of year2015-08-31$88,050
Value of interest in common/collective trusts at beginning of year2015-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-08-31$894,470
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-08-31$365,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-08-31$365,027
Assets. Value of investments in 103.12 investment entities at end of year2015-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Assets. Invements in employer securities at end of year2015-08-31$0
Assets. Invements in employer securities at beginning of year2015-08-31$0
Assets. Value of employer real property at end of year2015-08-31$0
Assets. Value of employer real property at beginning of year2015-08-31$0
Contributions received in cash from employer2015-08-31$140,000
Employer contributions (assets) at end of year2015-08-31$140,000
Employer contributions (assets) at beginning of year2015-08-31$140,000
Income. Dividends from common stock2015-08-31$685,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$795,812
Asset. Corporate debt instrument preferred debt at end of year2015-08-31$283,689
Asset. Corporate debt instrument preferred debt at beginning of year2015-08-31$84,321
Asset. Corporate debt instrument debt (other) at end of year2015-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-08-31$0
Contract administrator fees2015-08-31$348
Assets. Corporate common stocks other than exployer securities at end of year2015-08-31$4,133,393
Assets. Corporate common stocks other than exployer securities at beginning of year2015-08-31$5,014,467
Liabilities. Value of benefit claims payable at end of year2015-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-08-31$0
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Liabilities. Value of acquisition indebtedness at end of year2015-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2015-08-31043216934
2014 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-08-31$1,942,630
Total unrealized appreciation/depreciation of assets2014-08-31$1,942,630
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$2,850,823
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$530,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$435,318
Value of total corrective distributions2014-08-31$14,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$558,866
Value of total assets at end of year2014-08-31$14,810,506
Value of total assets at beginning of year2014-08-31$12,490,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$81,166
Total interest from all sources2014-08-31$16,448
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$175,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Assets. Real estate other than employer real property at end of year2014-08-31$0
Assets. Real estate other than employer real property at beginning of year2014-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-08-31$0
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$500,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$415,875
Participant contributions at end of year2014-08-31$188,701
Participant contributions at beginning of year2014-08-31$182,939
Participant contributions at end of year2014-08-31$0
Participant contributions at beginning of year2014-08-31$0
Assets. Other investments not covered elsewhere at end of year2014-08-31$260,000
Assets. Other investments not covered elsewhere at beginning of year2014-08-31$270,000
Income. Received or receivable in cash from other sources (including rollovers)2014-08-31$2,991
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-08-31$2,234
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-08-31$4,765
Assets. Loans (other than to participants) at end of year2014-08-31$0
Assets. Loans (other than to participants) at beginning of year2014-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-08-31$0
Administrative expenses (other) incurred2014-08-31$481
Liabilities. Value of operating payables at end of year2014-08-31$0
Liabilities. Value of operating payables at beginning of year2014-08-31$0
Total non interest bearing cash at end of year2014-08-31$0
Total non interest bearing cash at beginning of year2014-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Income. Non cash contributions2014-08-31$0
Value of net income/loss2014-08-31$2,320,276
Value of net assets at end of year (total assets less liabilities)2014-08-31$14,810,506
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$12,490,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Assets. partnership/joint venture interests at end of year2014-08-31$1,013,923
Assets. partnership/joint venture interests at beginning of year2014-08-31$774,656
Investment advisory and management fees2014-08-31$80,685
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$7,741,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$6,128,820
Value of interest in pooled separate accounts at end of year2014-08-31$0
Value of interest in pooled separate accounts at beginning of year2014-08-31$0
Interest on participant loans2014-08-31$10,712
Interest earned on other investments2014-08-31$5,736
Value of interest in master investment trust accounts at end of year2014-08-31$0
Value of interest in master investment trust accounts at beginning of year2014-08-31$0
Value of interest in common/collective trusts at end of year2014-08-31$0
Value of interest in common/collective trusts at beginning of year2014-08-31$65,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-08-31$365,027
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-08-31$231,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-08-31$231,290
Assets. Value of investments in 103.12 investment entities at end of year2014-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$0
Net investment gain/loss from pooled separate accounts2014-08-31$157,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Assets. Invements in employer securities at end of year2014-08-31$0
Assets. Invements in employer securities at beginning of year2014-08-31$0
Assets. Value of employer real property at end of year2014-08-31$0
Assets. Value of employer real property at beginning of year2014-08-31$0
Contributions received in cash from employer2014-08-31$140,000
Employer contributions (assets) at end of year2014-08-31$140,000
Employer contributions (assets) at beginning of year2014-08-31$140,000
Income. Dividends from common stock2014-08-31$175,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$435,318
Asset. Corporate debt instrument preferred debt at end of year2014-08-31$84,321
Asset. Corporate debt instrument preferred debt at beginning of year2014-08-31$163,490
Asset. Corporate debt instrument debt (other) at end of year2014-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-08-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-08-31$5,014,467
Assets. Corporate common stocks other than exployer securities at beginning of year2014-08-31$4,528,478
Liabilities. Value of benefit claims payable at end of year2014-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-08-31$0
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Liabilities. Value of acquisition indebtedness at end of year2014-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2014-08-31043216934
2013 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-08-31$1,057,026
Total unrealized appreciation/depreciation of assets2013-08-31$1,057,026
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$2,388,253
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$655,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$568,454
Value of total corrective distributions2013-08-31$14,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$512,790
Value of total assets at end of year2013-08-31$12,490,230
Value of total assets at beginning of year2013-08-31$10,757,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$72,518
Total interest from all sources2013-08-31$18,198
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$239,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Assets. Real estate other than employer real property at end of year2013-08-31$0
Assets. Real estate other than employer real property at beginning of year2013-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-08-31$0
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$500,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$372,790
Participant contributions at end of year2013-08-31$182,939
Participant contributions at beginning of year2013-08-31$204,486
Participant contributions at end of year2013-08-31$0
Participant contributions at beginning of year2013-08-31$0
Assets. Other investments not covered elsewhere at end of year2013-08-31$270,000
Assets. Other investments not covered elsewhere at beginning of year2013-08-31$270,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-08-31$4,765
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-08-31$4,809
Assets. Loans (other than to participants) at end of year2013-08-31$0
Assets. Loans (other than to participants) at beginning of year2013-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-08-31$0
Administrative expenses (other) incurred2013-08-31$697
Liabilities. Value of operating payables at end of year2013-08-31$0
Liabilities. Value of operating payables at beginning of year2013-08-31$0
Total non interest bearing cash at end of year2013-08-31$0
Total non interest bearing cash at beginning of year2013-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$1,732,555
Value of net assets at end of year (total assets less liabilities)2013-08-31$12,490,230
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$10,757,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Assets. partnership/joint venture interests at end of year2013-08-31$774,656
Assets. partnership/joint venture interests at beginning of year2013-08-31$713,907
Investment advisory and management fees2013-08-31$71,821
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$6,128,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$4,918,325
Value of interest in pooled separate accounts at end of year2013-08-31$0
Value of interest in pooled separate accounts at beginning of year2013-08-31$0
Interest on participant loans2013-08-31$10,799
Interest earned on other investments2013-08-31$7,399
Value of interest in master investment trust accounts at end of year2013-08-31$0
Value of interest in master investment trust accounts at beginning of year2013-08-31$0
Value of interest in common/collective trusts at end of year2013-08-31$65,792
Value of interest in common/collective trusts at beginning of year2013-08-31$65,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-08-31$231,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-08-31$259,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-08-31$259,655
Assets. Value of investments in 103.12 investment entities at end of year2013-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$0
Net investment gain/loss from pooled separate accounts2013-08-31$560,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Assets. Invements in employer securities at end of year2013-08-31$0
Assets. Invements in employer securities at beginning of year2013-08-31$0
Assets. Value of employer real property at end of year2013-08-31$0
Assets. Value of employer real property at beginning of year2013-08-31$0
Contributions received in cash from employer2013-08-31$140,000
Employer contributions (assets) at end of year2013-08-31$140,000
Employer contributions (assets) at beginning of year2013-08-31$140,000
Income. Dividends from common stock2013-08-31$239,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$568,454
Asset. Corporate debt instrument preferred debt at end of year2013-08-31$163,490
Asset. Corporate debt instrument preferred debt at beginning of year2013-08-31$165,593
Asset. Corporate debt instrument debt (other) at end of year2013-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-08-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-08-31$4,528,478
Assets. Corporate common stocks other than exployer securities at beginning of year2013-08-31$4,015,696
Liabilities. Value of benefit claims payable at end of year2013-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-08-31$0
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Liabilities. Value of acquisition indebtedness at end of year2013-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2013-08-31043216934
2012 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-08-31$488,596
Total unrealized appreciation/depreciation of assets2012-08-31$488,596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$1,503,291
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$510,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$433,604
Value of total corrective distributions2012-08-31$23,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$505,078
Value of total assets at end of year2012-08-31$10,757,675
Value of total assets at beginning of year2012-08-31$9,764,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$53,258
Total interest from all sources2012-08-31$21,481
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$219,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Assets. Real estate other than employer real property at end of year2012-08-31$0
Assets. Real estate other than employer real property at beginning of year2012-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-08-31$0
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$500,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$365,078
Participant contributions at end of year2012-08-31$204,486
Participant contributions at beginning of year2012-08-31$241,480
Participant contributions at end of year2012-08-31$0
Participant contributions at beginning of year2012-08-31$6,436
Assets. Other investments not covered elsewhere at end of year2012-08-31$270,000
Assets. Other investments not covered elsewhere at beginning of year2012-08-31$270,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-08-31$4,809
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-08-31$8,862
Assets. Loans (other than to participants) at end of year2012-08-31$0
Assets. Loans (other than to participants) at beginning of year2012-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-08-31$0
Administrative expenses (other) incurred2012-08-31$1,339
Liabilities. Value of operating payables at end of year2012-08-31$0
Liabilities. Value of operating payables at beginning of year2012-08-31$0
Total non interest bearing cash at end of year2012-08-31$0
Total non interest bearing cash at beginning of year2012-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$992,995
Value of net assets at end of year (total assets less liabilities)2012-08-31$10,757,675
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$9,764,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Assets. partnership/joint venture interests at end of year2012-08-31$713,907
Assets. partnership/joint venture interests at beginning of year2012-08-31$607,158
Investment advisory and management fees2012-08-31$51,919
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$4,918,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$4,423,387
Value of interest in pooled separate accounts at end of year2012-08-31$0
Value of interest in pooled separate accounts at beginning of year2012-08-31$0
Interest on participant loans2012-08-31$11,522
Interest earned on other investments2012-08-31$9,959
Value of interest in master investment trust accounts at end of year2012-08-31$0
Value of interest in master investment trust accounts at beginning of year2012-08-31$0
Value of interest in common/collective trusts at end of year2012-08-31$65,204
Value of interest in common/collective trusts at beginning of year2012-08-31$57,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-08-31$259,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-08-31$400,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-08-31$400,861
Assets. Value of investments in 103.12 investment entities at end of year2012-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$0
Net investment gain/loss from pooled separate accounts2012-08-31$268,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Assets. Invements in employer securities at end of year2012-08-31$0
Assets. Invements in employer securities at beginning of year2012-08-31$0
Assets. Value of employer real property at end of year2012-08-31$0
Assets. Value of employer real property at beginning of year2012-08-31$0
Contributions received in cash from employer2012-08-31$140,000
Employer contributions (assets) at end of year2012-08-31$140,000
Employer contributions (assets) at beginning of year2012-08-31$140,000
Income. Dividends from common stock2012-08-31$219,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$433,604
Asset. Corporate debt instrument preferred debt at end of year2012-08-31$165,593
Asset. Corporate debt instrument preferred debt at beginning of year2012-08-31$234,554
Asset. Corporate debt instrument debt (other) at end of year2012-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-08-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-08-31$4,015,696
Assets. Corporate common stocks other than exployer securities at beginning of year2012-08-31$3,374,299
Liabilities. Value of benefit claims payable at end of year2012-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-08-31$0
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Liabilities. Value of acquisition indebtedness at end of year2012-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2012-08-31043216934
2011 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-08-31$57,432
Total unrealized appreciation/depreciation of assets2011-08-31$57,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$999
Total income from all sources (including contributions)2011-08-31$1,124,367
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$386,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$324,850
Value of total corrective distributions2011-08-31$5,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$515,171
Value of total assets at end of year2011-08-31$9,764,680
Value of total assets at beginning of year2011-08-31$9,028,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$56,681
Total interest from all sources2011-08-31$23,190
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$207,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Assets. Real estate other than employer real property at end of year2011-08-31$0
Assets. Real estate other than employer real property at beginning of year2011-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-08-31$42,804
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$500,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$375,171
Participant contributions at end of year2011-08-31$241,480
Participant contributions at beginning of year2011-08-31$211,955
Participant contributions at end of year2011-08-31$6,436
Participant contributions at beginning of year2011-08-31$0
Assets. Other investments not covered elsewhere at end of year2011-08-31$270,000
Assets. Other investments not covered elsewhere at beginning of year2011-08-31$255,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-08-31$8,862
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-08-31$10,772
Assets. Loans (other than to participants) at end of year2011-08-31$0
Assets. Loans (other than to participants) at beginning of year2011-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-08-31$999
Administrative expenses (other) incurred2011-08-31$694
Liabilities. Value of operating payables at end of year2011-08-31$0
Liabilities. Value of operating payables at beginning of year2011-08-31$0
Total non interest bearing cash at end of year2011-08-31$0
Total non interest bearing cash at beginning of year2011-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$737,611
Value of net assets at end of year (total assets less liabilities)2011-08-31$9,764,680
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$9,027,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Assets. partnership/joint venture interests at end of year2011-08-31$607,158
Assets. partnership/joint venture interests at beginning of year2011-08-31$520,493
Investment advisory and management fees2011-08-31$55,987
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$4,423,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$3,949,301
Value of interest in pooled separate accounts at end of year2011-08-31$0
Value of interest in pooled separate accounts at beginning of year2011-08-31$0
Interest on participant loans2011-08-31$12,627
Interest earned on other investments2011-08-31$10,563
Value of interest in master investment trust accounts at end of year2011-08-31$0
Value of interest in master investment trust accounts at beginning of year2011-08-31$0
Value of interest in common/collective trusts at end of year2011-08-31$57,643
Value of interest in common/collective trusts at beginning of year2011-08-31$48,753
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-08-31$400,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-08-31$469,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-08-31$469,248
Assets. Value of investments in 103.12 investment entities at end of year2011-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$0
Net investment gain/loss from pooled separate accounts2011-08-31$321,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Assets. Invements in employer securities at end of year2011-08-31$0
Assets. Invements in employer securities at beginning of year2011-08-31$0
Assets. Value of employer real property at end of year2011-08-31$0
Assets. Value of employer real property at beginning of year2011-08-31$0
Contributions received in cash from employer2011-08-31$140,000
Employer contributions (assets) at end of year2011-08-31$140,000
Employer contributions (assets) at beginning of year2011-08-31$140,000
Income. Dividends from common stock2011-08-31$207,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$324,850
Asset. Corporate debt instrument preferred debt at end of year2011-08-31$234,554
Asset. Corporate debt instrument preferred debt at beginning of year2011-08-31$345,407
Asset. Corporate debt instrument debt (other) at end of year2011-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-08-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-08-31$3,374,299
Assets. Corporate common stocks other than exployer securities at beginning of year2011-08-31$3,034,335
Liabilities. Value of benefit claims payable at end of year2011-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-08-31$0
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Liabilities. Value of acquisition indebtedness at end of year2011-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31MCCAFFERTY & CO., PC
Accountancy firm EIN2011-08-31043216934
2010 : RUBY WINES, INC. 401K PROFIT SHARING TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-08-31$0

Form 5500 Responses for RUBY WINES, INC. 401K PROFIT SHARING TRUST

2022: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement - TrustYes
2018: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement - TrustYes
2017: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement - TrustYes
2016: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – InsuranceYes
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement – InsuranceYes
2016-09-01Plan benefit arrangement - TrustYes
2015: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2010: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2010 form 5500 responses
2010-09-01Type of plan entitySingle employer plan
2010-09-01Submission has been amendedNo
2010-09-01This submission is the final filingNo
2010-09-01This return/report is a short plan year return/report (less than 12 months)No
2010-09-01Plan is a collectively bargained planNo
2010-09-01Plan funding arrangement – InsuranceYes
2010-09-01Plan funding arrangement – TrustYes
2010-09-01Plan benefit arrangement – InsuranceYes
2010-09-01Plan benefit arrangement - TrustYes
2009: RUBY WINES, INC. 401K PROFIT SHARING TRUST 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711450
Policy instance 1
Insurance contract or identification number711450
Number of Individuals Covered67
Insurance policy start date2015-09-01
Insurance policy end date2016-08-31
Total amount of commissions paid to insurance brokerUSD $16,222
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,222
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711450
Policy instance 1
Insurance contract or identification number711450
Number of Individuals Covered68
Insurance policy start date2014-09-01
Insurance policy end date2015-08-31
Total amount of commissions paid to insurance brokerUSD $15,904
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,904
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711450
Policy instance 1
Insurance contract or identification number711450
Number of Individuals Covered67
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $14,089
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,089
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711450
Policy instance 1
Insurance contract or identification number711450
Number of Individuals Covered63
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $10,975
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,975
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SVCS INS AGCY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711450
Policy instance 1
Insurance contract or identification number711450
Number of Individuals Covered66
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $9,421
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number711450
Policy instance 1
Insurance contract or identification number711450
Number of Individuals Covered68
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $8,765
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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