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WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameWOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 002

WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

WOODS HOLE OCEANOGRAPHIC INSTITUTION has sponsored the creation of one or more 401k plans.

Company Name:WOODS HOLE OCEANOGRAPHIC INSTITUTION
Employer identification number (EIN):042105850
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about WOODS HOLE OCEANOGRAPHIC INSTITUTION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C2125243

More information about WOODS HOLE OCEANOGRAPHIC INSTITUTION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JEFFREY FERNANDEZ JEFFREY FERNANDEZ2018-10-11
0022017-01-01JEFFREY FERNANDEZ JEFFREY FERNANDEZ2019-02-12
0022016-01-01JEFFREY FERNANDEZ
0022015-01-01JEFFREY FERNANDEZ
0022015-01-01JEFFREY FERNANDEZ
0022014-01-01JEFFREY FERNANDEZ
0022013-01-01JEFFREY FERNANDEZ
0022012-01-01DENISE CABRAL JEFFREY FERNANDEZ2013-10-15
0022011-01-01DENISE CABRAL JEFFREY FERNANDEZ2012-10-15
0022010-01-01DENISE CABRAL CHRISTOPHER WINSLOW2011-10-11

Plan Statistics for WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2021: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,336
Total number of active participants reported on line 7a of the Form 55002021-01-011,217
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01190
Total of all active and inactive participants2021-01-011,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-011,411
Number of participants with account balances2021-01-011,155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0124
2020: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,286
Total number of active participants reported on line 7a of the Form 55002020-01-011,180
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01139
Total of all active and inactive participants2020-01-011,321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-011,325
Number of participants with account balances2020-01-011,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,209
Total number of active participants reported on line 7a of the Form 55002019-01-011,121
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01137
Total of all active and inactive participants2019-01-011,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,264
Number of participants with account balances2019-01-011,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0119
2018: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,137
Total number of active participants reported on line 7a of the Form 55002018-01-011,080
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01126
Total of all active and inactive participants2018-01-011,207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-011,209
Number of participants with account balances2018-01-011,024
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,116
Total number of active participants reported on line 7a of the Form 55002017-01-01984
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01107
Total of all active and inactive participants2017-01-011,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,095
Number of participants with account balances2017-01-01964
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,033
Total number of active participants reported on line 7a of the Form 55002016-01-01911
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01111
Total of all active and inactive participants2016-01-011,025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-011,031
Number of participants with account balances2016-01-01944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,071
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01101
Total of all active and inactive participants2015-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01105
Number of participants with account balances2015-01-01926
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
Total number of active participants reported on line 7a of the Form 55002015-01-01928
2014: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,076
Total number of active participants reported on line 7a of the Form 55002014-01-01977
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0189
Total of all active and inactive participants2014-01-011,067
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-011,071
Number of participants with account balances2014-01-01914
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,093
Total number of active participants reported on line 7a of the Form 55002013-01-01994
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0178
Total of all active and inactive participants2013-01-011,072
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,075
Number of participants with account balances2013-01-01922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,104
Total number of active participants reported on line 7a of the Form 55002012-01-011,044
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0146
Total of all active and inactive participants2012-01-011,090
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-011,093
Number of participants with account balances2012-01-01905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,003
Total number of active participants reported on line 7a of the Form 55002011-01-011,080
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-011,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,104
Number of participants with account balances2011-01-01851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-010
Total number of active participants reported on line 7a of the Form 55002010-01-01998
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-011,002
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,002
Number of participants with account balances2010-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012

Financial Data on WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-9,762,358
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$14,660,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$14,523,056
Expenses. Certain deemed distributions of participant loans2022-12-31$-2,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$19,834,171
Value of total assets at end of year2022-12-31$196,642,898
Value of total assets at beginning of year2022-12-31$221,065,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$139,018
Total interest from all sources2022-12-31$59,413
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,424,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,424,346
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,763,095
Participant contributions at end of year2022-12-31$1,359,325
Participant contributions at beginning of year2022-12-31$1,227,957
Participant contributions at end of year2022-12-31$414,492
Assets. Other investments not covered elsewhere at end of year2022-12-31$2,115,106
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,241,572
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,223,334
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$2,864
Other income not declared elsewhere2022-12-31$-281,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-24,422,421
Value of net assets at end of year (total assets less liabilities)2022-12-31$196,642,898
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$221,065,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$151,499,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$173,474,454
Interest on participant loans2022-12-31$59,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$40,890,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$43,978,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-32,798,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$8,847,742
Employer contributions (assets) at end of year2022-12-31$364,283
Employer contributions (assets) at beginning of year2022-12-31$143,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$14,520,192
Contract administrator fees2022-12-31$139,018
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2022-12-31431947695
2021 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$39,678,071
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$9,139,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,001,382
Expenses. Certain deemed distributions of participant loans2021-12-31$-30
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$17,760,184
Value of total assets at end of year2021-12-31$221,065,319
Value of total assets at beginning of year2021-12-31$190,527,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$138,543
Total interest from all sources2021-12-31$147,741
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,977,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,977,496
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,732,248
Participant contributions at end of year2021-12-31$1,227,957
Participant contributions at beginning of year2021-12-31$1,443,631
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,241,572
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,586,579
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$914,617
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$579
Other income not declared elsewhere2021-12-31$242,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$30,538,176
Value of net assets at end of year (total assets less liabilities)2021-12-31$221,065,319
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$190,527,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$173,474,454
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$147,446,182
Interest on participant loans2021-12-31$59,873
Interest earned on other investments2021-12-31$87,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$43,978,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$39,956,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$18,550,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$8,113,319
Employer contributions (assets) at end of year2021-12-31$143,122
Employer contributions (assets) at beginning of year2021-12-31$94,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,000,803
Contract administrator fees2021-12-31$138,543
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2021-12-31431947695
2020 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$37,886,440
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,500,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,381,559
Expenses. Certain deemed distributions of participant loans2020-12-31$25,232
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$17,218,031
Value of total assets at end of year2020-12-31$190,527,143
Value of total assets at beginning of year2020-12-31$160,141,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$93,657
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$748,191
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,836,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,836,276
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$7,923,990
Participant contributions at end of year2020-12-31$1,443,631
Participant contributions at beginning of year2020-12-31$1,389,611
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,586,579
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$895,718
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$443,525
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$627
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$175,456
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$30,385,992
Value of net assets at end of year (total assets less liabilities)2020-12-31$190,527,143
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$160,141,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$147,446,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$121,942,729
Interest on participant loans2020-12-31$76,308
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$671,883
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$39,956,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$35,824,727
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$17,908,486
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,850,516
Employer contributions (assets) at end of year2020-12-31$94,038
Employer contributions (assets) at beginning of year2020-12-31$88,366
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,380,932
Contract administrator fees2020-12-31$93,657
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCMANN PC
Accountancy firm EIN2020-12-31431947695
2019 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$40,542,295
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,082,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,030,865
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$4,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,043,475
Value of total assets at end of year2019-12-31$160,141,151
Value of total assets at beginning of year2019-12-31$129,681,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$47,319
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$664,279
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,138,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,138,120
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$7,597,715
Participant contributions at end of year2019-12-31$1,389,611
Participant contributions at beginning of year2019-12-31$1,271,987
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$895,718
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$729,226
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,931,718
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$141,766
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$30,459,827
Value of net assets at end of year (total assets less liabilities)2019-12-31$160,141,151
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$129,681,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$121,942,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,088,601
Interest on participant loans2019-12-31$73,848
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$590,431
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$35,824,727
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$31,499,152
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$19,554,655
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,514,042
Employer contributions (assets) at end of year2019-12-31$88,366
Employer contributions (assets) at beginning of year2019-12-31$92,358
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,030,865
Contract administrator fees2019-12-31$47,319
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCMANN PC
Accountancy firm EIN2019-12-31431947695
2018 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$9,696,574
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,856,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,800,429
Expenses. Certain deemed distributions of participant loans2018-12-31$2,744
Value of total corrective distributions2018-12-31$9,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$16,248,739
Value of total assets at end of year2018-12-31$129,681,324
Value of total assets at beginning of year2018-12-31$126,841,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$43,770
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$528,144
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,925,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,925,541
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$7,083,418
Participant contributions at end of year2018-12-31$1,271,987
Participant contributions at beginning of year2018-12-31$909,678
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$293
Assets. Other investments not covered elsewhere at end of year2018-12-31$729,226
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$754,076
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$960,119
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-23,799
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,839,768
Value of net assets at end of year (total assets less liabilities)2018-12-31$129,681,324
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$126,841,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$96,088,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$97,041,741
Interest on participant loans2018-12-31$49,772
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$478,372
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$31,499,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$28,030,658
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,982,051
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$8,205,202
Employer contributions (assets) at end of year2018-12-31$92,358
Employer contributions (assets) at beginning of year2018-12-31$105,110
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,800,429
Contract administrator fees2018-12-31$43,770
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2018-12-31431947695
2017 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$239,181
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$30,765,698
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,761,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,652,693
Expenses. Certain deemed distributions of participant loans2017-12-31$4,616
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$15,456,703
Value of total assets at end of year2017-12-31$126,736,153
Value of total assets at beginning of year2017-12-31$102,493,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$104,498
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$210,678
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,719,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,719,093
Administrative expenses professional fees incurred2017-12-31$7,053
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$6,689,860
Participant contributions at end of year2017-12-31$909,678
Participant contributions at beginning of year2017-12-31$708,825
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$754,076
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$624,208
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$557,931
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$332,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$-392,379
Administrative expenses (other) incurred2017-12-31$48,246
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$24,003,891
Value of net assets at end of year (total assets less liabilities)2017-12-31$126,736,153
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$102,493,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$97,041,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$90,806,698
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$9,972,437
Interest on participant loans2017-12-31$14,259
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$196,419
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$28,030,658
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$48,245
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$13,727,332
Net investment gain/loss from pooled separate accounts2017-12-31$44,271
Net investment gain or loss from common/collective trusts2017-12-31$0
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$8,208,912
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,652,693
Contract administrator fees2017-12-31$49,199
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2017-12-31431947695
2016 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$22,056,211
Total of all expenses incurred2016-12-31$6,270,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,262,024
Expenses. Certain deemed distributions of participant loans2016-12-31$2,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,779,207
Value of total assets at end of year2016-12-31$102,493,081
Value of total assets at beginning of year2016-12-31$86,707,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,093
Total interest from all sources2016-12-31$23,806
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,728,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,728,630
Administrative expenses professional fees incurred2016-12-31$6,093
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,357,886
Participant contributions at end of year2016-12-31$708,825
Participant contributions at beginning of year2016-12-31$560,913
Assets. Other investments not covered elsewhere at end of year2016-12-31$624,208
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$497,862
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$555,544
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$332,668
Other income not declared elsewhere2016-12-31$19,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$15,785,767
Value of net assets at end of year (total assets less liabilities)2016-12-31$102,493,081
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$86,707,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$90,806,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$77,125,870
Value of interest in pooled separate accounts at end of year2016-12-31$9,972,437
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,464,847
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$23,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$48,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,407,484
Net investment gain/loss from pooled separate accounts2016-12-31$97,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,865,777
Employer contributions (assets) at beginning of year2016-12-31$56,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,262,024
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2016-12-31431947695
2015 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$12,828,713
Total of all expenses incurred2015-12-31$5,062,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,054,862
Expenses. Certain deemed distributions of participant loans2015-12-31$4,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,372,343
Value of total assets at end of year2015-12-31$86,707,314
Value of total assets at beginning of year2015-12-31$78,941,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,215
Total interest from all sources2015-12-31$21,733
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,610,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,610,153
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,255,577
Participant contributions at end of year2015-12-31$560,913
Participant contributions at beginning of year2015-12-31$487,591
Participant contributions at beginning of year2015-12-31$223
Assets. Other investments not covered elsewhere at end of year2015-12-31$497,862
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$440,548
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$483,845
Other income not declared elsewhere2015-12-31$16,807
Administrative expenses (other) incurred2015-12-31$3,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,766,270
Value of net assets at end of year (total assets less liabilities)2015-12-31$86,707,314
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$78,941,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$77,125,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$70,563,494
Value of interest in pooled separate accounts at end of year2015-12-31$8,464,847
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,268,043
Interest on participant loans2015-12-31$21,733
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,530
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$70,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,192,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,632,921
Employer contributions (assets) at end of year2015-12-31$56,292
Employer contributions (assets) at beginning of year2015-12-31$111,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,054,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2015-12-31431947695
2014 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$17,982,941
Total of all expenses incurred2014-12-31$5,488,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,485,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$14,725,484
Value of total assets at end of year2014-12-31$78,941,044
Value of total assets at beginning of year2014-12-31$66,446,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,944
Total interest from all sources2014-12-31$14,507
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,706,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,706,654
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,930,924
Participant contributions at end of year2014-12-31$487,591
Participant contributions at beginning of year2014-12-31$267,744
Participant contributions at end of year2014-12-31$223
Assets. Other investments not covered elsewhere at end of year2014-12-31$440,548
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$391,562
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,299,683
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Administrative expenses (other) incurred2014-12-31$2,944
Total non interest bearing cash at beginning of year2014-12-31$3,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,494,910
Value of net assets at end of year (total assets less liabilities)2014-12-31$78,941,044
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$66,446,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$70,563,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$60,841,220
Value of interest in pooled separate accounts at end of year2014-12-31$7,268,043
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,847,985
Interest on participant loans2014-12-31$14,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$70,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$44,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,514,787
Net investment gain/loss from pooled separate accounts2014-12-31$21,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,494,877
Employer contributions (assets) at end of year2014-12-31$111,034
Employer contributions (assets) at beginning of year2014-12-31$49,733
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,485,087
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2014-12-31431947695
2013 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$24,763,391
Total of all expenses incurred2013-12-31$3,107,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,105,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$15,288,057
Value of total assets at end of year2013-12-31$66,446,134
Value of total assets at beginning of year2013-12-31$44,790,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,083
Total interest from all sources2013-12-31$10,896
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$942,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$942,662
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,253,418
Participant contributions at end of year2013-12-31$267,744
Participant contributions at beginning of year2013-12-31$248,827
Assets. Other investments not covered elsewhere at end of year2013-12-31$391,562
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$235,816
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,390,224
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$2,083
Total non interest bearing cash at end of year2013-12-31$3,879
Total non interest bearing cash at beginning of year2013-12-31$4,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$21,655,402
Value of net assets at end of year (total assets less liabilities)2013-12-31$66,446,134
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$44,790,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$60,841,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$39,840,778
Value of interest in pooled separate accounts at end of year2013-12-31$4,847,985
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,183,854
Interest on participant loans2013-12-31$10,896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$44,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$220,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,474,675
Net investment gain/loss from pooled separate accounts2013-12-31$47,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$7,644,415
Employer contributions (assets) at end of year2013-12-31$49,733
Employer contributions (assets) at beginning of year2013-12-31$55,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,105,906
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2013-12-31431947695
2012 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$18,909,884
Total of all expenses incurred2012-12-31$2,157,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,155,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$14,801,362
Value of total assets at end of year2012-12-31$44,790,732
Value of total assets at beginning of year2012-12-31$28,038,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,736
Total interest from all sources2012-12-31$6,579
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$791,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$791,023
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,297,630
Participant contributions at end of year2012-12-31$248,827
Participant contributions at beginning of year2012-12-31$70,507
Assets. Other investments not covered elsewhere at end of year2012-12-31$235,816
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$126,297
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$638,825
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$4
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$1,736
Total non interest bearing cash at end of year2012-12-31$4,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,752,196
Value of net assets at end of year (total assets less liabilities)2012-12-31$44,790,732
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,038,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$39,840,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,611,143
Value of interest in pooled separate accounts at end of year2012-12-31$4,183,854
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,110,844
Interest on participant loans2012-12-31$6,579
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$220,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$46,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,329,388
Net investment gain/loss from pooled separate accounts2012-12-31$-18,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,864,907
Employer contributions (assets) at end of year2012-12-31$55,936
Employer contributions (assets) at beginning of year2012-12-31$72,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,155,952
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2012-12-31431947695
2011 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$3,915,247
Total income from all sources (including contributions)2011-12-31$13,932,013
Total of all expenses incurred2011-12-31$514,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$513,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,202,919
Value of total assets at end of year2011-12-31$28,038,536
Value of total assets at beginning of year2011-12-31$10,705,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,046
Total interest from all sources2011-12-31$1,463
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$412,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$412,880
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,017,400
Participant contributions at end of year2011-12-31$70,507
Participant contributions at beginning of year2011-12-31$2,172
Assets. Other investments not covered elsewhere at end of year2011-12-31$126,297
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$49,027
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$561,916
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$4
Other income not declared elsewhere2011-12-31$-9,534
Administrative expenses (other) incurred2011-12-31$1,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$13,417,834
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,038,536
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,705,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,611,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,457,543
Value of interest in pooled separate accounts at end of year2011-12-31$4,110,844
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,184,884
Interest on participant loans2011-12-31$1,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$46,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$11,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-810,166
Net investment gain/loss from pooled separate accounts2011-12-31$134,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,623,603
Employer contributions (assets) at end of year2011-12-31$72,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$513,133
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2011-12-31431947695
2010 : WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$7,381,812
Total income from all sources (including contributions)2010-12-31$3,377,279
Total of all expenses incurred2010-12-31$53,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$52,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,602,898
Value of total assets at end of year2010-12-31$10,705,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$675
Total interest from all sources2010-12-31$19
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$80,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$80,322
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$576,047
Participant contributions at end of year2010-12-31$2,172
Assets. Other investments not covered elsewhere at end of year2010-12-31$49,027
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,515,535
Other income not declared elsewhere2010-12-31$7,880
Administrative expenses (other) incurred2010-12-31$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,323,643
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,705,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,457,543
Value of interest in pooled separate accounts at end of year2010-12-31$2,184,884
Interest on participant loans2010-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$11,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$662,743
Net investment gain/loss from pooled separate accounts2010-12-31$23,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$511,316
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$52,961
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2010-12-31431947695

Form 5500 Responses for WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN

2021: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WOODS HOLE OCEANOGRAPHIC INST. DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80335
Policy instance 1
Insurance contract or identification numberGA80335
Number of Individuals Covered1544
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80335
Policy instance 2
Insurance contract or identification numberGA80335
Number of Individuals Covered0
Insurance policy start date2021-02-19
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1411
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1325
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1264
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1209
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1095
Insurance policy start date2017-06-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069384
Policy instance 1
Insurance contract or identification numberTT069384
Number of Individuals Covered926
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069384
Policy instance 1
Insurance contract or identification numberTT069384
Number of Individuals Covered914
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069384
Policy instance 1
Insurance contract or identification numberTT069384
Number of Individuals Covered922
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069384
Policy instance 1
Insurance contract or identification numberTT069384
Number of Individuals Covered905
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069384
Policy instance 1
Insurance contract or identification numberTT069384
Number of Individuals Covered851
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069384
Policy instance 1
Insurance contract or identification numberTT069384
Number of Individuals Covered283
Insurance policy start date2010-06-23
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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