401k Plan data: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN plan

BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 401k Plan overview

Plan Name	BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN
Plan identification number	002

BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BROOKS SCHOOL has sponsored the creation of one or more 401k plans.

Company Name: BROOKS SCHOOL

Employer identification number (EIN): 042130844

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-07-01 DONNA DRELICK DEBORAH T. ANDREWS 2014-02-25
002 2011-07-01 DIANE E. HARWOOD DIANE E. HARWOOD 2013-01-29
002 2010-07-01 DONNA DRELICK BRETT FUHRMAN 2012-03-07
002 2009-07-01 MARIE A. KIBBY MARIE A. KIBBY 2011-03-09

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-07-01	DONNA DRELICK	DEBORAH T. ANDREWS	2014-02-25
002	2011-07-01	DIANE E. HARWOOD	DIANE E. HARWOOD	2013-01-29
002	2010-07-01	DONNA DRELICK	BRETT FUHRMAN	2012-03-07
002	2009-07-01	MARIE A. KIBBY	MARIE A. KIBBY	2011-03-09

Plan Statistics for BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN

401k plan membership statisitcs for BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN

Measure Date Value
2012: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 265
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 0
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 0
Number of participants with account balances 2012-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 298
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 140
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 124
Total of all active and inactive participants 2011-07-01 264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 1
Total participants 2011-07-01 265
Number of participants with account balances 2011-07-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 291
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 288
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 9
Total of all active and inactive participants 2010-07-01 297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 1
Total participants 2010-07-01 298
Number of participants with account balances 2010-07-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 307
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 263
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 32
Total of all active and inactive participants 2009-07-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 295
Number of participants with account balances 2009-07-01 294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2012: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	265
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	0
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	0
Number of participants with account balances	2012-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	298
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	140
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	124
Total of all active and inactive participants	2011-07-01	264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	1
Total participants	2011-07-01	265
Number of participants with account balances	2011-07-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	291
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	288
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	9
Total of all active and inactive participants	2010-07-01	297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	1
Total participants	2010-07-01	298
Number of participants with account balances	2010-07-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	307
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	263
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	32
Total of all active and inactive participants	2009-07-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	295
Number of participants with account balances	2009-07-01	294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN

Measure	Date	Value
2012 : BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-07-02	$0
Total transfer of assets from this plan	2012-07-02	$9,818,800
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-02	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-07-02	$0
Total income from all sources (including contributions)	2012-07-02	$0
Total loss/gain on sale of assets	2012-07-02	$0
Total of all expenses incurred	2012-07-02	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-07-02	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-07-02	$0
Value of total assets at end of year	2012-07-02	$0
Value of total assets at beginning of year	2012-07-02	$9,818,800
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-07-02	$0
Total interest from all sources	2012-07-02	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-07-02	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-07-02	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-07-02	$0
Was this plan covered by a fidelity bond	2012-07-02	Yes
Value of fidelity bond cover	2012-07-02	$2,000,000
If this is an individual account plan, was there a blackout period	2012-07-02	No
Were there any nonexempt tranactions with any party-in-interest	2012-07-02	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-07-02	No
Value of net income/loss	2012-07-02	$0
Value of net assets at end of year (total assets less liabilities)	2012-07-02	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-07-02	$9,818,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-07-02	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-07-02	No
Were any leases to which the plan was party in default or uncollectible	2012-07-02	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-07-02	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-07-02	$6,674,046
Value of interest in pooled separate accounts at end of year	2012-07-02	$0
Value of interest in pooled separate accounts at beginning of year	2012-07-02	$340,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-07-02	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-07-02	$2,803,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-07-02	No
Was there a failure to transmit to the plan any participant contributions	2012-07-02	No
Has the plan failed to provide any benefit when due under the plan	2012-07-02	No
Did the plan have assets held for investment	2012-07-02	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-07-02	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-07-02	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-07-02	No
Opinion of an independent qualified public accountant for this plan	2012-07-02	Unqualified
Accountancy firm name	2012-07-02	TONNESON & CO.
Accountancy firm EIN	2012-07-02	042943536
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets to this plan	2012-06-30	$5,748
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$998,628
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$475,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$475,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$893,619
Value of total assets at end of year	2012-06-30	$9,818,800
Value of total assets at beginning of year	2012-06-30	$9,289,694
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$0
Total interest from all sources	2012-06-30	$94,909
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$2,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$675,414
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$218,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$523,358
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$9,818,800
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$9,289,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$6,674,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$6,485,283
Value of interest in pooled separate accounts at end of year	2012-06-30	$340,949
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$283,660
Interest earned on other investments	2012-06-30	$94,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$2,803,805
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$2,520,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-22,237
Net investment gain/loss from pooled separate accounts	2012-06-30	$32,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$475,270
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	TONNESON & CO.
Accountancy firm EIN	2012-06-30	042943536
2011 : BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-06-30	$2,037,680
Total of all expenses incurred	2011-06-30	$578,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$578,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$572,139
Value of total assets at end of year	2011-06-30	$9,289,694
Value of total assets at beginning of year	2011-06-30	$7,830,535
Total interest from all sources	2011-06-30	$81,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	No
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$572,139
Participant contributions at end of year	2011-06-30	$0
Participant contributions at beginning of year	2011-06-30	$2,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$1,459,159
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$9,289,694
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$7,830,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$6,485,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$5,179,752
Value of interest in pooled separate accounts at end of year	2011-06-30	$283,660
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$225,652
Interest earned on other investments	2011-06-30	$81,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$2,520,751
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$2,422,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$1,339,619
Net investment gain/loss from pooled separate accounts	2011-06-30	$44,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$578,521
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	GRAY, GRAY & GRAY, LLP
Accountancy firm EIN	2011-06-30	042088368
2010 : BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN

2012: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	Yes
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2011: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2010: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2009: BROOKS SCHOOL TAX-DEFERRED ANNUITY RETIREMENT PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	BROOKS SCHOOL
Employer identification number (EIN):	042130844
NAIC Classification:	611000