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NORTHEAST ARC 403(B) PLAN 401k Plan overview

Plan NameNORTHEAST ARC 403(B) PLAN
Plan identification number 001

NORTHEAST ARC 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHEAST ARC INC. has sponsored the creation of one or more 401k plans.

Company Name:NORTHEAST ARC INC.
Employer identification number (EIN):042232416
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEAST ARC 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01JO ANN SIMONS2023-02-27 MARA KAUFMAN2023-02-27
0012020-07-01JO ANN SIMONS2022-02-22 MARA KAUFMAN2022-02-22
0012019-07-01JO ANN SIMONS2021-04-08 MARA KAUFMAN2021-04-08
0012018-07-01JO ANN SIMONS2020-03-03 MARA KAUFMAN2020-03-03
0012017-07-01
0012016-07-01
0012015-07-01JO ANN SIMONS
0012014-07-01JO ANN SIMONS
0012013-07-01JO ANN SIMONS
0012012-07-01JO ANN SIMONS
0012011-07-01JO ANN SIMONS
0012010-07-01JO ANN SIMONS
0012009-07-01JO ANN SIMONS
0012009-07-01JOANN DISTEFANO JOANN DISTEFANO2011-04-14

Plan Statistics for NORTHEAST ARC 403(B) PLAN

401k plan membership statisitcs for NORTHEAST ARC 403(B) PLAN

Measure Date Value
2021: NORTHEAST ARC 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01555
Total number of active participants reported on line 7a of the Form 55002021-07-01328
Number of other retired or separated participants entitled to future benefits2021-07-01255
Total of all active and inactive participants2021-07-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-013
Total participants2021-07-01586
Number of participants with account balances2021-07-01586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0157
2020: NORTHEAST ARC 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01579
Total number of active participants reported on line 7a of the Form 55002020-07-01372
Number of other retired or separated participants entitled to future benefits2020-07-01180
Total of all active and inactive participants2020-07-01552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-013
Total participants2020-07-01555
Number of participants with account balances2020-07-01555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0144
2019: NORTHEAST ARC 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01664
Total number of active participants reported on line 7a of the Form 55002019-07-01410
Number of other retired or separated participants entitled to future benefits2019-07-01169
Total of all active and inactive participants2019-07-01579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-011
Total participants2019-07-01580
Number of participants with account balances2019-07-01579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0119
2018: NORTHEAST ARC 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01662
Total number of active participants reported on line 7a of the Form 55002018-07-01493
Number of other retired or separated participants entitled to future benefits2018-07-01174
Total of all active and inactive participants2018-07-01667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-011
Total participants2018-07-01668
Number of participants with account balances2018-07-01664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0121
2017: NORTHEAST ARC 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01654
Total number of active participants reported on line 7a of the Form 55002017-07-01537
Number of other retired or separated participants entitled to future benefits2017-07-01125
Total of all active and inactive participants2017-07-01662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-011
Total participants2017-07-01663
Number of participants with account balances2017-07-01662
2016: NORTHEAST ARC 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01569
Total number of active participants reported on line 7a of the Form 55002016-07-01616
Number of retired or separated participants receiving benefits2016-07-013
Number of other retired or separated participants entitled to future benefits2016-07-0153
Total of all active and inactive participants2016-07-01672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01672
Number of participants with account balances2016-07-01654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0115
2015: NORTHEAST ARC 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01571
Total number of active participants reported on line 7a of the Form 55002015-07-01847
Number of retired or separated participants receiving benefits2015-07-011
Number of other retired or separated participants entitled to future benefits2015-07-0141
Total of all active and inactive participants2015-07-01889
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01889
Number of participants with account balances2015-07-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0115
2014: NORTHEAST ARC 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01488
Total number of active participants reported on line 7a of the Form 55002014-07-01535
Number of retired or separated participants receiving benefits2014-07-011
Number of other retired or separated participants entitled to future benefits2014-07-0135
Total of all active and inactive participants2014-07-01571
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01571
Number of participants with account balances2014-07-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0111
2013: NORTHEAST ARC 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01445
Total number of active participants reported on line 7a of the Form 55002013-07-01452
Number of retired or separated participants receiving benefits2013-07-011
Number of other retired or separated participants entitled to future benefits2013-07-0135
Total of all active and inactive participants2013-07-01488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01488
Number of participants with account balances2013-07-01457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-015
2012: NORTHEAST ARC 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01398
Total number of active participants reported on line 7a of the Form 55002012-07-01414
Number of retired or separated participants receiving benefits2012-07-011
Number of other retired or separated participants entitled to future benefits2012-07-0130
Total of all active and inactive participants2012-07-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01445
Number of participants with account balances2012-07-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0122
2011: NORTHEAST ARC 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01348
Total number of active participants reported on line 7a of the Form 55002011-07-01365
Number of retired or separated participants receiving benefits2011-07-0130
Number of other retired or separated participants entitled to future benefits2011-07-012
Total of all active and inactive participants2011-07-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-011
Total participants2011-07-01398
Number of participants with account balances2011-07-01387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0130
2010: NORTHEAST ARC 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01368
Total number of active participants reported on line 7a of the Form 55002010-07-01319
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-0128
Total of all active and inactive participants2010-07-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-011
Total participants2010-07-01348
Number of participants with account balances2010-07-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-0141
2009: NORTHEAST ARC 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01338
Total number of active participants reported on line 7a of the Form 55002009-07-01347
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0119
Total of all active and inactive participants2009-07-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-012
Total participants2009-07-01368
Number of participants with account balances2009-07-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0135

Financial Data on NORTHEAST ARC 403(B) PLAN

Measure Date Value
2022 : NORTHEAST ARC 403(B) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-06-30$-1,414,169
Total of all expenses incurred2022-06-30$751,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$671,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$1,541,083
Value of total assets at end of year2022-06-30$17,154,598
Value of total assets at beginning of year2022-06-30$19,320,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$79,740
Total interest from all sources2022-06-30$6,503
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$881,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$881,602
Administrative expenses professional fees incurred2022-06-30$79,740
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$1,268,809
Participant contributions at end of year2022-06-30$174,729
Participant contributions at beginning of year2022-06-30$187,814
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$18,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-2,165,459
Value of net assets at end of year (total assets less liabilities)2022-06-30$17,154,598
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$19,320,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$15,612,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$17,810,657
Value of interest in pooled separate accounts at end of year2022-06-30$84,641
Value of interest in pooled separate accounts at beginning of year2022-06-30$225,960
Interest on participant loans2022-06-30$6,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,029,532
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$932,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-3,843,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$253,683
Employer contributions (assets) at end of year2022-06-30$253,683
Employer contributions (assets) at beginning of year2022-06-30$162,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$671,550
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30No
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30AAFCPAS, INC.
Accountancy firm EIN2022-06-30042571780
2021 : NORTHEAST ARC 403(B) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-06-30$6,145,745
Total of all expenses incurred2021-06-30$1,642,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$1,571,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,428,538
Value of total assets at end of year2021-06-30$19,320,057
Value of total assets at beginning of year2021-06-30$14,816,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$70,634
Total interest from all sources2021-06-30$8,828
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$510,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$510,335
Administrative expenses professional fees incurred2021-06-30$70,634
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$1,146,285
Participant contributions at end of year2021-06-30$187,814
Participant contributions at beginning of year2021-06-30$176,267
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$119,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$4,503,313
Value of net assets at end of year (total assets less liabilities)2021-06-30$19,320,057
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$14,816,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$17,810,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$13,260,371
Value of interest in pooled separate accounts at end of year2021-06-30$225,960
Value of interest in pooled separate accounts at beginning of year2021-06-30$260,460
Interest on participant loans2021-06-30$8,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$932,633
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$977,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$4,198,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$162,993
Employer contributions (assets) at end of year2021-06-30$162,993
Employer contributions (assets) at beginning of year2021-06-30$141,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$1,571,798
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-06-30No
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30AAFCPAS, INC.
Accountancy firm EIN2021-06-30042571780
2020 : NORTHEAST ARC 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-06-30$1,663,904
Total of all expenses incurred2020-06-30$1,204,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$1,143,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,293,779
Value of total assets at end of year2020-06-30$14,816,744
Value of total assets at beginning of year2020-06-30$14,357,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$61,222
Total interest from all sources2020-06-30$9,974
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$611,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$611,386
Administrative expenses professional fees incurred2020-06-30$61,222
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$1,145,804
Participant contributions at end of year2020-06-30$176,267
Participant contributions at beginning of year2020-06-30$224,048
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$6,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$459,072
Value of net assets at end of year (total assets less liabilities)2020-06-30$14,816,744
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$14,357,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$13,260,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$12,809,076
Value of interest in pooled separate accounts at end of year2020-06-30$260,460
Value of interest in pooled separate accounts at beginning of year2020-06-30$259,141
Interest on participant loans2020-06-30$9,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$977,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$851,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-251,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$141,746
Employer contributions (assets) at end of year2020-06-30$141,746
Employer contributions (assets) at beginning of year2020-06-30$213,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$1,143,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30No
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30AAFCPAS, INC.
Accountancy firm EIN2020-06-30042571780
2019 : NORTHEAST ARC 403(B) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$2,254,420
Total of all expenses incurred2019-06-30$1,186,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$1,134,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,500,816
Value of total assets at end of year2019-06-30$14,357,672
Value of total assets at beginning of year2019-06-30$13,290,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$51,807
Total interest from all sources2019-06-30$8,637
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$586,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$586,796
Administrative expenses professional fees incurred2019-06-30$51,807
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$1,254,491
Participant contributions at end of year2019-06-30$224,048
Participant contributions at beginning of year2019-06-30$227,653
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$32,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$1,067,667
Value of net assets at end of year (total assets less liabilities)2019-06-30$14,357,672
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$13,290,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$12,809,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$11,932,552
Value of interest in pooled separate accounts at end of year2019-06-30$259,141
Value of interest in pooled separate accounts at beginning of year2019-06-30$254,132
Interest on participant loans2019-06-30$8,637
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$851,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$734,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$158,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$213,853
Employer contributions (assets) at end of year2019-06-30$213,853
Employer contributions (assets) at beginning of year2019-06-30$140,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$1,134,946
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30AAFCPAS, INC.
Accountancy firm EIN2019-06-30042571780
2018 : NORTHEAST ARC 403(B) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$2,549,559
Total of all expenses incurred2018-06-30$1,999,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$1,950,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,443,088
Value of total assets at end of year2018-06-30$13,290,005
Value of total assets at beginning of year2018-06-30$12,739,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$48,873
Total interest from all sources2018-06-30$7,716
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$618,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$618,225
Administrative expenses professional fees incurred2018-06-30$48,873
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$1,253,562
Participant contributions at end of year2018-06-30$227,653
Participant contributions at beginning of year2018-06-30$212,516
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$48,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$550,433
Value of net assets at end of year (total assets less liabilities)2018-06-30$13,290,005
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$12,739,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$11,932,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$12,149,711
Value of interest in pooled separate accounts at end of year2018-06-30$254,132
Value of interest in pooled separate accounts at beginning of year2018-06-30$225,224
Interest on participant loans2018-06-30$7,716
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$734,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$13,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$480,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$140,670
Employer contributions (assets) at end of year2018-06-30$140,670
Employer contributions (assets) at beginning of year2018-06-30$138,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$1,950,253
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30ALEXANDER, AARONSON, FINNING & CO.
Accountancy firm EIN2018-06-30042571780
2017 : NORTHEAST ARC 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$2,950,889
Total of all expenses incurred2017-06-30$901,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$867,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$1,370,283
Value of total assets at end of year2017-06-30$12,739,572
Value of total assets at beginning of year2017-06-30$10,690,291
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$34,226
Total interest from all sources2017-06-30$16,552
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$443,642
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$443,642
Administrative expenses professional fees incurred2017-06-30$34,226
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$1,213,795
Participant contributions at end of year2017-06-30$212,516
Participant contributions at beginning of year2017-06-30$210,273
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$18,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$2,049,281
Value of net assets at end of year (total assets less liabilities)2017-06-30$12,739,572
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$10,690,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$12,149,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$9,990,952
Value of interest in pooled separate accounts at end of year2017-06-30$225,224
Value of interest in pooled separate accounts at beginning of year2017-06-30$189,126
Interest on participant loans2017-06-30$7,135
Interest earned on other investments2017-06-30$9,417
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$13,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$21,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$1,120,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30Yes
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$138,221
Employer contributions (assets) at end of year2017-06-30$138,221
Employer contributions (assets) at beginning of year2017-06-30$278,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$867,382
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30ALEXANDER, AARONSON, FINNING & CO.
Accountancy firm EIN2017-06-30042571780
2016 : NORTHEAST ARC 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$1,145,478
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$743,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$700,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$1,325,782
Value of total assets at end of year2016-06-30$10,690,291
Value of total assets at beginning of year2016-06-30$10,288,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$43,557
Total interest from all sources2016-06-30$5,981
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$695,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$695,108
Administrative expenses professional fees incurred2016-06-30$43,557
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$1,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$1,139,110
Participant contributions at end of year2016-06-30$210,273
Participant contributions at beginning of year2016-06-30$137,325
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$48,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$401,753
Value of net assets at end of year (total assets less liabilities)2016-06-30$10,690,291
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$10,288,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$10,180,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$9,870,861
Interest on participant loans2016-06-30$5,472
Interest earned on other investments2016-06-30$509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$21,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$21,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-881,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$137,769
Employer contributions (assets) at end of year2016-06-30$278,167
Employer contributions (assets) at beginning of year2016-06-30$259,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$700,168
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2016-06-30431947695
2015 : NORTHEAST ARC 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$1,875,297
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$497,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$459,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$1,571,590
Value of total assets at end of year2015-06-30$10,288,538
Value of total assets at beginning of year2015-06-30$8,911,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$38,497
Total interest from all sources2015-06-30$26,546
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$460,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$460,169
Administrative expenses professional fees incurred2015-06-30$38,497
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$1,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$1,087,750
Participant contributions at end of year2015-06-30$137,325
Participant contributions at beginning of year2015-06-30$159,772
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$359,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$1,377,407
Value of net assets at end of year (total assets less liabilities)2015-06-30$10,288,538
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$8,911,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$9,870,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$8,487,694
Interest on participant loans2015-06-30$5,282
Interest earned on other investments2015-06-30$21,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$21,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$20,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-183,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$124,339
Employer contributions (assets) at end of year2015-06-30$259,088
Employer contributions (assets) at beginning of year2015-06-30$242,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$459,393
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2015-06-30431947695
2014 : NORTHEAST ARC 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$2,228,793
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$683,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$649,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$940,638
Value of total assets at end of year2014-06-30$8,911,131
Value of total assets at beginning of year2014-06-30$7,366,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$33,942
Total interest from all sources2014-06-30$9,652
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$343,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$343,162
Administrative expenses professional fees incurred2014-06-30$33,942
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$1,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$809,530
Participant contributions at end of year2014-06-30$159,772
Participant contributions at beginning of year2014-06-30$124,108
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$16,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,545,081
Value of net assets at end of year (total assets less liabilities)2014-06-30$8,911,131
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$7,366,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$8,487,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$6,999,560
Interest on participant loans2014-06-30$4,639
Interest earned on other investments2014-06-30$5,013
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$20,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$25,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$935,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$114,152
Employer contributions (assets) at end of year2014-06-30$242,896
Employer contributions (assets) at beginning of year2014-06-30$216,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$649,770
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2014-06-30431947695
2013 : NORTHEAST ARC 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,718,702
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$343,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$316,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$854,143
Value of total assets at end of year2013-06-30$7,366,050
Value of total assets at beginning of year2013-06-30$5,991,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$27,440
Total interest from all sources2013-06-30$15,115
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$167,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$167,096
Administrative expenses professional fees incurred2013-06-30$27,440
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$732,805
Participant contributions at end of year2013-06-30$124,108
Participant contributions at beginning of year2013-06-30$107,125
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$24,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$1,374,962
Value of net assets at end of year (total assets less liabilities)2013-06-30$7,366,050
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$5,991,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$6,999,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$5,579,917
Interest on participant loans2013-06-30$3,555
Interest earned on other investments2013-06-30$11,560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$25,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$24,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$682,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30Yes
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$96,716
Employer contributions (assets) at end of year2013-06-30$216,766
Employer contributions (assets) at beginning of year2013-06-30$279,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$316,300
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2013-06-30431947695
2012 : NORTHEAST ARC 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$665,729
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$201,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$179,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$776,074
Value of total assets at end of year2012-06-30$5,991,088
Value of total assets at beginning of year2012-06-30$5,527,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$22,387
Total interest from all sources2012-06-30$10,098
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$99,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$99,465
Administrative expenses professional fees incurred2012-06-30$22,387
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$1,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$651,847
Participant contributions at end of year2012-06-30$107,125
Participant contributions at beginning of year2012-06-30$111,607
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$20,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$464,061
Value of net assets at end of year (total assets less liabilities)2012-06-30$5,991,088
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$5,527,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$5,579,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$5,214,983
Interest on participant loans2012-06-30$3,755
Interest earned on other investments2012-06-30$6,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$24,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$24,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-219,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30Yes
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$103,264
Employer contributions (assets) at end of year2012-06-30$279,098
Employer contributions (assets) at beginning of year2012-06-30$175,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$179,281
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2012-06-30431947695
2011 : NORTHEAST ARC 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$1,588,949
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$236,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$214,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$676,015
Value of total assets at end of year2011-06-30$5,527,027
Value of total assets at beginning of year2011-06-30$4,174,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$21,276
Total interest from all sources2011-06-30$3,966
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$81,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$81,104
Administrative expenses professional fees incurred2011-06-30$21,276
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$1,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$568,702
Participant contributions at end of year2011-06-30$111,607
Participant contributions at beginning of year2011-06-30$69,338
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$2,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$1,352,696
Value of net assets at end of year (total assets less liabilities)2011-06-30$5,527,027
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$4,174,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$5,214,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$3,930,452
Interest on participant loans2011-06-30$3,431
Interest earned on other investments2011-06-30$535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$24,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$24,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$827,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$105,216
Employer contributions (assets) at end of year2011-06-30$175,834
Employer contributions (assets) at beginning of year2011-06-30$150,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$214,977
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2011-06-30431947695
2010 : NORTHEAST ARC 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-06-30$0
Total income from all sources (including contributions)2010-06-30$1,087,397
Total loss/gain on sale of assets2010-06-30$0
Total of all expenses incurred2010-06-30$188,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-06-30$171,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-06-30$663,807
Value of total assets at end of year2010-06-30$4,174,331
Value of total assets at beginning of year2010-06-30$3,275,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-06-30$16,131
Total interest from all sources2010-06-30$4,980
Total dividends received (eg from common stock, registered investment company shares)2010-06-30$30,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2010-06-30$30,404
Administrative expenses professional fees incurred2010-06-30$16,131
Was this plan covered by a fidelity bond2010-06-30Yes
Value of fidelity bond cover2010-06-30$1,000,000
If this is an individual account plan, was there a blackout period2010-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0
Were there any nonexempt tranactions with any party-in-interest2010-06-30No
Contributions received from participants2010-06-30$517,574
Participant contributions at end of year2010-06-30$69,338
Participant contributions at beginning of year2010-06-30$57,127
Income. Received or receivable in cash from other sources (including rollovers)2010-06-30$27,227
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-06-30$31,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-06-30No
Value of net income/loss2010-06-30$899,276
Value of net assets at end of year (total assets less liabilities)2010-06-30$4,174,331
Value of net assets at beginning of year (total assets less liabilities)2010-06-30$3,275,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2010-06-30No
Were any leases to which the plan was party in default or uncollectible2010-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-06-30$3,930,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-06-30$3,087,878
Interest on participant loans2010-06-30$3,733
Interest earned on other investments2010-06-30$1,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-06-30$24,269
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-06-30$26,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-06-30$388,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-06-30No
Was there a failure to transmit to the plan any participant contributions2010-06-30No
Has the plan failed to provide any benefit when due under the plan2010-06-30No
Contributions received in cash from employer2010-06-30$119,006
Employer contributions (assets) at end of year2010-06-30$150,272
Employer contributions (assets) at beginning of year2010-06-30$72,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-06-30$171,990
Did the plan have assets held for investment2010-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-06-30Yes
Opinion of an independent qualified public accountant for this plan2010-06-30Disclaimer
Accountancy firm name2010-06-30MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2010-06-30431947695

Form 5500 Responses for NORTHEAST ARC 403(B) PLAN

2021: NORTHEAST ARC 403(B) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: NORTHEAST ARC 403(B) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: NORTHEAST ARC 403(B) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: NORTHEAST ARC 403(B) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: NORTHEAST ARC 403(B) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: NORTHEAST ARC 403(B) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: NORTHEAST ARC 403(B) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: NORTHEAST ARC 403(B) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: NORTHEAST ARC 403(B) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: NORTHEAST ARC 403(B) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: NORTHEAST ARC 403(B) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: NORTHEAST ARC 403(B) PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: NORTHEAST ARC 403(B) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664224
Policy instance 2
Insurance contract or identification number664224
Number of Individuals Covered586
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered14
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664224
Policy instance 2
Insurance contract or identification number664224
Number of Individuals Covered584
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered24
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664224
Policy instance 2
Insurance contract or identification number664224
Number of Individuals Covered579
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered29
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered31
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664224
Policy instance 2
Insurance contract or identification number664224
Number of Individuals Covered664
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664224
Policy instance 3
Insurance contract or identification number664224
Number of Individuals Covered662
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered32
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374 - 1
Policy instance 2
Insurance contract or identification numberMR 60374 - 1
Number of Individuals Covered0
Insurance policy start date2017-07-01
Insurance policy end date2017-12-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374-1
Policy instance 2
Insurance contract or identification numberMR 60374-1
Number of Individuals Covered537
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $1,683
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,457
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST. JEAN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered35
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered36
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374-1
Policy instance 2
Insurance contract or identification numberMR 60374-1
Number of Individuals Covered499
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $1,677
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,452
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST. JEAN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered38
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR60374-1
Policy instance 2
Insurance contract or identification numberMR60374-1
Number of Individuals Covered427
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $1,722
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,491
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST JEAN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered39
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374
Policy instance 2
Insurance contract or identification numberMR 60374
Number of Individuals Covered407
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $1,869
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,618
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST. JEAN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374-1
Policy instance 2
Insurance contract or identification numberMR 60374-1
Number of Individuals Covered351
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $1,875
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,623
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST. JEAN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered43
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374-1
Policy instance 2
Insurance contract or identification numberMR 60374-1
Number of Individuals Covered308
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $1,578
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,366
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST. JEAN
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number891808+008
Policy instance 1
Insurance contract or identification number891808+008
Number of Individuals Covered47
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60374-1
Policy instance 1
Insurance contract or identification numberMR 60374-1
Number of Individuals Covered309
Insurance policy start date2009-07-01
Insurance policy end date2010-06-30
Total amount of commissions paid to insurance brokerUSD $970
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $840
Insurance broker organization code?3
Insurance broker nameRICHARD A. ST. JEAN

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