NEW ENGLAND AQUARIUM CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2021 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,628,998 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $1,914,757 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,864,686 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $317,855 |
| Value of total assets at end of year | 2021-12-31 | $16,357,931 |
| Value of total assets at beginning of year | 2021-12-31 | $15,643,690 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $50,071 |
| Total interest from all sources | 2021-12-31 | $4,161 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,124,812 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $77,299 |
| Participant contributions at end of year | 2021-12-31 | $79,889 |
| Participant contributions at beginning of year | 2021-12-31 | $97,850 |
| Participant contributions at end of year | 2021-12-31 | $1,849 |
| Participant contributions at beginning of year | 2021-12-31 | $2,721 |
| Other income not declared elsewhere | 2021-12-31 | $53,438 |
| Administrative expenses (other) incurred | 2021-12-31 | $50,071 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $714,241 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $16,357,931 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $15,643,690 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $15,241,772 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $14,505,913 |
| Interest on participant loans | 2021-12-31 | $4,161 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,033,312 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,037,206 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,108,870 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $19,862 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $240,556 |
| Employer contributions (assets) at end of year | 2021-12-31 | $1,109 |
| Income. Dividends from preferred stock | 2021-12-31 | $1,124,812 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,864,686 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | CARON AND BLETZER, PLCC |
| Accountancy firm EIN | 2021-12-31 | 043499945 |
| 2020 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,485,403 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $4,148,773 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,090,814 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $2,288 |
| Value of total corrective distributions | 2020-12-31 | $2,355 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $463,083 |
| Value of total assets at end of year | 2020-12-31 | $15,643,690 |
| Value of total assets at beginning of year | 2020-12-31 | $17,307,060 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $53,316 |
| Total interest from all sources | 2020-12-31 | $5,865 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $738,970 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $738,970 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $79,965 |
| Participant contributions at end of year | 2020-12-31 | $97,850 |
| Participant contributions at beginning of year | 2020-12-31 | $133,801 |
| Participant contributions at end of year | 2020-12-31 | $2,721 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $61,085 |
| Administrative expenses (other) incurred | 2020-12-31 | $53,316 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-1,663,370 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $15,643,690 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $17,307,060 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $14,505,913 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $15,862,849 |
| Interest on participant loans | 2020-12-31 | $5,865 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,037,206 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,310,410 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,188,472 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $27,928 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $383,118 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,090,814 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | CARON AND BLETZER, PLLC |
| Accountancy firm EIN | 2020-12-31 | 043499945 |
| 2019 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $4,376,474 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,377,471 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,338,276 |
| Value of total corrective distributions | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,021,400 |
| Value of total assets at end of year | 2019-12-31 | $17,307,060 |
| Value of total assets at beginning of year | 2019-12-31 | $14,308,057 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $39,195 |
| Total interest from all sources | 2019-12-31 | $5,573 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $750,333 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $750,333 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $94,968 |
| Participant contributions at end of year | 2019-12-31 | $133,801 |
| Participant contributions at beginning of year | 2019-12-31 | $118,657 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $9,261 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $49,876 |
| Administrative expenses (other) incurred | 2019-12-31 | $39,195 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,999,003 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $17,307,060 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $14,308,057 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,862,849 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $13,067,957 |
| Interest on participant loans | 2019-12-31 | $5,573 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,310,410 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,119,851 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,515,357 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $33,935 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $926,432 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $1,592 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,329,015 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | CARON & BLETZER PLLC |
| Accountancy firm EIN | 2019-12-31 | 043499945 |
| 2018 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $4,862 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $607,154 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $589,693 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $998,554 |
| Value of total assets at end of year | 2018-12-31 | $14,308,057 |
| Value of total assets at beginning of year | 2018-12-31 | $14,910,349 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $17,461 |
| Total interest from all sources | 2018-12-31 | $5,089 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $869,540 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $869,540 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $75,954 |
| Participant contributions at end of year | 2018-12-31 | $118,657 |
| Participant contributions at beginning of year | 2018-12-31 | $167,711 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $10,085 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $0 |
| Other income not declared elsewhere | 2018-12-31 | $20,475 |
| Administrative expenses (other) incurred | 2018-12-31 | $17,461 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-602,292 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $14,308,057 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $14,910,349 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $13,067,957 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $13,553,286 |
| Interest on participant loans | 2018-12-31 | $5,089 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,119,851 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,189,352 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,919,331 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $30,535 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $912,515 |
| Employer contributions (assets) at end of year | 2018-12-31 | $1,592 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $589,693 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | CARON & BLETZER PLLC |
| Accountancy firm EIN | 2018-12-31 | 043499945 |
| 2017 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $3,350,400 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,058,617 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,058,142 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $988,625 |
| Value of total assets at end of year | 2017-12-31 | $14,910,349 |
| Value of total assets at beginning of year | 2017-12-31 | $12,618,566 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $475 |
| Total interest from all sources | 2017-12-31 | $6,443 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,139,924 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,139,924 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $49,283 |
| Participant contributions at end of year | 2017-12-31 | $167,711 |
| Participant contributions at beginning of year | 2017-12-31 | $212,213 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $63,317 |
| Other income not declared elsewhere | 2017-12-31 | $40 |
| Administrative expenses (other) incurred | 2017-12-31 | $475 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,291,783 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $14,910,349 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,618,566 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $13,553,286 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,485,996 |
| Interest on participant loans | 2017-12-31 | $6,443 |
| Interest earned on other investments | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,189,352 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $920,357 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,184,927 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $30,441 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $876,025 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,058,142 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | CARON & BLETZER PLLC |
| Accountancy firm EIN | 2017-12-31 | 043499945 |
| 2016 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,658,011 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $805,111 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $804,351 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $916,223 |
| Value of total assets at end of year | 2016-12-31 | $12,618,566 |
| Value of total assets at beginning of year | 2016-12-31 | $11,765,666 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $760 |
| Total interest from all sources | 2016-12-31 | $6,378 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $436,720 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $436,720 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $54,187 |
| Participant contributions at end of year | 2016-12-31 | $212,213 |
| Participant contributions at beginning of year | 2016-12-31 | $224,344 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,349 |
| Administrative expenses (other) incurred | 2016-12-31 | $760 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $852,900 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,618,566 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,765,666 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,485,996 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,714,289 |
| Interest on participant loans | 2016-12-31 | $6,321 |
| Interest earned on other investments | 2016-12-31 | $57 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $920,357 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $827,033 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $294,147 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $4,543 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $859,687 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $804,351 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CARON & BLETZER PLLC |
| Accountancy firm EIN | 2016-12-31 | 043499945 |
| 2015 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $753,249 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $651,158 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $650,768 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $952,534 |
| Value of total assets at end of year | 2015-12-31 | $11,765,666 |
| Value of total assets at beginning of year | 2015-12-31 | $11,663,575 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $390 |
| Total interest from all sources | 2015-12-31 | $7,633 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $818,383 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $818,383 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $58,758 |
| Participant contributions at end of year | 2015-12-31 | $224,344 |
| Participant contributions at beginning of year | 2015-12-31 | $285,164 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $41,703 |
| Administrative expenses (other) incurred | 2015-12-31 | $390 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $102,091 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,765,666 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,663,575 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,714,289 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,598,963 |
| Interest on participant loans | 2015-12-31 | $7,493 |
| Interest earned on other investments | 2015-12-31 | $140 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $827,033 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $779,448 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,029,406 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $4,105 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $852,073 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $650,768 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CARON & BLETZER PLLC |
| Accountancy firm EIN | 2015-12-31 | 043499945 |
| 2014 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,562,892 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,127,812 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,126,387 |
| Value of total corrective distributions | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $924,912 |
| Value of total assets at end of year | 2014-12-31 | $11,663,575 |
| Value of total assets at beginning of year | 2014-12-31 | $11,228,495 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,425 |
| Total interest from all sources | 2014-12-31 | $7,712 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $764,596 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $764,596 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $58,539 |
| Participant contributions at end of year | 2014-12-31 | $285,164 |
| Participant contributions at beginning of year | 2014-12-31 | $202,345 |
| Other income not declared elsewhere | 2014-12-31 | $204 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,425 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $435,080 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $11,663,575 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $11,228,495 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,598,963 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $10,248,471 |
| Interest on participant loans | 2014-12-31 | $7,606 |
| Interest earned on other investments | 2014-12-31 | $106 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $779,448 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $777,679 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-137,757 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $3,225 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $866,373 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,126,387 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CARON & BLETZER, PLLC |
| Accountancy firm EIN | 2014-12-31 | 043499945 |
| 2013 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,859,534 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $417,773 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $415,332 |
| Value of total corrective distributions | 2013-12-31 | $1,396 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $919,910 |
| Value of total assets at end of year | 2013-12-31 | $11,228,495 |
| Value of total assets at beginning of year | 2013-12-31 | $8,786,734 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,045 |
| Total interest from all sources | 2013-12-31 | $5,826 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $422,705 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $422,705 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $56,391 |
| Participant contributions at end of year | 2013-12-31 | $202,345 |
| Participant contributions at beginning of year | 2013-12-31 | $171,583 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $0 |
| Administrative expenses (other) incurred | 2013-12-31 | $1,045 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Income. Non cash contributions | 2013-12-31 | $0 |
| Value of net income/loss | 2013-12-31 | $2,441,761 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $11,228,495 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,786,734 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $10,248,471 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,927,889 |
| Interest on participant loans | 2013-12-31 | $5,826 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $777,679 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $687,262 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,505,235 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $5,858 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $863,519 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $415,332 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CARON & BLETZER, PLLC |
| Accountancy firm EIN | 2013-12-31 | 043499945 |
| 2012 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,890,509 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $89,789 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $89,219 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $900,040 |
| Value of total assets at end of year | 2012-12-31 | $8,786,734 |
| Value of total assets at beginning of year | 2012-12-31 | $6,986,014 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $570 |
| Total interest from all sources | 2012-12-31 | $5,721 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $160,447 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $160,447 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $58,139 |
| Participant contributions at end of year | 2012-12-31 | $171,583 |
| Participant contributions at beginning of year | 2012-12-31 | $182,054 |
| Administrative expenses (other) incurred | 2012-12-31 | $570 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,800,720 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,786,734 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,986,014 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,927,889 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $6,234,588 |
| Interest on participant loans | 2012-12-31 | $5,721 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $687,262 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $569,372 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $816,080 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $8,221 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $841,901 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $89,219 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MAYER HOFFMAN MCCANN P.C. |
| Accountancy firm EIN | 2012-12-31 | 431947595 |
| 2011 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $604,063 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $210,964 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $210,014 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $846,248 |
| Value of total assets at end of year | 2011-12-31 | $6,986,014 |
| Value of total assets at beginning of year | 2011-12-31 | $6,592,915 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $950 |
| Total interest from all sources | 2011-12-31 | $6,203 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $128,108 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $128,108 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $57,805 |
| Participant contributions at end of year | 2011-12-31 | $182,054 |
| Participant contributions at beginning of year | 2011-12-31 | $161,951 |
| Administrative expenses (other) incurred | 2011-12-31 | $950 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $393,099 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,986,014 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,592,915 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $6,234,588 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,967,816 |
| Interest on participant loans | 2011-12-31 | $6,203 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $569,372 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $463,148 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-405,738 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $29,242 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $788,443 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $210,014 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MAYER HOFFMAN MCCANN P.C. |
| Accountancy firm EIN | 2011-12-31 | 431947695 |
| 2010 : N E AQUARIUM EMPLOYEE RETIREMENT SAVINGS PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,448,727 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $456,770 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $456,200 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $743,467 |
| Value of total assets at end of year | 2010-12-31 | $6,592,915 |
| Value of total assets at beginning of year | 2010-12-31 | $5,600,958 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $570 |
| Total interest from all sources | 2010-12-31 | $6,872 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $78,068 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $78,068 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $57,242 |
| Participant contributions at end of year | 2010-12-31 | $161,951 |
| Participant contributions at beginning of year | 2010-12-31 | $140,589 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,353 |
| Other income not declared elsewhere | 2010-12-31 | $4,692 |
| Administrative expenses (other) incurred | 2010-12-31 | $570 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $991,957 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,592,915 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,600,958 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,967,816 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,076,199 |
| Interest on participant loans | 2010-12-31 | $6,442 |
| Interest earned on other investments | 2010-12-31 | $430 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $463,148 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $384,170 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $605,586 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $10,042 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $683,872 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $456,200 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MAYER HOFFMAN MCCANN P.C. |
| Accountancy firm EIN | 2010-12-31 | 431947695 |
