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HUB PEN COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan NameHUB PEN COMPANY, INC. 401(K) PLAN
Plan identification number 002

HUB PEN COMPANY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUB PEN COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name:HUB PEN COMPANY, LLC
Employer identification number (EIN):042315066
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUB PEN COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JOSEPH FLEMING JOSEPH FLEMING2018-07-19
0022016-01-01JOSEPH FLEMING JOSEPH FLEMING2017-07-06
0022015-01-01JOSEPH FLEMING JOSEPH FLEMING2016-07-11
0022014-01-01JOSEPH FLEMING JOSEPH FLEMING2015-06-11
0022013-01-01JOSEPH FLEMING JOSEPH FLEMING2014-07-08
0022012-01-01JOSEPH FLEMING JOSEPH FLEMING2013-10-14
0022011-01-01JOSEPH FLEMING JOSEPH FLEMING2012-10-15
0022009-01-01JOSEPH FLEMING JOSEPH FLEMING2010-10-08

Plan Statistics for HUB PEN COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for HUB PEN COMPANY, INC. 401(K) PLAN

Measure Date Value
2022: HUB PEN COMPANY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01281
Total number of active participants reported on line 7a of the Form 55002022-01-01152
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01119
Total of all active and inactive participants2022-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01271
Number of participants with account balances2022-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: HUB PEN COMPANY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01354
Total number of active participants reported on line 7a of the Form 55002021-01-01165
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01113
Total of all active and inactive participants2021-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01279
Number of participants with account balances2021-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: HUB PEN COMPANY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01363
Total number of active participants reported on line 7a of the Form 55002020-01-01155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01189
Total of all active and inactive participants2020-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01346
Number of participants with account balances2020-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: HUB PEN COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01333
Total number of active participants reported on line 7a of the Form 55002019-01-01230
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01107
Total of all active and inactive participants2019-01-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01339
Number of participants with account balances2019-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: HUB PEN COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01330
Total number of active participants reported on line 7a of the Form 55002018-01-01240
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0185
Total of all active and inactive participants2018-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01325
Number of participants with account balances2018-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: HUB PEN COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01322
Total number of active participants reported on line 7a of the Form 55002017-01-01251
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0175
Total of all active and inactive participants2017-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01326
Number of participants with account balances2017-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: HUB PEN COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01306
Total number of active participants reported on line 7a of the Form 55002016-01-01255
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0155
Total of all active and inactive participants2016-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01310
Number of participants with account balances2016-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: HUB PEN COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01291
Total number of active participants reported on line 7a of the Form 55002015-01-01244
Number of other retired or separated participants entitled to future benefits2015-01-0148
Total of all active and inactive participants2015-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01293
Number of participants with account balances2015-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: HUB PEN COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01286
Total number of active participants reported on line 7a of the Form 55002014-01-01242
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01275
Number of participants with account balances2014-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: HUB PEN COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01223
Total number of active participants reported on line 7a of the Form 55002013-01-01231
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0127
Total of all active and inactive participants2013-01-01258
Total participants2013-01-01258
Number of participants with account balances2013-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: HUB PEN COMPANY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01199
Total number of active participants reported on line 7a of the Form 55002012-01-01189
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01212
Number of participants with account balances2012-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: HUB PEN COMPANY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01177
Total number of active participants reported on line 7a of the Form 55002011-01-01169
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01187
Number of participants with account balances2011-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: HUB PEN COMPANY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01152
Total number of active participants reported on line 7a of the Form 55002009-01-01152
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01165
Number of participants with account balances2009-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on HUB PEN COMPANY, INC. 401(K) PLAN

Measure Date Value
2022 : HUB PEN COMPANY, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,226,651
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$552,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$544,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$911,606
Value of total assets at end of year2022-12-31$14,995,635
Value of total assets at beginning of year2022-12-31$17,775,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,506
Total interest from all sources2022-12-31$10,258
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$268,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$268,541
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$436,596
Participant contributions at end of year2022-12-31$143,367
Participant contributions at beginning of year2022-12-31$70,745
Participant contributions at end of year2022-12-31$17,874
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,779,524
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,995,635
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,775,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,090,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,175,341
Interest on participant loans2022-12-31$6,155
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$269,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$109,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$109,079
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,417,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$475,010
Employer contributions (assets) at end of year2022-12-31$475,010
Employer contributions (assets) at beginning of year2022-12-31$419,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$544,367
Contract administrator fees2022-12-31$8,506
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2022-12-31043499945
2021 : HUB PEN COMPANY, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,980,842
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,260,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,250,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$878,212
Value of total assets at end of year2021-12-31$17,775,159
Value of total assets at beginning of year2021-12-31$16,054,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,555
Total interest from all sources2021-12-31$4,690
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$277,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$277,753
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$397,965
Participant contributions at end of year2021-12-31$70,745
Participant contributions at beginning of year2021-12-31$115,625
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$60,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,720,490
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,775,159
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,054,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,175,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,166,154
Interest on participant loans2021-12-31$4,395
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$109,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$372,893
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$372,893
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,820,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$420,232
Employer contributions (assets) at end of year2021-12-31$419,994
Employer contributions (assets) at beginning of year2021-12-31$399,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,250,797
Contract administrator fees2021-12-31$9,555
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-12-31043499945
2020 : HUB PEN COMPANY, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,846,727
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,048,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,044,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$732,214
Value of total assets at end of year2020-12-31$16,054,669
Value of total assets at beginning of year2020-12-31$14,256,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,205
Total interest from all sources2020-12-31$9,133
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$229,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$229,686
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$332,217
Participant contributions at end of year2020-12-31$115,625
Participant contributions at beginning of year2020-12-31$165,208
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$11,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,798,362
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,054,669
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,256,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,166,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,315,303
Interest on participant loans2020-12-31$7,083
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$372,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$164,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$164,466
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,875,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$399,997
Employer contributions (assets) at end of year2020-12-31$399,997
Employer contributions (assets) at beginning of year2020-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,044,160
Contract administrator fees2020-12-31$4,205
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2020-12-31043499945
2019 : HUB PEN COMPANY, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,473,316
Total income from all sources (including contributions)2019-12-31$3,473,316
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$768,884
Total of all expenses incurred2019-12-31$768,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$765,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$765,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,006,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,006,302
Value of total assets at end of year2019-12-31$14,256,307
Value of total assets at end of year2019-12-31$14,256,307
Value of total assets at beginning of year2019-12-31$11,551,875
Value of total assets at beginning of year2019-12-31$11,551,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,858
Total interest from all sources2019-12-31$10,844
Total interest from all sources2019-12-31$10,844
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$286,310
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$286,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$286,310
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$286,310
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$406,302
Contributions received from participants2019-12-31$406,302
Participant contributions at end of year2019-12-31$165,208
Participant contributions at end of year2019-12-31$165,208
Participant contributions at beginning of year2019-12-31$109,658
Participant contributions at beginning of year2019-12-31$109,658
Participant contributions at end of year2019-12-31$11,330
Participant contributions at end of year2019-12-31$11,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,704,432
Value of net income/loss2019-12-31$2,704,432
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,256,307
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,256,307
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,551,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,315,303
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,315,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,697,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,697,643
Interest on participant loans2019-12-31$6,377
Interest on participant loans2019-12-31$6,377
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$164,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$164,466
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$144,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$144,574
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$144,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$144,574
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,467
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,169,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,169,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$600,000
Contributions received in cash from employer2019-12-31$600,000
Employer contributions (assets) at end of year2019-12-31$600,000
Employer contributions (assets) at end of year2019-12-31$600,000
Employer contributions (assets) at beginning of year2019-12-31$600,000
Employer contributions (assets) at beginning of year2019-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$765,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$765,026
Contract administrator fees2019-12-31$3,858
Contract administrator fees2019-12-31$3,858
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARON & BLETZER, PLLC
Accountancy firm name2019-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2019-12-31043499945
Accountancy firm EIN2019-12-31043499945
2018 : HUB PEN COMPANY, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$638,084
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$807,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$802,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,365,108
Value of total assets at end of year2018-12-31$11,551,875
Value of total assets at beginning of year2018-12-31$11,721,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,706
Total interest from all sources2018-12-31$9,038
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$248,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$248,788
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$419,351
Participant contributions at end of year2018-12-31$109,658
Participant contributions at beginning of year2018-12-31$119,865
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$345,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-169,478
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,551,875
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,721,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,697,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,001,488
Interest on participant loans2018-12-31$6,296
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$144,574
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,742
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-984,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$600,000
Employer contributions (assets) at end of year2018-12-31$600,000
Employer contributions (assets) at beginning of year2018-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$802,856
Contract administrator fees2018-12-31$4,706
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2018-12-31043499945
2017 : HUB PEN COMPANY, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,634,228
Total of all expenses incurred2017-12-31$741,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$733,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$998,616
Value of total assets at end of year2017-12-31$11,721,353
Value of total assets at beginning of year2017-12-31$9,828,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,705
Total interest from all sources2017-12-31$5,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$397,457
Participant contributions at end of year2017-12-31$119,865
Participant contributions at beginning of year2017-12-31$110,886
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,159
Administrative expenses (other) incurred2017-12-31$7,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,893,107
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,721,353
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,828,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,001,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,117,360
Interest on participant loans2017-12-31$5,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,630,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$600,000
Employer contributions (assets) at end of year2017-12-31$600,000
Employer contributions (assets) at beginning of year2017-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$733,416
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2017-12-31043499945
2016 : HUB PEN COMPANY, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,714,823
Total of all expenses incurred2016-12-31$369,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$357,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,024,052
Value of total assets at end of year2016-12-31$9,828,246
Value of total assets at beginning of year2016-12-31$8,483,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,686
Total interest from all sources2016-12-31$4,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$424,052
Participant contributions at end of year2016-12-31$110,886
Participant contributions at beginning of year2016-12-31$99,881
Administrative expenses (other) incurred2016-12-31$12,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,344,960
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,828,246
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,483,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,117,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,783,405
Interest on participant loans2016-12-31$4,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$686,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$600,000
Employer contributions (assets) at end of year2016-12-31$600,000
Employer contributions (assets) at beginning of year2016-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$357,177
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2016-12-31043499945
2015 : HUB PEN COMPANY, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$917,237
Total of all expenses incurred2015-12-31$515,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$487,247
Expenses. Certain deemed distributions of participant loans2015-12-31$18,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$998,794
Value of total assets at end of year2015-12-31$8,483,286
Value of total assets at beginning of year2015-12-31$8,081,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,396
Total interest from all sources2015-12-31$5,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$344,664
Participant contributions at end of year2015-12-31$99,881
Participant contributions at beginning of year2015-12-31$169,907
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$54,130
Other income not declared elsewhere2015-12-31$2,343
Administrative expenses (other) incurred2015-12-31$10,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$401,590
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,483,286
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,081,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,783,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,361,789
Interest on participant loans2015-12-31$5,485
Interest earned on other investments2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-89,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$600,000
Employer contributions (assets) at end of year2015-12-31$600,000
Employer contributions (assets) at beginning of year2015-12-31$550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$487,247
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2015-12-31043499945
2014 : HUB PEN COMPANY, INC. 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,374,983
Total of all expenses incurred2014-12-31$426,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$404,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$856,215
Value of total assets at end of year2014-12-31$8,081,696
Value of total assets at beginning of year2014-12-31$7,133,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,799
Total interest from all sources2014-12-31$4,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$306,215
Participant contributions at end of year2014-12-31$169,907
Participant contributions at beginning of year2014-12-31$120,227
Participant contributions at beginning of year2014-12-31$9,865
Other income not declared elsewhere2014-12-31$80,126
Administrative expenses (other) incurred2014-12-31$22,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$948,016
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,081,696
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,133,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,361,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,453,588
Interest on participant loans2014-12-31$4,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$433,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$550,000
Employer contributions (assets) at end of year2014-12-31$550,000
Employer contributions (assets) at beginning of year2014-12-31$550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$404,168
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2014-12-31043499945
2013 : HUB PEN COMPANY, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,797,494
Total of all expenses incurred2013-12-31$246,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$215,949
Expenses. Certain deemed distributions of participant loans2013-12-31$1,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$786,145
Value of total assets at end of year2013-12-31$7,133,680
Value of total assets at beginning of year2013-12-31$5,582,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,185
Total interest from all sources2013-12-31$5,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$236,145
Participant contributions at end of year2013-12-31$120,227
Participant contributions at beginning of year2013-12-31$124,536
Participant contributions at end of year2013-12-31$9,865
Administrative expenses (other) incurred2013-12-31$28,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,551,385
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,133,680
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,582,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,453,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,861,896
Interest on participant loans2013-12-31$5,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,005,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$550,000
Employer contributions (assets) at end of year2013-12-31$550,000
Employer contributions (assets) at beginning of year2013-12-31$595,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$215,949
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2013-12-31043499945
2012 : HUB PEN COMPANY, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,406,267
Total of all expenses incurred2012-12-31$509,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$506,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$855,740
Value of total assets at end of year2012-12-31$5,582,295
Value of total assets at beginning of year2012-12-31$4,685,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,403
Total interest from all sources2012-12-31$6,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$209,432
Participant contributions at end of year2012-12-31$124,536
Participant contributions at beginning of year2012-12-31$141,455
Participant contributions at beginning of year2012-12-31$2,443
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$50,445
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,197
Administrative expenses (other) incurred2012-12-31$3,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$896,430
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,582,295
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,685,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,861,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,042,752
Interest on participant loans2012-12-31$6,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$544,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$595,863
Employer contributions (assets) at end of year2012-12-31$595,863
Employer contributions (assets) at beginning of year2012-12-31$498,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$506,434
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2012-12-31043499945
2011 : HUB PEN COMPANY, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$490,630
Total of all expenses incurred2011-12-31$465,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$465,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$688,257
Value of total assets at end of year2011-12-31$4,685,865
Value of total assets at beginning of year2011-12-31$4,661,093
Total interest from all sources2011-12-31$7,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$187,387
Participant contributions at end of year2011-12-31$141,455
Participant contributions at beginning of year2011-12-31$124,232
Participant contributions at end of year2011-12-31$2,443
Participant contributions at beginning of year2011-12-31$1,856
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,852
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,197
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$24,772
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,685,865
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,661,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,042,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,114,185
Interest on participant loans2011-12-31$7,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-204,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$498,018
Employer contributions (assets) at end of year2011-12-31$498,018
Employer contributions (assets) at beginning of year2011-12-31$420,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$465,858
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2011-12-31043499945
2010 : HUB PEN COMPANY, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,172,410
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$112,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$112,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$613,509
Value of total assets at end of year2010-12-31$4,661,093
Value of total assets at beginning of year2010-12-31$3,600,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$5,316
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$167,646
Participant contributions at end of year2010-12-31$124,232
Participant contributions at beginning of year2010-12-31$52,479
Participant contributions at end of year2010-12-31$1,856
Participant contributions at beginning of year2010-12-31$1,842
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$25,863
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$820
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,060,096
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,661,093
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,600,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,114,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,175,237
Interest on participant loans2010-12-31$5,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$553,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$420,000
Employer contributions (assets) at end of year2010-12-31$420,000
Employer contributions (assets) at beginning of year2010-12-31$371,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$112,314
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2010-12-31043499945
2009 : HUB PEN COMPANY, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HUB PEN COMPANY, INC. 401(K) PLAN

2022: HUB PEN COMPANY, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HUB PEN COMPANY, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HUB PEN COMPANY, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HUB PEN COMPANY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HUB PEN COMPANY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HUB PEN COMPANY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HUB PEN COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HUB PEN COMPANY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HUB PEN COMPANY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HUB PEN COMPANY, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HUB PEN COMPANY, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HUB PEN COMPANY, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HUB PEN COMPANY, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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