401k Plan data: J.H. MAXYMILLIAN PS & 401(K) PLAN plan

J.H. MAXYMILLIAN PS & 401(K) PLAN 401k Plan overview

Plan Name	J.H. MAXYMILLIAN PS & 401(K) PLAN
Plan identification number	001

J.H. MAXYMILLIAN PS & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

J.H. MAXYMILLIAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: J.H. MAXYMILLIAN, INC.

Employer identification number (EIN): 042458112

NAIC Classification: 237310
NAIC Description: Highway, Street, and Bridge Construction

Additional information about J.H. MAXYMILLIAN, INC.

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date: 1996-12-04

Company Identification Number: 1004565

Legal Registered Office Address: 1801 EAST ST

PITTSFIELD
United States of America (USA)
01201-3859

More information about J.H. MAXYMILLIAN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J.H. MAXYMILLIAN PS & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-04-01 KAREN ROSS 2024-01-10
001 2021-04-01 KAREN ROSS 2022-12-29
001 2020-04-01 KAREN M. ROSS 2021-11-01 KAREN M. ROSS 2021-11-01
001 2019-04-01 RICHARD J DISANO 2020-09-01 RICHARD J DISANO 2020-09-01
001 2018-04-01 RICHARD J DISANO 2019-11-27 RICHARD J DISANO 2019-11-27
001 2017-04-01 RICHARD J DISANO 2018-09-12 RICHARD J.DISANO 2018-09-12
001 2016-04-01 RICHARD J. DISANO 2017-12-22 RICHARD J. DISANO 2017-12-22
001 2015-04-01 RICHARD J. DISANO 2016-12-16 RICHARD J. DISANO 2016-12-16
001 2014-04-01 RICHARD J. DISANO
001 2013-04-01 RICHARD J. DISANO
001 2012-04-01 RICHARD J. DISANO
001 2012-04-01 RICHARD J. DISANO
001 2011-04-01 RICHARD J. DISANO
001 2010-04-01 RICHARD J. DISANO
001 2009-04-01 RICHARD DISANO RICHARD DISANO 2010-12-16
001 2009-04-01 RICHARD DISANO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-04-01	KAREN ROSS	2024-01-10
001	2021-04-01	KAREN ROSS	2022-12-29
001	2020-04-01	KAREN M. ROSS	2021-11-01	KAREN M. ROSS	2021-11-01
001	2019-04-01	RICHARD J DISANO	2020-09-01	RICHARD J DISANO	2020-09-01
001	2018-04-01	RICHARD J DISANO	2019-11-27	RICHARD J DISANO	2019-11-27
001	2017-04-01	RICHARD J DISANO	2018-09-12	RICHARD J.DISANO	2018-09-12
001	2016-04-01	RICHARD J. DISANO	2017-12-22	RICHARD J. DISANO	2017-12-22
001	2015-04-01	RICHARD J. DISANO	2016-12-16	RICHARD J. DISANO	2016-12-16
001	2014-04-01	RICHARD J. DISANO
001	2013-04-01	RICHARD J. DISANO
001	2012-04-01	RICHARD J. DISANO
001	2012-04-01	RICHARD J. DISANO
001	2011-04-01	RICHARD J. DISANO
001	2010-04-01	RICHARD J. DISANO
001	2009-04-01	RICHARD DISANO		RICHARD DISANO	2010-12-16
001	2009-04-01	RICHARD DISANO

Plan Statistics for J.H. MAXYMILLIAN PS & 401(K) PLAN

401k plan membership statisitcs for J.H. MAXYMILLIAN PS & 401(K) PLAN

Measure Date Value
2014: J.H. MAXYMILLIAN PS & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 90
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 83
Number of retired or separated participants receiving benefits 2014-04-01 0
Number of other retired or separated participants entitled to future benefits 2014-04-01 13
Total of all active and inactive participants 2014-04-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 1
Total participants 2014-04-01 97
Number of participants with account balances 2014-04-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 5
2013: J.H. MAXYMILLIAN PS & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 97
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 82
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 14
Total of all active and inactive participants 2013-04-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 1
Total participants 2013-04-01 97
Number of participants with account balances 2013-04-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 0
2012: J.H. MAXYMILLIAN PS & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 100
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 87
Number of retired or separated participants receiving benefits 2012-04-01 0
Number of other retired or separated participants entitled to future benefits 2012-04-01 21
Total of all active and inactive participants 2012-04-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 108
Number of participants with account balances 2012-04-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 6
2011: J.H. MAXYMILLIAN PS & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 107
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 89
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 24
Total of all active and inactive participants 2011-04-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 113
Number of participants with account balances 2011-04-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 0
2010: J.H. MAXYMILLIAN PS & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-04-01 113
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 84
Number of retired or separated participants receiving benefits 2010-04-01 0
Number of other retired or separated participants entitled to future benefits 2010-04-01 23
Total of all active and inactive participants 2010-04-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 107
Number of participants with account balances 2010-04-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 1
2009: J.H. MAXYMILLIAN PS & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 117
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 83
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 32
Total of all active and inactive participants 2009-04-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 115
Number of participants with account balances 2009-04-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 2

Measure	Date	Value
2014: J.H. MAXYMILLIAN PS & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	90
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	83
Number of retired or separated participants receiving benefits	2014-04-01	0
Number of other retired or separated participants entitled to future benefits	2014-04-01	13
Total of all active and inactive participants	2014-04-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	1
Total participants	2014-04-01	97
Number of participants with account balances	2014-04-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	5
2013: J.H. MAXYMILLIAN PS & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	97
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	82
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	14
Total of all active and inactive participants	2013-04-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	1
Total participants	2013-04-01	97
Number of participants with account balances	2013-04-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	0
2012: J.H. MAXYMILLIAN PS & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	100
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	87
Number of retired or separated participants receiving benefits	2012-04-01	0
Number of other retired or separated participants entitled to future benefits	2012-04-01	21
Total of all active and inactive participants	2012-04-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	108
Number of participants with account balances	2012-04-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	6
2011: J.H. MAXYMILLIAN PS & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	107
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	89
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	24
Total of all active and inactive participants	2011-04-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	113
Number of participants with account balances	2011-04-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	0
2010: J.H. MAXYMILLIAN PS & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-04-01	113
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	84
Number of retired or separated participants receiving benefits	2010-04-01	0
Number of other retired or separated participants entitled to future benefits	2010-04-01	23
Total of all active and inactive participants	2010-04-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	107
Number of participants with account balances	2010-04-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	1
2009: J.H. MAXYMILLIAN PS & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	117
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	83
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	32
Total of all active and inactive participants	2009-04-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	115
Number of participants with account balances	2009-04-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	2

Financial Data on J.H. MAXYMILLIAN PS & 401(K) PLAN

Measure	Date	Value
2015 : J.H. MAXYMILLIAN PS & 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-03-31	$895
Total income from all sources	2015-03-31	$1,716,938
Expenses. Total of all expenses incurred	2015-03-31	$697,655
Benefits paid (including direct rollovers)	2015-03-31	$678,025
Total plan assets at end of year	2015-03-31	$13,568,199
Total plan assets at beginning of year	2015-03-31	$12,548,021
Value of fidelity bond covering the plan	2015-03-31	$1,500,000
Total contributions received or receivable from participants	2015-03-31	$345,198
Expenses. Other expenses not covered elsewhere	2015-03-31	$0
Contributions received from other sources (not participants or employers)	2015-03-31	$53,396
Other income received	2015-03-31	$1,161,724
Net income (gross income less expenses)	2015-03-31	$1,019,283
Net plan assets at end of year (total assets less liabilities)	2015-03-31	$13,568,199
Net plan assets at beginning of year (total assets less liabilities)	2015-03-31	$12,548,021
Assets. Value of participant loans	2015-03-31	$0
Total contributions received or receivable from employer(s)	2015-03-31	$156,620
Value of certain deemed distributions of participant loans	2015-03-31	$0
Value of corrective distributions	2015-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-03-31	$19,630
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
2014 : J.H. MAXYMILLIAN PS & 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total income from all sources (including contributions)	2014-03-31	$2,353,123
Total loss/gain on sale of assets	2014-03-31	$0
Total of all expenses incurred	2014-03-31	$1,281,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-31	$1,263,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-31	$703,746
Value of total assets at end of year	2014-03-31	$12,548,021
Value of total assets at beginning of year	2014-03-31	$11,476,574
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-31	$17,992
Total interest from all sources	2014-03-31	$61,688
Total dividends received (eg from common stock, registered investment company shares)	2014-03-31	$553,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-03-31	$553,219
Administrative expenses professional fees incurred	2014-03-31	$7,000
Was this plan covered by a fidelity bond	2014-03-31	Yes
Value of fidelity bond cover	2014-03-31	$1,500,000
If this is an individual account plan, was there a blackout period	2014-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-03-31	$0
Minimum employer required contribution for this plan year	2014-03-31	$0
Amount contributed by the employer to the plan for this plan year	2014-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-03-31	No
Contributions received from participants	2014-03-31	$329,448
Income. Received or receivable in cash from other sources (including rollovers)	2014-03-31	$3,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Value of net income/loss	2014-03-31	$1,071,447
Value of net assets at end of year (total assets less liabilities)	2014-03-31	$12,548,021
Value of net assets at beginning of year (total assets less liabilities)	2014-03-31	$11,476,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-31	No
Were any leases to which the plan was party in default or uncollectible	2014-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-03-31	$10,451,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-03-31	$9,462,863
Interest earned on other investments	2014-03-31	$61,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-03-31	$2,096,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-03-31	$2,013,711
Net investment gain/loss from pooled separate accounts	2014-03-31	$1,034,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-31	No
Was there a failure to transmit to the plan any participant contributions	2014-03-31	No
Has the plan failed to provide any benefit when due under the plan	2014-03-31	No
Contributions received in cash from employer	2014-03-31	$370,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-31	$1,263,684
Contract administrator fees	2014-03-31	$10,992
Did the plan have assets held for investment	2014-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-31	Disclaimer
Accountancy firm name	2014-03-31	ADELSON & CO. PC
Accountancy firm EIN	2014-03-31	205711238
2013 : J.H. MAXYMILLIAN PS & 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-03-31	$0
Total unrealized appreciation/depreciation of assets	2013-03-31	$0
Total transfer of assets to this plan	2013-03-31	$0
Total transfer of assets from this plan	2013-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-03-31	$0
Total income from all sources (including contributions)	2013-03-31	$1,586,842
Total loss/gain on sale of assets	2013-03-31	$0
Total of all expenses incurred	2013-03-31	$937,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-03-31	$920,854
Expenses. Certain deemed distributions of participant loans	2013-03-31	$0
Value of total corrective distributions	2013-03-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-03-31	$661,564
Value of total assets at end of year	2013-03-31	$11,476,574
Value of total assets at beginning of year	2013-03-31	$10,827,560
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-03-31	$16,974
Total interest from all sources	2013-03-31	$52,494
Total dividends received (eg from common stock, registered investment company shares)	2013-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-03-31	No
Was this plan covered by a fidelity bond	2013-03-31	Yes
Value of fidelity bond cover	2013-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-03-31	No
Funding deficiency by the employer to the plan for this plan year	2013-03-31	$0
Minimum employer required contribution for this plan year	2013-03-31	$0
Amount contributed by the employer to the plan for this plan year	2013-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-03-31	No
Contributions received from participants	2013-03-31	$384,881
Participant contributions at end of year	2013-03-31	$0
Participant contributions at beginning of year	2013-03-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-03-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-03-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-03-31	$5,082
Other income not declared elsewhere	2013-03-31	$0
Administrative expenses (other) incurred	2013-03-31	$16,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Value of net income/loss	2013-03-31	$649,014
Value of net assets at end of year (total assets less liabilities)	2013-03-31	$11,476,574
Value of net assets at beginning of year (total assets less liabilities)	2013-03-31	$10,827,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-03-31	No
Were any leases to which the plan was party in default or uncollectible	2013-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-03-31	$9,462,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-03-31	$9,361,627
Value of interest in pooled separate accounts at end of year	2013-03-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-03-31	$0
Interest on participant loans	2013-03-31	$0
Interest earned on other investments	2013-03-31	$52,494
Value of interest in common/collective trusts at end of year	2013-03-31	$0
Value of interest in common/collective trusts at beginning of year	2013-03-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-03-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-03-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-03-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-03-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-03-31	$2,013,711
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-03-31	$1,465,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-03-31	$0
Net investment gain/loss from pooled separate accounts	2013-03-31	$872,784
Net investment gain or loss from common/collective trusts	2013-03-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-03-31	No
Was there a failure to transmit to the plan any participant contributions	2013-03-31	No
Has the plan failed to provide any benefit when due under the plan	2013-03-31	No
Assets. Invements in employer securities at end of year	2013-03-31	$0
Assets. Invements in employer securities at beginning of year	2013-03-31	$0
Contributions received in cash from employer	2013-03-31	$271,601
Income. Dividends from common stock	2013-03-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-03-31	$920,854
Asset. Corporate debt instrument debt (other) at end of year	2013-03-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-03-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-03-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-03-31	$0
Did the plan have assets held for investment	2013-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-03-31	Disclaimer
Accountancy firm name	2013-03-31	ADELSON & COMPANY PC
Accountancy firm EIN	2013-03-31	205711238
2012 : J.H. MAXYMILLIAN PS & 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-03-31	$0
Total unrealized appreciation/depreciation of assets	2012-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$0
Total income from all sources (including contributions)	2012-03-31	$1,080,169
Total loss/gain on sale of assets	2012-03-31	$0
Total of all expenses incurred	2012-03-31	$237,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-03-31	$222,779
Expenses. Certain deemed distributions of participant loans	2012-03-31	$0
Value of total corrective distributions	2012-03-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-03-31	$518,335
Value of total assets at end of year	2012-03-31	$10,827,560
Value of total assets at beginning of year	2012-03-31	$9,985,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-03-31	$15,104
Total interest from all sources	2012-03-31	$28,775
Total dividends received (eg from common stock, registered investment company shares)	2012-03-31	$31,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-03-31	$31,667
Administrative expenses professional fees incurred	2012-03-31	$6,800
Was this plan covered by a fidelity bond	2012-03-31	Yes
Value of fidelity bond cover	2012-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-03-31	Yes
Funding deficiency by the employer to the plan for this plan year	2012-03-31	$0
Minimum employer required contribution for this plan year	2012-03-31	$0
Amount contributed by the employer to the plan for this plan year	2012-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-03-31	No
Contributions received from participants	2012-03-31	$363,735
Income. Received or receivable in cash from other sources (including rollovers)	2012-03-31	$2,383
Other income not declared elsewhere	2012-03-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Value of net income/loss	2012-03-31	$842,286
Value of net assets at end of year (total assets less liabilities)	2012-03-31	$10,827,560
Value of net assets at beginning of year (total assets less liabilities)	2012-03-31	$9,985,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-03-31	No
Were any leases to which the plan was party in default or uncollectible	2012-03-31	No
Investment advisory and management fees	2012-03-31	$917
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-03-31	$9,361,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-03-31	$8,610,777
Interest earned on other investments	2012-03-31	$28,775
Value of interest in common/collective trusts at end of year	2012-03-31	$0
Value of interest in common/collective trusts at beginning of year	2012-03-31	$499,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-03-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-03-31	$874,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-03-31	$874,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-03-31	$1,465,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-03-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-03-31	$-294,355
Net investment gain/loss from pooled separate accounts	2012-03-31	$780,827
Net investment gain or loss from common/collective trusts	2012-03-31	$14,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-03-31	No
Was there a failure to transmit to the plan any participant contributions	2012-03-31	No
Has the plan failed to provide any benefit when due under the plan	2012-03-31	No
Contributions received in cash from employer	2012-03-31	$152,217
Income. Dividends from common stock	2012-03-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-03-31	$222,779
Contract administrator fees	2012-03-31	$7,387
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-03-31	Yes
Did the plan have assets held for investment	2012-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-03-31	Disclaimer
Accountancy firm name	2012-03-31	ADELSON MOYNIHAN KOWALCZYK, PC
Accountancy firm EIN	2012-03-31	205711238
2011 : J.H. MAXYMILLIAN PS & 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total income from all sources (including contributions)	2011-03-31	$1,356,852
Total loss/gain on sale of assets	2011-03-31	$0
Total of all expenses incurred	2011-03-31	$870,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$856,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-03-31	$355,031
Value of total assets at end of year	2011-03-31	$9,985,274
Value of total assets at beginning of year	2011-03-31	$9,498,617
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$13,704
Total interest from all sources	2011-03-31	$100
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$162,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-03-31	$162,733
Administrative expenses professional fees incurred	2011-03-31	$6,800
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Contributions received from participants	2011-03-31	$352,768
Participant contributions at beginning of year	2011-03-31	$11,757
Income. Received or receivable in cash from other sources (including rollovers)	2011-03-31	$2,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$486,657
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$9,985,274
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$9,498,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Investment advisory and management fees	2011-03-31	$4,025
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-03-31	$8,610,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-03-31	$7,800,474
Value of interest in common/collective trusts at end of year	2011-03-31	$499,997
Value of interest in common/collective trusts at beginning of year	2011-03-31	$541,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-03-31	$874,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-03-31	$985,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-03-31	$985,286
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-03-31	$100
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-03-31	$824,142
Net investment gain or loss from common/collective trusts	2011-03-31	$14,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Employer contributions (assets) at beginning of year	2011-03-31	$159,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$856,491
Contract administrator fees	2011-03-31	$2,879
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	ADELSON MOYNIHAN KOWALCZYK, PC
Accountancy firm EIN	2011-03-31	205711238
2010 : J.H. MAXYMILLIAN PS & 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-03-31	$0

Form 5500 Responses for J.H. MAXYMILLIAN PS & 401(K) PLAN

2014: J.H. MAXYMILLIAN PS & 401(K) PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – Insurance	Yes
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement – Insurance	Yes
2013: J.H. MAXYMILLIAN PS & 401(K) PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Insurance	Yes
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement – Insurance	Yes
2012: J.H. MAXYMILLIAN PS & 401(K) PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – Insurance	Yes
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement – Insurance	Yes
2011: J.H. MAXYMILLIAN PS & 401(K) PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Insurance	Yes
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement – Insurance	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: J.H. MAXYMILLIAN PS & 401(K) PLAN 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Submission has been amended	Yes
2010-04-01	This submission is the final filing	No
2010-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-04-01	Plan is a collectively bargained plan	No
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: J.H. MAXYMILLIAN PS & 401(K) PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	Yes
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-827038

Policy instance

Insurance contract or identification number	GA-827038
Number of Individuals Covered	91
Insurance policy start date	2014-04-01
Insurance policy end date	2015-03-31
Total amount of commissions paid to insurance broker	USD $34,859
Total amount of fees paid to insurance company	USD $5,144
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $34,859
Insurance broker organization code?	3
Amount paid for insurance broker fees	5144
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH, PIERCE, FENNER &

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-827038

Policy instance

Insurance contract or identification number	GA-827038
Number of Individuals Covered	97
Insurance policy start date	2013-04-01
Insurance policy end date	2014-03-31
Total amount of commissions paid to insurance broker	USD $32,897
Total amount of fees paid to insurance company	USD $4,683
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $32,897
Insurance broker organization code?	3
Amount paid for insurance broker fees	4683
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH PIERCE FENNER SMITH I

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-827038

Policy instance

Insurance contract or identification number	GA-827038
Number of Individuals Covered	87
Insurance policy start date	2012-04-01
Insurance policy end date	2013-03-31
Total amount of commissions paid to insurance broker	USD $16,746
Total amount of fees paid to insurance company	USD $5,192
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,746
Insurance broker organization code?	3
Amount paid for insurance broker fees	5192
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH PIERCE FENNER SMITH I

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-827038

Policy instance

Insurance contract or identification number	GA-827038
Number of Individuals Covered	104
Insurance policy start date	2011-04-01
Insurance policy end date	2012-03-31
Total amount of commissions paid to insurance broker	USD $50,410
Total amount of fees paid to insurance company	USD $459
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	J.H. MAXYMILLIAN, INC.
Employer identification number (EIN):	042458112
NAIC Classification:	237310
NAIC Description:	Highway, Street, and Bridge Construction

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:	1996-12-04
Company Identification Number:	1004565
Legal Registered Office Address:	1801 EAST ST PITTSFIELD United States of America (USA) 01201-3859