401k Plan data: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN plan

WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 401k Plan overview

Plan Name	WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN
Plan identification number	003

WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WHATMAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: WHATMAN, INC.

Employer identification number (EIN): 042495499

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2011-01-01 THERESA DEROGATIS
003 2010-01-01 THERESA DEROGATIS
003 2009-01-01 THERESA DEROGATIS

Plan id#	Filing Submission Date	Name of Administrator
003	2011-01-01	THERESA DEROGATIS
003	2010-01-01	THERESA DEROGATIS
003	2009-01-01	THERESA DEROGATIS

Plan Statistics for WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN

401k plan membership statisitcs for WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN

Measure Date Value
2011: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 0
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 25
Total of all active and inactive participants 2010-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 25
Number of participants with account balances 2010-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 26
Total of all active and inactive participants 2009-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 33
Number of participants with account balances 2009-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	0
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	25
Total of all active and inactive participants	2010-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	25
Number of participants with account balances	2010-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	26
Total of all active and inactive participants	2009-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	33
Number of participants with account balances	2009-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN

Measure	Date	Value
2011 : WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-10-31	$-697,737
Total income from all sources	2011-10-31	$16,471
Expenses. Total of all expenses incurred	2011-10-31	$611,547
Benefits paid (including direct rollovers)	2011-10-31	$602,638
Total plan assets at end of year	2011-10-31	$0
Total plan assets at beginning of year	2011-10-31	$1,292,813
Value of fidelity bond covering the plan	2011-10-31	$25,000,000
Total contributions received or receivable from participants	2011-10-31	$0
Expenses. Other expenses not covered elsewhere	2011-10-31	$0
Contributions received from other sources (not participants or employers)	2011-10-31	$0
Other income received	2011-10-31	$16,471
Noncash contributions received	2011-10-31	$0
Net income (gross income less expenses)	2011-10-31	$-595,076
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$1,292,813
Total contributions received or receivable from employer(s)	2011-10-31	$0
Value of certain deemed distributions of participant loans	2011-10-31	$0
Value of corrective distributions	2011-10-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-10-31	$8,909
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-10-31	$0
2010 : WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$168,080
Expenses. Total of all expenses incurred	2010-12-31	$520,180
Benefits paid (including direct rollovers)	2010-12-31	$518,171
Total plan assets at end of year	2010-12-31	$1,292,813
Total plan assets at beginning of year	2010-12-31	$1,644,913
Value of fidelity bond covering the plan	2010-12-31	$25,000,000
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$168,080
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-352,100
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,292,813
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,644,913
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$2,009
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN

2011: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: WHATMAN SCHLEICHER & SCHUELL, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WHATMAN, INC.
Employer identification number (EIN):	042495499
NAIC Classification:	339900