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TRI-VALLEY, INC. PENSION TRUST 401k Plan overview

Plan NameTRI-VALLEY, INC. PENSION TRUST
Plan identification number 001

TRI-VALLEY, INC. PENSION TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

TRI-VALLEY, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRI-VALLEY, INC.
Employer identification number (EIN):042594201
NAIC Classification:621610
NAIC Description:Home Health Care Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI-VALLEY, INC. PENSION TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01GARY GOLDBERG2023-03-14
0012020-07-01GARY GOLDBERG2022-03-28
0012019-07-01GARY GOLDBERG2021-03-29
0012018-07-01GARY GOLDBERG2020-04-08
0012017-07-01GARY GOLDBERG2019-04-07
0012016-07-01
0012015-07-01BETH GROCCIA
0012015-07-01
0012014-07-01BETH GROCCIA
0012013-07-01BETH GROCCIA
0012012-07-01ANNA M. BELLOWS2014-04-11
0012011-07-01ANNA M. BELLOWS2013-04-12
0012010-07-01ANNA M. BELLOWS2012-04-16
0012007-07-01ANNA BELLOWS

Plan Statistics for TRI-VALLEY, INC. PENSION TRUST

401k plan membership statisitcs for TRI-VALLEY, INC. PENSION TRUST

Measure Date Value
2021: TRI-VALLEY, INC. PENSION TRUST 2021 401k membership
Total participants, beginning-of-year2021-07-01168
Total number of active participants reported on line 7a of the Form 55002021-07-01142
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0136
Total of all active and inactive participants2021-07-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01178
Number of participants with account balances2021-07-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-019
2020: TRI-VALLEY, INC. PENSION TRUST 2020 401k membership
Total participants, beginning-of-year2020-07-01174
Total number of active participants reported on line 7a of the Form 55002020-07-01134
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0133
Total of all active and inactive participants2020-07-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01167
Number of participants with account balances2020-07-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-019
2019: TRI-VALLEY, INC. PENSION TRUST 2019 401k membership
Total participants, beginning-of-year2019-07-01183
Total number of active participants reported on line 7a of the Form 55002019-07-01138
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0136
Total of all active and inactive participants2019-07-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01174
Number of participants with account balances2019-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0116
2018: TRI-VALLEY, INC. PENSION TRUST 2018 401k membership
Total participants, beginning-of-year2018-07-01174
Total number of active participants reported on line 7a of the Form 55002018-07-01148
Number of retired or separated participants receiving benefits2018-07-011
Number of other retired or separated participants entitled to future benefits2018-07-0131
Total of all active and inactive participants2018-07-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01180
Number of participants with account balances2018-07-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-017
2017: TRI-VALLEY, INC. PENSION TRUST 2017 401k membership
Total participants, beginning-of-year2017-07-01154
Total number of active participants reported on line 7a of the Form 55002017-07-01141
Number of retired or separated participants receiving benefits2017-07-011
Number of other retired or separated participants entitled to future benefits2017-07-0128
Total of all active and inactive participants2017-07-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01170
Number of participants with account balances2017-07-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0113
2016: TRI-VALLEY, INC. PENSION TRUST 2016 401k membership
Total participants, beginning-of-year2016-07-01151
Total number of active participants reported on line 7a of the Form 55002016-07-01133
Number of retired or separated participants receiving benefits2016-07-011
Number of other retired or separated participants entitled to future benefits2016-07-0120
Total of all active and inactive participants2016-07-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01154
Number of participants with account balances2016-07-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-018
2015: TRI-VALLEY, INC. PENSION TRUST 2015 401k membership
Total participants, beginning-of-year2015-07-01157
Total number of active participants reported on line 7a of the Form 55002015-07-01120
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0128
Total of all active and inactive participants2015-07-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01148
Number of participants with account balances2015-07-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-019
2014: TRI-VALLEY, INC. PENSION TRUST 2014 401k membership
Total participants, beginning-of-year2014-07-01135
Total number of active participants reported on line 7a of the Form 55002014-07-01132
Number of retired or separated participants receiving benefits2014-07-011
Number of other retired or separated participants entitled to future benefits2014-07-0119
Total of all active and inactive participants2014-07-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01152
Number of participants with account balances2014-07-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-012
2013: TRI-VALLEY, INC. PENSION TRUST 2013 401k membership
Total participants, beginning-of-year2013-07-01128
Total number of active participants reported on line 7a of the Form 55002013-07-01117
Number of retired or separated participants receiving benefits2013-07-011
Number of other retired or separated participants entitled to future benefits2013-07-0114
Total of all active and inactive participants2013-07-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01132
Number of participants with account balances2013-07-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-012
2007: TRI-VALLEY, INC. PENSION TRUST 2007 401k membership
Total participants, beginning-of-year2007-07-0199
Total number of active participants reported on line 7a of the Form 55002007-07-0194
Number of other retired or separated participants entitled to future benefits2007-07-019
Total of all active and inactive participants2007-07-01103
Total participants2007-07-01103
Number of participants with account balances2007-07-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-07-013

Financial Data on TRI-VALLEY, INC. PENSION TRUST

Measure Date Value
2022 : TRI-VALLEY, INC. PENSION TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-272,666
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$354,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$304,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$420,075
Value of total assets at end of year2022-06-30$5,139,610
Value of total assets at beginning of year2022-06-30$5,766,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$49,410
Total interest from all sources2022-06-30$31,548
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$345,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$345,073
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Participant contributions at end of year2022-06-30$52,507
Participant contributions at beginning of year2022-06-30$53,495
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$64,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-626,856
Value of net assets at end of year (total assets less liabilities)2022-06-30$5,139,610
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$5,766,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$3,641,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$4,295,460
Interest on participant loans2022-06-30$2,000
Interest earned on other investments2022-06-30$29,548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,404,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$1,417,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-1,069,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$355,872
Employer contributions (assets) at end of year2022-06-30$41,257
Employer contributions (assets) at beginning of year2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$304,780
Contract administrator fees2022-06-30$49,410
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30AAFCPAS, INC.
Accountancy firm EIN2022-06-30042571780
2021 : TRI-VALLEY, INC. PENSION TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,469,247
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$257,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$231,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$328,327
Value of total assets at end of year2021-06-30$5,766,466
Value of total assets at beginning of year2021-06-30$4,555,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$26,921
Total interest from all sources2021-06-30$32,690
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$195,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$195,231
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Funding deficiency by the employer to the plan for this plan year2021-06-30$0
Minimum employer required contribution for this plan year2021-06-30$328,295
Amount contributed by the employer to the plan for this plan year2021-06-30$328,295
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Participant contributions at end of year2021-06-30$53,495
Participant contributions at beginning of year2021-06-30$54,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,211,265
Value of net assets at end of year (total assets less liabilities)2021-06-30$5,766,466
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$4,555,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$4,295,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$3,260,898
Interest on participant loans2021-06-30$2,682
Interest earned on other investments2021-06-30$30,008
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$1,417,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$1,239,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$912,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$328,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$231,061
Contract administrator fees2021-06-30$26,921
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30AAFCPAS, INC.
Accountancy firm EIN2021-06-30042571780
2020 : TRI-VALLEY, INC. PENSION TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$516,362
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$163,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$133,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$311,976
Value of total assets at end of year2020-06-30$4,555,201
Value of total assets at beginning of year2020-06-30$4,202,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$29,951
Total interest from all sources2020-06-30$31,062
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$156,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$156,254
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Participant contributions at end of year2020-06-30$54,992
Participant contributions at beginning of year2020-06-30$33,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$352,427
Value of net assets at end of year (total assets less liabilities)2020-06-30$4,555,201
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$4,202,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$3,260,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$3,109,223
Interest on participant loans2020-06-30$2,303
Interest earned on other investments2020-06-30$28,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$1,239,311
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$1,060,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$17,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$311,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$133,984
Contract administrator fees2020-06-30$29,951
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30ALEXANDER,ARONSON,FINNING&CO. P.C.
Accountancy firm EIN2020-06-30042571780
2019 : TRI-VALLEY, INC. PENSION TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$568,239
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$246,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$230,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$304,873
Value of total assets at end of year2019-06-30$4,202,774
Value of total assets at beginning of year2019-06-30$3,881,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$16,406
Total interest from all sources2019-06-30$29,325
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$197,758
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$197,758
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Funding deficiency by the employer to the plan for this plan year2019-06-30$0
Minimum employer required contribution for this plan year2019-06-30$299,635
Amount contributed by the employer to the plan for this plan year2019-06-30$299,635
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Participant contributions at end of year2019-06-30$33,318
Participant contributions at beginning of year2019-06-30$31,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$321,517
Value of net assets at end of year (total assets less liabilities)2019-06-30$4,202,774
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$3,881,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$3,109,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$2,791,578
Interest on participant loans2019-06-30$1,347
Interest earned on other investments2019-06-30$27,978
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$1,060,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$1,057,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$36,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$304,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$230,316
Contract administrator fees2019-06-30$16,406
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30ALEXANDER,ARONSON,FINNING&CO. P.C.
Accountancy firm EIN2019-06-30042571780
2018 : TRI-VALLEY, INC. PENSION TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$600,421
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$404,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$387,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$293,254
Value of total assets at end of year2018-06-30$3,881,257
Value of total assets at beginning of year2018-06-30$3,685,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$16,887
Total interest from all sources2018-06-30$27,328
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$130,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$130,427
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Funding deficiency by the employer to the plan for this plan year2018-06-30$0
Minimum employer required contribution for this plan year2018-06-30$289,237
Amount contributed by the employer to the plan for this plan year2018-06-30$289,237
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Participant contributions at end of year2018-06-30$31,956
Participant contributions at beginning of year2018-06-30$47,701
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$7,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$195,887
Value of net assets at end of year (total assets less liabilities)2018-06-30$3,881,257
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$3,685,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$2,791,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,556,449
Interest on participant loans2018-06-30$1,563
Interest earned on other investments2018-06-30$25,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$1,057,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$1,081,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$149,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$285,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$387,647
Contract administrator fees2018-06-30$16,887
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30ALEXANDER,ARONSON,FINNING&CO. P.C.
Accountancy firm EIN2018-06-30042571780
2017 : TRI-VALLEY, INC. PENSION TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$639,562
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$308,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$290,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$282,243
Value of total assets at end of year2017-06-30$3,685,370
Value of total assets at beginning of year2017-06-30$3,354,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$18,341
Total interest from all sources2017-06-30$26,210
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$92,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$92,382
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$260,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Participant contributions at end of year2017-06-30$47,701
Participant contributions at beginning of year2017-06-30$63,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$331,131
Value of net assets at end of year (total assets less liabilities)2017-06-30$3,685,370
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$3,354,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,556,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$2,222,168
Interest on participant loans2017-06-30$2,069
Interest earned on other investments2017-06-30$24,141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$1,081,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$1,068,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$238,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$282,243
Employer contributions (assets) at beginning of year2017-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$290,090
Contract administrator fees2017-06-30$18,341
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30ALEXANDER,ARONSON,FINNING&CO. P.C.
Accountancy firm EIN2017-06-30042571780
2016 : TRI-VALLEY, INC. PENSION TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$282,052
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$212,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$210,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$267,257
Value of total assets at end of year2016-06-30$3,354,239
Value of total assets at beginning of year2016-06-30$3,284,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$2,133
Total interest from all sources2016-06-30$24,057
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$107,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$107,596
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$260,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Funding deficiency by the employer to the plan for this plan year2016-06-30$0
Minimum employer required contribution for this plan year2016-06-30$267,257
Amount contributed by the employer to the plan for this plan year2016-06-30$267,257
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Participant contributions at end of year2016-06-30$63,468
Participant contributions at beginning of year2016-06-30$52,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$69,853
Value of net assets at end of year (total assets less liabilities)2016-06-30$3,354,239
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$3,284,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$2,222,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$2,244,865
Interest on participant loans2016-06-30$1,778
Interest earned on other investments2016-06-30$22,279
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$1,068,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$963,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-116,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$267,257
Employer contributions (assets) at end of year2016-06-30$0
Employer contributions (assets) at beginning of year2016-06-30$23,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$210,066
Contract administrator fees2016-06-30$2,133
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30STEPHEN P. RICHER, CPA
Accountancy firm EIN2016-06-30027486294
2015 : TRI-VALLEY, INC. PENSION TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$361,253
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$81,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$77,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$257,222
Value of total assets at end of year2015-06-30$3,284,386
Value of total assets at beginning of year2015-06-30$3,004,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$3,419
Total interest from all sources2015-06-30$22,348
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$99,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$99,676
Administrative expenses professional fees incurred2015-06-30$3,419
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$260,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Funding deficiency by the employer to the plan for this plan year2015-06-30$0
Minimum employer required contribution for this plan year2015-06-30$258,359
Amount contributed by the employer to the plan for this plan year2015-06-30$258,359
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Participant contributions at end of year2015-06-30$52,713
Participant contributions at beginning of year2015-06-30$34,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$279,989
Value of net assets at end of year (total assets less liabilities)2015-06-30$3,284,386
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$3,004,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$2,244,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$2,034,823
Interest on participant loans2015-06-30$1,211
Interest earned on other investments2015-06-30$21,137
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$963,807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$935,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-17,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$257,222
Employer contributions (assets) at end of year2015-06-30$23,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$77,845
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30STEPHEN P. RICHER, CPA
Accountancy firm EIN2015-06-30027486294
2014 : TRI-VALLEY, INC. PENSION TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$591,506
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$55,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$36,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$237,614
Value of total assets at end of year2014-06-30$3,004,397
Value of total assets at beginning of year2014-06-30$2,468,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$18,913
Total interest from all sources2014-06-30$22,965
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$260,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Funding deficiency by the employer to the plan for this plan year2014-06-30$0
Minimum employer required contribution for this plan year2014-06-30$235,260
Amount contributed by the employer to the plan for this plan year2014-06-30$235,260
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Participant contributions at end of year2014-06-30$34,162
Participant contributions at beginning of year2014-06-30$25,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$536,339
Value of net assets at end of year (total assets less liabilities)2014-06-30$3,004,397
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,468,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$2,034,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,583,263
Interest on participant loans2014-06-30$741
Interest earned on other investments2014-06-30$22,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$935,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$859,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$330,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$237,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$36,254
Contract administrator fees2014-06-30$18,913
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30STEPHEN P. RICHER, CPA
Accountancy firm EIN2014-06-30027486294

Form 5500 Responses for TRI-VALLEY, INC. PENSION TRUST

2021: TRI-VALLEY, INC. PENSION TRUST 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: TRI-VALLEY, INC. PENSION TRUST 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: TRI-VALLEY, INC. PENSION TRUST 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: TRI-VALLEY, INC. PENSION TRUST 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: TRI-VALLEY, INC. PENSION TRUST 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: TRI-VALLEY, INC. PENSION TRUST 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: TRI-VALLEY, INC. PENSION TRUST 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: TRI-VALLEY, INC. PENSION TRUST 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: TRI-VALLEY, INC. PENSION TRUST 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2007: TRI-VALLEY, INC. PENSION TRUST 2007 form 5500 responses
2007-07-01Type of plan entitySingle employer plan
2007-07-01Submission has been amendedYes
2007-07-01This submission is the final filingNo
2007-07-01This return/report is a short plan year return/report (less than 12 months)No
2007-07-01Plan is a collectively bargained planNo
2007-07-01Plan funding arrangement – InsuranceYes
2007-07-01Plan funding arrangement – TrustYes
2007-07-01Plan benefit arrangement – InsuranceYes
2007-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered178
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered167
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered174
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered180
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered170
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered148
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered152
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807903
Policy instance 1
Insurance contract or identification number807903
Number of Individuals Covered132
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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