401k Plan data: SPECTRO SCIENTIFIC, INC. 401(K) PLAN plan

SPECTRO SCIENTIFIC, INC. 401(K) PLAN 401k Plan overview

Plan Name	SPECTRO SCIENTIFIC, INC. 401(K) PLAN
Plan identification number	001

SPECTRO SCIENTIFIC, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPECTRO SCIENTIFIC, INC. has sponsored the creation of one or more 401k plans.

Company Name: SPECTRO SCIENTIFIC, INC.

Employer identification number (EIN): 042798765

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about SPECTRO SCIENTIFIC, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2015-07-22

Company Identification Number: 0802258379

Legal Registered Office Address: 1100 CASSATT RD

BERWYN
United States of America (USA)
19312

More information about SPECTRO SCIENTIFIC, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPECTRO SCIENTIFIC, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 CAREY ROSS CAREY ROSS 2018-10-04
001 2016-01-01 CAREY ROSS CAREY ROSS 2017-10-16
001 2015-01-01 CAREY ROSS 2016-04-14 CAREY ROSS 2016-04-14
001 2014-01-01 CAREY ROSS 2015-06-04 CAREY ROSS 2015-06-04
001 2013-01-01 CAREY ROSS 2014-04-15 CAREY ROSS 2014-04-15
001 2012-01-01 CAREY ROSS 2013-07-17 CAREY ROSS 2013-07-17
001 2011-08-01 SUSAN SANBORN 2012-06-11 SUSAN SANBORN 2012-06-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	CAREY ROSS		CAREY ROSS	2018-10-04
001	2016-01-01	CAREY ROSS		CAREY ROSS	2017-10-16
001	2015-01-01	CAREY ROSS	2016-04-14	CAREY ROSS	2016-04-14
001	2014-01-01	CAREY ROSS	2015-06-04	CAREY ROSS	2015-06-04
001	2013-01-01	CAREY ROSS	2014-04-15	CAREY ROSS	2014-04-15
001	2012-01-01	CAREY ROSS	2013-07-17	CAREY ROSS	2013-07-17
001	2011-08-01	SUSAN SANBORN	2012-06-11	SUSAN SANBORN	2012-06-11

Plan Statistics for SPECTRO SCIENTIFIC, INC. 401(K) PLAN

401k plan membership statisitcs for SPECTRO SCIENTIFIC, INC. 401(K) PLAN

Measure Date Value
2020: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 81
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 34
Total of all active and inactive participants 2019-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 115
Number of participants with account balances 2019-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 100
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 36
Total of all active and inactive participants 2018-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 136
Number of participants with account balances 2018-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 2
2017: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 96
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 40
Total of all active and inactive participants 2017-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 136
Number of participants with account balances 2017-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 95
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 118
Number of participants with account balances 2016-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7

Measure	Date	Value
2020: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	81
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	34
Total of all active and inactive participants	2019-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	115
Number of participants with account balances	2019-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	100
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	36
Total of all active and inactive participants	2018-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	136
Number of participants with account balances	2018-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2
2017: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	96
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	40
Total of all active and inactive participants	2017-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	136
Number of participants with account balances	2017-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	95
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	118
Number of participants with account balances	2016-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7

Financial Data on SPECTRO SCIENTIFIC, INC. 401(K) PLAN

Measure	Date	Value
2020 : SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-01-30	$0
Unrealized appreciation/depreciation of real estate assets	2020-01-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-01-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-01-30	$0
Total unrealized appreciation/depreciation of assets	2020-01-30	$0
Total unrealized appreciation/depreciation of assets	2020-01-30	$0
Total transfer of assets to this plan	2020-01-30	$0
Total transfer of assets to this plan	2020-01-30	$0
Total transfer of assets from this plan	2020-01-30	$7,354,957
Total transfer of assets from this plan	2020-01-30	$7,354,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-01-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-01-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-01-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-01-30	$0
Total income from all sources (including contributions)	2020-01-30	$53,215
Total income from all sources (including contributions)	2020-01-30	$53,215
Total loss/gain on sale of assets	2020-01-30	$0
Total loss/gain on sale of assets	2020-01-30	$0
Total of all expenses incurred	2020-01-30	$436,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-01-30	$435,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-01-30	$435,741
Expenses. Certain deemed distributions of participant loans	2020-01-30	$0
Expenses. Certain deemed distributions of participant loans	2020-01-30	$0
Value of total corrective distributions	2020-01-30	$0
Value of total corrective distributions	2020-01-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-01-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-01-30	$0
Value of total assets at end of year	2020-01-30	$0
Value of total assets at end of year	2020-01-30	$0
Value of total assets at beginning of year	2020-01-30	$7,737,933
Value of total assets at beginning of year	2020-01-30	$7,737,933
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-01-30	$450
Total income from rents	2020-01-30	$0
Total income from rents	2020-01-30	$0
Total interest from all sources	2020-01-30	$-559
Total interest from all sources	2020-01-30	$-559
Total dividends received (eg from common stock, registered investment company shares)	2020-01-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-01-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-01-30	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-01-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-01-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-01-30	$0
Administrative expenses professional fees incurred	2020-01-30	$0
Administrative expenses professional fees incurred	2020-01-30	$0
Was this plan covered by a fidelity bond	2020-01-30	Yes
Was this plan covered by a fidelity bond	2020-01-30	Yes
Value of fidelity bond cover	2020-01-30	$1,000,000
Value of fidelity bond cover	2020-01-30	$1,000,000
If this is an individual account plan, was there a blackout period	2020-01-30	Yes
If this is an individual account plan, was there a blackout period	2020-01-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-01-30	$0
Were there any nonexempt tranactions with any party-in-interest	2020-01-30	No
Amount of non-exempt transactions with any party-in-interest	2020-01-30	$0
Contributions received from participants	2020-01-30	$0
Contributions received from participants	2020-01-30	$0
Participant contributions at end of year	2020-01-30	$0
Participant contributions at end of year	2020-01-30	$0
Participant contributions at beginning of year	2020-01-30	$124,202
Participant contributions at beginning of year	2020-01-30	$124,202
Participant contributions at end of year	2020-01-30	$0
Participant contributions at end of year	2020-01-30	$0
Participant contributions at beginning of year	2020-01-30	$0
Participant contributions at beginning of year	2020-01-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-01-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-01-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-01-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-01-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-01-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-01-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-01-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-01-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-01-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-01-30	$0
Other income not declared elsewhere	2020-01-30	$0
Other income not declared elsewhere	2020-01-30	$0
Administrative expenses (other) incurred	2020-01-30	$0
Liabilities. Value of operating payables at beginning of year	2020-01-30	$0
Liabilities. Value of operating payables at beginning of year	2020-01-30	$0
Total non interest bearing cash at end of year	2020-01-30	$0
Total non interest bearing cash at end of year	2020-01-30	$0
Total non interest bearing cash at beginning of year	2020-01-30	$0
Total non interest bearing cash at beginning of year	2020-01-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-30	No
Value of net income/loss	2020-01-30	$-382,976
Value of net income/loss	2020-01-30	$-382,976
Value of net assets at end of year (total assets less liabilities)	2020-01-30	$0
Value of net assets at end of year (total assets less liabilities)	2020-01-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-01-30	$7,737,933
Value of net assets at beginning of year (total assets less liabilities)	2020-01-30	$7,737,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-01-30	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-01-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-01-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-01-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-01-30	$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-01-30	$0
Were any leases to which the plan was party in default or uncollectible	2020-01-30	No
Were any leases to which the plan was party in default or uncollectible	2020-01-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-01-30	$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-01-30	$0
Investment advisory and management fees	2020-01-30	$0
Investment advisory and management fees	2020-01-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-01-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-01-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-01-30	$6,852,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-01-30	$6,852,272
Value of interest in pooled separate accounts at end of year	2020-01-30	$0
Value of interest in pooled separate accounts at end of year	2020-01-30	$0
Value of interest in pooled separate accounts at beginning of year	2020-01-30	$499,239
Value of interest in pooled separate accounts at beginning of year	2020-01-30	$499,239
Interest on participant loans	2020-01-30	$-559
Interest on participant loans	2020-01-30	$-559
Income. Interest from loans (other than to participants)	2020-01-30	$0
Income. Interest from loans (other than to participants)	2020-01-30	$0
Interest earned on other investments	2020-01-30	$0
Interest earned on other investments	2020-01-30	$0
Income. Interest from US Government securities	2020-01-30	$0
Income. Interest from US Government securities	2020-01-30	$0
Income. Interest from corporate debt instruments	2020-01-30	$0
Income. Interest from corporate debt instruments	2020-01-30	$0
Value of interest in common/collective trusts at end of year	2020-01-30	$0
Value of interest in common/collective trusts at end of year	2020-01-30	$0
Value of interest in common/collective trusts at beginning of year	2020-01-30	$262,220
Value of interest in common/collective trusts at beginning of year	2020-01-30	$262,220
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-01-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-01-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-01-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-01-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-01-30	$58,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-01-30	$58,057
Net investment gain/loss from pooled separate accounts	2020-01-30	$-743
Net investment gain/loss from pooled separate accounts	2020-01-30	$-743
Net investment gain or loss from common/collective trusts	2020-01-30	$-3,540
Net investment gain or loss from common/collective trusts	2020-01-30	$-3,540
Net gain/loss from 103.12 investment entities	2020-01-30	$0
Net gain/loss from 103.12 investment entities	2020-01-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-01-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-01-30	No
Was there a failure to transmit to the plan any participant contributions	2020-01-30	No
Was there a failure to transmit to the plan any participant contributions	2020-01-30	No
Has the plan failed to provide any benefit when due under the plan	2020-01-30	No
Has the plan failed to provide any benefit when due under the plan	2020-01-30	No
Contributions received in cash from employer	2020-01-30	$0
Contributions received in cash from employer	2020-01-30	$0
Employer contributions (assets) at end of year	2020-01-30	$0
Employer contributions (assets) at end of year	2020-01-30	$0
Employer contributions (assets) at beginning of year	2020-01-30	$0
Employer contributions (assets) at beginning of year	2020-01-30	$0
Income. Dividends from preferred stock	2020-01-30	$0
Income. Dividends from preferred stock	2020-01-30	$0
Income. Dividends from common stock	2020-01-30	$0
Income. Dividends from common stock	2020-01-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-01-30	$435,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-01-30	$435,741
Contract administrator fees	2020-01-30	$450
Contract administrator fees	2020-01-30	$450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-01-30	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-01-30	Yes
Liabilities. Value of benefit claims payable at beginning of year	2020-01-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-01-30	$0
Did the plan have assets held for investment	2020-01-30	No
Did the plan have assets held for investment	2020-01-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-01-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-01-30	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-01-30	Yes
Aggregate proceeds on sale of assets	2020-01-30	$0
Aggregate proceeds on sale of assets	2020-01-30	$0
Aggregate carrying amount (costs) on sale of assets	2020-01-30	$0
Aggregate carrying amount (costs) on sale of assets	2020-01-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-01-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-01-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-01-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-01-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-01-30	Disclaimer
Opinion of an independent qualified public accountant for this plan	2020-01-30	Disclaimer
Accountancy firm name	2020-01-30	MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm name	2020-01-30	MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm EIN	2020-01-30	043077056
Accountancy firm EIN	2020-01-30	043077056
2019 : SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,054,573
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,130,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,122,125
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$435,055
Value of total assets at end of year	2019-12-31	$7,737,933
Value of total assets at beginning of year	2019-12-31	$7,813,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,383
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$3,909
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$105,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$105,835
Administrative expenses professional fees incurred	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Amount of non-exempt transactions with any party-in-interest	2019-12-31	$0
Contributions received from participants	2019-12-31	$329,971
Participant contributions at end of year	2019-12-31	$124,202
Participant contributions at beginning of year	2019-12-31	$63,862
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$366
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$182
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$13
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-75,935
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,737,933
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,813,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2019-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,852,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,676,554
Value of interest in pooled separate accounts at end of year	2019-12-31	$499,239
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$651,374
Interest on participant loans	2019-12-31	$3,909
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$262,220
Value of interest in common/collective trusts at beginning of year	2019-12-31	$421,477
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,387,503
Net investment gain/loss from pooled separate accounts	2019-12-31	$108,103
Net investment gain or loss from common/collective trusts	2019-12-31	$14,155
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$105,084
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$235
Income. Dividends from preferred stock	2019-12-31	$0
Income. Dividends from common stock	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,121,943
Contract administrator fees	2019-12-31	$8,383
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOODY FAMIGLIETT & ANDRONICO LLP
Accountancy firm EIN	2019-12-31	043077056
2018 : SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$0
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$778,035
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$189,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$186,182
Expenses. Certain deemed distributions of participant loans	2018-12-31	$1,319
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,402,450
Value of total assets at end of year	2018-12-31	$7,813,868
Value of total assets at beginning of year	2018-12-31	$7,225,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,800
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$4,924
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$74,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$74,247
Administrative expenses professional fees incurred	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Amount of non-exempt transactions with any party-in-interest	2018-12-31	$0
Contributions received from participants	2018-12-31	$1,058,267
Participant contributions at end of year	2018-12-31	$63,862
Participant contributions at beginning of year	2018-12-31	$129,172
Participant contributions at end of year	2018-12-31	$366
Participant contributions at beginning of year	2018-12-31	$107
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$1,711
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$2
Administrative expenses (other) incurred	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$588,734
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,813,868
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,225,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,676,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,257,086
Value of interest in pooled separate accounts at end of year	2018-12-31	$651,374
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$541,411
Interest on participant loans	2018-12-31	$4,924
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$421,477
Value of interest in common/collective trusts at beginning of year	2018-12-31	$290,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-642,493
Net investment gain/loss from pooled separate accounts	2018-12-31	$-61,229
Net investment gain or loss from common/collective trusts	2018-12-31	$134
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$344,183
Employer contributions (assets) at end of year	2018-12-31	$235
Employer contributions (assets) at beginning of year	2018-12-31	$7,179
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$184,471
Contract administrator fees	2018-12-31	$1,800
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2018-12-31	043077056
2017 : SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,174,022
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$680,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$645,558
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$32,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,149,527
Value of total assets at end of year	2017-12-31	$7,225,134
Value of total assets at beginning of year	2017-12-31	$5,731,424
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,635
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$4,688
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$62,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$62,147
Administrative expenses professional fees incurred	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Amount of non-exempt transactions with any party-in-interest	2017-12-31	$0
Contributions received from participants	2017-12-31	$831,383
Participant contributions at end of year	2017-12-31	$129,172
Participant contributions at beginning of year	2017-12-31	$108,795
Participant contributions at end of year	2017-12-31	$107
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$3,814
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$167
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$725
Administrative expenses (other) incurred	2017-12-31	$35
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,493,710
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,225,134
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,731,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$6,257,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,826,996
Value of interest in pooled separate accounts at end of year	2017-12-31	$541,411
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$611,883
Interest on participant loans	2017-12-31	$4,688
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$290,179
Value of interest in common/collective trusts at beginning of year	2017-12-31	$183,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$875,974
Net investment gain/loss from pooled separate accounts	2017-12-31	$79,441
Net investment gain or loss from common/collective trusts	2017-12-31	$1,520
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$314,330
Employer contributions (assets) at end of year	2017-12-31	$7,179
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$645,391
Contract administrator fees	2017-12-31	$2,600
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2017-12-31	043077056
2016 : SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,394,484
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$469,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$466,643
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,008,216
Value of total assets at end of year	2016-12-31	$5,731,424
Value of total assets at beginning of year	2016-12-31	$4,805,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,400
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$3,887
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$43,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$43,231
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Amount of non-exempt transactions with any party-in-interest	2016-12-31	$0
Contributions received from participants	2016-12-31	$716,619
Participant contributions at end of year	2016-12-31	$108,795
Participant contributions at beginning of year	2016-12-31	$77,287
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$24,609
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$731
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$17
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$925,441
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,731,424
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,805,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,826,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,222,069
Value of interest in pooled separate accounts at end of year	2016-12-31	$611,883
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$425,101
Interest on participant loans	2016-12-31	$3,887
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$183,750
Value of interest in common/collective trusts at beginning of year	2016-12-31	$81,526
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$271,871
Net investment gain/loss from pooled separate accounts	2016-12-31	$66,047
Net investment gain or loss from common/collective trusts	2016-12-31	$1,232
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$266,988
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$465,912
Contract administrator fees	2016-12-31	$2,383
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOODY FAMIGLIETTI & ANDRONICO LLP
Accountancy firm EIN	2016-12-31	043077056

Form 5500 Responses for SPECTRO SCIENTIFIC, INC. 401(K) PLAN

2020: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SPECTRO SCIENTIFIC, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522711

Policy instance

Insurance contract or identification number	522711
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-01-30
Total amount of commissions paid to insurance broker	USD $412
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $412
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522711

Policy instance

Insurance contract or identification number	522711
Number of Individuals Covered	115
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $2,300
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,742
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522711

Policy instance

Insurance contract or identification number	522711
Number of Individuals Covered	136
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $2,089
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,428
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

522711

Policy instance

Insurance contract or identification number	522711
Number of Individuals Covered	136
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,542
Total amount of fees paid to insurance company	USD $161
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,542
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker name	KESTRA INVESTMENT SERVICES LLC

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Company Name:	SPECTRO SCIENTIFIC, INC.
Employer identification number (EIN):	042798765
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2015-07-22
Company Identification Number:	0802258379
Legal Registered Office Address:	1100 CASSATT RD BERWYN United States of America (USA) 19312