401k Plan data: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN plan

OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 401k Plan overview

Plan Name	OXBOW AFFILIATED COMPANIES RETIREMENT PLAN
Plan identification number	002

OXBOW AFFILIATED COMPANIES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OXBOW CARBON LLC has sponsored the creation of one or more 401k plans.

Company Name: OXBOW CARBON LLC

Employer identification number (EIN): 042800610

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2024-01-01 DOUG PORE
002 2023-01-01
002 2023-01-01 DOUG PORE
002 2022-01-01
002 2022-01-01 DOUG PORE
002 2021-01-01
002 2021-01-01 LORETTA REMPE
002 2020-01-01
002 2019-01-01
002 2017-01-01 KATHY FLAHERTY
002 2016-01-01 KATHY FLAHERTY
002 2015-01-01 KATHY FLAHERTY
002 2014-01-01 KATHY FLAHERTY
002 2013-01-01 KATHY FLAHERTY
002 2012-01-01 KATHY FLAHERTY KATHY FLAHERTY 2013-10-14
002 2011-01-01 KATHY FLAHERTY
002 2009-01-01 KATHY FLAHERTY KATHY FLAHERTY 2010-10-12

Plan Statistics for OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

401k plan membership statisitcs for OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

Measure Date Value
2023: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 582
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 287
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 280
Total of all active and inactive participants 2023-01-01 567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 3
Total participants 2023-01-01 570
Number of participants with account balances 2023-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 7
Number of employers contributing to the scheme 2023-01-01 6
2022: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 609
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 279
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 302
Total of all active and inactive participants 2022-01-01 581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 582
Number of participants with account balances 2022-01-01 581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
Number of employers contributing to the scheme 2022-01-01 6
2021: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 649
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 271
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 335
Total of all active and inactive participants 2021-01-01 606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 3
Total participants 2021-01-01 609
Number of participants with account balances 2021-01-01 608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 9
Number of employers contributing to the scheme 2021-01-01 7
2020: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 672
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 292
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 353
Total of all active and inactive participants 2020-01-01 645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 2
Total participants 2020-01-01 647
Number of participants with account balances 2020-01-01 640
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 11
Number of employers contributing to the scheme 2020-01-01 9
2019: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 684
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 293
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 372
Total of all active and inactive participants 2019-01-01 665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 666
Number of participants with account balances 2019-01-01 660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 21
Number of employers contributing to the scheme 2019-01-01 9
2017: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 751
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 382
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 348
Total of all active and inactive participants 2017-01-01 730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 731
Number of participants with account balances 2017-01-01 724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 40
Number of employers contributing to the scheme 2017-01-01 9
2016: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 880
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 413
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 338
Total of all active and inactive participants 2016-01-01 751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 751
Number of participants with account balances 2016-01-01 751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 36
Number of employers contributing to the scheme 2016-01-01 9
2015: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 851
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 518
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 362
Total of all active and inactive participants 2015-01-01 880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 880
Number of participants with account balances 2015-01-01 806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 50
Number of employers contributing to the scheme 2015-01-01 9
2014: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,046
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 462
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 387
Total of all active and inactive participants 2014-01-01 849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 851
Number of participants with account balances 2014-01-01 851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 29
2013: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,174
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 588
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 456
Total of all active and inactive participants 2013-01-01 1,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 1,046
Number of participants with account balances 2013-01-01 1,046
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 80
2012: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,053
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 835
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 338
Total of all active and inactive participants 2012-01-01 1,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,174
Number of participants with account balances 2012-01-01 1,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 45
2011: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,041
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 713
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 338
Total of all active and inactive participants 2011-01-01 1,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,053
Number of participants with account balances 2011-01-01 1,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 33
2009: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,033
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 788
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 278
Total of all active and inactive participants 2009-01-01 1,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,067
Number of participants with account balances 2009-01-01 1,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2023: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	582
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	287
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	280
Total of all active and inactive participants	2023-01-01	567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	3
Total participants	2023-01-01	570
Number of participants with account balances	2023-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	7
Number of employers contributing to the scheme	2023-01-01	6
2022: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	609
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	279
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	302
Total of all active and inactive participants	2022-01-01	581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	582
Number of participants with account balances	2022-01-01	581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
Number of employers contributing to the scheme	2022-01-01	6
2021: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	649
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	271
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	335
Total of all active and inactive participants	2021-01-01	606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	3
Total participants	2021-01-01	609
Number of participants with account balances	2021-01-01	608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	9
Number of employers contributing to the scheme	2021-01-01	7
2020: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	672
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	292
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	353
Total of all active and inactive participants	2020-01-01	645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	647
Number of participants with account balances	2020-01-01	640
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	11
Number of employers contributing to the scheme	2020-01-01	9
2019: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	684
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	293
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	372
Total of all active and inactive participants	2019-01-01	665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	666
Number of participants with account balances	2019-01-01	660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	21
Number of employers contributing to the scheme	2019-01-01	9
2017: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	751
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	382
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	348
Total of all active and inactive participants	2017-01-01	730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	731
Number of participants with account balances	2017-01-01	724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	40
Number of employers contributing to the scheme	2017-01-01	9
2016: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	880
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	413
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	338
Total of all active and inactive participants	2016-01-01	751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	751
Number of participants with account balances	2016-01-01	751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	36
Number of employers contributing to the scheme	2016-01-01	9
2015: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	851
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	518
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	362
Total of all active and inactive participants	2015-01-01	880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	880
Number of participants with account balances	2015-01-01	806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	50
Number of employers contributing to the scheme	2015-01-01	9
2014: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,046
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	462
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	387
Total of all active and inactive participants	2014-01-01	849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	851
Number of participants with account balances	2014-01-01	851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	29
2013: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,174
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	588
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	456
Total of all active and inactive participants	2013-01-01	1,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	1,046
Number of participants with account balances	2013-01-01	1,046
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	80
2012: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,053
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	835
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	338
Total of all active and inactive participants	2012-01-01	1,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,174
Number of participants with account balances	2012-01-01	1,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	45
2011: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,041
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	713
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	338
Total of all active and inactive participants	2011-01-01	1,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,053
Number of participants with account balances	2011-01-01	1,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	33
2009: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,033
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	788
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	278
Total of all active and inactive participants	2009-01-01	1,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,067
Number of participants with account balances	2009-01-01	1,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

Measure	Date	Value
2023 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$1,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$2,172
Total income from all sources (including contributions)	2023-12-31	$31,098,624
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$5,419,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$5,369,514
Value of total corrective distributions	2023-12-31	$1,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$7,472,582
Value of total assets at end of year	2023-12-31	$151,752,089
Value of total assets at beginning of year	2023-12-31	$126,072,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$47,828
Total interest from all sources	2023-12-31	$73,351
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$3,440,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$3,440,711
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$4,177,712
Participant contributions at end of year	2023-12-31	$1,316,752
Participant contributions at beginning of year	2023-12-31	$1,270,827
Participant contributions at end of year	2023-12-31	$0
Participant contributions at beginning of year	2023-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$127,636
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$0
Other income not declared elsewhere	2023-12-31	$105,888
Total non interest bearing cash at end of year	2023-12-31	$62,623
Total non interest bearing cash at beginning of year	2023-12-31	$4,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$25,679,618
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$151,750,425
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$126,070,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$135,452,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$105,831,682
Interest on participant loans	2023-12-31	$71,722
Value of interest in common/collective trusts at end of year	2023-12-31	$14,610,652
Value of interest in common/collective trusts at beginning of year	2023-12-31	$18,434,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$246,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$246,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$1,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$19,492,845
Net investment gain or loss from common/collective trusts	2023-12-31	$513,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$3,167,234
Employer contributions (assets) at end of year	2023-12-31	$310,000
Employer contributions (assets) at beginning of year	2023-12-31	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$5,369,514
Liabilities. Value of benefit claims payable at end of year	2023-12-31	$1,664
Liabilities. Value of benefit claims payable at beginning of year	2023-12-31	$2,172
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2023-12-31	271787643
Total unrealized appreciation/depreciation of assets	2023-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$1,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$2,172
Total income from all sources (including contributions)	2023-01-01	$31,098,624
Total loss/gain on sale of assets	2023-01-01	$0
Total of all expenses incurred	2023-01-01	$5,419,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-01-01	$5,369,514
Value of total corrective distributions	2023-01-01	$1,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-01-01	$7,472,582
Value of total assets at end of year	2023-01-01	$151,752,089
Value of total assets at beginning of year	2023-01-01	$126,072,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-01-01	$47,828
Total interest from all sources	2023-01-01	$73,351
Total dividends received (eg from common stock, registered investment company shares)	2023-01-01	$3,440,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-01-01	$3,440,711
Was this plan covered by a fidelity bond	2023-01-01	Yes
Value of fidelity bond cover	2023-01-01	$1,000,000
If this is an individual account plan, was there a blackout period	2023-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2023-01-01	No
Contributions received from participants	2023-01-01	$4,177,712
Participant contributions at end of year	2023-01-01	$1,316,752
Participant contributions at beginning of year	2023-01-01	$1,270,827
Participant contributions at end of year	2023-01-01	$0
Participant contributions at beginning of year	2023-01-01	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-01-01	$127,636
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-01-01	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-01-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-01-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-01-01	$0
Other income not declared elsewhere	2023-01-01	$105,888
Total non interest bearing cash at end of year	2023-01-01	$62,623
Total non interest bearing cash at beginning of year	2023-01-01	$4,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Value of net income/loss	2023-01-01	$25,679,618
Value of net assets at end of year (total assets less liabilities)	2023-01-01	$151,750,425
Value of net assets at beginning of year (total assets less liabilities)	2023-01-01	$126,070,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-01-01	No
Were any leases to which the plan was party in default or uncollectible	2023-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-01-01	$135,452,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-01-01	$105,831,682
Interest on participant loans	2023-01-01	$71,722
Value of interest in common/collective trusts at end of year	2023-01-01	$14,610,652
Value of interest in common/collective trusts at beginning of year	2023-01-01	$18,434,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-01-01	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-01-01	$1,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-01-01	$19,492,845
Net investment gain or loss from common/collective trusts	2023-01-01	$513,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-01-01	No
Was there a failure to transmit to the plan any participant contributions	2023-01-01	No
Has the plan failed to provide any benefit when due under the plan	2023-01-01	No
Contributions received in cash from employer	2023-01-01	$3,167,234
Employer contributions (assets) at end of year	2023-01-01	$310,000
Employer contributions (assets) at beginning of year	2023-01-01	$285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-01-01	$5,369,514
Liabilities. Value of benefit claims payable at end of year	2023-01-01	$1,664
Liabilities. Value of benefit claims payable at beginning of year	2023-01-01	$2,172
Did the plan have assets held for investment	2023-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-01-01	No
Opinion of an independent qualified public accountant for this plan	2023-01-01	1
Accountancy firm name	2023-01-01	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2023-01-01	271787643
2022 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$2,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$9,587
Total income from all sources (including contributions)	2022-12-31	$-21,043,740
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$19,414,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$19,328,315
Value of total corrective distributions	2022-12-31	$2,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$6,056,076
Value of total assets at end of year	2022-12-31	$126,072,979
Value of total assets at beginning of year	2022-12-31	$166,538,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$84,273
Total interest from all sources	2022-12-31	$54,628
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$4,188,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$4,188,498
Administrative expenses professional fees incurred	2022-12-31	$84,273
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,358,329
Participant contributions at end of year	2022-12-31	$1,270,827
Participant contributions at beginning of year	2022-12-31	$1,230,761
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$95,799
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$143,707
Total non interest bearing cash at end of year	2022-12-31	$4,203
Total non interest bearing cash at beginning of year	2022-12-31	$2,369,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-40,458,500
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$126,070,807
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$166,529,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$105,831,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$145,115,143
Interest on participant loans	2022-12-31	$51,209
Value of interest in common/collective trusts at end of year	2022-12-31	$18,434,512
Value of interest in common/collective trusts at beginning of year	2022-12-31	$17,419,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$246,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$129,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$129,086
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$3,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-31,919,971
Net investment gain or loss from common/collective trusts	2022-12-31	$433,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$2,601,948
Employer contributions (assets) at end of year	2022-12-31	$285,000
Employer contributions (assets) at beginning of year	2022-12-31	$275,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$19,328,315
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$2,172
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$9,587
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2022-12-31	271787643
Total unrealized appreciation/depreciation of assets	2022-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$2,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$9,587
Total income from all sources (including contributions)	2022-01-01	$-21,043,740
Total loss/gain on sale of assets	2022-01-01	$0
Total of all expenses incurred	2022-01-01	$19,414,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-01-01	$19,328,315
Value of total corrective distributions	2022-01-01	$2,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-01-01	$6,056,076
Value of total assets at end of year	2022-01-01	$126,072,979
Value of total assets at beginning of year	2022-01-01	$166,538,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-01-01	$84,273
Total interest from all sources	2022-01-01	$54,628
Total dividends received (eg from common stock, registered investment company shares)	2022-01-01	$4,188,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-01-01	$4,188,498
Administrative expenses professional fees incurred	2022-01-01	$84,273
Was this plan covered by a fidelity bond	2022-01-01	Yes
Value of fidelity bond cover	2022-01-01	$1,000,000
If this is an individual account plan, was there a blackout period	2022-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2022-01-01	No
Contributions received from participants	2022-01-01	$3,358,329
Participant contributions at end of year	2022-01-01	$1,270,827
Participant contributions at beginning of year	2022-01-01	$1,230,761
Participant contributions at end of year	2022-01-01	$0
Participant contributions at beginning of year	2022-01-01	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-01-01	$95,799
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-01-01	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-01-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-01-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-01-01	$0
Other income not declared elsewhere	2022-01-01	$143,707
Total non interest bearing cash at end of year	2022-01-01	$4,203
Total non interest bearing cash at beginning of year	2022-01-01	$2,369,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Value of net income/loss	2022-01-01	$-40,458,500
Value of net assets at end of year (total assets less liabilities)	2022-01-01	$126,070,807
Value of net assets at beginning of year (total assets less liabilities)	2022-01-01	$166,529,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-01-01	No
Were any leases to which the plan was party in default or uncollectible	2022-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-01-01	$105,831,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-01-01	$145,115,143
Interest on participant loans	2022-01-01	$51,209
Value of interest in common/collective trusts at end of year	2022-01-01	$18,434,512
Value of interest in common/collective trusts at beginning of year	2022-01-01	$17,419,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-01-01	$246,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-01-01	$3,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-01-01	$-31,919,971
Net investment gain or loss from common/collective trusts	2022-01-01	$433,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-01-01	No
Was there a failure to transmit to the plan any participant contributions	2022-01-01	Yes
Has the plan failed to provide any benefit when due under the plan	2022-01-01	No
Contributions received in cash from employer	2022-01-01	$2,601,948
Employer contributions (assets) at end of year	2022-01-01	$285,000
Employer contributions (assets) at beginning of year	2022-01-01	$275,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-01-01	$19,328,315
Liabilities. Value of benefit claims payable at end of year	2022-01-01	$2,172
Liabilities. Value of benefit claims payable at beginning of year	2022-01-01	$9,587
Did the plan have assets held for investment	2022-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-01-01	No
Opinion of an independent qualified public accountant for this plan	2022-01-01	1
Accountancy firm name	2022-01-01	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2022-01-01	271787643
2021 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$9,587
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,222,435
Total income from all sources (including contributions)	2021-12-31	$28,395,338
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$11,105,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$11,019,173
Value of total corrective distributions	2021-12-31	$9,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$6,255,685
Value of total assets at end of year	2021-12-31	$166,538,894
Value of total assets at beginning of year	2021-12-31	$151,462,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$77,055
Total interest from all sources	2021-12-31	$59,049
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$9,719,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$9,719,967
Administrative expenses professional fees incurred	2021-12-31	$77,055
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,223,910
Participant contributions at end of year	2021-12-31	$1,230,761
Participant contributions at beginning of year	2021-12-31	$1,341,050
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$37,166
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$425,976
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$29,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$2,207,981
Other income not declared elsewhere	2021-12-31	$87,793
Total non interest bearing cash at end of year	2021-12-31	$2,369,509
Total non interest bearing cash at beginning of year	2021-12-31	$63,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$17,289,523
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$166,529,307
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$149,239,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$145,115,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$126,132,166
Interest on participant loans	2021-12-31	$59,035
Value of interest in common/collective trusts at end of year	2021-12-31	$17,419,375
Value of interest in common/collective trusts at beginning of year	2021-12-31	$18,447,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$129,086
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$2,979,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$2,979,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$12,067,401
Net investment gain or loss from common/collective trusts	2021-12-31	$205,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,605,799
Employer contributions (assets) at end of year	2021-12-31	$275,020
Employer contributions (assets) at beginning of year	2021-12-31	$2,432,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$11,019,173
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$9,587
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$14,454
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2021-12-31	271787643
2020 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,222,435
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,224,984
Total income from all sources (including contributions)	2020-12-31	$25,313,260
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$11,254,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$11,194,885
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-1,953
Value of total corrective distributions	2020-12-31	$14,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$5,532,443
Value of total assets at end of year	2020-12-31	$151,462,219
Value of total assets at beginning of year	2020-12-31	$137,406,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$47,347
Total interest from all sources	2020-12-31	$64,973
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,498,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,498,082
Administrative expenses professional fees incurred	2020-12-31	$47,347
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,092,797
Participant contributions at end of year	2020-12-31	$1,341,050
Participant contributions at beginning of year	2020-12-31	$1,617,499
Participant contributions at end of year	2020-12-31	$37,166
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$7,391
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$29,423
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$42,880
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$2,207,981
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$2,222,275
Other income not declared elsewhere	2020-12-31	$-31
Total non interest bearing cash at end of year	2020-12-31	$63,952
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$14,058,527
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$149,239,784
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$135,181,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$126,132,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$114,888,407
Interest on participant loans	2020-12-31	$64,973
Value of interest in common/collective trusts at end of year	2020-12-31	$18,447,156
Value of interest in common/collective trusts at beginning of year	2020-12-31	$18,372,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$2,979,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$17,959,302
Net investment gain or loss from common/collective trusts	2020-12-31	$258,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$2,432,255
Employer contributions (assets) at end of year	2020-12-31	$2,432,255
Employer contributions (assets) at beginning of year	2020-12-31	$2,485,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$11,194,885
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$14,454
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$2,709
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2020-12-31	271787643
2019 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,224,984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,494,769
Total income from all sources (including contributions)	2019-12-31	$30,445,840
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$14,932,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$14,878,491
Value of total corrective distributions	2019-12-31	$2,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,038,191
Value of total assets at end of year	2019-12-31	$137,406,241
Value of total assets at beginning of year	2019-12-31	$122,162,864
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$51,478
Total interest from all sources	2019-12-31	$62,877
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,919,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,919,591
Administrative expenses professional fees incurred	2019-12-31	$51,478
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,546,812
Participant contributions at end of year	2019-12-31	$1,617,499
Participant contributions at beginning of year	2019-12-31	$1,436,688
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$42,880
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$42,065
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$2,222,275
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$2,494,271
Other income not declared elsewhere	2019-12-31	$871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$15,513,162
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$135,181,257
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$119,668,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$114,888,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$100,179,291
Interest on participant loans	2019-12-31	$62,877
Value of interest in common/collective trusts at end of year	2019-12-31	$18,372,040
Value of interest in common/collective trusts at beginning of year	2019-12-31	$17,773,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$22,092,464
Net investment gain or loss from common/collective trusts	2019-12-31	$331,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,491,379
Employer contributions (assets) at end of year	2019-12-31	$2,485,415
Employer contributions (assets) at beginning of year	2019-12-31	$2,731,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$14,878,491
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$2,709
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$498
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2019-12-31	271787643
2018 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,494,769
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,557,195
Total income from all sources (including contributions)	2018-12-31	$550,230
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$5,686,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$5,627,668
Value of total corrective distributions	2018-12-31	$498
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$6,315,396
Value of total assets at end of year	2018-12-31	$122,162,864
Value of total assets at beginning of year	2018-12-31	$127,362,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$58,799
Total interest from all sources	2018-12-31	$61,031
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,842,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,842,523
Administrative expenses professional fees incurred	2018-12-31	$58,799
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,534,137
Participant contributions at end of year	2018-12-31	$1,436,688
Participant contributions at beginning of year	2018-12-31	$1,648,159
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$69,975
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$45,060
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$42,065
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$34,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$2,494,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$2,552,705
Other income not declared elsewhere	2018-12-31	$223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,136,735
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$119,668,095
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$124,804,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$100,179,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$108,501,609
Interest on participant loans	2018-12-31	$61,031
Value of interest in common/collective trusts at end of year	2018-12-31	$17,773,499
Value of interest in common/collective trusts at beginning of year	2018-12-31	$14,414,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-7,885,573
Net investment gain or loss from common/collective trusts	2018-12-31	$216,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,736,199
Employer contributions (assets) at end of year	2018-12-31	$2,731,321
Employer contributions (assets) at beginning of year	2018-12-31	$2,693,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$5,627,668
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$498
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$4,490
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2018-12-31	271787643
2017 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,557,195
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,709,082
Total income from all sources (including contributions)	2017-12-31	$24,675,960
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,404,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,338,756
Value of total corrective distributions	2017-12-31	$4,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$6,210,486
Value of total assets at end of year	2017-12-31	$127,362,025
Value of total assets at beginning of year	2017-12-31	$109,242,260
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$61,062
Total interest from all sources	2017-12-31	$55,723
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,625,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,625,244
Administrative expenses professional fees incurred	2017-12-31	$61,062
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,445,676
Participant contributions at end of year	2017-12-31	$1,648,159
Participant contributions at beginning of year	2017-12-31	$1,629,195
Participant contributions at end of year	2017-12-31	$69,975
Participant contributions at beginning of year	2017-12-31	$67,357
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$61,108
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$34,484
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$31,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$2,552,705
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$2,706,740
Other income not declared elsewhere	2017-12-31	$1,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$18,271,652
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$124,804,830
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$106,533,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$108,501,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$88,822,180
Interest on participant loans	2017-12-31	$55,723
Value of interest in common/collective trusts at end of year	2017-12-31	$14,414,723
Value of interest in common/collective trusts at beginning of year	2017-12-31	$15,855,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$16,556,774
Net investment gain or loss from common/collective trusts	2017-12-31	$226,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,703,702
Employer contributions (assets) at end of year	2017-12-31	$2,693,075
Employer contributions (assets) at beginning of year	2017-12-31	$2,835,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,338,756
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$4,490
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$2,342
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2017-12-31	271787643
2016 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,709,082
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,808,607
Total income from all sources (including contributions)	2016-12-31	$13,844,686
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$10,133,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$10,067,570
Value of total corrective distributions	2016-12-31	$2,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$6,730,495
Value of total assets at end of year	2016-12-31	$109,242,260
Value of total assets at beginning of year	2016-12-31	$105,630,129
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$63,118
Total interest from all sources	2016-12-31	$50,696
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,449,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,449,735
Administrative expenses professional fees incurred	2016-12-31	$63,118
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,515,460
Participant contributions at end of year	2016-12-31	$1,629,195
Participant contributions at beginning of year	2016-12-31	$1,577,501
Participant contributions at end of year	2016-12-31	$67,357
Participant contributions at beginning of year	2016-12-31	$34,935
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$369,939
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$31,742
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$28,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$2,706,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$2,771,071
Other income not declared elsewhere	2016-12-31	$446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,711,656
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$106,533,178
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$102,821,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$88,822,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$85,567,568
Interest on participant loans	2016-12-31	$50,696
Value of interest in common/collective trusts at end of year	2016-12-31	$15,855,950
Value of interest in common/collective trusts at beginning of year	2016-12-31	$15,495,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$5,392,099
Net investment gain or loss from common/collective trusts	2016-12-31	$221,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,845,096
Employer contributions (assets) at end of year	2016-12-31	$2,835,836
Employer contributions (assets) at beginning of year	2016-12-31	$2,925,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$10,067,570
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$2,342
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$37,536
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2016-12-31	271787643
2015 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$471,605
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$2,808,607
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$3,049,919
Total income from all sources (including contributions)	2015-12-31	$7,199,515
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$12,822,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$12,708,659
Expenses. Certain deemed distributions of participant loans	2015-12-31	$812
Value of total corrective distributions	2015-12-31	$37,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,701,911
Value of total assets at end of year	2015-12-31	$105,630,129
Value of total assets at beginning of year	2015-12-31	$111,022,902
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$75,574
Total interest from all sources	2015-12-31	$49,498
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,315,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,315,530
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,667,742
Participant contributions at end of year	2015-12-31	$1,577,501
Participant contributions at beginning of year	2015-12-31	$1,477,265
Participant contributions at end of year	2015-12-31	$34,935
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$98,918
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$28,551
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$26,024
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$2,771,071
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$2,890,514
Other income not declared elsewhere	2015-12-31	$690
Administrative expenses (other) incurred	2015-12-31	$75,574
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$71,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-5,623,066
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$102,821,522
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$107,972,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$85,567,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$91,215,124
Interest on participant loans	2015-12-31	$49,498
Value of interest in common/collective trusts at end of year	2015-12-31	$15,495,584
Value of interest in common/collective trusts at beginning of year	2015-12-31	$15,159,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,077,575
Net investment gain or loss from common/collective trusts	2015-12-31	$209,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,935,251
Employer contributions (assets) at end of year	2015-12-31	$2,925,990
Employer contributions (assets) at beginning of year	2015-12-31	$3,072,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$12,708,659
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$37,536
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$159,405
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2015-12-31	271787643
2014 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$3,049,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$3,476,856
Total income from all sources (including contributions)	2014-12-31	$14,102,236
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$22,120,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$21,863,758
Value of total corrective distributions	2014-12-31	$159,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$7,285,064
Value of total assets at end of year	2014-12-31	$111,022,902
Value of total assets at beginning of year	2014-12-31	$119,468,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$97,552
Total interest from all sources	2014-12-31	$55,958
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,322,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,322,429
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,021,520
Participant contributions at end of year	2014-12-31	$1,477,265
Participant contributions at beginning of year	2014-12-31	$2,371,565
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$35,329
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$138,380
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$26,024
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$33,280
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$2,890,514
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$3,466,011
Other income not declared elsewhere	2014-12-31	$42,506
Administrative expenses (other) incurred	2014-12-31	$97,552
Total non interest bearing cash at end of year	2014-12-31	$71,983
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-8,018,479
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$107,972,983
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$115,991,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$91,215,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$93,396,542
Interest on participant loans	2014-12-31	$55,958
Value of interest in common/collective trusts at end of year	2014-12-31	$15,159,829
Value of interest in common/collective trusts at beginning of year	2014-12-31	$19,972,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$5,160,436
Net investment gain or loss from common/collective trusts	2014-12-31	$235,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,125,164
Employer contributions (assets) at end of year	2014-12-31	$3,072,677
Employer contributions (assets) at beginning of year	2014-12-31	$3,659,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$21,863,758
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$159,405
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$10,845
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2014-12-31	271787643
2013 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$1,986,110
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$3,476,856
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$4,456,661
Total income from all sources (including contributions)	2013-12-31	$30,443,469
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$18,106,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$17,950,944
Expenses. Certain deemed distributions of participant loans	2013-12-31	$29,041
Value of total corrective distributions	2013-12-31	$16,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,917,637
Value of total assets at end of year	2013-12-31	$119,468,318
Value of total assets at beginning of year	2013-12-31	$110,097,525
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$109,788
Total interest from all sources	2013-12-31	$97,193
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,383,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,383,772
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,972,016
Participant contributions at end of year	2013-12-31	$2,371,565
Participant contributions at beginning of year	2013-12-31	$2,907,481
Participant contributions at end of year	2013-12-31	$35,329
Participant contributions at beginning of year	2013-12-31	$64,841
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$283,796
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$33,280
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$42,684
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$3,466,011
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$4,446,023
Other income not declared elsewhere	2013-12-31	$2,655
Administrative expenses (other) incurred	2013-12-31	$109,788
Liabilities. Value of operating payables at beginning of year	2013-12-31	$9,363
Total non interest bearing cash at beginning of year	2013-12-31	$2,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,336,708
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$115,991,462
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$105,640,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$93,396,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$81,591,330
Interest on participant loans	2013-12-31	$97,193
Value of interest in common/collective trusts at end of year	2013-12-31	$19,972,477
Value of interest in common/collective trusts at beginning of year	2013-12-31	$21,125,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$19,707,706
Net investment gain or loss from common/collective trusts	2013-12-31	$334,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,661,825
Employer contributions (assets) at end of year	2013-12-31	$3,659,125
Employer contributions (assets) at beginning of year	2013-12-31	$4,363,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$17,950,944
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$10,845
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$1,275
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARTINELLI & COMPANY LLC
Accountancy firm EIN	2013-12-31	271787643
2012 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$9,073,445
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$4,456,661
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$110,313
Total income from all sources (including contributions)	2012-12-31	$21,064,844
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$7,070,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,948,326
Value of total corrective distributions	2012-12-31	$1,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$10,146,092
Value of total assets at end of year	2012-12-31	$110,097,525
Value of total assets at beginning of year	2012-12-31	$82,683,470
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$120,981
Total interest from all sources	2012-12-31	$115,772
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,444,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,444,755
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,377,576
Participant contributions at end of year	2012-12-31	$2,907,481
Participant contributions at beginning of year	2012-12-31	$2,951,766
Participant contributions at end of year	2012-12-31	$64,841
Participant contributions at beginning of year	2012-12-31	$53,822
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$410,631
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$42,684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$40,413
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$4,446,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$107,015
Administrative expenses (other) incurred	2012-12-31	$120,981
Liabilities. Value of operating payables at end of year	2012-12-31	$9,363
Liabilities. Value of operating payables at beginning of year	2012-12-31	$3,203
Total non interest bearing cash at end of year	2012-12-31	$2,359
Total non interest bearing cash at beginning of year	2012-12-31	$12,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$13,994,262
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$105,640,864
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$82,573,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$81,591,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$62,332,456
Interest on participant loans	2012-12-31	$115,772
Value of interest in common/collective trusts at end of year	2012-12-31	$21,125,697
Value of interest in common/collective trusts at beginning of year	2012-12-31	$17,291,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$8,950,960
Net investment gain or loss from common/collective trusts	2012-12-31	$407,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$4,357,885
Employer contributions (assets) at end of year	2012-12-31	$4,363,133
Employer contributions (assets) at beginning of year	2012-12-31	$1,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,948,326
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$1,275
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$95
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARTINELLI & COMPANY, LLC
Accountancy firm EIN	2012-12-31	271787643
2011 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$110,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,022
Total income from all sources (including contributions)	2011-12-31	$7,777,275
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,073,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,946,387
Value of total corrective distributions	2011-12-31	$95
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,645,874
Value of total assets at end of year	2011-12-31	$82,683,470
Value of total assets at beginning of year	2011-12-31	$78,871,390
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$127,004
Total interest from all sources	2011-12-31	$110,653
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,142,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,142,400
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,633,260
Participant contributions at end of year	2011-12-31	$2,951,766
Participant contributions at beginning of year	2011-12-31	$2,493,704
Participant contributions at end of year	2011-12-31	$53,822
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$245,759
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$40,413
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$43,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$107,015
Administrative expenses (other) incurred	2011-12-31	$127,004
Liabilities. Value of operating payables at end of year	2011-12-31	$3,203
Total non interest bearing cash at end of year	2011-12-31	$12,270
Total non interest bearing cash at beginning of year	2011-12-31	$11,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$3,703,789
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$82,573,157
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$78,869,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$62,332,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$61,059,081
Interest on participant loans	2011-12-31	$110,653
Value of interest in common/collective trusts at end of year	2011-12-31	$17,291,071
Value of interest in common/collective trusts at beginning of year	2011-12-31	$15,263,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,503,282
Net investment gain or loss from common/collective trusts	2011-12-31	$381,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,766,855
Employer contributions (assets) at end of year	2011-12-31	$1,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,946,387
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$95
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$2,022
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARTINELLI & COMPANY, LLC
Accountancy firm EIN	2011-12-31	271787643
2010 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,022
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,953,674
Total income from all sources (including contributions)	2010-12-31	$16,124,356
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,789,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,627,686
Value of total corrective distributions	2010-12-31	$2,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$8,737,110
Value of total assets at end of year	2010-12-31	$78,871,390
Value of total assets at beginning of year	2010-12-31	$71,487,698
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$159,304
Total interest from all sources	2010-12-31	$118,217
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,010,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,010,937
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,920,506
Participant contributions at end of year	2010-12-31	$2,493,704
Participant contributions at beginning of year	2010-12-31	$2,155,528
Participant contributions at beginning of year	2010-12-31	$78,076
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$28,799
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$43,110
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$40,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$3,951,730
Other income not declared elsewhere	2010-12-31	$306
Administrative expenses (other) incurred	2010-12-31	$159,304
Total non interest bearing cash at end of year	2010-12-31	$11,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$11,335,344
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$78,869,368
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$67,534,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$61,059,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$50,683,111
Interest on participant loans	2010-12-31	$118,217
Value of interest in common/collective trusts at end of year	2010-12-31	$15,263,578
Value of interest in common/collective trusts at beginning of year	2010-12-31	$14,679,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,862,182
Net investment gain or loss from common/collective trusts	2010-12-31	$395,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,787,805
Employer contributions (assets) at beginning of year	2010-12-31	$3,851,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,627,686
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$2,022
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$1,944
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MARTINELLI & COMPANY, LLC
Accountancy firm EIN	2010-12-31	271787643
2009 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

2023: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Multi-employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Multi-employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Multi-employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Multi-employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Multi-employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Multi-employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Multi-employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Multi-employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OXBOW CARBON LLC
Employer identification number (EIN):	042800610
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2024-01-01	DOUG PORE
002	2023-01-01
002	2023-01-01	DOUG PORE
002	2022-01-01
002	2022-01-01	DOUG PORE
002	2021-01-01
002	2021-01-01	LORETTA REMPE
002	2020-01-01
002	2019-01-01
002	2017-01-01	KATHY FLAHERTY
002	2016-01-01	KATHY FLAHERTY
002	2015-01-01	KATHY FLAHERTY
002	2014-01-01	KATHY FLAHERTY
002	2013-01-01	KATHY FLAHERTY
002	2012-01-01	KATHY FLAHERTY	KATHY FLAHERTY	2013-10-14
002	2011-01-01	KATHY FLAHERTY
002	2009-01-01	KATHY FLAHERTY	KATHY FLAHERTY	2010-10-12