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OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 401k Plan overview

Plan NameOXBOW AFFILIATED COMPANIES RETIREMENT PLAN
Plan identification number 002

OXBOW AFFILIATED COMPANIES RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OXBOW CARBON LLC has sponsored the creation of one or more 401k plans.

Company Name:OXBOW CARBON LLC
Employer identification number (EIN):042800610
NAIC Classification:221100

Additional information about OXBOW CARBON LLC

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1990-01-30
Company Identification Number: 0353151
Legal Registered Office Address: P O BOX 1017
Fourth Ave.
ST PAUL
United States of America (USA)
24283-1017

More information about OXBOW CARBON LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KATHY FLAHERTY
0022016-01-01KATHY FLAHERTY
0022015-01-01KATHY FLAHERTY
0022014-01-01KATHY FLAHERTY
0022013-01-01KATHY FLAHERTY
0022012-01-01KATHY FLAHERTY KATHY FLAHERTY2013-10-14
0022011-01-01KATHY FLAHERTY
0022009-01-01KATHY FLAHERTY KATHY FLAHERTY2010-10-12

Plan Statistics for OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

401k plan membership statisitcs for OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

Measure Date Value
2022: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01609
Total number of active participants reported on line 7a of the Form 55002022-01-01279
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01302
Total of all active and inactive participants2022-01-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01582
Number of participants with account balances2022-01-01581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
Number of employers contributing to the scheme2022-01-016
2021: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01649
Total number of active participants reported on line 7a of the Form 55002021-01-01271
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01335
Total of all active and inactive participants2021-01-01606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01609
Number of participants with account balances2021-01-01608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
Number of employers contributing to the scheme2021-01-017
2020: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01672
Total number of active participants reported on line 7a of the Form 55002020-01-01292
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01353
Total of all active and inactive participants2020-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01647
Number of participants with account balances2020-01-01640
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
Number of employers contributing to the scheme2020-01-019
2019: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01684
Total number of active participants reported on line 7a of the Form 55002019-01-01293
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01372
Total of all active and inactive participants2019-01-01665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01666
Number of participants with account balances2019-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
Number of employers contributing to the scheme2019-01-019
2018: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01731
Total number of active participants reported on line 7a of the Form 55002018-01-01346
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01337
Total of all active and inactive participants2018-01-01683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01684
Number of participants with account balances2018-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0126
Number of employers contributing to the scheme2018-01-019
2017: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01751
Total number of active participants reported on line 7a of the Form 55002017-01-01382
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01348
Total of all active and inactive participants2017-01-01730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01731
Number of participants with account balances2017-01-01724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0140
Number of employers contributing to the scheme2017-01-019
2016: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01880
Total number of active participants reported on line 7a of the Form 55002016-01-01413
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01338
Total of all active and inactive participants2016-01-01751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01751
Number of participants with account balances2016-01-01751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0136
Number of employers contributing to the scheme2016-01-019
2015: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01851
Total number of active participants reported on line 7a of the Form 55002015-01-01518
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01362
Total of all active and inactive participants2015-01-01880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01880
Number of participants with account balances2015-01-01806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0150
Number of employers contributing to the scheme2015-01-019
2014: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,046
Total number of active participants reported on line 7a of the Form 55002014-01-01462
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01387
Total of all active and inactive participants2014-01-01849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01851
Number of participants with account balances2014-01-01851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0129
2013: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,174
Total number of active participants reported on line 7a of the Form 55002013-01-01588
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01456
Total of all active and inactive participants2013-01-011,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-011,046
Number of participants with account balances2013-01-011,046
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0180
2012: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,053
Total number of active participants reported on line 7a of the Form 55002012-01-01835
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01338
Total of all active and inactive participants2012-01-011,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,174
Number of participants with account balances2012-01-011,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0145
2011: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,041
Total number of active participants reported on line 7a of the Form 55002011-01-01713
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01338
Total of all active and inactive participants2011-01-011,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,053
Number of participants with account balances2011-01-011,044
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0133
2009: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,033
Total number of active participants reported on line 7a of the Form 55002009-01-01788
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01278
Total of all active and inactive participants2009-01-011,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,067
Number of participants with account balances2009-01-011,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

Measure Date Value
2022 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,587
Total income from all sources (including contributions)2022-12-31$-21,043,740
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$19,414,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$19,328,315
Value of total corrective distributions2022-12-31$2,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,056,076
Value of total assets at end of year2022-12-31$126,072,979
Value of total assets at beginning of year2022-12-31$166,538,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$84,273
Total interest from all sources2022-12-31$54,628
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,188,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,188,498
Administrative expenses professional fees incurred2022-12-31$84,273
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,358,329
Participant contributions at end of year2022-12-31$1,270,827
Participant contributions at beginning of year2022-12-31$1,230,761
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$95,799
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$143,707
Total non interest bearing cash at end of year2022-12-31$4,203
Total non interest bearing cash at beginning of year2022-12-31$2,369,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-40,458,500
Value of net assets at end of year (total assets less liabilities)2022-12-31$126,070,807
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$166,529,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$105,831,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$145,115,143
Interest on participant loans2022-12-31$51,209
Value of interest in common/collective trusts at end of year2022-12-31$18,434,512
Value of interest in common/collective trusts at beginning of year2022-12-31$17,419,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$246,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$129,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$129,086
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-31,919,971
Net investment gain or loss from common/collective trusts2022-12-31$433,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,601,948
Employer contributions (assets) at end of year2022-12-31$285,000
Employer contributions (assets) at beginning of year2022-12-31$275,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$19,328,315
Liabilities. Value of benefit claims payable at end of year2022-12-31$2,172
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$9,587
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2022-12-31271787643
2021 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,587
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,222,435
Total income from all sources (including contributions)2021-12-31$28,395,338
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,105,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,019,173
Value of total corrective distributions2021-12-31$9,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,255,685
Value of total assets at end of year2021-12-31$166,538,894
Value of total assets at beginning of year2021-12-31$151,462,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$77,055
Total interest from all sources2021-12-31$59,049
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$9,719,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$9,719,967
Administrative expenses professional fees incurred2021-12-31$77,055
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,223,910
Participant contributions at end of year2021-12-31$1,230,761
Participant contributions at beginning of year2021-12-31$1,341,050
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$37,166
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$425,976
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$29,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,207,981
Other income not declared elsewhere2021-12-31$87,793
Total non interest bearing cash at end of year2021-12-31$2,369,509
Total non interest bearing cash at beginning of year2021-12-31$63,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$17,289,523
Value of net assets at end of year (total assets less liabilities)2021-12-31$166,529,307
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$149,239,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$145,115,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$126,132,166
Interest on participant loans2021-12-31$59,035
Value of interest in common/collective trusts at end of year2021-12-31$17,419,375
Value of interest in common/collective trusts at beginning of year2021-12-31$18,447,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$129,086
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,979,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,979,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,067,401
Net investment gain or loss from common/collective trusts2021-12-31$205,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,605,799
Employer contributions (assets) at end of year2021-12-31$275,020
Employer contributions (assets) at beginning of year2021-12-31$2,432,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,019,173
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Liabilities. Value of benefit claims payable at end of year2021-12-31$9,587
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$14,454
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2021-12-31271787643
2020 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,222,435
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,224,984
Total income from all sources (including contributions)2020-12-31$25,313,260
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,254,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,194,885
Expenses. Certain deemed distributions of participant loans2020-12-31$-1,953
Value of total corrective distributions2020-12-31$14,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,532,443
Value of total assets at end of year2020-12-31$151,462,219
Value of total assets at beginning of year2020-12-31$137,406,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$47,347
Total interest from all sources2020-12-31$64,973
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,498,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,498,082
Administrative expenses professional fees incurred2020-12-31$47,347
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,092,797
Participant contributions at end of year2020-12-31$1,341,050
Participant contributions at beginning of year2020-12-31$1,617,499
Participant contributions at end of year2020-12-31$37,166
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,391
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$29,423
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$42,880
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,207,981
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,222,275
Other income not declared elsewhere2020-12-31$-31
Total non interest bearing cash at end of year2020-12-31$63,952
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,058,527
Value of net assets at end of year (total assets less liabilities)2020-12-31$149,239,784
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$135,181,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$126,132,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$114,888,407
Interest on participant loans2020-12-31$64,973
Value of interest in common/collective trusts at end of year2020-12-31$18,447,156
Value of interest in common/collective trusts at beginning of year2020-12-31$18,372,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,979,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$17,959,302
Net investment gain or loss from common/collective trusts2020-12-31$258,491
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,432,255
Employer contributions (assets) at end of year2020-12-31$2,432,255
Employer contributions (assets) at beginning of year2020-12-31$2,485,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,194,885
Liabilities. Value of benefit claims payable at end of year2020-12-31$14,454
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$2,709
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2020-12-31271787643
2019 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,224,984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,494,769
Total income from all sources (including contributions)2019-12-31$30,445,840
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$14,932,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$14,878,491
Value of total corrective distributions2019-12-31$2,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,038,191
Value of total assets at end of year2019-12-31$137,406,241
Value of total assets at beginning of year2019-12-31$122,162,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$51,478
Total interest from all sources2019-12-31$62,877
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,919,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,919,591
Administrative expenses professional fees incurred2019-12-31$51,478
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,546,812
Participant contributions at end of year2019-12-31$1,617,499
Participant contributions at beginning of year2019-12-31$1,436,688
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$42,880
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$42,065
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,222,275
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,494,271
Other income not declared elsewhere2019-12-31$871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,513,162
Value of net assets at end of year (total assets less liabilities)2019-12-31$135,181,257
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$119,668,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$114,888,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$100,179,291
Interest on participant loans2019-12-31$62,877
Value of interest in common/collective trusts at end of year2019-12-31$18,372,040
Value of interest in common/collective trusts at beginning of year2019-12-31$17,773,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,092,464
Net investment gain or loss from common/collective trusts2019-12-31$331,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,491,379
Employer contributions (assets) at end of year2019-12-31$2,485,415
Employer contributions (assets) at beginning of year2019-12-31$2,731,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$14,878,491
Liabilities. Value of benefit claims payable at end of year2019-12-31$2,709
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$498
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2019-12-31271787643
2018 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,494,769
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,557,195
Total income from all sources (including contributions)2018-12-31$550,230
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,686,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,627,668
Value of total corrective distributions2018-12-31$498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,315,396
Value of total assets at end of year2018-12-31$122,162,864
Value of total assets at beginning of year2018-12-31$127,362,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,799
Total interest from all sources2018-12-31$61,031
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,842,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,842,523
Administrative expenses professional fees incurred2018-12-31$58,799
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,534,137
Participant contributions at end of year2018-12-31$1,436,688
Participant contributions at beginning of year2018-12-31$1,648,159
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$69,975
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$45,060
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$42,065
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$34,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,494,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,552,705
Other income not declared elsewhere2018-12-31$223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,136,735
Value of net assets at end of year (total assets less liabilities)2018-12-31$119,668,095
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$124,804,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$100,179,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$108,501,609
Interest on participant loans2018-12-31$61,031
Value of interest in common/collective trusts at end of year2018-12-31$17,773,499
Value of interest in common/collective trusts at beginning of year2018-12-31$14,414,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,885,573
Net investment gain or loss from common/collective trusts2018-12-31$216,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,736,199
Employer contributions (assets) at end of year2018-12-31$2,731,321
Employer contributions (assets) at beginning of year2018-12-31$2,693,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,627,668
Liabilities. Value of benefit claims payable at end of year2018-12-31$498
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$4,490
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2018-12-31271787643
2017 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,557,195
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,709,082
Total income from all sources (including contributions)2017-12-31$24,675,960
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,404,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,338,756
Value of total corrective distributions2017-12-31$4,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,210,486
Value of total assets at end of year2017-12-31$127,362,025
Value of total assets at beginning of year2017-12-31$109,242,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$61,062
Total interest from all sources2017-12-31$55,723
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,625,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,625,244
Administrative expenses professional fees incurred2017-12-31$61,062
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,445,676
Participant contributions at end of year2017-12-31$1,648,159
Participant contributions at beginning of year2017-12-31$1,629,195
Participant contributions at end of year2017-12-31$69,975
Participant contributions at beginning of year2017-12-31$67,357
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$61,108
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$34,484
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$31,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,552,705
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,706,740
Other income not declared elsewhere2017-12-31$1,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,271,652
Value of net assets at end of year (total assets less liabilities)2017-12-31$124,804,830
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$106,533,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$108,501,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$88,822,180
Interest on participant loans2017-12-31$55,723
Value of interest in common/collective trusts at end of year2017-12-31$14,414,723
Value of interest in common/collective trusts at beginning of year2017-12-31$15,855,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$16,556,774
Net investment gain or loss from common/collective trusts2017-12-31$226,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,703,702
Employer contributions (assets) at end of year2017-12-31$2,693,075
Employer contributions (assets) at beginning of year2017-12-31$2,835,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,338,756
Liabilities. Value of benefit claims payable at end of year2017-12-31$4,490
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$2,342
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2017-12-31271787643
2016 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,709,082
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,808,607
Total income from all sources (including contributions)2016-12-31$13,844,686
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,133,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,067,570
Value of total corrective distributions2016-12-31$2,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,730,495
Value of total assets at end of year2016-12-31$109,242,260
Value of total assets at beginning of year2016-12-31$105,630,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$63,118
Total interest from all sources2016-12-31$50,696
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,449,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,449,735
Administrative expenses professional fees incurred2016-12-31$63,118
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,515,460
Participant contributions at end of year2016-12-31$1,629,195
Participant contributions at beginning of year2016-12-31$1,577,501
Participant contributions at end of year2016-12-31$67,357
Participant contributions at beginning of year2016-12-31$34,935
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$369,939
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$31,742
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$28,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,706,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,771,071
Other income not declared elsewhere2016-12-31$446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,711,656
Value of net assets at end of year (total assets less liabilities)2016-12-31$106,533,178
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$102,821,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$88,822,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$85,567,568
Interest on participant loans2016-12-31$50,696
Value of interest in common/collective trusts at end of year2016-12-31$15,855,950
Value of interest in common/collective trusts at beginning of year2016-12-31$15,495,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,392,099
Net investment gain or loss from common/collective trusts2016-12-31$221,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,845,096
Employer contributions (assets) at end of year2016-12-31$2,835,836
Employer contributions (assets) at beginning of year2016-12-31$2,925,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,067,570
Liabilities. Value of benefit claims payable at end of year2016-12-31$2,342
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$37,536
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2016-12-31271787643
2015 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$471,605
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,808,607
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,049,919
Total income from all sources (including contributions)2015-12-31$7,199,515
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$12,822,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,708,659
Expenses. Certain deemed distributions of participant loans2015-12-31$812
Value of total corrective distributions2015-12-31$37,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,701,911
Value of total assets at end of year2015-12-31$105,630,129
Value of total assets at beginning of year2015-12-31$111,022,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$75,574
Total interest from all sources2015-12-31$49,498
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,315,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,315,530
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,667,742
Participant contributions at end of year2015-12-31$1,577,501
Participant contributions at beginning of year2015-12-31$1,477,265
Participant contributions at end of year2015-12-31$34,935
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$98,918
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$28,551
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$26,024
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,771,071
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,890,514
Other income not declared elsewhere2015-12-31$690
Administrative expenses (other) incurred2015-12-31$75,574
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$71,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,623,066
Value of net assets at end of year (total assets less liabilities)2015-12-31$102,821,522
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$107,972,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$85,567,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$91,215,124
Interest on participant loans2015-12-31$49,498
Value of interest in common/collective trusts at end of year2015-12-31$15,495,584
Value of interest in common/collective trusts at beginning of year2015-12-31$15,159,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,077,575
Net investment gain or loss from common/collective trusts2015-12-31$209,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,935,251
Employer contributions (assets) at end of year2015-12-31$2,925,990
Employer contributions (assets) at beginning of year2015-12-31$3,072,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,708,659
Liabilities. Value of benefit claims payable at end of year2015-12-31$37,536
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$159,405
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2015-12-31271787643
2014 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,049,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,476,856
Total income from all sources (including contributions)2014-12-31$14,102,236
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$22,120,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$21,863,758
Value of total corrective distributions2014-12-31$159,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,285,064
Value of total assets at end of year2014-12-31$111,022,902
Value of total assets at beginning of year2014-12-31$119,468,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$97,552
Total interest from all sources2014-12-31$55,958
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,322,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,322,429
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,021,520
Participant contributions at end of year2014-12-31$1,477,265
Participant contributions at beginning of year2014-12-31$2,371,565
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$35,329
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$138,380
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$26,024
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$33,280
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,890,514
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,466,011
Other income not declared elsewhere2014-12-31$42,506
Administrative expenses (other) incurred2014-12-31$97,552
Total non interest bearing cash at end of year2014-12-31$71,983
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-8,018,479
Value of net assets at end of year (total assets less liabilities)2014-12-31$107,972,983
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$115,991,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$91,215,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$93,396,542
Interest on participant loans2014-12-31$55,958
Value of interest in common/collective trusts at end of year2014-12-31$15,159,829
Value of interest in common/collective trusts at beginning of year2014-12-31$19,972,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,160,436
Net investment gain or loss from common/collective trusts2014-12-31$235,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,125,164
Employer contributions (assets) at end of year2014-12-31$3,072,677
Employer contributions (assets) at beginning of year2014-12-31$3,659,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$21,863,758
Liabilities. Value of benefit claims payable at end of year2014-12-31$159,405
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$10,845
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2014-12-31271787643
2013 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$1,986,110
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,476,856
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,456,661
Total income from all sources (including contributions)2013-12-31$30,443,469
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$18,106,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,950,944
Expenses. Certain deemed distributions of participant loans2013-12-31$29,041
Value of total corrective distributions2013-12-31$16,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,917,637
Value of total assets at end of year2013-12-31$119,468,318
Value of total assets at beginning of year2013-12-31$110,097,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$109,788
Total interest from all sources2013-12-31$97,193
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,383,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,383,772
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,972,016
Participant contributions at end of year2013-12-31$2,371,565
Participant contributions at beginning of year2013-12-31$2,907,481
Participant contributions at end of year2013-12-31$35,329
Participant contributions at beginning of year2013-12-31$64,841
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$283,796
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$33,280
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$42,684
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,466,011
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$4,446,023
Other income not declared elsewhere2013-12-31$2,655
Administrative expenses (other) incurred2013-12-31$109,788
Liabilities. Value of operating payables at beginning of year2013-12-31$9,363
Total non interest bearing cash at beginning of year2013-12-31$2,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,336,708
Value of net assets at end of year (total assets less liabilities)2013-12-31$115,991,462
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$105,640,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$93,396,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$81,591,330
Interest on participant loans2013-12-31$97,193
Value of interest in common/collective trusts at end of year2013-12-31$19,972,477
Value of interest in common/collective trusts at beginning of year2013-12-31$21,125,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$19,707,706
Net investment gain or loss from common/collective trusts2013-12-31$334,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,661,825
Employer contributions (assets) at end of year2013-12-31$3,659,125
Employer contributions (assets) at beginning of year2013-12-31$4,363,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,950,944
Liabilities. Value of benefit claims payable at end of year2013-12-31$10,845
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$1,275
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARTINELLI & COMPANY LLC
Accountancy firm EIN2013-12-31271787643
2012 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$9,073,445
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,456,661
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$110,313
Total income from all sources (including contributions)2012-12-31$21,064,844
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,070,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,948,326
Value of total corrective distributions2012-12-31$1,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,146,092
Value of total assets at end of year2012-12-31$110,097,525
Value of total assets at beginning of year2012-12-31$82,683,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$120,981
Total interest from all sources2012-12-31$115,772
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,444,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,444,755
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,377,576
Participant contributions at end of year2012-12-31$2,907,481
Participant contributions at beginning of year2012-12-31$2,951,766
Participant contributions at end of year2012-12-31$64,841
Participant contributions at beginning of year2012-12-31$53,822
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$410,631
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$42,684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$40,413
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$4,446,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$107,015
Administrative expenses (other) incurred2012-12-31$120,981
Liabilities. Value of operating payables at end of year2012-12-31$9,363
Liabilities. Value of operating payables at beginning of year2012-12-31$3,203
Total non interest bearing cash at end of year2012-12-31$2,359
Total non interest bearing cash at beginning of year2012-12-31$12,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,994,262
Value of net assets at end of year (total assets less liabilities)2012-12-31$105,640,864
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$82,573,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$81,591,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$62,332,456
Interest on participant loans2012-12-31$115,772
Value of interest in common/collective trusts at end of year2012-12-31$21,125,697
Value of interest in common/collective trusts at beginning of year2012-12-31$17,291,071
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,950,960
Net investment gain or loss from common/collective trusts2012-12-31$407,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,357,885
Employer contributions (assets) at end of year2012-12-31$4,363,133
Employer contributions (assets) at beginning of year2012-12-31$1,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,948,326
Liabilities. Value of benefit claims payable at end of year2012-12-31$1,275
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$95
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARTINELLI & COMPANY, LLC
Accountancy firm EIN2012-12-31271787643
2011 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$110,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,022
Total income from all sources (including contributions)2011-12-31$7,777,275
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,073,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,946,387
Value of total corrective distributions2011-12-31$95
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,645,874
Value of total assets at end of year2011-12-31$82,683,470
Value of total assets at beginning of year2011-12-31$78,871,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$127,004
Total interest from all sources2011-12-31$110,653
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,142,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,142,400
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,633,260
Participant contributions at end of year2011-12-31$2,951,766
Participant contributions at beginning of year2011-12-31$2,493,704
Participant contributions at end of year2011-12-31$53,822
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$245,759
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$40,413
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$43,110
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$107,015
Administrative expenses (other) incurred2011-12-31$127,004
Liabilities. Value of operating payables at end of year2011-12-31$3,203
Total non interest bearing cash at end of year2011-12-31$12,270
Total non interest bearing cash at beginning of year2011-12-31$11,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,703,789
Value of net assets at end of year (total assets less liabilities)2011-12-31$82,573,157
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$78,869,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$62,332,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$61,059,081
Interest on participant loans2011-12-31$110,653
Value of interest in common/collective trusts at end of year2011-12-31$17,291,071
Value of interest in common/collective trusts at beginning of year2011-12-31$15,263,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,503,282
Net investment gain or loss from common/collective trusts2011-12-31$381,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,766,855
Employer contributions (assets) at end of year2011-12-31$1,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,946,387
Liabilities. Value of benefit claims payable at end of year2011-12-31$95
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$2,022
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARTINELLI & COMPANY, LLC
Accountancy firm EIN2011-12-31271787643
2010 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,022
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,953,674
Total income from all sources (including contributions)2010-12-31$16,124,356
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,789,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,627,686
Value of total corrective distributions2010-12-31$2,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,737,110
Value of total assets at end of year2010-12-31$78,871,390
Value of total assets at beginning of year2010-12-31$71,487,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$159,304
Total interest from all sources2010-12-31$118,217
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,010,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,010,937
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,920,506
Participant contributions at end of year2010-12-31$2,493,704
Participant contributions at beginning of year2010-12-31$2,155,528
Participant contributions at beginning of year2010-12-31$78,076
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$28,799
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$43,110
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$40,170
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$3,951,730
Other income not declared elsewhere2010-12-31$306
Administrative expenses (other) incurred2010-12-31$159,304
Total non interest bearing cash at end of year2010-12-31$11,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,335,344
Value of net assets at end of year (total assets less liabilities)2010-12-31$78,869,368
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$67,534,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$61,059,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$50,683,111
Interest on participant loans2010-12-31$118,217
Value of interest in common/collective trusts at end of year2010-12-31$15,263,578
Value of interest in common/collective trusts at beginning of year2010-12-31$14,679,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,862,182
Net investment gain or loss from common/collective trusts2010-12-31$395,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,787,805
Employer contributions (assets) at beginning of year2010-12-31$3,851,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,627,686
Liabilities. Value of benefit claims payable at end of year2010-12-31$2,022
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$1,944
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARTINELLI & COMPANY, LLC
Accountancy firm EIN2010-12-31271787643
2009 : OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OXBOW AFFILIATED COMPANIES RETIREMENT PLAN

2022: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OXBOW AFFILIATED COMPANIES RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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