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| Plan Name | CARDIOLOGY INTERNISTS, INC. RETIREMENT PLAN |
| Plan identification number | 001 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
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| Company Name: | CARDIOLOGY INTERNISTS, INC. |
| Employer identification number (EIN): | 042829301 |
| NAIC Classification: | 621111 |
| NAIC Description: | Offices of Physicians (except Mental Health Specialists) |
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 001 | 2014-01-01 | NICHOLAS M. MERCADANTE, MD | 2014-12-31 | ||
| 001 | 2013-01-01 | NICHOLAS M. MERCADANTE, MD | 2014-07-29 | ||
| 001 | 2012-01-01 | NICHOLAS M. MERCADANTE, MD | 2013-09-26 | ||
| 001 | 2011-01-01 | NICHOLAS M. MERCADANTE, MD | 2012-06-15 | ||
| 001 | 2009-01-01 | NICHOLAS M. MERCADANTE, MD |
| Measure | Date | Value |
|---|---|---|
| 2009: CARDIOLOGY INTERNISTS, INC. RETIREMENT PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 11 |
| Total of all active and inactive participants | 2009-01-01 | 11 |
| Total participants | 2009-01-01 | 11 |
| Number of participants with account balances | 2009-01-01 | 10 |
| Measure | Date | Value |
|---|---|---|
| 2010 : CARDIOLOGY INTERNISTS, INC. RETIREMENT PLAN 2010 401k financial data | ||
| Total income from all sources | 2010-12-31 | $151,768 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $471,119 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $471,119 |
| Total plan assets at end of year | 2010-12-31 | $725,210 |
| Total plan assets at beginning of year | 2010-12-31 | $1,044,561 |
| Value of fidelity bond covering the plan | 2010-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $52,163 |
| Other income received | 2010-12-31 | $96,503 |
| Net income (gross income less expenses) | 2010-12-31 | $-319,351 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $725,210 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,044,561 |
| Assets. Value of participant loans | 2010-12-31 | $38,610 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $3,102 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : CARDIOLOGY INTERNISTS, INC. RETIREMENT PLAN 2009 401k financial data | ||
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2009: CARDIOLOGY INTERNISTS, INC. RETIREMENT PLAN 2009 form 5500 responses | ||
|---|---|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Policy contract number | 72959 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Policy instance | 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 ) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Policy contract number | INDIV CONTR | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Policy instance | 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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